Uniloc 2017 LLCDownload PDFPatent Trials and Appeals BoardNov 4, 2020IPR2019-01188 (P.T.A.B. Nov. 4, 2020) Copy Citation Trials@uspto.gov Paper 27 Tel: 571-272-7822 Entered: November 4, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ MICROSOFT CORPORATION, Petitioner, v. UNILOC 2017 LLC, Patent Owner. ____________ IPR2019-01188 Patent 6,664,891 B2 ____________ Before MINN CHUNG, CHARLES J. BOUDREAU, and JULIET MITCHELL DIRBA, Administrative Patent Judges. DIRBA, Administrative Patent Judge. JUDGMENT Final Written Decision Determining All Challenged Claims Unpatentable 35 U.S.C. § 318(a) IPR2019-01188 Patent 6,664,891 B2 2 I. INTRODUCTION Microsoft Corporation (“Petitioner”) filed a Petition seeking institution of inter partes review of claims 1–4, 8, and 14–16 of U.S. Patent No. 6,664,891 B2 (Ex. 1001, “the ’891 patent”). Paper 2 (“Pet.”). Uniloc 2017 LLC (“Patent Owner”) filed a Patent Owner Preliminary Response. Paper 6. After reviewing these papers, we determined that Petitioner had demonstrated a reasonable likelihood of success in proving that claims 1–4, 8, and 14–16 of the ’891 patent are unpatentable, and we instituted an inter partes review of all challenged claims on all grounds set forth in the Petition. Paper 9 (“Institution Decision” or “Inst. Dec.”). After institution, Patent Owner filed a Response (Paper 13, “PO Resp.”), Petitioner filed a Reply (Paper 14, “Pet. Reply”), and Patent Owner filed a Sur-Reply (Paper 19, “PO Sur-Reply”).1 An oral hearing in this proceeding was held on August 27, 2020, and a transcript of the hearing is included in the record (Paper 26, “Tr.”). We have jurisdiction under 35 U.S.C. § 6. This Final Written Decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. For the reasons discussed below, Petitioner has shown by a preponderance of the evidence that claims 1–4, 8, and 14–16 of the ’891 patent are unpatentable under 35 U.S.C. § 103(a). 1 In the Patent Owner’s Sur-Reply, all pages are numbered with Roman numerals. To improve readability of citations, this Decision cites to pages in that paper by the corresponding decimal numbers. IPR2019-01188 Patent 6,664,891 B2 3 A. Related Matters The parties identify several civil actions involving the ’891 patent that are or were pending in district court, including Uniloc 2017 LLC v. Microsoft Corporation, No. 8:18-cv-02224 (C.D. Cal.). Pet. ix; see PO Resp. 7–8; Paper 8 (Petitioner’s Updated Mandatory Notice). The ’891 patent is also the subject of a petition for inter partes review filed by Cisco Systems, Inc. in IPR2019-00965 (“the 965 IPR”), which was instituted by the Board. Pet. ix; PO Resp. 8; Cisco Sys., Inc. v. Uniloc 2017 LLC, IPR2019-00965, Paper 7 (PTAB Nov. 8, 2019) (Institution Decision in the 965 IPR). A final written decision in the 965 IPR is being issued concurrently with this Decision. In addition, the ’891 patent was previously the subject of two petitions for inter partes review filed by Samsung Electronics America, Inc. (“Samsung”). IPR2020-00227, Paper 1; IPR2020-00340, Paper 1. Samsung’s petitions were substantively identical to the petitions filed in this proceeding and in the 965 IPR, and the Board instituted those reviews and joined Samsung to this proceeding and to the 965 IPR. Paper 15 (Samsung Joinder Order); 965 IPR, Paper 10 (PTAB Apr. 1, 2020) (Samsung Joinder Order). Later, Samsung and Patent Owner filed joint motions to terminate Samsung from the proceedings, which were granted, terminating Samsung from this proceeding and the 965 IPR and terminating Samsung’s proceedings (IPR2020-00227 and IPR2020-00340). Paper 20 (Samsung Termination Order); 965 IPR, Paper 17 (PTAB June 30, 2020) (Samsung Termination Order). IPR2019-01188 Patent 6,664,891 B2 4 B. The Petition’s Asserted Grounds Petitioner asserts the following grounds of unpatentability (Pet. 2): Claim(s) Challenged 35 U.S.C. § Reference(s)/Basis 1–4, 8, 14–16 103(a) 2 Larsson, 3 the Bluetooth Specification4 1–3, 8, 14–16 103(a) 802.115 Petitioner submits the testimony of Mr. Peter Rysavy to support its contentions. Ex. 1003; Ex. 1029 (reply declaration).6 C. Summary of the ’891 Patent The ’891 patent is titled “Data Delivery Through Portable Devices.” Ex. 1001, code (54). The background of the Specification describes 2 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284, 285–88 (2011), revised 35 U.S.C. §§ 102 and 103 effective March 16, 2013. Because the application for the challenged patent was filed before March 16, 2013, we refer to the pre-AIA versions of §§ 102 and 103. 3 U.S. Patent No. 6,704,293 B1 to Larsson et al., filed on December 6, 1999, issued March 9, 2004 (Ex. 1004). 4 “Specification of the Bluetooth System,” Volume 1, Bluetooth, v1.0B, dated December 1, 1999 (Ex. 1005). 5 ANSI/IEEE Std 802.11, Part 11: Wireless LAN Medium Access Control (MAC) and Physical Layer (PHY) Specifications, dated August 20, 1999 (Ex. 1007). 6 Patent Owner’s Sur-Reply contends that all exhibits submitted with Petitioner’s Reply (which includes Exhibit 1029) are entitled to no weight because they are untimely and not adequately addressed in Petitioner’s Reply. PO Sur-Reply 1–2. However, Patent Owner provides no analysis to explain why any of these exhibits are untimely or otherwise improper, and we are not persuaded by Patent Owner’s conclusory assertions. IPR2019-01188 Patent 6,664,891 B2 5 “‘Context-Aware’ (CA) mobile telephones” that “provide location-specific information” or services. Id. at 1:17–20. For example, a CA device may allow for an “electronic business card exchange” or facilitate connections of people with “complementary business interests” by exchanging data with other nearby CA devices. Id. at 1:66–2:3. The ’891 patent, predicting that Bluetooth would become a common technology, explains that mobile devices could exchange such data after establishing “a two-way Bluetooth connection” via the full handshaking process, but also explains this would have various disadvantages, including the time required to establish the connection and the limited number of devices able to participate. Id. at 2:6– 33. The ’891 patent instead proposes adding to each “inquiry message” an additional data field that carries information, thereby allowing data to be broadcast among devices “without requiring either the sending or receiving user device to join a piconet.” Ex. 1001, 2:47–64; see id. at 4:56–63 (explaining this “solves the limitations” of establishing a full Bluetooth connection). The preferred embodiment describes the invention in the context of the Bluetooth protocol. Id. at 3:4–6, 4:46–51. But see id. at 4:51– 55 (“[T]he general invention . . . is not restricted to Bluetooth devices, and is applicable to other communications arrangements, in particular frequency hopping systems.”). The Specification explains that a Bluetooth device issues a series of inquiry messages when it “wants to discover other Bluetooth devices” with which it may join a piconet. Id. at 9:4–11; see id. at 9:6–57 (describing Bluetooth inquiry procedure). According to the ’891 patent, “the applicants have recognized that it is possible to piggy-back a broadcast channel on the inquiry messages” in a way that is compatible IPR2019-01188 Patent 6,664,891 B2 6 with conventional Bluetooth systems because only “CA terminals need read the broadcast channel messages.” Id. at 8:62–9:3. The application for the ’891 patent was filed on June 11, 2001, claiming the benefit of foreign applications filed on August 15, 2000, and June 26, 2000. Ex. 1001, codes (22), (30). D. Challenged Claims The Petition challenges claims 1–4, 8, and 14–16 of the ’891 patent. Of these, claims 1 and 14 are independent; claims 2–4 and 8 depend from claim 1;7 and claims 15 and 16 depend from claim 14. Representative claim 14 is reproduced below: 14. A method for enabling the user of a first portable communications device to broadcast messages to the users of other portable communications devices, wherein said first portable communications device broadcasts a series of inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol, and wherein said first portable communications device adds to each inquiry message prior to transmission an additional data field carrying broadcast message data, such that suitably configured other portable devices may receive the transmitted inquiry messages and read the broadcast data from said additional data field. Ex. 1001, 13:15–26 (carriage returns added). 7 Patent Owner incorrectly refers to claim 8 as an independent claim. PO Resp. 52; but see id. at 5 (not listing claim 8 as an independent claim). In any event, our Decision is not affected by whether claim 8 is classified as an independent or dependent claim. IPR2019-01188 Patent 6,664,891 B2 7 II. ANALYSIS A. Principles of Law In an inter partes review, the petitioner has the burden of proving unpatentability by a preponderance of the evidence. 35 U.S.C. § 316(e). That burden never shifts to the patentee. Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015). A patent claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the claimed subject matter and the prior art are “such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The legal question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when in evidence, objective evidence of obviousness or nonobviousness.8 Graham v. John Deere Co. of Kansas City, 383 U.S. 1, 17–18 (1966). One seeking to establish obviousness based on more than one reference also must articulate sufficient reasoning with rational underpinnings to combine teachings. See KSR, 550 U.S. at 418. B. The Level of Ordinary Skill in the Art Petitioner asserts that the level of ordinary skill in the art corresponds to “a Master’s Degree in electrical or computer engineering with a focus in 8 The record does not include allegations or evidence of objective indicia of obviousness or nonobviousness. IPR2019-01188 Patent 6,664,891 B2 8 communication systems or, alternatively, a Bachelor’s Degree in electrical or computer engineering and at least two years of experience in wireless communication systems.” Pet. 12 (citing Ex. 1003 ¶ 26). Patent Owner agrees with this articulation provided that the qualifier “at least” is removed. PO Resp. 8, 10–11; see also Inst. Dec. 10 (adopting Petitioner’s articulation after removing qualifier “at least”). Petitioner does not dispute the omission of this qualifier. Pet. Reply 11. We adopt this modified articulation: the level of ordinary skill in the art corresponds to a master’s degree in electrical or computer engineering with a focus in communication systems or, alternatively, a bachelor’s degree in electrical or computer engineering and two years of experience in wireless communication systems.9 This articulation of the level of skill in the art is supported by the testimony of Mr. Rysavy and is consistent with the ’891 patent specification and the asserted prior art. See Ruiz v. A.B. Chance Co., 234 F.3d 654, 666–667 (Fed. Cir. 2000) (identifying factors); see also Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (The “level of skill in the art is a prism or lens through which a judge, jury, or the Board views the prior art and the claimed invention.”). In addition, the Petition states that an ordinary artisan would have had particular knowledge of certain wireless protocols and would have followed the activities of and been aware of the documents published by the organizations developing those protocols. Pet. 13 (citing Ex. 1003 ¶ 26). 