United SteelworkersDownload PDFNational Labor Relations Board - Board DecisionsApr 30, 1976223 N.L.R.B. 1184 (N.L.R.B. 1976) Copy Citation 1184 DECISIONS OF NATIONAL LABOR RELATIONS BOARD United Steelworkers of America , AFL-CIO (Inter- Royal Corp.) and Wilda J. Beshears Local 3784, United Steelworkers of America, AFL- CIO and Wilda J. Beshears . Cases 25-CB-2274 and 25-CB-2274-2 April 30, 1976 DECISION AND ORDER By MEMBERS FANNING, PENELLO, AND WALTHER On December 16, 1975, Administrative Law Judge Samuel Ross issued the attached Decision in this proceeding. Thereafter, the Respondents filed excep- tions and a supporting brief, and the General Coun- sel filed a brief in support of the Administrative Law Judge's Decision. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge and to adopt his recommended Order, as modified herein. As more fully set forth in the Administrative Law Judge's Decision, Wilda Beshears was notified by let- ter on March 22, 1975, a Saturday, that she had been removed from the Employer's seniority rolls for over- staying a medical leave of absence which had expired on March 10.1 Beshears was unable to reach anyone in either management or her Local until Monday, March 24, when she spoke to Local President Wat- son by phone and told him that she had not been released by her doctor. After receiving Beshears' phone call, Watson went to see the Employer's personnel manager, Sawyer, who showed him a copy of an insurance form indi- cating that she should have been able to return to work March 10. Sawyer told Watson that he consid- ered Beshears to have quit, but nevertheless called her doctor's office and asked for a written explana- tion from the doctor concerning her illness and treat- ment. In the meantime , Beshears had obtained a state- ment from her doctor's nurse that she had not been released to return to work. She called Watson again and offered to bring in the statement. According to credited testimony, Watson replied that he didn't give a damn what she had, didn't want to look at it, 1 The collective-bargaining agreement provides in sec. IX(2Xf) that con- tinuous service is broken by "failure to report promptly after a vacation or leave of absence." and that she was not allowed on company property because she had been fired. Beshears asked how long she had to file a grievance; Watson laughed and said "your time has just run out." Finally, Watson told her that if the problem with the insurance company, which had forwarded the original form from her doc- tor to the Employer, was straightened out, she would have no difficulty getting her job back. Around the first or second of April the Employer was forwarded a letter from Beshears ' doctor to the insurance company explaining that his original prog- nosis had been overly optimistic and that she was still being treated. On April 14, Beshears' doctor re- leased her to return to work, but the Employer would not accept her. The Respondents, Local 3784, United Steelwork- ers of America, AFL-CIO, and its parent, were charged with violating Section 8(b)(1)(A) by refusing to process Beshears' grievance; a complaint was is- sued; and the Administrative Law Judge found that Section 8(b)(1)(A) had been violated. The Respon- dents, both here and as they did before the Adminis- trative Law Judge, defend principally on the ground that Watson acted in good faith. In their view, Wat- son presented an oral first-step grievance in his con- versation with Sawyer on March 24, thereby initiat- ing a 7-day time limit under the contract on any appeal to the second stage of the grievance proce- dure. Respondents contend that this time limit had run out before they became aware that Beshears' doctor had corrected his earlier, inaccurate progno- sis. And, they contend, they had no duty to secure proof of Beshears' grievance for her. Although we agree with the Administrative Law Judge that the facts establish a violation of Section 8(b)(1)(A), we find no need to go beyond the events of March 24. Nor do we find it necessary to de- termine whether or not Watson did present a griev- ance on that date, or to choose among the conflicting interpretations of the contract offered by the parties. The Respondents' argument that the time limit for appealing the grievance had run out before Beshears' doctor had corrected his earlier prognosis is not per- suasive. That could be a meritorious defense only if the Respondents had acted lawfully at the start. If, as we find, the Respondents violated the Act March 24, the defense amounts to nothing more than a bare claim that, having persisted in a coercive failure and refusal to process Beshears' grievance, they should now be allowed to take an unlawfully gained refuge under the contract's time limitations. And our con- clusion would be no different even were we to hold that an exclusive collective-bargaining representative might properly refuse to press an apparently merito- rious grievance, in the absence of other evidence of bad faith, on the ground that the employer might raise an affirmative defense of timeliness under the 223 NLRB No. 177 UNITED STEELWORKERS 1185 contract. There was no question of timeliness on March 24. This proceeding is rooted in little more than a cler- ical error, an everyday occurrence. With good will, it should have been easily clarified. Despite that simple and wholly plausible explanation, which Beshears urged on Local President Watson and which is now not even contested, Watson, rather than acting as her advocate, peremptorily refused her explanation and attempt at proof. We need find no duty on the Re- spondents' part to pursue the proof of Beshears' grievance; they rejected her attempt to provide that proof. And it is patently irrelevant that the proof Beshears had in hand on March 24 might not have fully satisfied the Employer-it was not even consid- ered by the Respondents. Watson just did not "give a damn," as far as he was concerned her time to file a grievance had just run out, when it obviously had not. Whether or not the Respondents through