United Parcel ServiceDownload PDFNational Labor Relations Board - Board DecisionsApr 23, 1979241 N.L.R.B. 1074 (N.L.R.B. 1979) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD United Parcel Service and Leo G. Kohls. Case 9-CA- 9873 April 23, 1979 SUPPLEMENTAL DECISION AND ORDER BY CHAIRMAN FANNING AND MEMBERS JENKINS AND MURPHY On September 18, 1978, Administrative Law Judge Ralph Winkler issued the attached Supplemental De- cision in this proceeding.' Thereafter, the Respondent filed exceptions and a supporting brief, and the Gen- eral Counsel filed a brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Supplemental Decision in light of the excep- tions and briefs and has decided to affirm the rulings, findings, and conclusions 2 of the Administrative Law Judge and to adopt his recommended Order, as modi- fied herein.3 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Rela- tions Board adopts as its Order the recommended Or- der of the Administrative Law Judge, as modified be- low, and hereby orders that the Respondent, United Parcel Service, Columbus, Ohio, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order, as so modified: I. Substitute the following paragraph for 2(a): "(a) Offer to Leo Kohls immediate and full rein- statement to his former job or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights or privileges previously enjoyed." 2. Substitute the attached notice for that of the Administrative Law Judge. 'The original Decision in this proceeding is reported at 228 NLRB 1060 (1977). 'We find it unnecessary to rely on N.L.R.B. v. J. Weingarten, Inc., 420 U.S. 251 (1975), and Certified Grocers of California. 227 NLRB 1211 1977). cited by the dministrative Law Judge, since he properly found that the primary reason for Kohls' discharge was his refusal to drive a truck which he considered unsafe and that his refusal constituted protected concerted ac- tivity. Thus, whether or not those cases are distinguishable as the Respon- dent argues is immaterial. 3The Charging Party's motion for attorney fees is hereby denied, as we cannot conclude that the Respondent's defense was "patently fnvsolous." Heck's Inc., 215 NLRB 765 (1974). APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT discharge or take any other re- prisal against employees for asserting rights un- der collective-bargaining agreements. WE WILL NOT in any other manner interfere with, restrain, or coerce our employees in exer- cising their rights under the National Labor Re- lations Act. WE WILL offer Leo Kohls immediate and full reinstatement to his job or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights or privileges previously enjoyed, and make him whole for any loss of earnings since his discharge on November 26, 1975. UNITED PARCEL SERVICE, INC. SUPPLEMENTAL DECISION STATEMENT OF THE CASE RALPH WINKLER, Administrative Law Judge: Upon the original hearing in this case, I issued a Decision finding that the matter in dispute was cognizable under grievance-arbi- tration provisions of an operative agreement between Re- spondent, United Parcel Service, and the Union, Local 413, International Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America. Without hearing the merits of the case, I recommended that the matter be de- ferred for handling under the applicable contract provisions in accordance with Collyer Insulated Wire, 192 NLRB 837 (1971), and National Radio Company, Inc., 198 NLRB 527 (1972). While the recommended deferral Order was on ap- peal before the Board, the Board issued General American Transportation Corporation, 228 NLRB 808 (1977), in which it reversed National Radio and thus substantially modified the Collyer deferral doctrine. Then, finding that deferral was no longer appropriate in the present case, the Board directed that this matter be heard and decided on its merits, 228 NLRB 1060 (1977). A record on the merits was subse- quently made. Upon the entire record in the case, including my observa- tion of the demeanor of witnesses, and upon consideration of briefs,' I make the following: I agree with the General Counsel in his motion to strke, dated Novem- ber 10. 1977. that it is wholly unreasonable to infer that Foster and Shnver would have corroborated Respondent's witnesses. It is therefore unnecessary to rule on such motion. 