9 In the 965 IPR, we adopt a slightly different definition of a person of ordinary skill in the art. Both definitions are substantially the same for purposes of these proceedings. In particular, our analysis and conclusions in this Decision would be the same regardless of which definition is adopted. IPR2019-01188 Patent 6,664,891 B2 9 Patent Owner argues that these statements improperly supply an ordinary artisan with “highly detailed knowledge” (PO Resp. 8–10) and that, as a result, the Petition fails to show unpatentability (id. at 11, 21–24). We are not persuaded that these statements are problematic,10 but we have not relied on any of them in this proceeding. For example, Petitioner’s grounds do not rely on any allegedly problematic statements (see infra § II.D.3), and we do not include any of them in our articulation of the level of ordinary skill in the art. Accordingly, Patent Owner’s critique is dismissed as moot. C. Claim Construction Because the Petition was filed after November 13, 2018, we interpret claim terms using the same claim construction standard as is used in federal district court. Changes to the Claim Construction Standard for Interpreting Claims in Trial Proceedings Before the Patent Trial and Appeal Board, 83 Fed. Reg. 51,340 (Oct. 11, 2018) (amending 37 C.F.R. § 42.100(b) effective November 13, 2018) (now codified at 37 C.F.R. § 42.100(b) (2019)); see Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc) (summarizing claim construction standard). In the Petition, Petitioner “contends that no claim terms require specific construction to resolve the unpatentability issues presented.” 10 Mr. Rysavy testified, for example, that a person of ordinary skill in the art would have been aware of, and had a working knowledge of, the Bluetooth Specification (Ex. 1005) and 802.11 (Ex. 1007). Ex. 1003 ¶ 26. Mr. Rysavy’s testimony is credible, as it is logical and consistent with the cited evidence, and Patent Owner identifies no evidence or rationale to the contrary (see Tr. 49:7–50:4 (declining to clarify)). Accordingly, even if Patent Owner’s critique was not moot, we would not have been persuaded by it. IPR2019-01188 Patent 6,664,891 B2 10 Pet. 13. Patent Owner advances constructions for the terms “additional data field” and “inquiry message,” which each appear in all challenged independent claims (PO Resp. 13–20), and Patent Owner requests that the Board “adopt the ordinary and customary meaning” for all other terms (id. at 20). We address the parties’ disputes regarding the two claim terms identified by Patent Owner, and we determine that no other claim terms need to be construed for this proceeding. See, e.g., Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy . . . .’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). 1. Additional Data Field Patent Owner advocates two definitions for the term “additional data field.” PO Resp. 13–19. First, Patent Owner argues that it “should be construed to mean ‘an extra data field appended to the end of an inquiry message.’” Id. at 15 (emphasis omitted). Second, Patent Owner argues that it “should be construed as representing data not in the ‘first communications protocol.’” Id. at 18. We address these issues in turn. a. The additional data field need not be appended “to the end” of an inquiry message. Patent Owner argues that the “’891 patent repeatedly and consistently characterizes the term ‘additional data field’ to be ‘an extra data field appended to the end of an inquiry message.’” PO Resp. 13. However, Patent Owner supports this argument by reproducing a figure and quoting IPR2019-01188 Patent 6,664,891 B2 11 passages that appear nowhere in the ’891 patent. In particular, Patent Owner reproduces “Figure 5” and quotes a passage of text (id. at 13–15 (citing Ex. 1001, Fig. 5, 4:59–5:11)); however, neither of these appears in the Specification (compare id., with Ex. 1001). Similarly, Patent Owner points to the discussion of “Human/machine Interface Devices (HIDs),” but the Specification includes no mention of this term. Compare PO Resp. 17–18 (citing Ex. 1001, 1:9–18, 5:6–9, 5:11–17), with Ex. 1001. These arguments, accordingly, are not persuasive. Patent Owner also points to a figure that does appear in the ’891 patent (Figure 6) and its associated description. PO Resp. 15–16 (quoting Ex. 1001, 9:58–67 and reproducing Figure 6). Figure 6 shows an “ID packet” followed by “CA data,” and the quoted description states that “[b]y adding the [extra] field [with CA data] to the end of the inquiry message, it will be appreciated that non-CA receivers can ignore it without modification.” Ex. 1001, Fig. 6, 9:58–67. From this, Patent Owner concludes that appending the extra data field to the end of the inquiry message is “essential” to the invention. PO Resp. 16. We disagree. “[T]he words of a claim ‘are generally given their ordinary and customary meaning,’” which is “the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Phillips, 415 F.3d at 1312–13 (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)). “[T]he person of ordinary skill in the art is deemed to read the claim term not only in the context of the particular claim in which the disputed term appears, but in the context of the entire patent, including the specification.” Id. at 1313. A term’s ordinary meaning may be supplanted when the specification “reveal[s] a special IPR2019-01188 Patent 6,664,891 B2 12 definition given to a claim term by the patentee” or when the specification “reveal[s] an intentional disclaimer, or disavowal, of claim scope.” Id. at 1316. We perceive (and Patent Owner identifies) no justification for importing a requirement that the “additional data field” be added to the end of the inquiry message. Although the Specification describes an embodiment where the “additional data field” is added to the end of the inquiry message (e.g., Ex. 1001, 9:58–67, Fig. 6), it also indicates that this particular placement is optional, not required (e.g., id. at 4:5–10 (explaining that an additional data field “may” be added at the end of an inquiry message “and/or” an indication that denotes an additional data field may be included)). Patent Owner argues that adding the additional data field to the end of the inquiry message is “essential” because the Specification identifies a benefit of doing so. PO Resp. 16 (citing Ex. 1001, 9:58–67). However, this passing reference is insufficient to redefine the term “additional data field” in the manner proposed by Patent Owner. See Aventis Pharma S.A. v. Hospira, Inc., 675 F.3d 1324, 1330 (Fed. Cir. 2012) (“‘[I]t is . . . not enough that the only embodiments, or all of the embodiments, contain a particular limitation’ to limit a claim term beyond its ordinary meaning.” (quoting Thorner v. Sony Comput. Entm’t Am. LLC, 669 F.3d 1362, 1366 (Fed. Cir. 2012)); Helmsderfer v. Bobrick Washroom Equip., Inc., 527 F.3d 1379, 1381 (Fed. Cir. 2008) (“A patentee may act as its own lexicographer and assign to a term a unique definition that is different from its ordinary and customary meaning; however, a patentee must clearly express that intent in the written description.”). IPR2019-01188 Patent 6,664,891 B2 13 Moreover, the doctrine of claim differentiation gives rise to a presumption that Patent Owner’s proposed construction is improper. Claim 15 depends from claim 14 and further recites “the first portable communications device adds said additional data field at the end of a respective inquiry message.” Ex. 1001, 13:27–29 (emphasis added); see also id. at 12:28–30 (including commensurate limitation in claim 2, which depends from claim 1). The existence of this dependent claim strongly indicates that the additional data field recited in claim 14 need not be added to the end of an inquiry message. See Phillips, 415 F.3d at 1315 (“[T]he presence of a dependent claim that adds a particular limitation gives rise to a presumption that the limitation in question is not present in the independent claim.”); SunRace Roots Enter. Co. v. SRAM Corp., 336 F.3d 1298, 1303 (Fed. Cir. 2003) (explaining that the presumption arising from the doctrine of claim differentiation “is especially strong when the limitation in dispute is the only meaningful difference between an independent and dependent claim, and one party is urging that the limitation in the dependent claim should be read into the independent claim”). Patent Owner identifies (and we perceive) no justification for departing from this presumption. As a result, Patent Owner’s reliance on Inpro II Licensing, S.A.R.L. v. T-Mobile USA, Inc., 450 F.3d 1350, 1354–55 (Fed. Cir. 2006) is misplaced. See PO Resp. 16–18. Accordingly, we conclude that the claimed “additional data field” need not be appended to the end of the inquiry message. Patent Owner’s proposal also seeks to replace the claim term “additional” with the term “extra” and the claim term “add[ed]” with the term “appended.” Compare PO Resp. 15 (proposing “an extra data field appended to the end of an IPR2019-01188 Patent 6,664,891 B2 14 inquiry message”), with Ex. 1001, 12:23–24 (claim 1 reciting “add to each inquiry message . . . an additional data field”), 13:22–23 (claim 14 reciting “adds to each inquiry message . . . an additional data field”). However, Patent Owner does not persuasively explain the need for either of these alterations, so we decline to make them. b. The additional data field is not in the inquiry message specified by the first communications protocol. In the Institution Decision, we preliminarily construed “additional data field” as “a data field that is not in the first communications protocol.” Inst. Dec. 15; see id. at 11–15 (providing analysis). Agreeing with this aspect of our analysis, Patent Owner contends that the additional data field “should be construed as representing data not in the ‘first communications protocol.’” PO Resp. 18–19 (quoting Inst. Dec. 14–15). In its Reply, Petitioner agrees that “the intrinsic record supports that the additional data is not part of the ‘inquiry message’ specified by the first communications protocol.” Pet. Reply 6. But, according to Petitioner, the intrinsic record does not support construing this term such that the data field cannot be a part of the first communications protocol itself. Id. at 4–5. Petitioner also asserts that “[t]he specification does not exclude from the alleged invention a protocol that specifies adding a data field to convey additional information.” Id. at 5; see id. at 4 (“This does not foreclose the protocol specifying additional data fields that, when added, change the message and satisfy the claims (as with 802.11, and its broadcast and targeted probe messages).”). IPR2019-01188 Patent 6,664,891 B2 15 Patent Owner responds: As the Board correctly determined, there can be no question, from at least