the exer- cise of proper and reasonable efforts thereafter to vindicate Beshears ' rights could have cured their un- lawful conduct, or whether they in fact would have attempted to but for alleged time limitations, are of no moment. They did not do so; and, but for their original unlawful action, the question would not even arise. We conclude, as did the Administrative Law Judge, that the Respondents' failure and refusal to process Beshears ' grievance restrained and coerced her in violation of Section 8(b)(1)(A).2 However, al- though we generally agree with the Administrative Law Judge's proposed remedy, the Respondents' lia- bility, reasonably, must be limited to any loss Besh- ears suffered as a result of the refusal to consider and process her grievance. Therefore, the Respondents' backpay liability will terminate not only in the cir- cumstances set forth by the Administrative Law Judge, but also if and when the Respondents secure consideration of her grievance by the Employer and thereafter pursue it in good faith with all due dili- gence.' A mere attempt to secure Employer consider- ation of the grievance will not now suffice. The time limit for the grievance has now expired, but that is attributable solely to the Respondents: under any in- terpretation of the contract, the grievance was timely on March 24, 1975, when the violation occurred. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge as modified below and hereby orders that Respondents United Steelworkers of America, AFL-CIO, and its Local 3784, Michigan City, Indiana, their officers, agents, and representatives, shall take the action set forth in the Administrative Law Judge's recommended Order as so modified: 1. Substitute the following as paragraph 2(a) of the Administrative Law Judge's recommended Or- der: "(a) Request InterRoyal Corporation to reinstate Wilda J. Beshears to her former position or, if it no longer exists, to a substantially equivalent position. If InterRoyal refuses to reinstate her, ask it to consider a grievance over her March 11, 1975, termination, and thereafter pursue her grievance in good faith with all due diligence." 2. Substitute the following for paragraph 2(b): "(b) Make Wilda J. Beshears whole for any loss of earnings she may have suffered as a result of her discharge by InterRoyal Corporation, from April 14, 1975, when she was ready, willing, and able to work until such time as she is reinstated by InterRoyal Corporation or obtains other substantially equivalent employment or the Respondents secure consider- ation of her grievance by the Employer and thereaf- ter pursue it with all due diligence, whichever is soon- er, together with interest at the rate of 6 percent per annum, all to be computed in the manner set forth in the section of this Decision entitled `The Remedy.' " 3. Substitute the attached Appendix for that of the Administrative Law Judge. 2 Oil Drivers and Filling Station and Platform Workers Truck Drivers, Local No. 705 International Brotherhood of Teamsters (Associated Transport, Inc.), 209 NLRB 292 (1974); cf. General Truck Drivers, Chauffeurs and Helpers Union, Local No. 692, International Brotherhood of Teamsters (Great Western Unifreight System), 209 NLRB 446 (1974). 7 We do not believe that it is necessary or appropriate at this time to order the Respondents to take Beshears ' grievance to arbitration ; it has yet to be processed beyond the first stage under any interpretation of the facts. Whether or not the Respondents', obligations under the Act will require arbitration of the grievance necessarily depends upon future events and their own conduct ; most simply , the issue is not ripe. We will amend the Administrative Law Judge's recommended Order and notice accordingly. APPENDIX NOTICE To EMPLOYEES AND MEMBERS POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a hearing at which all sides had an opportunity to present their evidence, the National Labor Rela- tions Board has found that we violated the National Labor Relations Act, and has ordered us to post this notice and we intend to carry out the Order of the Board. 1186 DECISIONS OF NATIONAL LABOR RELATIONS BOARD WE WILL NOT fail or refuse to file and process any employee's grievance because of hostility to the employee, or for any similar reason. WE WILL NOT in any like or related manner restrain or coerce employees in the exercise of their right to engage in or refrain from engaging in concerted activities guaranteed by Section 7 of the Act, except to the extent that such right may be affected by an agreement authorized by Section 8(a)(3) of the Act. WE WILL request InterRoyal Corporation to reinstate Wilda J. Beshears to her former posi- tion or, if it no longer exists, to a substantially equivalent position. If it refuses to reinstate her, we will ask InterRoyal Corporation to consider a grievance over her March 11, 1975, termina- tion and will pursue it in good faith with all due diligence. Since it was decided that we violated the Act by failing and refusing to file and process Wilda J. Beshears' grievance, WE WILL make her whole for any losses she suffered by reason of our fail- ure to promptly file and process her meritorious grievance. UNITED STEELWORKERS OF AMERICA, AFL- CIO witnesses and their demeanor, and after due consideration of the briefs filed by the parties, I hereby make the follow- ing: FINDINGS OF FACT 1. THE BUSINESS OF THE COMPANY InterRoyal Corporation, herein InterRoyal, is a Dela- ware corporation which is engaged at Michigan City, Indi- ana, in the manufacture, sale, and distribution of office furniture and related products. During the past year, a rep- resentative period, InterRoyal purchased and received at its plant in Michigan City, Indiana, goods and materials valued in excess of $50,000 which were transported to the said plant directly from places outside the State of Indiana. During the same period, InterRoyal sold and shipped products valued in excess of $50,000 from its said plant to places outside the State of Indiana. The Respondents ad- mit