241 NLRB No. 166 1074 UNITED PARCEL SERVICE FINDINGS OF FA(I I. THE UNFAIR LABOR PRACTICES A. Preliminary, Statement This case involves the discharge of Leo Kohls on Novem- ber 26, 1975.2 Kohls had been in Respondent's employ for 8 years at its Columbus, Ohio, facility, the last 6 years as an over-the-road driver. Kohls refused to drive a tandem axle trailer unit on November 12 because he considered the brakes on the unit unsafe to operate. Contending that Kohl's discharge was substantially motivated by his refusal to undertake this driving assignment, the General Counsel alleges that Respondent thereby violated Section 8(a)(1) of the Act. The General Counsel asserts, as the legal predicate for the violation, that in refusing the assignment Kohls was asserting rights under a collective-bargaining agreement and that the assertion of such contract rights is protected concerted activity under the Act. The pertinent contract provisions are as follows: ARTICLE XVII Equipment, Accidents. Reports The Employer shall not require employees to take out on the streets or highways any vehicle that is not in safe operating condition or equipped with the safety appliances prescribed by law. It shall not be a violation of this Agreement where employees refuse to operate such equipment unless such refusal is unjustified. All equipment which is refused because not mechanically sound or properly equipped, shall be appropriately tagged so that it cannot be used by other drivers until automotive maintenance department has adjusted the complaint. Under no circumstances will an employee be re- quired or assigned to engage in any activity involving dangerous conditions of work or danger to person or property or in violation of any applicable statute or court order, or in violation of a government regulation relating to safety of person or equipment. The term "dangerous conditions of work" does not relate to the type of cargo which is hauled or handled. Respondent contends that the November 12 incident was one of a series of incidents involving a purported failure by Kohls to follow legitimate work orders. In claiming that it discharged Kohls for cause, Respondent admits that the November 12 incident was a factor in its determination to fire Kohls. Respondent further asserts that Kohls' refusal to drive on that occasion was "unjustified" within the afore- mentioned contract language and, in any event, was not concerted activity within Section 7 of the Act. B. Events of November 12 Edgar Ater has been in Respondent's employ for 21 years; presently a yardman, he was an over-the-road driver for 15 years. On the morning of November 12, Ater drove a 2 All dates are in 1975 unless otherwise indicated. tractor to a railroad yard some 15 miles from Respondent's Columbus terminal to pick up and deliver a loaded tandem axle trailer to the terminal. (This was the trailer involved in this case; it was owned by a railroad express company, not by Respondent.) Ater had difficulty coupling the trailer to the tractor because the trailer rolled backwards, which was caused by brakes not holding. Ater took the trailer to the railroad maintenance shop and reported the faulty trailer brakes to the railroad shop supervisor. After the brakes were adjusted pursuant to the supervisor's orders, the unit was returned to Ater. Ater tried the brakes again and found little improvement in their performance. He nevertheless drove the trailer, slowly and "in a cautious manner," to Respondent's terminal, where he wrote up the trailer for repairs and informed Respondent's mechanic, Wade Fos- ter, that the trailer brakes were not holding. Foster directed the trailer into the terminal maintenance shop, where he proceeded to work on the brakes. Kohls meanwhile reported for work at 10:30 that morn- ing and was assigned to take the trailer to Lexington, an over-the-road run of approximately 3-3/4 hours. Kohls met Ater while going to the shop to pick up the trailer, and Ater mentioned the brake problem on the trailer's front axle and cautioned Kohls to check the brakes before leaving on his trip. Drivers are required to "pretrip" units at the start of a run to check safety items and the general roadworthiness of their assigned equipment. In "pretripping" the vehicle on this occasion, Kohls performed a "rolling brake" test (regu- larly performed by all drivers) and he noted that the right front wheel on the trailer did not lock at all. He repeated the test, with the same results. Kohls returned the trailer to the shop at or about 11:15 a.m., and he referred the brake matter to Foster and Gary Shriver, another mechanic. Foster and Shriver removed the trailer's front wheels and sanded the right front brake shoes (or lining) in an effort to remove "glaze" from the shoes. (This is a hardening of shoes which reduces or may even eliminate the braking efficiency of the shoe.) The wheels were placed back. Kohls once more tested the brakes, and this time upon full brake application there was no braking action at all on the entire front axle. Kohls again returned the unit to the shop. Foster asked another mechanic, James East, to look at the trailer brakes, and he informed East that the brakes would not lock notwithstanding efforts to remove the glaze. East tested the vehicle and checked the brake adjustment and also threw sand on the brake drums to remove glaze. East retested the vehicle and the brakes still did not lock, whereupon he reported to Foster that the front axle re- quired new brake lining (or shoes). Foster agreed. Kohls had been observing the various tests and efforts by Foster, East, and Shriver to remedy the brake problem, and he overheard East finally tell Foster that new brake shoes were needed. Kohls also observed in connection with East's last test that the "front " wheels] kept turning. They didn't grab." East then went to the stockroom for new linings, to be informed that the linings were not immediately available but could be requisitioned in about an hour. Kohls saw East go to the stockroom and from there to the office of George Hurt, the supervisor of Respondent's 13 journey- 1075 DECISIONS OF NATIONAL. LABOR RELATIONS BOARD man mechanics. East reported to Hurt that the trailer needed new linings and that they would be available in an hour. Hurt, in effect, rescinded the requisition for new lin- ings and instructed East to let the unit cool off, after which it would "probably be all right." East, Foster, and shriver initialed a "repair order" on November 12 respecting their brake work on the trailer. This order describes the pertinent work requiring attention as "No brakes front axle and 2 bad air lines to rear cham- bers" and states that the mechanics spent 2-1/4 hours on the job. In a related "breakdown memo" signed by Foster and Kohls, Foster described the defect as "front brakes not holding-could not repair-ordered shoes." This memo also indicates that Foster stopped working on the unit at 1:25 p.m. Hurt testified that he thereafter tested the vehicle and found the brakes "ready to go" and that he advised Feeder Manager Henry Sherman to such effect. While there is tes- timonial conflict concerning the next sequence of events, the parties agree that Kohls, Sherman, Hurt, and Union Steward Bob Marshall were gathered in Hurt's office. Hurt stated on that occasion that the brakes had been checked and were functioning properly, and Sherman instructed Kohls to pull the unit. Kohls refused to do so, with the explanation to Sherman that "the brakes are not good enough for me." Sherman told Kohls the latter was putting his job "on the line" or "in jeopardy" by refusing to drive the unit. It was now about 1:30 p.m., according to the credible testimony of East and Kohls, and Kohls was told to go to lunch. During the lunch period, East told Kohls and Mar- shall (the shop steward) that the trailer was "unsafe, that it definitely needed shoes." Sherman testified that, sometime after the parties left Hurt's office, he himself tested the brakes and purportedly found them "normal in every way" and operable in accord- ance with Department of Transportation safety specifica- tions. (Automotive Department Manager George Ritter tes- tified that he also tested the vehicle, with similar results.) Sherman further testified that he informed Kohls to this effect and again instructed the latter to pull the vehicle and that Kohls once more refused to do so. Kohls denied this second meeting with Sherman, and I am satisfied that it did not take place and that Sherman did not himself test the brake.' Whether or not Sherman conducted, and informed Kohls of, his own test, Sherman admittedly did not invite Kohis to be present on such purported occasion, and Sher- man also testified as follows concerning the significance of such observation by drivers: Q. (By Mr. Murphy) You didn't ask Leo to be pre- sent when you made the tests, is that correct? A. No, I didn't ask him to be present. Q. Isn't it true-Well, with regard to Leo and other drivers in the past that you have been able to show them the unit was safe, they would take it? A. No, not on every occasion. Q. But on some occasions? 