the arrangement set forth in the claim language, that the “additional data field” is added in addition to, and hence must be distinct from, those “data fields” that are collectively defined as being “arranged according to a first communications protocol.” Petitioner’s erroneous interpretation would subsume into one what the claim language expressly distinguishes. PO Sur-Reply 4 (quoting Inst. Dec. 14). Having reviewed the parties’ arguments and the full record, we conclude that an “additional data field” is not a part of the inquiry message specified by the first communications protocol. As the Institution Decision explained: Representative claim 14 recites “inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol,” and the claim then recites a separate “additional data field” that is added to the inquiry message. Ex. 1001, 13:19–23. Claim 1 includes essentially the same recitations. Id. at 12:19–24. This arrangement suggests that the additional data field is not part of the message specified by the first communications protocol. See Phillips, 415 F.3d at 1314 (“[T]he context in which a term is used in the asserted claim can be highly instructive.”). Moreover, the Specification notes that the existing Bluetooth protocol does not include a field for providing this type of information (before the formation of a piconet), and in that context, the Specification adds a data field to an inquiry message that is not provided for in the standard. E.g., Ex. 1001, 8:31–66, 10:1–15. Thus, the claims and the Specification indicate that the “additional data field” is not a part of the inquiry message specified by the first communications protocol. Inst. Dec. 14. Neither party disagrees with this analysis, and we adopt it in this Decision. IPR2019-01188 Patent 6,664,891 B2 16 But, as Petitioner persuasively explains, our preliminary construction in the Institution Decision also included another requirement. See Pet. Reply 4–6; Tr. 18:17–26 (restating Petitioner’s argument). In particular, the preliminary construction specified that the “additional data field” is “a data field that is not in the first communications protocol” (Inst. Dec. 15 (emphasis added)), rather than a data field that “is not a part of the inquiry message specified by the first communications protocol” (id. at 14 (emphasis added)). As a result, under the preliminary construction, an “additional data field” is a data field that is not part of the inquiry message specified by the first communications protocol and is not elsewhere specified in that protocol. We are persuaded that the Institution Decision did not provide sufficient support for this additional requirement, and we perceive (and Patent Owner identifies) no justification for it. Accordingly, we revise the preliminary construction to remove this additional requirement.11 Accordingly, in this Decision, we construe the claim term “additional data field,” recited in claims 1 and 14, to mean “a data field that is not part of the inquiry message specified by the first communications protocol.” 2. Inquiry Message Patent Owner contends that the “inquiry message” recited in all challenged independent claims is “a message seeking a response for identifying devices available for communication.” PO Resp. 20. Patent 11 To the degree there is any more to Petitioner’s argument (see Pet. Reply 4–5 (contending the Specification does not exclude a protocol that specifies adding a data field to convey additional information)), Petitioner does not sufficiently explain its argument or how it relates to the parties’ claim construction dispute. IPR2019-01188 Patent 6,664,891 B2 17 Owner argues: (1) the ’891 patent “repeatedly and consistently describes” the term in this manner and (2) a person of ordinary skill in the art “would be very familiar with the Bluetooth protocol, which defines an ‘inquiry message’ as a message transmitted in order to discover other Bluetooth devices.” Id. (citing Ex. 1001;12 Ex. 1005, 897). Petitioner responds that Patent Owner’s construction is improper because “the ’891 patent unequivocally states that the alleged invention is not restricted to Bluetooth.” Pet. Reply 6 (citing Ex. 1001, 3:4-6, 46-49). Petitioner contends that a person of ordinary skill in the art would have understood this term consistent with its ordinary meaning, e.g., “‘a query for information’ or ‘a message seeking information.’” Id. at 7 (citing Ex. 1029 ¶ 9). Petitioner also argues that neither the claims nor the Specification support Patent Owner’s narrow construction. Id. at 7–8. Patent Owner replies that Petitioner’s arguments are untimely because the Petition failed to expressly construe this claim term. PO Sur-Reply 9. In addition, Patent Owner faults Petitioner for not addressing “the district court analysis of the ‘inquiry message’ term,” where “Patent Owner has simply proposed that the Board adopt, verbatim, the court’s construction of ‘inquiry message’ for purposes of this proceeding” and where the district court rejected Petitioner’s proposal. Id. at 9–10 (citing Ex. 1027, 16–17 (“Markman Order”)). 12 Although Patent Owner cites the ’891 patent, the quoted material does not appear at the cited locations. Compare PO Resp. 20 (citing Ex. 1001, 1:56– 57, 4:11–13, 4:23–26), with Ex. 1001. However, we located two of the three quotes in the ’891 patent’s Specification (see Ex. 1001, 8:53–55, 9:6–8), and we consider those passages in this Decision. IPR2019-01188 Patent 6,664,891 B2 18 Patent Owner is wrong on several important points. First, the Markman Order cited by Patent Owner construed a different patent. See Ex. 1027 (construing terms in U.S. Patent No. 6,993,049 (the “’049 patent”)). Patent Owner makes no mention of this discrepancy (see generally Sur-Reply 9–11) and was unable to address it at oral argument (Tr. 47:6–20). Consequently, because Patent Owner fails to explain why the construction of terms in the ’049 patent should be considered in this proceeding,13 we do not evaluate the contents of the Markman Order or Patent Owner’s arguments relying upon it. See Emerson Elec. Co. v. SIPCO, LLC, No. 2019-1301, 2020 WL 5816758, slip op. 18 (Fed. Cir. Sep. 30, 2020) (non-precedential) (“[T]he construction of a particular term in one patent will not necessarily bear on the interpretation of the same term in a subsequent patent because the factual context is different. The term may be identical, but the intrinsic evidence is not.”).14 13 Petitioner also briefly relies on proceedings involving the ’049 patent, but similarly fails to sufficiently explain the relevance of that patent. See Pet. Reply 6 (arguing judicial estoppel based on Patent Owner’s arguments in the district court case); Paper 23, 1 (identifying claim constructions adopted in inter partes review of the ’049 patent); Tr. 52:6–53:14. This is not a situation where the relevance is apparent from the patents themselves, such as when one patent is a continuation of another. In fact, the ’049 and ’891 patents contain materially different disclosures, even though they have some similarities (e.g., a shared inventor). Compare Ex. 1001, with Ex. 1030 (’049 patent). Because the parties fail to establish that the ’049 patent is relevant, we consider neither the ’049 patent nor proceedings involving it. 14 Moreover, Patent Owner first raised arguments based on the Markman Order in its Sur-Reply, even though this order issued a year before Patent Owner’s Response. See PO Resp. 20; Ex. 1027. This delay is improper, and we deem these arguments to be waived to the extent they introduce a new IPR2019-01188 Patent 6,664,891 B2 19 Second, Petitioner’s arguments in the Reply are timely because they respond to a claim construction dispute raised by Patent Owner. See Consolidated Trial Practice Guide 44–45 (Nov. 2019) (“Consolidated TPG”), available at https://www.uspto.gov/TrialPracticeGuideConsolidated (“The petitioner may respond to any such new claim construction issues raised by the patent owner, but cannot raise new claim construction issues that were not previously raised in its petition.”). Third, Patent Owner is wrong to suggest that the claimed “inquiry message” is a Bluetooth inquiry message. See PO Resp. 20, 29–30. Although the specification uses Bluetooth in its preferred embodiment, it expressly states that the “invention . . . is not restricted to Bluetooth devices.” Ex. 1001, 4:51–55; see id. at 3:4–6 (“Suitably, although not essentially, the above-referenced first communications protocol comprises Bluetooth messaging . . . .”). The claims also indicate that the invention is not limited to Bluetooth: claim 1 specifies that each inquiry message is “in the form of a plurality of predetermined data fields arranged according to a first communications protocol,” and dependent claim 4 further specifies that the communications protocol is Bluetooth. Id. at 12:15–27, 12:35–36; see Intamin Ltd. v. Magnetar Techs., Corp., 483 F.3d 1328, 1335 (Fed. Cir. 2007) (“An independent claim impliedly embraces more subject matter than its narrower dependent claim.”). As a result, we conclude that a person of ordinary skill in the art would understand the claim term “inquiry message” to be broader than the “inquiry message” defined in Bluetooth. basis for urging Patent Owner’s proposed construction rather than respond to Petitioner’s opposing claim construction arguments. IPR2019-01188 Patent 6,664,891 B2 20 But that does not end our inquiry. Patent Owner contends that an ordinary artisan’s understanding of an “inquiry message” would be informed by Bluetooth’s inquiry message, and in particular, that he would understand the claimed “inquiry message” similarly to be sent to identify devices available for communication. See PO Resp. 20, 29–30. We disagree. The intrinsic evidence does not support Patent Owner’s proposed construction. The context of the claims specifies no particular meaning for the term “inquiry message”: the claims reference the fields contained within the inquiry message (and added to it), but provide no indication of its purpose. Ex. 1001, 12:15–27, 13:15–26. The specification, likewise, does not support Patent Owner’s narrow meaning. The preferred embodiment includes Bluetooth’s inquiry message specifically, but as explained above, the claims are not so limited. The specification does indicate that an inquiry message is sent before a connection is established between a sender and a recipient. See, e.g., id. at 2:60–64 (noting that adding information to inquiry message means that the sending and receiving devices need not join a piconet), 4:56–63 (explaining that use of “inquiry phase . . . solves the limitations” of establishing a full Bluetooth connection). But the claims recite an “inquiry message” generally, without specifying whether a connection exists between the sender and the recipient.15 The prosecution history includes no relevant discussion. See generally Ex. 1002. 