that InterRoyal is engaged in commerce and in opera- tions affecting commerce within the meaning of Section 2(6) and (7) of the Act, and I so find. 11. THE LABOR ORGANIZATIONS INVOLVED The Respondents also admit and I find that they are labor organizations within the meaning of Section 2(5) of the Act. III. THE UNFAIR LABOR PRACTICES LOCAL 3784, UNITED STEELWORKERS OF AMERICA , AFL-CIO DECISION SAMUEL Ross, Administrative Law Judge: Upon charges filed by Wilda J. Beshears on April 30, 1975, against Unit- ed Steelworkers of America , AFL-CIO, herein the Respon- dent International, and on June 25 , 1975, against Local 3784, United Steelworkers of America, AFL-CIO, herein Respondent Local, the General Counsel of the National Labor Relations Board issued complaints on June 27 and July 14, 1975, respectively, against the Respondents, alleg- ing that they had engaged in unfair labor practices within the meaning of Sections 8(bXI)(A) and 2(6) and (7) of the National Labor Relations Act, as amended. The Respon- dents filed answers denying the substantive allegations of the complaints and the commission of unfair labor practic- es. On July 14, 1975, the Regional Director of Region 25 of the Board issued an order consolidating the two cases. On August 14, 1975, a hearing on the issues raised by the pleadings was held before me at Michigan City, Indiana. Upon the entire record,' including my observation of the 1 Following the close of the hearing, the Respondents ' counsel moved to include in the record for the purpose of impeachment only. an affidavit given by the Charging Party Wilda J . Beshears to an agent of the Board on May 19. 1975. The said motion was granted and the affidavit has been marked Resps . Exh. 6 and placed in the exhibit file. After the close of the hearing, the General Counsel moved to correct some of the errors in the transcript of the hearing , and one in the exhibit file . The said motions are A. The Question Presented The principal issue presented in this case is whether the Respondents breached their duty of fair representation by failing, refusing, and/or neglecting to process a grievance for the Charging Party, Wilda J. Beshears, when her em- ployment by InterRoyal was terminated by the Company. B. The Facts The essential facts in this case are, for the most part, either admitted, undisputed, or documented. The Respon- dent International has been the collective-bargaining rep- resentative of the employees of InterRoyal for many years. The Respondent Local was chartered by Respondent In- ternational to represent the employees at InterRoyal. The most recent collective-bargaining agreement between In- terRoyal and International "For Local No. 3784" was exe- cuted on May 6, 1974, and expires on May 5, 1976.1 The Charging Party, Wilda J. Beshears, was hired by InterRoyal on August 1, 1973, and at all the times material herein, she was a member of the collective-bargaining unit at InterRoyal represented by the Respondents. On January 27, 1975,3 Beshears went on sick leave for a condition de- scribed in her doctor's report to InterRoyal's insurance carrier as: "Vulvo vaginitis; tear in right lower abdominal hereby granted . and the transcript and the exhibit file have been corrected accordingly. 2 G.C. Exh. 2. 3 All dates hereinafter refer to 1975 unless otherwise noted. UNITED STEELWORKERS wall; neuritis of right abdominal wall in wound site." Ac- cording to the said report dated February 17, Beshears "was continuously totally disabled" and would be "unable to work from 1-27-75 thru 3-10-75.114 Notwithstanding the said report, Beshears was still under her doctor's care and had not been released by him to return to work when she received a registered letter dated March 21 from Thomas C. Sawyer, InterRoyal's personnel manager, which stated. that she had been removed from the Company's "seniority roles (sic)" as of March 11 because of her "failure to report promptly after a leave of absence for work." 5 According to Sawyer, he based Beshears ' termination on her doctor's February 17 report to the insurance company quoted above. Upon the receipt of InterRoyal's letter on Saturday, March 22, Beshears immediately tried to contact Respon- dent Local's president , L. J. Watson, and InterRoyal's per- sonnel manager , Sawyer, at their homes by telephone, but she was unable to reach either of them. She finally reached Watson by telephone on Monday, March 24, and read to him the letter she had received from the Company. She told Watson that she was still on sick leave, and that she had not been released by her doctor (who is also the Company's doctor) to return to work, and that she wanted Watson to file a grievance with the Company on her be- half. Watson told Beshears that he would check into the matter and would call her back. He then contacted Person- nel Manager Sawyer and asked him for an explanation of the action he had taken against Beshears . Sawyer, in re- sponse, showed Watson a copy of the insurance claim form quoted above which Dr. Paul had signed on February 17 which stated that Beshears was totally disabled and would be unable to return to work "thru 3-10-75." He also told Watson that he regarded Beshears as having "quit" her employment. In addition, in Watson's presence, Sawyer called Dr. Paul's office and asked his nurse, Norma Smith, to have the doctor send him "a written explanation" of Beshears ' recent medical history, illnesses , and treatments.' Beshears , in the meantime , went to her doctor's office that same morning , and in his absence, she obtained from his nurse on the doctor's prescription form, a statement dated March 24, which read as follows: "Patient has been under my care from 1-27-75. Patient has not been released for work. May not return to work until further notice. L.G. Paul, M.D." The statement was subscribed by Dr. Paul's nurse with her initials "N.S." 7 Later that same morning, Beshears again telephoned Watson and told him that she had been to the doctor's office and had obtained "a slip" that she was still on sick leave. According to Beshears, whom I credit in this respect, Watson replied that he didn't give a damn what Beshears had, and that he had seen the insurance form which indicated in "black and white" that she could return to work on March 11. Beshears offered to 4 See Resps . Exh. 5. 