3 Based on a consideration of the testimony of all wilnesses, including Keith Kauffel. Sherman, I find, was not a credible witness, in view of my demeanor observations of him as well as on consideration of inconsistencies in his own testimony. A. On almost every occasion. Once I was able to show the driver the unit was safe, yes he took it. There are occasions where they didn't, but ninety-nine per- cent of the time. sure they did. It also does not appear that Kohls was invited to observe, and he did not observe, any testing of the vehicle by Ritter or any other personnel during which test the brakes were purportedly determined to be in safe working condition. Sometime that afternoon another driver (Charles Mason) was given the Lexington driving assignment with the trailer in question. Mason completed the run. In a vehicle writeup upon Mason's return to Columbus, there was a complaint about "brake hoses & connections." (I do not know whether this complaint was related to Kohls' brake prob- lem.) The Carwash Incident Kohls, upon refusing to pull the trailer, was directed to report after lunch to work in the "car-wash" for the rest of the day. Kohls had performed "car-wash" work many times befbre, and he reported to that section at or about 2 p.m. About 4 o'clock that afternoon, Ron Zunk, the carwash supervisor of some five employees, approached Kohls. Zunk testified that he directed Kohls to service a vehicle outside the immediate carwash area and that while outside that area he sought to speak to Kohls about the safety as- pects in performing carwash operations. Kohls credibly tes- tified that Zunk told him to step outside the carwash area and that he (Zunk) wanted to discuss something with Kohls but did not then disclose what he proposed to discuss. Both Zunk and Kohls testified in effect that Kohls refused to participate in the discussion with Zunk except in the pres- ence of a fellow employee or a union representative. ("I informed him [Zunk] whatever he had to say, he could say in front of my co-workers.") Zunk did not call either a union steward or another employee to witness the conversa- tion. Instead, he notified his own superior, Manager Dan Esquinas (or Esches), and the latter sent for Kohls. Kohls refused to see Esquinas in the latter's office without a union steward. Zunk testified that there were other employees in the carwash whom he could have summoned to be present while he spoke with Kohls but that he did not want to take them from their work and involve them in his discussion with Kohls. Zunk eventually told Kohls that he had wanted to discuss safety matters, to which Kohls commented, "If you want to give me instructions I feel the best place is at the work site, not outside or anyplace else, or here." At the time he sought to speak with Kohls, Zunk admit- tedly knew of Kohis' earlier refusal to pull the trailer. Ac- cording to Kohls, he refused Zunk's request to engage in private conversation with Zunk outside the presence of a witness or a union representative because of the earlier epi- sode during which Sherman had advised him that "I had put my job on the line" by not pulling the trailer. C. The discharge Kohls was discharged on November 26, this being the first available opportunity that such action could be taken under applicable contract procedures on the basis of the 1076 UNITED PAR(TL SERVICE November 12 events. Robert B. Furno( then the division manager ol' Respondent's Columbus operations, testified that he made the decision to fire Kohls. <'laiming that he made such decision on the totality of' Kohls' disciplinary record, both before and after November 12. Fornof testified that Kohls' refusal to pull the trailer on November 12 "in- stigated the final investigation and the compiling of facts which led to his discharge." Kohls' entire record was liti- gated, hut in the following-described circumstances I do not consider it necessary to burden this Decision with a discus- sion and resolution of such other items., Suffice it to say that Kohls has been a stickler respecting the safe condition of vehicles he operates and also for compliance with legal requirements (e.g.. refusing to drive a vehicle with expired license plates); he may have made a few errors in judgment in his 8-year employment history, as the General Counsel states, yet he was an honest employee throughout. Sherman, as field manager. was in charge of 80 drivers (including Kohls) and five group supervisors over these drivers. Sherman testified that "if Kohls] had not refused that vehicle on that day [November 121. he would not have been discharged...." And Fornof stated at the contract hearing on November 26 that Kohls' "refusal to pull the trailer on November 12th and subsequent failure to folllow instructions in the car wash are acts that we cannot and will not tolerate." In a "position" letter respecting Kohls' dis- charge to the Regional Office on December 16. 