15 Incidentally, Petitioner’s evidence shows that Larsson discloses that its request for route (“RfR”) message is sent before a connection is established between a sender and a recipient. See, e.g., Ex. 1004, 2:51–3:28, 4:5–8; Ex. 1003 ¶ 63. But Patent Owner does not construe the term “inquiry message” to be a message sent before a connection is established; rather, Patent Owner argues that the inquiry message must “seek[] a response for IPR2019-01188 Patent 6,664,891 B2 21 Moreover, Patent Owner identifies (and we perceive) no extrinsic evidence supporting Patent Owner’s position. Patent Owner points to Petitioner’s declarant, who testifies that an ordinary artisan would have been familiar with Bluetooth and its inquiry message, and to Bluetooth’s definition of its inquiry message. PO Resp. 20, 29–30 (citing Ex. 1005, 897; Ex. 1003 ¶ 26). However, as explained above, a person of ordinary skill in the art would have understood the claimed “inquiry message” to be broader than Bluetooth’s inquiry message. The cited evidence does not support Patent Owner’s assertion that a person of ordinary skill in the art would understand the claimed “inquiry message” to necessarily seek a response for identifying devices available for communication, and Patent Owner’s unsupported assertions are given little weight. See In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997) (explaining that attorney arguments that are unsupported by factual evidence are entitled to little probative value). Thus, we agree with Petitioner that, in this proceeding, the term “inquiry message” should be given its plain and ordinary meaning to a person of ordinary skill in the art. Mr. Rysavy testifies that a person of ordinary skill in the art would understand this term to refer generally to a message that seeks information. Ex. 1029 ¶¶ 9, 11–14; see also Ex. 1003 ¶ 63. Patent Owner identifies no evidence that contradicts Mr. Rysavy’s testimony. We credit Mr. Rysavy’s testimony, as it is logical and supported by the asserted rationale and evidence. Accordingly, we decline to construe the claim term “inquiry message,” as Patent Owner requests, as “a message seeking a response for identifying devices available for communication,” identifying devices available for communication.” PO Resp. 20 (emphasis added). IPR2019-01188 Patent 6,664,891 B2 22 and we construe this term in accordance with its plain and ordinary meaning, which we determine to be a message that seeks information. D. Obviousness in view of Larsson and the Bluetooth Specification 1. Overview of Larsson (Ex. 1004)16 Larsson is titled “Broadcast as a Triggering Mechanism for Route Discovery in Ad-Hoc Networks.” Ex. 1004, code (54). Larsson seeks to minimize the number of broadcast messages required for route discovery in an ad-hoc network, such as a Bluetooth scatternet. Id. at 1:14–16, 5:36–47; see id. at Fig. 3, 1:65–2:18 (explaining need for route discovery in Bluetooth scatternet by illustrating a scatternet “formed by multiple independent and unsynchronized piconets” and describing use of forwarding nodes to transfer information from a source node in one piconet to a destination node in a different piconet). By way of background, Larsson explains that, in ad-hoc networks, “nodes may change their location in the network.” Ex. 1004, 1:17–35, 3:37– 50. To send a message to a destination node, a source node must identify a route to that destination. Id. at 2:51–3:25. So, if the route is not known, or if the route is broken, a source node will first broadcast a request for route message (“RfR message” or “route request message”) to its neighbor nodes. Id. at 2:66–3:2, 3:25–27. Each node, after receiving a new RfR message, 16 Petitioner has shown by a preponderance of the evidence that Larsson qualifies as prior art under 35 U.S.C. § 102(e). See Pet. 15. Larsson was granted on an application filed December 6, 1999 (Ex. 1004, code (22)), which is prior to the earliest potential priority date on the face of the ’891 patent, i.e., June 26, 2000 (Ex. 1001, code (30)). Patent Owner does not dispute Larsson’s status as prior art. IPR2019-01188 Patent 6,664,891 B2 23 stores relevant information and rebroadcasts the RfR message to its neighbor nodes. Id. at 3:14–16. Ultimately, the destination node receives the RfR message and “send[s] a response back to the source node.” Id. at 3:16–23. This response identifies the route, and the source node can then transmit the original message. Id. at 3:23–25. Larsson seeks to reduce the number of broadcast messages by placing a particular type of broadcast message (i.e., one for which the source node expects a reply) in an RfR message and transmitting the combined message throughout the ad-hoc network. Ex. 1004, 4:5–16, 5:36–43. Larsson explains that every broadcast message includes both a broadcast identifier and a source address (e.g., the Bluetooth Device Address (BD_ADDR)) to uniquely identify the broadcast. Id. at 5:51–60. In Larsson’s exemplary operation, the “source node piggybacks the [particular type of] broadcast message in a request for route broadcast message.” Ex. 1004, 6:3–7; see id. at Fig. 6 (flowchart illustrating operation). Then, “the source node broadcasts the request for route message to its neighbor nodes.” Id. at 6:11–13. After receiving this request for route message, each neighbor node “determines whether the piggybacked data indicates that the node is the destination node.” Id. at 6:18–19, 6:45–46. If not, the node “rebroadcasts the request for route message to its neighbor nodes” after replacing the address. Id. at 6:46–57. But, if the node is the destination node, it “piggyback[s] a reply message in [a] route response message,” which is sent back to the source node along the route identified by the relayed messages. Id. at 6:58–7:6; see also id. at Figs. 6a, 6b. Larsson also describes an example embodiment where the piggybacked broadcast message can be an address resolution protocol (ARP) IPR2019-01188 Patent 6,664,891 B2 24 message in an IP network.17 Ex. 1004, Fig. 7, 7:36–38 (describing “an exemplary method for triggering route discovery in an IP network using DHCP, name resolution, or ARP broadcast messages”); see id. at 7:16–35 (describing techniques to implement IP in a Bluetooth scatternet). For example, Larsson’s source node can piggyback an ARP message in a “network adaptation layer route request broadcast message.” Id. at 7:48–53. To indicate that the route request message contains the ARP message, “a piggyback indicator can be inserted in the network adaptation layer route request broadcast message.” Id. at 7:53–58. Alternatively, in a protocol with a fixed-length route request message, “a length indicator . . . will implicitly indicate [whether] the request contains piggyback data.” Id. at 7:58–61. The combined message is broadcast to neighboring nodes, who each send the piggybacked data “to the higher protocol layers” and determine whether it should “generate[] a reply message to the piggybacked broadcast message.” Id. at 7:62–65, 8:8–14. If so, the node generates a reply to the ARP message and piggybacks the reply in a “network adaptation layer response message.” Id. at 8:19–24. Finally, Larsson teaches that, if the source node does not receive a reply, it “issue[s] the broadcast again and the method is repeated.” Id. at 8:50–55. 17 Larsson explains that Internet Protocol (IP) is a “networking protocol,” and in this protocol, “three exemplary types of broadcast messages where the source expects a reply are dynamic host configuration protocol (DHCP), name resolution and address resolution protocol” (ARP). Ex. 1004, 3:51– 63. “ARP is used when the logical address of the node is known, e.g., the IP address, but the hardware address, e.g., the Ethernet address of the node is not known.” Id. at 3:60–63. IPR2019-01188 Patent 6,664,891 B2 25 2. Overview of the Bluetooth Specification (Ex. 1005)18 The Bluetooth Specification provides a wireless communication protocol. Ex. 1005, 41. It supports connections between two units (i.e., “a point-to-point connection”) and between several units (i.e., “a point-to- multipoint connection”). Id. In either case, “units sharing the same channel form a piconet,” where “[o]ne . . . unit acts as the master . . . whereas the other unit(s) act as slave(s).” Id. at 41–42. “Multiple piconets with overlapping coverage areas form a scatternet.” Id. at 42 (emphasis omitted). The Bluetooth Specification shows the standard packet format in Figure 4.1, which is reproduced below: 18 Petitioner has shown by a preponderance of the evidence that the Bluetooth Specification qualifies as prior art under 35 U.S.C. § 102(a) and (b). See Pet. 17–18. In particular, the record reflects that the Bluetooth Specification was publicly available at least as early as May 31, 2000. See Ex. 1003 ¶ 33; Ex. 1024; Ex. 1013, 5:35–39; Ex. 1014, 8:28–38. This date is more than one year prior to the filing date of the ’891 patent (see 35 U.S.C. § 102(b); Ex. 1001, code (22)), and it is prior to the earliest potential priority date of the patent on this record (see 35 U.S.C. § 102(a); Ex. 1001, code (30)). Patent Owner does not dispute the Bluetooth Specification’s status as prior art, but challenges its authenticity. PO Resp. 24–26. Patent Owner waived this authenticity challenge by not timely objecting to Exhibit 1005. See 37 C.F.R. § 42.64; Pet. Reply 14. But, even if Patent Owner had preserved this argument, we would have been persuaded that the Bluetooth Specification was sufficiently authenticated by Mr. Rysavy. See Ex. 1003 ¶ 33; see also Ex. 1029 ¶¶ 18–24. IPR2019-01188 Patent 6,664,891 B2 26 As shown in Figure 4.1, above, packets include an “access code” and can include a “header” and a “payload.” Ex. 1005, 47–48. Each Bluetooth device “is allocated a unique 48-bit Bluetooth device address (BD_ADDR).” Id. at 143. The format of BD_ADDR is shown in Figure 13.1, which is reproduced below: As shown in Figure 13.1, the BD_ADDR is comprised of three fields: LAP, UAP, and NAP. Ex. 1005, 143. These fields correspond to a lower address part, upper address part, and non-significant address part, respectively. Id. 3. Motivation to Combine Larsson and the Bluetooth Specification Petitioner argues that a person of ordinary skill in the art would have been motivated to combine Larsson and the Bluetooth Specification. Pet. 20–23 (citing Ex. 1003 ¶¶ 44–51). In particular, Petitioner submits that Larsson describes an invention “for use in a Bluetooth scatternet,” and consequently, a person of ordinary skill in the art would have implemented the teachings of Larsson using the “then-current Bluetooth Specification,” i.e., Exhibit 1005. Id. at 20–21 (quoting Ex. 1004, 5:45–47; citing Ex. 1003 ¶¶ 44–46; Ex. 1004, 1:14–16, 1:37–38). Second, according to Petitioner, a person of ordinary skill in the art would have looked to the Bluetooth Specification because Larsson “specifies use of the Bluetooth Device Address (‘BD_ADDR’) . . . but does not provide BD_ADDR details other than to say that it is ‘a globally unique 48 bit IEEE 802 address.’” Id. at 21 (quoting Ex. 1004, 5:51–60; citing Ex. 1003 ¶ 47; Ex. 1005, 143). Third, IPR2019-01188 Patent 6,664,891 B2 27 Petitioner contends that a person of ordinary skill would have implemented the teachings of Larsson using the Bluetooth Specification because Larsson “presumes a working knowledge