5 See G .C. Exh. 3. 6 Although Sawyer then admittedly was aware that Beshears was claiming that she had not yet been released by the doctor to return to work, he did not ask the nurse whether Beshears' claim was true, assertedly because. "I wasn 't interested in anything the nurse could tell me, I wanted a document from the doctor." r See Resps. Exh. 2. 1187 read "the doctor's slip" to Watson, but he said that he didn't want to hear it. Beshears then offered to bring the slip to the Company's office, but Watson said that he didn't want to look at it, and that furthermore, she had been fired and was no longer allowed on company proper- ty. Beshears asked Watson how much time remained to file a grievance, and he laughed and replied, "Your time has, just run out." Watson finally told Beshears that if she got the matter "straightened out" with the insurance company, she would have no trouble getting her job back .8 During the rest of the week of March 24, Beshears had several telephone conversations with Watson during the course of which she repeatedly requested Watson to file a grievance against the Company for terminating her em- ployment. According to Beshears' credited testimony, in one such conversation, when she in a loud voice demand- ed, "L.J. [Watson], I want a grievance filed." Watson re- sponded, "I will not file a grievance for you," and he slam- med down the receiver and thus ended the conversation. Thereafter, despite repeated attempts, Beshears was unable to contact Watson by telephone again. In compliance with Personnel Manager Sawyer's request to his nurse, on March 28, Dr. Paul sent a letter to Inter- Royal's insurance carrier, a copy of which was seen by Sawyer 2 or 3 days after its date. The letter stated as fol- lows:9 March 28, 1975 To Whom It May Concern: Re: Wilda Beshears The above patient was seen on January 27, 1975, for neuritis of the right lower abdominal wall secondary to the patient's surgery. The patient was seen on Janu- ary 13, 1975 and on January 17, 1975, with improve- ment. It was on this basis that it was anticipated the patient would be able to return to work on March 10, 1975 and inadvertently on the insurance form that was signed it was so indicated. Unfortunately, the patient's progress has not been good. The patient was further seen on February 27, 1975, with recurrence if not exacerbation of her problem, and again was treated. The patient is to be seen again this week for continued pain and tenderness plus weakness of the right lower abdomen. Sincerely, (Signed) Leonard G. Paul, M.D. Since the receipt of Dr. Paul's letter of March 28, Sawyer admittedly has taken no action to restore Beshears' em- ployment status, and although, according to Sawyer, he 8 Watson denied telling Beshears that he was disinterested in seeing or hearing the statement she had received from Dr. Paul's office , and he also denied telling her that she was not allowed to come on company property. I do not credit these denials for I regard Watson 's testimony as sometimes equivocal , at others evasive, and occasionally inconsistent and implausible. I therefore regard his testimony as less reliable than that of Beshears whom I credit in most respects and in this regard. 9 See G.C. Exh. 4. In view of the context in which the dates January 13, 1975, and January 17, 1975 , appear in the first paragraph of Dr. Paul's letter, it is obvious that these dates refer to visits made by Beshears to the doctor after the initial visit on January 27, and thus undoubtedly were intended to refer to February 13 and 17, 1975. 1188 DECISIONS OF NATIONAL LABOR RELATIONS BOARD showed a copy of Dr. Paul's letter to Watson, the latter has not filed a grievance with the Company to protest Besh- ears' termination . On April 11, Beshears visited Inter- Royal's personnel office and gave Sawyer a slip from Dr. Paul dated that day which stated that Beshears had been under his care and could return to work on April 14. 11 After reading the doctor's slip , Sawyer told Beshears that if she was recalled , it would , in all likelihood , be on a layoff status, but that in any event, he was not prepared to change his position regarding the letter terminating her employ- ment. The following Monday, April 14, Beshears sent a letter to Watson by certified mail in which she again requested that a grievance be filed with InterRoyal for terminating her employment. The letter, erroneously dated March 14, read as follows: II March 14, 1975 Mr. L.J. Watson I want a griviance [sic] filed against the Co. For Firing Me, Against Union Rules . I was not given the 5 days Notice. I had no way of Knowing a mistake had been made by my Dr. He Had told me I Could not return to work. The only return to work slip I had, I turn [sic] in Friday April 11, 1975 to Mr. Sawyer. Thank you Wilda J. Beshears Since the receipt of Beshears' letter, the Respondents ad- mittedly have taken no further action and have filed no grievance with InterRoyal to protest her discharge, and In- terRoyal has not reinstated her to employment status. C. The Contentions of the Parties The General Counsel contends that the Respondents violated their duty to fairly serve and represent the inter- ests of all their bargaining unit employees without hostile discrimination against any of them, by failing and refusing to file and process a grievance to protest InterRoyal's ter- mination of Beshears ' employment , and that the Respon- dents thereby engaged in unfair labor practices within the meaning of Section 8(bXIXA) of the Act. The Respondents contend that Local President Watson in effect orally processed the first -step grievance procedure in their collective-bargaining agreement with InterRoyal by questioning Personnel Manager Sawyer regarding the reasons for his action against Beshears . They contend fur- ther that Watson did not, and in effect could not, process this grievance further because Beshears did not furnish him with evidence , within the 7-day time limitation set by the contract , to appeal the grievance to step 2, to counteract Dr. Paul's insurance form which indicated that she would be able to return to work after March 10. In addition, the Respondents contend that the General Counsel has failed to establish that the failure to process a grievance for Besh- ears was motivated by hostility to her. The Respondent International finally contends that it is not in any event 1o See G.C. Exit. 5. 