1975, Re- spondent's counsel advised that "Kohls' acts of insubordi- nation occurred on November 12 and he would have been discharged at that time" if the aforementioned contract hearing could have been held promptly. Mindful of the totality of Kohls' employment record, I am satisfied and find that Respondent discharged Kohls because of the November 12 events and primarily for the refusal-to-drive incident.' J. P. Seliens & Co. v. N.L.R.B.. 380 F.2d 292, 300 (2d Cir. 1967). cert. denied 389 U.S. 1005: N. L. R.B. v. West Side Carper Cleaning Co. 329 F.2d 758, 761 (6th Cir. 1964). Compare Erie Strayer Complny. 213 NL.RB 344. 345 (1974). where the Board dismissed an allegation of unlawful discharge upon finding that pro- tected activity in that case was not "a substantial factor" in the termination. Conclusions Dealing first with Respondent's claim of insubordination as to the carwash incident, I find that Kohls did not know what Zunk had wanted to discuss outside the carwash and that he had ample basis for apprehension that conversa- tions with Zunk and then with Esquinas could involve or result in disciplinary action. This is particularly so in view of the refusal-to-drive incident earlier that day when Sher- 'Except to mention Sherman's testimony, credihr' denied hb Kohis, that Kohls purportedly told him during the summer of 1975 that one of Kohis' "main goals was to see United Parcel Service go broke ... [tol bring the company and the country to its knees." In ecisions issued on December I and 23, 1976. in an unemployment compensation proceeding, now pending further appeal, the Ohio Board of Review concluded that "while the facts establish the claimant Kohls] had been disciplined for violations of company policy and work rules prior to November 12,. 1975, the facts further establish that claimant's discharge was a direct result of the two incidents occurring on November 12. 1975" mani told Kohls the latter was putting hisjoh "on the line" Fir not pulling the trailer. Kohls X.sas clearli entitled to a "lfellow employee] witness or union representative" in those circumstances. .'.L.R.B. . J. I'einiarten, Inc.. 420 U.S. 251 (1975); ('erlified (;rocerrs ofJ ('alfornia, 227 NLRB 1211 (1977). In refusing to pull what he claimed itL be an unsafe trailer. Kohls was asserting a right under article XVII of the operative agreement. The assertion of such right is pro- tected concerted activity under the Act if his claimed belief was honestly held and regardless of its correctness. Inter- horo ('onlrtclors, Ic.. 157 N.RB 1295. 1301 02 (1966),r enfd. 388 F.2d 495, 499-500 (2d Cir. 1967): N.L.R.B. v. Selwsvn Shoe :Manufacturing Corp., 428 F.2d 217, 221 (8th Cir. 1970); Roadwa v E.rpress. Inc., 217 NLRB 278 (19751, enfd. 532 F.2d 751 (4th Cir. 1976): '.L.R.B v. H. C. Smith Construction Co.. 439 F.2d 1064 (9th Cir. 1971): N.L.R.B. v. Ben Pekin Corporation. 452 F.2d 205, 206 (7th Cir. 1971); John Serton & Co., Diirsion o' Beatrice Food Co.. 217 NI.RB 80 (1975). The record thus shows, in summary. that Ater first warned Kohls of the brakes after apprising me- chanic Foster of the problem: Kohls tested the brakes and returned the trailer to the shop when the right front brakes failed to perform; Kohls saw mechanics Foster and Shriver remove the front wheels and attempt to remove the glaze from the brake shoes: Kohls again tested the brakes this time to find that no front brakes operated; Kohls returned the trailer to the shop and saw it tested by Foster, who, with Kohls' knowledge, in turn requested the assistance of me- chanic East because he (Foster) "[c]ould not get the brakes to lock up": Kohis saw East test the brakes and retest them again after throwing sand on the drum to remove glaze, and Kohls observed that the wheels kept turning and didn't grab" during this latter test: Kohls overheard East tell Fos- ter that the unit needed new brake shoes: East, Foster, and Shriver initialed a repair order stating "no brakes front axle" and Foster filled out a "breakdown memo." also signed hy Kohls, stating "front brakes not holding could not repair ordered shoes"; Kohls did not see new brake linings installed on the vehicle, for none were. Although