of Bluetooth” and provides few details regarding the contents of that protocol. Id. at 21–22 (citing Ex. 1003 ¶ 48). Finally, Petitioner contends that using the Bluetooth Specification to implement details of Larsson’s system would have yielded compatible and predictable results. Id. at 22–23 (citing Ex. 1003 ¶¶ 49–50). Patent Owner contends that Petitioner’s rationale to combine the references is “dependent on the Petitioner’s improper highly detailed level of skill in the art” and, thus, must fail. PO Resp. 22–23. We are persuaded that a person of ordinary skill in the art would have been motivated to combine Larsson and the Bluetooth Specification as Petitioner proposes. Petitioner’s assertions and explanations are consistent with and supported by the evidence cited by Petitioner. Larsson expressly states that “the present invention is described as a route discovery technique for use in a Bluetooth scatternet.” Ex. 1004, 5:45–47 (emphasis added). Larsson references aspects of the Bluetooth protocol, such as the Bluetooth Device Address (BD_ADDR), without providing extensive implementation details. E.g., id. at 5:52–60. We are persuaded that, given Larsson’s statements, a person of ordinary skill in the art would have consulted the then-current Bluetooth specification. Mr. Rysavy testifies that the Bluetooth Specification (Ex. 1005) was the then-current specification for the Bluetooth protocol. Ex. 1003 ¶¶ 45–46. Mr. Rysavy’s testimony is credible, as it is logical and consistent with the evidence of record. Accordingly, we are persuaded that a person of ordinary skill in the art would have been motivated to combine Larsson and the Bluetooth Specification. IPR2019-01188 Patent 6,664,891 B2 28 We disagree with Patent Owner’s argument that Petitioner’s motivation to combine is predicated on Petitioner’s statements regarding the knowledge of an ordinary artisan. See PO Resp. 22–23. A person of ordinary skill in the art would have been motivated to combine Larsson with the Bluetooth Specification given Larsson’s express reference to and reliance on Bluetooth (as explained above), whether or not an ordinary artisan previously had a working knowledge of the Bluetooth Specification or followed its development. See supra § II.B (addressing level of ordinary skill in the art). Accordingly, we are persuaded that a person of ordinary skill in the art would have been motivated to combine Larsson and the Bluetooth Specification. 4. Independent Claims 1 and 14 We begin our analysis with independent claim 14. See supra § I.D (identifying claim 14 as representative). a. “A method for enabling the user of a first portable communications device to broadcast messages to the users of other portable communications devices” The preamble of claim 14 recites, “A method for enabling the user of a first portable communications device to broadcast messages to the users of other portable communications devices . . . .” Petitioner asserts that, “[i]f IPR2019-01188 Patent 6,664,891 B2 29 the preamble is limiting, Larsson discloses it”19 (Pet. 23; see id. at 23–25), and Patent Owner has not argued otherwise (see generally PO Resp.). Petitioner’s assertions are supported by the cited evidence and are persuasive. In particular, Larsson’s source node broadcasts messages to the destination nodes, and these messages include a “broadcast message which the source node expects a reply message” that is placed “in a broadcast message which determines a route to the node which generates the reply message.” E.g., Ex. 1004, 4:26–32; see id. at 1:36–45 (Bluetooth devices can include PDAs or telephones), 1:46–2:7 (referring to Bluetooth devices as “nodes”). Accordingly, we are persuaded that Larsson discloses the preamble of claim 14. b. “wherein said first portable communications device broadcasts a series of inquiry messages” Claim 14 recites “wherein said first portable communications device broadcasts a series of inquiry messages.” Petitioner asserts that Larsson teaches this limitation and renders it obvious. Pet. 25–26, 30–31. Petitioner contends that Larsson discloses that the source node broadcasts RfR messages to neighboring nodes. Id. at 25 (citing Ex. 1004, 2:66–3:2, 5:35– 7:15, Fig. 6a (step 615), Fig. 7a (step 715)). According to Petitioner, Larsson’s RfR messages are inquiry messages if an inquiry message is understood as a message that “seek[s] a response from specified devices or inquire[s] about the ability to connect.” Id. at 30–31 (citing Ex. 1003 ¶ 63; Ex. 1004, 2:66–3:2, 8:18–41, Figs. 6a, 6b, 7a, 7b, 8a, 8b). Petitioner also 19 Because Petitioner has shown sufficiently that the recitations in the preamble are satisfied by Larsson, we need not determine whether the preamble is limiting. See Vivid Techs., 200 F.3d at 803. IPR2019-01188 Patent 6,664,891 B2 30 submits that Larsson’s RfR messages teach “a series” of inquiry messages because Larsson’s source node will rebroadcast the message if it fails to receive a reply. Id. at 25–26 (citing Ex. 1004, 8:50–55). Moreover, Petitioner argues that an ordinary artisan would have found it obvious to use a series of RfR messages “to establish and re-establish routes to the various nodes in the network.” Id. at 26 (citing Ex. 1003 ¶¶ 59–63; Ex. 1004, 3:12– 29). Relying on its proposed construction of the term “inquiry message,” Patent Owner contends that Larsson’s RfR messages fail to disclose inquiry messages. PO Resp. 26–30. Patent Owner argues Larsson’s RfR message “discover[s] a route to a known recipient device already joined to a piconet, as opposed to discovering recipient devices that may seek to join.” Id. at 27 (citing Ex. 1004, Fig. 3, Abstract, 1:67–2:1, 4:23–25, 4:37–47, 5:36–37, 5:44–45). Patent Owner also argues that the Petition fails because it relies on Mr. Rysavy’s testimony, which does not define “inquiry message” and fails to reconcile his interpretation with the specific inquiry message specified in Bluetooth. Id. at 28–29 (citing Ex. 1003 ¶ 63). We are persuaded that Larsson’s RfR messages disclose the claimed “inquiry messages.” As explained above, a person of ordinary skill in the art would have understood the term “inquiry messages,” in accordance with its plain and ordinary meaning, as messages that seek information, and not as Patent Owner proposes. See supra § II.C.2. Applying that conclusion, Larsson’s RfR messages teach the claimed “inquiry messages” because Larsson’s RfR messages seek information. E.g., Ex. 1004, 4:5–22; see Pet. Reply 15 (contending that Patent Owner does not dispute that Larsson teaches claim term under this construction); see generally PO Sur-Reply 11– IPR2019-01188 Patent 6,664,891 B2 31 13 (no contention that Larsson fails to teach term under this construction). Relatedly, we are not persuaded by Patent Owner’s generalized critiques of Mr. Rysavy’s testimony because Mr. Rysavy was not required to provide an express construction for “inquiry messages” (see Consolidated TPG 44–45) and because the ’891 patent makes clear that this claim term is not limited to Bluetooth’s inquiry message (see Ex. 1001, 3:4–6, 4:51–55). In addition, even if we were to adopt Patent Owner’s proposed construction (i.e., an “inquiry message” is “a message seeking a response for identifying devices available for communication” (PO Resp. 20)), we would still find that Larsson’s RfR messages disclose the claimed “inquiry messages.” We agree with Petitioner that “[t]he whole premise of the RfR messages is that a path to a destination device is either absent or ‘broken’” (Pet. Reply 16), and this may occur when a node moves within (or leaves) a network. See Ex. 1004, 3:25–28 (“In accordance with reactive routing, the source node will only request a new route when the actual route being used is broken.”), 3:37–40 (explaining that nodes change location in the network), 8:50–55 (noting that RfR message may not reach destination node). Thus, a response to an RfR message indicates that the destination and intermediate routing nodes are available for communication. Patent Owner asserts that this is “plainly distinguishable” from its proposed construction (PO Sur- Reply 12); however, Patent Owner fails to elaborate, and we do not perceive the distinction. Patent Owner also argues that Larsson says nothing about “whether the destination node itself is available for communication,” implying that the relevant inquiry is a state or condition of the destination node (PO Sur-Reply 12–13), but such a requirement appears nowhere in Patent Owner’s proposed construction or in the claim. IPR2019-01188 Patent 6,664,891 B2 32 Finally, Petitioner’s assertions and explanations demonstrate that Larsson also teaches the remainder of this limitation. In particular, Larsson’s source node broadcasts an RfR message to neighboring nodes and will rebroadcast the message if it does not receive a reply. E.g., Ex. 1004, Fig. 6a (step 615), Fig. 7a (step 715), 5:61–6:17, 7:62–64, 8:50–55. Accordingly, we are persuaded that Larsson teaches this claim limitation. c. “inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol” Claim 14 recites “inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol.” Petitioner asserts that Larsson and the Bluetooth Specification, in combination, render this limitation obvious (Pet. 26–30), and in its papers, Patent Owner has not argued otherwise (see generally PO Resp.). We are persuaded by Petitioner’s assertions and explanations for this limitation. The combination of Larsson and the Bluetooth Specification teaches or suggests various data fields for RfR messages. Larsson’s RfR messages contain a source address, such as the Bluetooth Device Address (BD_ADDR). Ex. 1004, 5:52–58. According to the Bluetooth Specification, BD_ADDR includes three fields (LAP, UAP, and NAP). Ex. 1005, 143. In addition, because Larsson uses Bluetooth as its underlying communication protocol, a person of ordinary skill in the art would have understood that Larsson’s RfR messages would be sent in the form of the standard Bluetooth packet (which includes an access code, header, and payload fields), with the substance of the RfR message contained in the IPR2019-01188 Patent 6,664,891 B2 33 payload. Ex. 1003 ¶¶ 67–68; see Ex. 1005, 47 (standard Bluetooth packet format); Ex. 1004, 5:45–46 (“[T]he present invention is described as a route discovery technique for use in a Bluetooth scatternet.”). We credit Mr. Rysavy’s testimony regarding this limitation, as it is logical, clear, and consistent with the evidence of record. As a result, we are persuaded that Larsson and the Bluetooth Specification render this limitation obvious for two reasons, each of which is independently sufficient. First, RfR messages in the form of a plurality of predetermined data fields arranged according to the Bluetooth protocol would have been obvious to a person of ordinary skill in the art because these messages, when transmitted, would have been formatted as a standard Bluetooth packet with an access code, a header, and a payload field that includes the substance of the RfR message. See Ex. 1003 ¶¶ 67–70; cf. PO Resp. 40–41 (“The request for route broadcast message is clearly