11 See G.C. Exh. 6. responsible for the inaction of the Respondent Local in respect to Beshears ' requests that a grievance be processed over the termination of her employment by InterRoyal. D. Analysis and Concluding Findings The principles of law which govern the issue in this case are well settled. A union which enjoys the status of exclu- sive collective-bargaining representative is required to serve the interests of all the employees in the bargaining unit fairly, in good faith, and without hostile discrimina- tion , and it breaches that duty of fair representation when its conduct towards a member of the bargaining unit is arbitrary, discriminatory, or in bad faith.12 A union's duty of fair representation includes the obligation to act as ad- vocate for the grievant.13 The duty "may be breached not only by action, but by inaction as well, such as the refusal to process a grievance." 14 In Vaca v. Sipes, supra, the Su- preme Court stated at 191: [A] union may not arbitrarily ignore a meritorious grievance or process it in a perfunctory fashion... . And, in Ruzicka v. General Motors Corp., et al.,15 the court of appeals stated as follows: When a union makes no decision as to the merits of an individual's grievance but merely allows it to expire by negligently failing to take a basic step towards resolv- ing it, the union has acted arbitrarily and is liable for a breach of its duty of fair representation. Applying the foregoing principles to the facts established by the record in this case, it is quite evident that there has been a total failure and refusal on the part of the Respon- dents to file and process a grievance for Beshears over the peremptory termination of her employment by InterRoyal, that the refusal was based on hostility to Beshears, and that the Respondents thereby breached their duty of fair repre- sentation. I base these conclusions on the following consid- erations. Beshears' employment was terminated by InterRoyal al- legedly because she did not return to work on March II from a leave of absence caused by her medical disability. InterRoyal based its action on a prognosis which had been sent by Beshears' doctor to InterRoyal's insurance carrier on February 17 which stated that she would be unable to work "thru 3-10-75." 16 Her termination was effected by Personnel Manager Sawyer without any inquiry either as to whether the doctor's forecast had proved to be correct, or as to whether Beshears had in fact been released by the doctor to return to work. In fact, the doctor's prognosis had not been accurate, and Beshears was still under the 12 Miranda Fuel Company, Inc., 140 NLRB 181, 185 (1962); Vaca v. Sipes, 386 U.S. 171. 190 (1967). 13 Truck Drivers, Oil Drivers, etc. Local 705 (Associated Transport, Inc.). 209 NLRB 292 (1974). 14 Local 12, United Rubber, Cork, Linoleum, & Plastic Workers of America. AFL-CIO (Goodyear Tire & Rubber Co. of East Gadsden, Ala.). 150 NLRB 312, 315 ( 1964). 15 90 LRRM 2497, 2500 (C.A. 6, Sept. 23, 1975). 16 Although the letter sent to Beshears on March 21 by Sawyer merely stated that she had been removed from InterRoyal 's "seniority roles (sic)." it is evident that it was intended as a notification of the termination of Beshears ' employment. UNITED STEELWORKERS 1189 doctor's care when she received InterRoyal 's letter. Upon receipt of that letter , Beshears immediately notified Re- spondent Local Union President Watson that she had not been released by her doctor to return to work, and she undisputedly requested him to file a grievance with the Company on her behalf to protest her termination. In re- sponse to Beshears ' request , the sum total of what Watson did was to ask Sawyer the reason for his action , as a result of which he was shown the insurance form dated February 17 in which the doctor had forecast that Beshears would be "unable to work thru 3 -10-75." According to Personnel Manager Sawyer who testified for the Respondents, who obviously bore them no antipathy , and whom I credit in this regard , Watson did not file a grievance with Inter- Royal to protest the Company's action against Beshears, and Sawyer "didn't view" Watson's inquiry about Besh- ears' termination "as a grievance ." 17 Watson did not there- after investigate the veracity of Beshears ' claim that she was still under the doctor's care and had not been released by him to return to work . In fact , Watson did not even call the doctor's office to find out if Beshears had told him the truth in this regard . And, when Beshears offered to read to Watson a slip which she had obtained from the doctor's nurse on March 24 which stated that she had not been released for work and was not to return to work "until further notice ," Watson demonstrated his hostility to Besh- ears by telling her that he "didn't give a damn" what she had and didn't "even want to hear it." Moreover, when Beshears inquired as to how much time she had to file a grievance , Watson further demonstrated his hostility to her by saying, "Your time has just run out." 18 As previously noted, on March 28 , Beshears ' doctor no- tified InterRoyal through its insurance carrier that his prior prognosis that Beshears might be well enough to return to work on about March 11 had been too optimistic , and that she was still under his care . Although this notice was shown to Watson by Sawyer , and Watson thus knew that Beshears ' claim that she had not