Sherman testified that he thereafter told Kohls he had him- self tested the vehicle (testimony I do not credit), Sherman nevertheless did not invite Kohls to observe such purported test, despite Sherman's testimony that drivers would oper- ate vehicles of questioned safety on "almost every occa- sion" once he demonstrated to them that the vehicle was safe. There is no need to discuss the technology of braking or brake shoes or the differences in opinions (even among Re- spondent's own witnesses) respecting the optimum se- quence in which brakes should operate. Without deciding whether the vehicle was in fact safe, I find that Kohls be- lieved it was not. I therefore conclude that, by discharging Kohls for refusing to pull the trailer. Respondent violated Section 8(a)(1) of the Act.' I must apply "established Board precedent" and, without more, therefore deny Respondent's request (to reject the Board's Interboro doctrine. See Ford Motor Companry, 230 NLRB 716. 718. fn 12 (1977). ' Although no violation was alleged under a Sec. 502 theory, I would find that Kohls' refusal t drive for safety considerations was based on "ascer- tainable obectise evidence" Garteiav Coal Co . United Mine.rAers, of Ameriwa, 414 U!.S 368, 387 (1974) 1077 I)E(CISIONS OE NATIONAL LABOR RELATIONS BOARD CO N(Lt ISIt)NS OF LAAW I. Respondent is an employer within Section 2(6) and (7) of the Act. 2. The Union is a labor organization within Section 2(5) of the Act. 3. By discharging Leo Kohls on November 26, 1975, Re- spondent has violated Section 8(a)(1) of the Act, and such violations affect commerce within Section 2(6) and (7) of the Act. Tim RUMSray Hlaving found that Respondent has engaged in unfair la- bor practices in violation of Section 8(a)(1) of' the Act, I shall recommend that it be ordered to cease and desist therefrom and to take certain affirmative action, including reinstating and making whole Kohls, in order to effectuate the policies of the Act. All backpay computations shall be in accordance with F: W. Wool/worth Company, 90 NLRB 289 (1950), and Florida Steel Corporation, 231 NLRB 651 (1977). (See, generally, Isis Plumbing & Heating Co., 138 NLRB 716 (1962).) Upon the foregoing findings of fact, conclusions of law, and the entire record, and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: ORDER' The Respondent, United Parcel Service, Columbus, Ohio, its officers, agents, successors, and assigns, shall: I. Cease and desist from: (a) Discharging or taking any other reprisal against em- In the event no exceptions are filed as provided by Sec. 102.46 of' the Rules and Regulations of the National Labor Relations Board, the findings, conclusions, and the recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall he deemed waived for all purposes. ployees for asserting rights under collective-bargaining agreements or for otherwise engaging in concerted activity protected under the Act. (b) In an) other manner interfering with, restraining, or coercing its employees in the exercise of the rights guaran- teed them in Section 7 of the Act. 2. Take the following affirmative action: (a) Offer to Leo Kohls reinstatement to his former job or, if' that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights and privileges, and make him whole as set forth in the rem- edN section, above, for any loss of earnings suffered as a result of his discharge. (b) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all pay- roll records, social security payment records, timecards. personnel records and reports, and all other records neces- sary to analyze the amount of backpay due and the right of reinstatement under the terms of this recommended Order. (c) Post at its facilities at Columbus, Ohio, copies of the attached notice marked "Appendix."' Copies of said notice, on forms provided by the Regional Director for Region 9, after being duly signed by an authorized representative of Respondent, shall he posted by Respondent immediately upon receipt thereof, and be maintained by it for 60 con- secutive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by the Respondent to in- sure that said notices are not altered, defaced, or covered by any other material. (d) Notify the Regional Director for Region 9, in writ- ing. within 20 days from the date of this Order. what steps Respondent has taken to comply herewith. I In the event that this Order is enforced by ajudgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." 1078 Copy with citationCopy as parenthetical citation