intended to be a message for use in the Bluetooth scatternet . . . .”). Second, Larsson’s RfR messages contain a plurality of predetermined data fields arranged according to the Bluetooth protocol because they contain the BD_ADDR fields (LAP, UAP, and NAP). See Ex. 1003 ¶¶ 64–66, 70. At the oral hearing, Patent Owner presented new arguments regarding this claim limitation that were not previously raised in its briefing. See generally Tr. 27:12–37:11; also compare id. at 33:10–36:12 (citing PO Resp. 26–30, 33–41; PO Sur-Reply 14),20 with PO Resp. 26–30, 33–41, and 20 As support, Patent Owner identifies nearly every page of its Response arguing that Larsson and the Bluetooth Specification fail to teach or suggest a limitation of claim 14 (see generally PO Resp. 26–41), and this over- designation further demonstrates that the argument is new. From the Sur- Reply, Patent Owner relies on two sentences that respond to an allegedly IPR2019-01188 Patent 6,664,891 B2 34 PO Sur-Reply 14. Patent Owner’s belated arguments are a clear violation of our hearing order. See Paper 24, 3 (“New arguments not previously raised in the parties’ substantive papers in this proceeding may not be raised during the oral argument.”); Tr. 5:11–13; see also Consolidated TPG 85–86 (“During an oral hearing, a party . . . may only present arguments relied upon in the papers previously submitted.”). Patent Owner appears to suggest that its new arguments are permissible because the Petition did not clearly map the prior art to the claimed first communications protocol. See Tr. 28:10–23, 33:10–25. We disagree. We perceive no ambiguity in the Petition that could arguably excuse Patent Owner’s belated arguments. See Pet. 26–30; Inst. Dec. 26–27 (summarizing the Petition); see also Tr. 27:2–8 (Patent Owner: “[T]he Petition is, in our opinion, loud and clear as to what protocol is the first communications protocol . . . . The Petition seems to point to the Bluetooth protocol.”). We, accordingly, deem Patent Owner’s new arguments waived and do not consider them. See Dell Inc. v. Acceleron, LLC, 818 F.3d 1293, 1301 (Fed. Cir. 2016) (vacating Board decision that relied on assertion first introduced at oral argument). However, even if they had not been waived, Patent Owner’s arguments would not have been persuasive: Patent Owner did not sufficiently identify any deficiency in the Petitioner’s contentions; Patent Owner’s oral hearing arguments were in conflict with Patent Owner’s briefing (see infra § II.D.4.d); and Petitioner’s arguments and evidence are persuasive, for the reasons explained above. new argument regarding a different claim limitation. See PO Sur-Reply 14 (citing Pet. Reply 21–22). We do not rely on the allegedly improper argument and, thus, do not reach Patent Owner’s critique of it. IPR2019-01188 Patent 6,664,891 B2 35 Accordingly, we are persuaded that Larsson and the Bluetooth Specification, in combination, render this claim limitation obvious. d. “wherein said first portable communications device adds to each inquiry message prior to transmission an additional data field carrying broadcast message data” Claim 14 recites “wherein said first portable communications device adds to each inquiry message prior to transmission an additional data field carrying broadcast message data.” Petitioner asserts that Larsson discloses and renders obvious this limitation. Pet. 31–34. Petitioner contends that Larsson’s disclosure of “‘piggybacking’ additional broadcast messages . . . onto [a request for route] message” teaches the claimed “add[ing] to each inquiry message . . . an additional data field.” Id. at 31 (citing Ex. 1004, 6:5–7, 7:50–53, Fig. 6a, Fig. 7a; Ex. 1003 ¶ 71). Petitioner notes that the ’891 patent also uses the term “piggy-back” when describing adding an additional data field. Id. (citing Ex. 1001, 8:64–65). According to Petitioner, Larsson confirms that piggybacking requires an additional data field because it teaches that a message “length longer than the normal fixed length [of the request for route message] will implicitly indicate that the request contains piggyback data.” Id. at 32–33 (emphasis removed) (quoting Ex. 1004, 7:58–61; citing Ex. 1003 ¶ 73). Petitioner also notes that Larsson provides an example where an ARP message is piggybacked in a network adaptation layer route request message. Id. at 33–34 (citing Ex. 1004, 3:60– 63, 4:37–47, 7:37–53). Patent Owner disputes two aspects of Petitioner’s showing. PO Resp. 30–41. First, Patent Owner argues that Larsson does not disclose adding an additional data field to Larsson’s RfR message. Id. at 30–33. According to IPR2019-01188 Patent 6,664,891 B2 36 Patent Owner, “the mere use of the term ‘piggyback’ in both [Larsson and the ’891 patent] does not meet Petitioner’s burden of showing that Larsson teaches the recited additional data field,” as “the term ‘piggybacking’ is simply not synonymous with [this] claim limitation[].” Id. at 31 (citing Ex. 1001, 4:16, 4:59–62). Patent Owner also argues that Mr. Rysavy’s testimony on this point is insufficient because it fails to explain the alleged correlation between the terms “additional data field” and “piggyback.” Id. at 32–33 (citing Ex. 1003 ¶¶ 63, 71–72, 80). Patent Owner further submits that Larsson’s message may have a longer length “by having the same number of fields” and adding the additional data to existing fields. Id. at 33. Second, Patent Owner argues that Larsson’s piggybacked broadcast message is not an additional data field, under the proper construction of that term. PO Resp. 34–41. In particular, Patent Owner contends that “all the data in Larsson’s embodiments of piggybacked messages, including both the broadcast message and the request for route message, is required by a ‘first communications protocol,’ i.e., the Bluetooth protocol.” Id. at 39; see also id. at 34 (contending “both . . . messages are required by the Bluetooth Specification”). In support of its interpretation of Larsson, Patent Owner contends: (1) Larsson “notes that the broadcast messages are Bluetooth protocol messages, stating that each broadcast message will contain a Bluetooth Device Address” (id. at 35 (citing Ex. 1004, 5:51–60)), (2) Larsson’s devices communicate over a Bluetooth network (id. at 35–38 (citing Ex. 1004, 1:47, 2:19–20, 5:61–6:8, 6:18–21, 6:37–44, Figs. 2, 3, 4b, 5, 6a, 6b)), and (3) Larsson’s recipient device is compliant with Bluetooth and “does not ignore the piggybacked data” (id. at 38 (citing Ex. 1004, 6:45– 46, 8:8–10, Figs. 6b, 7a, 7b, 8a, 8b)). IPR2019-01188 Patent 6,664,891 B2 37 Having considered each of the parties’ arguments and the full record, we are persuaded that Larsson discloses or renders obvious this claim limitation. We find that a person of ordinary skill in the art would have understood Larsson’s piggybacking to teach adding an additional data field (that contains the broadcast message) to the RfR message. E.g., Ex. 1004, 6:5–6 (“[A] source node piggybacks the broadcast message in a request for route broadcast message . . . .”); see also id. at Abstract (explaining a broadcast message is “place[d] . . . in a broadcast message for route discovery” and “[t]he combined message is broadcast”); Ex. 1003 ¶¶ 71–73, 78; Ex. 1029 ¶¶ 33–47; Ex. 1001, 8:62–66 (describing “piggy-back[ing]” broadcast data on an inquiry message).21 Patent Owner identifies (and we perceive) no evidence indicating that a person of ordinary skill in the art would have had a different understanding of what it meant for a first message to be “piggybacked” on a second message. We disagree with Patent Owner’s contention that Larsson adds additional data to the RfR message, but not necessarily a data field. Larsson’s recipient nodes read and respond to the broadcast message, demonstrating that it is separately identifiable from the fields of the RfR message. E.g., Ex. 1004, 6:45–46, 8:12–32. Mr. Rysavy explains why a person of ordinary skill in the art would have understood Larsson to add a 21 To be clear, we do not find that Larsson teaches an “additional data field” just because Larsson and the ’891 patent specification both include the word “piggybacking” (see PO Resp. 30–31); rather, we find Larsson’s discussion of piggybacking one message on another discloses adding an additional data field to the latter. Because the ’891 specification uses the term “piggy-back” in the same way, we cite its disclosure as further evidence of what a person of ordinary skill in the art would understand this term to mean. IPR2019-01188 Patent 6,664,891 B2 38 field and cites evidence to support his assertions and rationale. See Ex. 1003 ¶¶ 71–73, 78; see also Ex. 1029 ¶¶ 33–47. For example, Mr. Rysavy explains that an ARP message (which Larsson describes as one potential piggybacked message) itself includes fields, which would need to be maintained in order for the ARP message to be transmitted. Ex. 1029 ¶¶ 41, 45. We credit Mr. Rysavy’s testimony—it is logical and corroborated by the cited evidence, and Patent Owner identifies (and we perceive) no evidence to the contrary. Accordingly, we find that a person of ordinary skill in the art would understand Larsson’s piggybacking to disclose that the broadcast data is added to the RfR message as its own field. Finally, we are persuaded that Larsson’s piggybacked message includes an “additional data field,” as we have construed that term. See supra § II.C.1 (construing “additional data field” as “a data field that is not part of the inquiry message specified by the first communications protocol”). We adopt the analysis from our Institution Decision,22 which states: Petitioner maps the Bluetooth communications protocol to the “first communications protocol” (Pet. 28–30), and Petitioner maps Larsson’s piggybacked broadcast message to the claimed “additional data field” (e.g., id. at 31, 33–34 (citing, inter alia, Ex. 1004, 7:50–53)). According to Larsson, a piggybacked broadcast message may be an ARP message. Ex. 1004, 7:50– 53; see also id. at 3:51–63. Larsson states that the piggybacked ARP message is created by a higher-level protocol layer. See, e.g., Ex. 1004, 4:63–5:2 (“[A]ll nodes in the network include a network adaptation layer and a higher layer. In the higher layer of the source node a broadcast message . . . is generated,” and that message is “placed in a network adaptation layer request 22 Our analysis would be the same if we had adopted Patent Owner’s proposed construction of (or maintained our preliminary construction of) “additional data field.” IPR2019-01188 Patent 6,664,891 B2 39 for route broadcast message.”). Larsson indicates that this higher layer sits above the network adaptation layer and, consequently, sits above the baseband protocol specified in the Bluetooth Specification. See id. at 8:53–55 (characterizing ARP as a protocol layer above the network adaptation layer); compare id. at Figs. 4a, 4b (illustrating layers in Bluetooth devices and adding network adaptation layer above L2CAP, i.e., Logical Link Control and Adaptation Layer Protocol), with Ex. 1005, 249 (illustrating layers in Bluetooth devices and explaining that L2CAP is a layer higher than