been released by her doc- tor to return to work had merit , he still did not file a griev- ance to protest the Company's action , action which was based on her failure to return to work . When Beshears was released by her doctor on April 11 to return to work on April 14, she was advised by Sawyer that he nevertheless would not change his position regarding her termination. Accordingly, on April 14, Beshears once again requested Watson , this time by certified mail, to file a grievance with the Company to protest her discharge . Watson admittedly never contacted Beshears after the receipt of her certified letter , and he admittedly did not thereafter file the request- ed grievance. The grievance which Beshears sought to have the Re- spondents file and process for her clearly was meritorious. The contract between InterRoyal and Respondent Interna- 17 As noted and discussed infra, the Respondents contend that Watson's inquiry on March 24 about Beshears ' termination constituted the initiation of the first step of the contract's grievance procedure which, it is contended, mai be oral. 1 Watson's hostility to Beshears quite apparently originated from repeat- ed complaints which she had made to him during her employment by Inter- Royal regarding unfair work assignments as a result of which he accused her of "just bitching." tional provides in section XI that in instances in which the Company concludes that an employee's conduct warrants discharge, it must first suspend him for not more than 5 days and on request afford him a hearing during the sus- pension period. As found above, the action taken by Inter- Royal against Beshears was the equivalent of a discharge. 19 InterRoyal nevertheless did not first suspend Beshears be- fore terminating her employment. She therefore had a mer- itorious grievance over the failure of InterRoyal to first suspend her and afford her a hearing before terminating her employment 20 Watson admittedly did not protest the Company's failure to follow this contractually provided procedure. Moreover, the record also clearly discloses that Beshears was still on sick leave based on medical disability and had not been released by her doctor to return to work when she was terminated for failure to report promptly on March 11 after a leave of absence. She thus also had a meritorious grievance in respect to the substantive ground on which her employment was terminated. The Respondents now contend that they did not comply with Beshears' April 14 request because Watson had al- ready instituted an oral grievance on her behalf on March 24, and the time to appeal to the second step of the griev- ance procedure (7 days) had expired. I reject this conten- tion as devoid of merit for as found above on Sawyer's credited testimony, the Respondents filed no grievance with InterRoyal, either oral or written, to protest the action taken against her. I therefore conclude that by ignoring her repeated requests that a grievance be filed, the Respon- dents breached their duty of fair representation and there- by engaged in unfair labor practices within the meaning of Section 8(b)(1)(A) of the Act 2[• Moreover, even assuming, arguendo, that Watson's March 24 inquiry of Sawyer regarding the reason for Inter- Royal's action against Beshears constituted the institution of the first step of the grievance procedure under the con- tract, I would nevertheless hold that the Respondents pro- cessed this grievance in a perfunctory and negligent fash- ion, and that they thereby breached their duty of fair representation. I base this conclusion on the following con- siderations: Under the terms of the Respondents' contract with In- terRoyal, assuming Sawyer had rejected Watson's oral grievance for Beshears, it was incumbent upon the Respon- dents to appeal the rejection within 7 days to further pro- cess the grievance to the second step of the grievance pro- cedure. However, after thus allegedly instituting the 19 Sawyer testified that he regarded Beshears as having quit. However, neither the letter sent by Sawyer to Beshears nor the Company 's records indicate that she had quit, and it is obvious that she had not. I therefore place no credence in Sawyer's testimony in this respect. 20 Sawyer testified that this provision of the contract applied to "excessive absenteeism , misconduct and similar alleged conduct ," and that Beshears' alleged failure to report to work promptly after her leave of absence was not the type of "misconduct" to which this provision applies. I can perceive no valid distinction between the misconduct of excessive absenteeism and that of overstaying a leave of absence . Moreover, I find nothing in this provision of the contract which supports the limited construction which Sawyer's tes- timony applies to it . In the light of Sawyer 's letter which effectively dis- charged Beshears, I reject as incredible Sawyer's testimony that section XI did not apply to Beshears' termination. 21 Vaca v. Sipes, supra; Miranda Fuel Company, supra; Local 12, United Rubber, Cork, Linoleum, etc., supra. 1190 DECISIONS OF NATIONAL LABOR RELATIONS BOARD grievance, Watson did not either investigate its merits or do anything to process it further. As noted above, on March 28, Dr. Paul notified InterRoyal through its insur- ance carrier that his prior prognosis regarding the duration of Beshears' medical disability had been unduly optimistic and that she was still under his care. A copy of Dr. Paul's letter of March 28 (4 days after the alleged grievance was instituted) was shown to Watson by Sawyer, and Watson thus knew that the grievance which he allegedly had insti- tuted for Beshears had merit. Watson nevertheless failed either to then promptly process the grievance to the second step of the grievance procedure, or even to ask for an ex- tension of time to do so. The Respondents have offered no explanation for Watson's failure to proceed with the al- leged grievance after seeing Dr. Paul 's letter of March 28. As further noted above, after Beshears was released by the doctor to return to work, and she reported ready, will- ing, and able to work, Sawyer refused to reinstate her, and she then promptly requested Watson by certified mail to file a grievance to protest the Company's action. Watson didn't file the requested grievance, indeed, he didn't even bother to contact Beshears to tell her why he was not doing so, assuming he had a valid reason therefor . The Respon- dents now contend that they did not comply with Beshears' request because they had already filed an oral grievance for Beshears on March 24 and the time to file an appeal to the second step of the grievance procedure had expired. I reject this contention as devoid of merit. Under the terms of the collective-bargaining agreement, grievances may be initiated within 30 days after the em- ployee affected or the Union became aware of the event on which the grievance is based .22 Beshears first became aware of InterRoyal's action against her on March 22 when she received Sawyer's letter dated March 21. Accordingly, the time to file a grievance on her behalf to correct the action then taken did not expire until April 21. Thus, even assum- ing that she had not previously asked Watson to file a grievance to protest the Company's action, which she un- disputedly did, Beshears' April 14 request was timely. Moreover, even if Watson had filed an oral grievance for Beshears on March 24 based on Sawyer 's March 21 letter, InterRoyal's refusal to reinstate Beshears on April 11 when she reported ready, willing, and able to work, could and should have been regarded by the Respondents, her collec- tive-bargaining representative , as the basis for a new griev- ance, and they should have relegated the procedural defen- ses of timeliness , which could have been waived, to be raised by the Company if it so desired 23 I conclude from all the foregoing that even assuming, arguendo, that Watson filed an oral grievance for Beshears on March 24 (and I am convinced by the entire record that he did not), the Respondents nevertheless breached their duty of fair representation by the perfunctory and negli- gent manner in which they processed the grievance, by al- lowing it to expire, and by arbitrarily failing and refusing to file a new grievance for Beshears upon her request when she was denied reemployment upon application.24 I would 22 G.C. Exh. 2 (p.30). 23 Local No. 453, International Molders and Allied Workers Union, AFL- CIO (Josam Mfg. Co.), 208 NLRB 869, 872 (1974). accordingly find that the Respondents thereby engaged in unfair labor practices within the meaning of Section 8(b)(I)(A) of the Act.25 There remains for consideration the contention that the Respondent International is not liable for the failure and refusal of Respondent Local's President Watson to process a grievance over Beshears' termination. I find no merit in this contention. Respondent International is admittedly the certified collective-bargaining representative of Inter- Royal's production and maintenance employees. The col- lective-bargaining agreement covering the terms and con- ditions of employment of the employees in the said unit is between InterRoyal and the Respondent International. It is undisputed that the Respondent Local was chartered by Respondent International to act for it as the representative of InterRoyal's employees.26 Although the collective-bar- gaining agreement refers to the Respondent International as "the Union," in actual practice, the Respondent Local's officers and stewards act on behalf of the Respondent In- ternational in implementing the contract and in processing grievances "prior to the third step." 27 In the light of these circumstances, it is quite clear, and I find, that the Respon- dent Local is an agent of the Respondent International both in the implementation and enforcement of the collec- tive-bargaining agreement covering InterRoyal's employ- ees, and in the processing of grievances.28 I therefore find both Respondents had the duty to fairly represent and serve the interests of the employees of InterRoyal, and both are responsible for the breach of that duty by Respon- dent Local's President Watson. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent Unions set forth in sec- tion III, above, occurring in connection with the operations of InterRoyal described in section I, above, have a close, intimate, and substantial relationship to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. V. THE REMEDY Having found that the Respondent Unions have en- gaged in certain unfair labor practices, I will recommend that they cease and desist therefrom and take certain affir- mative action designed to effectuate the policies of the Act. The General Counsel requests an order requiring the Re- spondents to proceed promptly to arbitration over the pro- 24 Vaca v. Sipes, supra; Ruzicka v. General Motors Corp., supra; Local /2, United Rubber, Cork, Linoleum, etc., supra. 25 Miranda Fuel Company, supra. 26 See Resps . br., p. 2. 27 Philip Pynaert, a staff representative of Respondent International, testi- fied that the International first becomes involved in the grievance procedure at step three. 28 See International Union, United Automobile, Aerospace and Agriculture Implement Workers, and its Local 422 (Crow Construction Company), 192 NLRB 808 (1971); Local Lodge No. 40, International Brotherhood of Boiler- makers. Iron Shipbuilders, Blacksmiths, Forgers and Helpers, AFL-CIO, 197 NLRB 738 (1972). UNITED STEELWORKERS 1191 priety of Beshears ' termination. Under the terms of the contract between InterRoyal and the Respondent Interna- tional, the time to file and process a grievance for Beshears, and to proceed to arbitration over it, has long since ex- pired, and it is extremely unlikely that InterRoyal will now waive the time limitations in the contract. Moreover, in the light of Watson's obvious hostility to Beshears, it is not reasonable to expect that he will now covert into an effec- tive advocate for her. Nevertheless, in view of the backpay order which I recommend, I will first require the Respon- dents to attempt to obtain her reinstatement through the grievance and arbitration procedure. Beshears first requested the Respondents to file a griev- ance over her termination on March 24, 3 weeks before she was finally released by her doctor to return to work on April 14. If the Respondents had acted promptly, fairly, and as an advocate on her behalf, as their duty to fairly represent her required, Beshears' meritorious grievance quite likely would have been resolved in her favor and her employment status would have been restored by the time she was released by her doctor and she reported that she was ready, willing, and able to work on April 14. Under these circumstances, the loss of earnings which Beshears has suffered since that date appears to be directly attribut- able to the failure and refusal of the Respondents to fairly and promptly represent her. I will therefore also recom- mend that the Respondents make Wilda J. Beshears whole for any loss of earnings which she may have suffered as a result of her discharge by InterRoyal from April 14, 1975, until she either obtains reinstatement to her former posi- tion or secures other substantially equivalent employment. Backpay is to be computed in the manner set forth in F. W. Woolworth Company, 90 NLRB 289 (1950), with in- terest at the rate of 6 percent per annum as prescribed in Isis Plumbing & Heating Co., 138 NLRB 716 (1962). Upon the basis of the foregoing findings of fact, and upon the entire record in the case, I make the following: CONCLUSIONS OF LAW 1. InterRoyal Corporation is an employer engaged in commerce and in operations affecting commerce within the meaning of Section 2(6) and (7) of the Act. 2. Respondents , United Steelworkers of America, AFL- CIO, and Local 3784 , United Steelworkers of America, AFL-CIO, are labor organizations within the meaning of Section 2(5) of the Act. 3. Respondent Local 3784, United Steelworkers of America , AFL-CIO, and its president , L. J. Watson, are agents of Respondent United Steelworkers of America, AFL-CIO, for the implementation and enforcement of the collective-bargaining agreement between InterRoyal Cor- poration and United Steelworkers of America , AFL-CIO, and for the processing of grievances under the said agree- ment. 4. By failing and refusing to honor the request of Wilda J. Beshears that a grievance be filed and processed over the termination of her employment , the Respondents have re- strained and coerced Beshears in the exercise of rights guaranteed by Section 7 of the Act, and have thereby en- gaged in unfair labor practices within the meaning of Sec- tion 8(b)(1)(A) of the Act. 5. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. Upon the basis of the foregoing findings of fact and con- clusions of law, and upon the entire record in this case, I hereby issue the following recommended: ORDER29 Respondents, United Steelworkers of America, AFL- CIO, and Local 3784, United Steelworkers of America, AFL-CIO, Michigan City, Indiana, their officers, agents, and representatives, shall: 1. Cease and desist from: (a) Restraining or coercing any employee in the exercise of his rights under Section 7 of the Act by refusing to file and process a grievance because of hostility to the employ- ee or for any similar reason. (b) Restraining or coercing employees in any like or re- lated manner in the exercise of their right to engage in or to refrain from engaging in the concerted activities guaran- teed to them by Section 7 of the Act, except to the extent that such right may be affected by an agreement author- ized by Section 8(a)(3) of the Act. 2. Take the following affirmative action which is neces- sary to effectuate the purposes of the Act: (a) Request InterRoyal Corporation to consider a griev- ance concerning the termination of Wilda J. Beshears as of March 11, 1975, and to reinstate her to her former or sub- stantially equivalent position, and take such grievance to arbitration to assure that Beshears' rights under the collec- tive-bargaining contract in effect at the time of her dis- charge are vindicated. (b) Make Wilda J. Beshears whole for any loss of earn- ings she may have suffered as a result of her discharge by InterRoyal Corporation, from April 14, 1975, when she was ready, willing, and able to work until such time as she is reinstated by InterRoyal Corporation or obtains other substantially equivalent employment, whichever is sooner, together with interest at the rate of 6 percent per annum, all to be computed in the manner set forth in the section of "this Decision entitled "The Remedy." (c) Post at their business offices and meeting halls in Michigan City, Indiana, and at all places where notices to their members and other employees in the bargaining unit customarily are posted (including all such places in Inter- Royal's plant) copies of the attached notice marked "Ap- pendix." 30 Copies of said notice, on forms provided by the Regional Director for Region 25, after being signed by offi- cials of the Respondents, shall be posted by them immedi- 29 In the event no exceptions are filed as provided by Sec. 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions, and recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes. 30 In the event that the Board's Order is enforced by a Judgment of a United States Court of Appeals, the works in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." 1192 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ately upon receipt thereof, and be maintained for at least Regional Director shall make available for posting by In- 60 consecutive days thereafter . Reasonable steps shall be terRoyal Corporation at its plant, if it be willing. taken by the Respondents to insure that said notices are (d) Notify the said Regional Director, in writing, within not altered , defaced , or covered by any other material. The 20 days from the date of this Order, what steps have been Respondents shall also sign copies of the notice which the taken to comply therewith. Copy with citationCopy as parenthetical citation