Bluetooth’s Baseband protocol). Further, Larsson indicates that the ARP message is not, in fact, in the Bluetooth communications protocol. See Ex. 1004, 3:50–62 (identifying ARP as an IP networking protocol message), 7:20 (noting that “Bluetooth cannot currently support IP”). Inst. Dec. 30–31; see also Ex. 1029 ¶ 41 (confirming that ARP messages contain numerous data fields). Patent Owner repeats its pre-institution argument that Larsson’s piggybacked message is required by Bluetooth. Compare PO Resp. 34–39, with Paper 6 (“Prelim. Resp.”), 22–27.23 These arguments remain unpersuasive for the reasons we previously articulated (which are adopted herein): Patent Owner does not sufficiently explain its conclusion that Larsson’s piggybacked broadcast messages are required by Bluetooth. See Prelim. Resp. 22–27. Larsson discloses that its broadcast message is transmitted via Bluetooth and preferably incorporates an identifying address defined by Bluetooth (i.e., BD_ADDR), but Patent Owner identifies (and we perceive) nothing in Larsson or the Bluetooth Specification that indicates the piggybacked broadcast message is required by Bluetooth, or specified by that communications protocol. Relatedly, we 23 Although the pages in Paper 6 are numbered with Roman numerals, we cite to its pages by the corresponding decimal numbers to improve readability of citations. IPR2019-01188 Patent 6,664,891 B2 40 perceive no support for Patent Owner’s contention that Larsson’s piggybacked message can be read by any Bluetooth- compliant device, including those devices that do not implement Larsson’s technique. See Prelim. Resp. 23, 27. In fact, Larsson indicates that the opposite is true, as it illustrates changes made to allow Bluetooth units to implement IP. E.g., Ex. 1004, Figs. 4a, 4b, 7:16–35. Finally, although Patent Owner correctly notes that Larsson’s neighbor nodes “do[] not ignore the piggybacked data, but also process the piggybacked data” (Prelim. Resp. 26), this statement does not support Patent Owner’s position, as claim 14 expressly requires that “suitably configured other portable devices,” such as Larsson’s neighbor nodes, can “read the broadcast data from said additional data field.” Inst. Dec. 31. Patent Owner responds to this analysis by arguing that the Figure 7 embodiment of Larsson “does not seek to modify Bluetooth by using ARP messages, as suggested in the Institution Decision, but is for use in a protocol that already uses ARP broadcast messages.” PO Resp. 39–40 (citing Ex. 1004, 7:37–53); see Tr. 38:6–19 (apparently arguing that Larsson does not disclose ARP messages sent in a Bluetooth network). We disagree. Larsson seeks to limit the number of messages sent to establish routing in ad hoc networks such as Bluetooth. E.g., Ex. 1004, 4:5–8, 5:45–46. Larsson explains that “Bluetooth cannot currently support IP,” but “[i]t would be desirable to support IP in a Bluetooth scatternet.” Id. at 7:16–20. So, Larsson “illustrates exemplary Bluetooth units which can implement IP” in Figure 4b (id. at 7:21–35), and then Larsson “illustrates an exemplary method for triggering route discovery in an IP network using DHCP, name resolution or ARP broadcast messages” in Figure 7 to show how its invention can piggyback these messages on a network adaptation layer route request broadcast message (id. at 7:36–61). Accordingly, we find that the IPR2019-01188 Patent 6,664,891 B2 41 identified embodiment of Larsson describes transmission of piggybacked ARP messages in a Bluetooth scatternet. Accordingly, we are persuaded that Larsson discloses and renders obvious this claim limitation. e. “such that suitably configured other portable devices may receive the transmitted inquiry messages and read the broadcast data from said additional data field.” Finally, claim 14 recites “such that suitably configured other portable devices may receive the transmitted inquiry messages and read the broadcast data from said additional data field.” Petitioner asserts that Larsson discloses and renders obvious this limitation (Pet. 31–34), and Patent Owner does not argue otherwise (see generally PO Resp.). Petitioner’s assertions and explanations are consistent with and supported by the evidence cited by Petitioner. In particular, Larsson’s nodes receive the RfR message and read the piggybacked data. Ex. 1004, Fig. 6b (step 640), Fig. 7b (step 740), 6:45–46, 8:12–32. Accordingly, we are persuaded that Petitioner sufficiently has shown that Larsson teaches this claim limitation. For the foregoing reasons, Petitioner has proved by a preponderance of the evidence that the subject matter of claim 14 would have been obvious over Larsson and the Bluetooth Specification. f. Claim 1 recites commensurate limitations Independent claim 1 recites a system that includes first and second portable devices capable of sending and receiving a wireless message, respectively, where the first portable device is arranged to perform steps commensurate with those recited in method claim 14. Compare Ex. 1001, IPR2019-01188 Patent 6,664,891 B2 42 12:15–27 (claim 1), with id. at 13:15–26 (claim 14). Petitioner submits that Larsson and the Bluetooth Specification, in combination, render obvious the limitations of claim 1 for substantially the same reasons provided for claim 14. Pet. 38–40. Patent Owner presents the same arguments for both claims 1 and 14. See PO Resp. 52. Petitioner’s assertions and explanations are consistent with and supported by the evidence cited by Petitioner. Accordingly, for the reasons explained above with respect to independent claim 14, Petitioner has shown by a preponderance of the evidence that the subject matter of claim 1 would have been obvious over Larsson and the Bluetooth Specification. 5. Dependent Claims 2 and 15 Claim 15 depends from claim 14 and further recites “wherein the first portable communications device adds said additional data field at the end of a respective inquiry message.” Ex. 1001, 13:27–29. Similarly, claim 2, which depends from claim 1, further recites “wherein the at least one first portable device is arranged to add said additional data field at the end of a respective inquiry message.” Id. at 12:28–30. Petitioner has shown by a preponderance of the evidence that these additional limitations would have been obvious in light of Larsson. See Pet. 34–36 (citing Ex. 1003 ¶¶ 82–84; Ex. 1004, 7:57–61); see also id. at 40–41. Mr. Rysavy testifies that a person of ordinary skill in the art would have found it obvious to add the additional data field to the end of the inquiry message because this would “be the most logical place” and “placing the additional data anywhere else would have been counter-intuitive.” Ex. 1003 ¶ 82. We credit this testimony because Mr. Rysavy provides a detailed and logical explanation that supports his assertions. Beyond the IPR2019-01188 Patent 6,664,891 B2 43 arguments addressed above with respect to independent claim 14, Patent Owner does not contest Petitioner’s assertions with respect to dependent claims 2 and 15. PO Resp. 52. Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of dependent claims 2 and 15 would have been obvious over Larsson and the Bluetooth Specification. 6. Dependent Claims 3 and 16 Claim 16 depends from claim 14 and further recites “wherein the first portable communications device includes an indication in one of said predetermined data fields, said indication denoting the presence of said additional data field.” Ex. 1001, 13:30–33. Similarly, claim 3, which depends from claim 1, further recites “wherein the at least one first portable device is arranged to include an indication in one of said predetermined data fields, said indication denoting the presence of said additional data field.” Id. at 12:31–34. Petitioner has shown by a preponderance of the evidence that Larsson teaches these additional limitations. See Pet. 36–37 (citing Ex. 1004, 7:53– 61; Ex. 1003 ¶¶ 85–87); see also id. at 41. In particular, Larsson describes inserting a “piggyback indicator” into the transmitted message to denote the presence of a piggybacked broadcast message. Ex. 1004, 7:53–58. In addition, Larsson teaches that, if the RfR message is a fixed length, “a length indicator [that] indicates a length longer than the normal fixed length will implicitly indicate that the request contains piggybacked data.” Id. at 7:58– 61. In either case, the indicator would have been included in one of the IPR2019-01188 Patent 6,664,891 B2 44 predetermined data fields.24 See Ex. 1003 ¶ 85 (testifying that an ordinary artisan would have had this understanding); see also supra § II.D.4.c (finding that the Larsson-Bluetooth combination discloses a plurality of predetermined data fields). Beyond the arguments addressed above with respect to independent claim 14, Patent Owner does not contest Petitioner’s assertions with respect to claims 3 and 16. PO Resp. 52. Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of dependent claims 3 and 16 would have been obvious over Larsson and the Bluetooth Specification. 7. Dependent Claim 4 Claim 4 depends from claim 1 and further recites “wherein said first communications protocol comprises Bluetooth messaging.” Ex. 1001, 12:35–36. Petitioner has shown by a preponderance of the evidence that Larsson teaches this additional limitation. See Pet. 41–42. As explained above, Petitioner mapped Bluetooth to the claimed “first communications protocol,” and Petitioner demonstrated that Larsson discloses use of the Bluetooth protocol. See supra § II.D.4.c (relying on finding that the “first communications protocol” maps to Bluetooth); see also Ex. 1004, 5:45–46. Beyond the arguments addressed above with respect to independent claim 14, Patent Owner does not contest Petitioner’s assertions with respect to claim 4. PO Resp. 52. 24 This finding is predicated on the first of the two alternative findings reached in Section II.D.4.c of this Decision. IPR2019-01188 Patent 6,664,891 B2 45 Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of dependent claim 4 would have been obvious over Larsson and the Bluetooth Specification. 8. Dependent Claim 8 Claim 8 recites, “A mobile communication device for use as said first portable device in the system of claim 1, the device comprising communications components capable of wireless message transmission and arranged to broadcast a series of inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol, and to add to each inquiry message prior to transmission said additional data field.” Ex. 1001, 12:54–61. Petitioner has shown by a preponderance of the evidence that claim 8 would have been obvious in light of Larsson and the Bluetooth Specification. See Pet. 42–44 (citing Ex. 1004, 1:37–46, 5:47–49; Ex. 1003 ¶¶ 99–100). As explained above, Petitioner mapped Larsson’s source node to the claimed “first portable device” (see supra § II.D.4.a), and Petitioner persuasively shows that Larsson’s source node is a mobile communication device that adds a piggybacked broadcast message to an RfR message before transmission (see supra §§ II.D.4.b, II.D.4.d). Beyond the arguments addressed above with respect to independent claim 14, Patent Owner does not contest Petitioner’s assertions with respect to claim 8. PO Resp. 52. Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of dependent claim 8 would have been obvious over Larsson and the Bluetooth Specification. IPR2019-01188 Patent 6,664,891 B2 46 E. Obviousness in view of 802.11 1. Overview of 802.11 (Ex. 1007)25 802.11 is an IEEE standard that specifies “medium access control (MAC) and physical characteristics for wireless local area networks.” Ex. 1007, i, iii–iv. Pursuant to the 802.11 protocol, a station can wirelessly communicate directly with other stations that are members of the same basic service set (BSS). Id. at 10. The BSS may be an independent basic service set (IBSS) or may be part of an extended service set (ESS). See id. at 4, 10– 12. An ESS includes and interconnects a set of BSSs and facilitates communication between stations residing in different BSSs. Id. at 4, 11–12. An 802.11 station scans to “determin[e] the characteristics of the available BSSs.” Ex. 1007, 101, 125. In an active scan, the station transmits probe request frames that contain either the “broadcast SSID” or, if scanning for a particular service set, “the desired SSID.” Id. at 125; see id. at 8 (SSID is an abbreviation of “service set identifier”). A station receiving a probe request will respond only if: (1) the SSID in the probe request matches the receiving station’s SSID or (2) “the SSID in the probe request is the broadcast SSID.” Id. at 126. 25 Petitioner has shown by a preponderance of the evidence that 802.11 qualifies as prior art under 35 U.S.C. § 102(a) and (b). See Pet. 45. In particular, the record reflects that 802.11 was publicly available at least as early as December 31, 1999. See Ex. 1003 ¶¶ 36–38; Ex. 1006 ¶¶ 6–11; Ex. 1026. This date is more than one year prior to the filing date of the ’891 patent (see 35 U.S.C. § 102(b); Ex. 1001, code (22)), and it is prior to the earliest potential priority date of the patent on this record (see 35 U.S.C. § 102(a); Ex. 1001, code (30)). Patent Owner does not dispute 802.11’s status as prior art. IPR2019-01188 Patent 6,664,891 B2 47 The probe request is a type of management frame. Ex. 1007, 48. All management frames include the fields depicted in Figure 23 (id. at 45), which is reproduced below. As shown in Figure 23, above, a management frame includes MAC header fields, a frame body, and a frame check sequence (FCS). Ex. 1007, 7, 45. The frame body of a probe request also includes the information in Table 11 (id. at 44, 48), which is reproduced below. As shown in Table 11, above, a probe request frame body includes “SSID” and “supported rates.” Ex. 1007, 48. The former, “[t]he SSID element[,] indicates the identity of an ESS or IBSS,” and its format is shown in Figure 35. Id. at 55. Figure 35 is reproduced below. As shown in Figure 35, above, the SSID element format includes a one-octet element ID field, a one-octet length field, and a variable length “SS ID.” IPR2019-01188 Patent 6,664,891 B2 48 Ex. 1007, 55. For an SSID element, the first field—the element ID—is set to zero. See id. (Table 20). The length of the information field—i.e., “SS ID”—is “between 0 and 32 octets.” Id.; see also id. (Figure 34). “A 0 length information field indicates the broadcast SSID.” Id. 2. Independent Claims 1 and 14 Claims 1 and 14 both recite “add[ing] to each inquiry message . . . an additional data field.” Petitioner contends that the claimed “inquiry message” is satisfied by 802.11’s probe request (Pet. 52–53, 64) and that the claimed “additional data field” is satisfied by a “targeted SSID” (id. at 54, 65). Petitioner explains that there are “two types” of probe requests, which Petitioner refers to as “broadcast” and “targeted” probe requests. Id. at 54. Petitioner submits that the broadcast probe requests “seek responses from all available stations and are indicated by a zero length SSID information field, i.e., the lack of an SSID information field.” Id. at 54–55 (citing Ex. 1007, 55, 126). Petitioner contends that a targeted probe request, on the other hand, “seeks a probe response from a specific station.” Id. at 56. According to Petitioner, the station transmitting a targeted probe request “adds an additional data field containing the SSID of the desired station.” Id. at 56 (citing Ex. 1007, 55, 126–127). To identify the “additional data field,” Petitioner annotates Figure 35 of 802.11 (id.), as shown below. IPR2019-01188 Patent 6,664,891 B2 49 Petitioner’s annotation of Figure 35, depicting the SSID element format, includes a red box around the variable length “SS ID” field. Pet. 56 (annotating Ex. 1007, Fig. 35). Patent Owner argues that the identified SSID field cannot be the claimed “additional data field.” PO Resp. 44–45. According to Patent Owner, “the arrangement of the SSID data field is spelled out in the 802.11 communications protocol, and thus the SSID data fields are part of the message in the form of a plurality of data fields arranged according to a first communications protocol, namely the 802.11 protocol.” Id. at 45; see id. at 46–48 (arguing that the SSID field is an existing field in 802.11’s probe request). In addition, Patent Owner contends that 802.11 does not disclose that the SSID field is added to a probe request, as would be required by the claim. Id. at 41–43 (citing Ex. 1007, 55, 126–27), 47. Patent Owner asserts that some probe request messages are created with data in the SSID field, and some are not. Id. at 43, 47. Having considered the parties’ arguments and the evidence of record, we are not persuaded that 802.11 renders obvious the subject matter of claim 14. In particular, we find that 802.11’s SSID field is not an “additional data field” under our construction of that claim term. See supra § II.C.1 (construing “additional data field” as “a data field that is not part of the inquiry message specified by the first communications protocol”). As noted above, Petitioner maps 802.11’s probe request to the claimed “inquiry message” (Pet. 52–53, 64; accord Pet. Reply 23; Tr. 20:13–21:5), the 802.11 protocol to the claimed “first communications protocol” (Pet. 52– 53), and the SSID field specified in Figure 35 of 802.11 to the claimed “additional data field” (id. at 54–56). However, the SSID field is part of the IPR2019-01188 Patent 6,664,891 B2 50 probe request specified by the 802.11 protocol. See Ex. 1007, 45, 48, 55 (showing that 802.11 probe request includes a “Frame Body,” which includes SSID information, which includes the SSID field). And, as a result, the SSID field is not an “additional data field,” which must not be part of the inquiry message (probe request) specified by the first communications protocol (802.11). See Tr. 25:14–25 (Petitioner conceding that 802.11 does not satisfy limitation under the Board’s construction of “additional data field” if “the probe message generally is the inquiry message”). We are not persuaded by Petitioner’s arguments that a targeted probe request contains an “additional data field” as compared to a broadcast probe request. See, e.g., Pet. Reply 23; accord Pet. 54–56. As our claim construction makes clear, the data field is “additional” to the “predetermined data fields” in the “inquiry message,” not additional as to some other message. Thus, Petitioner’s comparison between a targeted and a broadcast probe is misplaced because the Petition does not map the latter to the claimed “inquiry message.” See Pet. 52–56; see also Pet. Reply 23; Tr. 20:13–21:5. Furthermore, even if the Petition had mapped the broadcast probe request to the claimed “inquiry message,” the result would be the same. Claim 14 requires “add[ing] . . . an additional data field” to each “inquiry message” prior to transmission. Ex. 1001, 13:22–23. Thus, under such a mapping, Petitioner would need to have shown that 802.11 teaches or suggests adding the SSID field to a broadcast probe request before transmitting a targeted probe request. Petitioner makes no such showing, and 802.11 provides a different teaching. In 802.11, probe requests include an SSID field: a targeted probe is created by populating this field with the IPR2019-01188 Patent 6,664,891 B2 51 target station ID, and a broadcast probe is created by not populating this field with data. See Ex. 1007, 55; see also id. at 125–126. Adding data to an existing data field in a message is not the same as adding a data field to a message. Because the SSID field is not an “additional data field” under our construction of that term, we conclude that Petitioner has not shown by a preponderance of the evidence that the subject matter of independent claims 1 and 14 would have been obvious in light of 802.11. 3. Dependent Claims 2, 3, 8, 15, and 16 Claims 2, 3, and 8 depend from claim 1, and claims 15 and 16 depend from claim 14. Although Petitioner cites 802.11 for the additional elements recited in these dependent claims, Petitioner does not provide additional analysis regarding the claimed “additional data field.” See Pet. 59–62, 66– 68. Accordingly, for the reasons set forth above with respect to claims 1 and 14 (see supra § II.E.2), we conclude that Petitioner also has not shown by a preponderance of the evidence that the subject matter of dependent claims 2, 3, 8, 15, and 16 would have been obvious over 802.11. F. Patent Owner’s Constitutional Challenge Patent Owner argues that Administrative Patent Judges (“APJs”) are unconstitutionally appointed principal officers. PO Resp. 52–55 (citing Arthrex, Inc. v. Smith & Nephew, Inc., 941 F.3d 1320 (Fed. Cir. 2019), cert. granted sub nom. United States v. Arthrex, Inc., 2020 WL 6037206 (Oct. 13, 2020)). According to Patent Owner, the Federal Circuit erred by remedying the constitutional violation, and thus, this case must be dismissed. Id. IPR2019-01188 Patent 6,664,891 B2 52 We are bound by the Federal Circuit’s decision in Arthrex, which addressed this issue. See 941 F.3d at 1337 (“This as-applied severance . . . cures the constitutional violation.”); see also Arthrex, Inc. v. Smith & Nephew, Inc., 953 F.3d 760, 764 (Fed. Cir. 2020) (Moore, J., concurring in denial of rehearing) (“Because the APJs were constitutionally appointed as of the implementation of the severance, inter partes review decisions going forward were no longer rendered by unconstitutional panels.”). Accordingly, we do not consider this issue any further. III. CONCLUSION26 Based on the evidence presented with the Petition, the evidence introduced during the trial, and the parties’ respective arguments, Petitioner has shown by a preponderance of the evidence that the subject matter of claims 1–4, 8, and 14–16 would have been obvious over Larsson and Bluetooth, but Petitioner has not shown by a preponderance of the evidence that the subject matter of claims 1–3, 8, and 14–16 would have been obvious over 802.11. 26 Should Patent Owner wish to pursue amendment of the challenged claims in a reissue or reexamination proceeding subsequent to the issuance of this decision, we draw Patent Owner’s attention to the April 2019 Notice Regarding Options for Amendments by Patent Owner Through Reissue or Reexamination During a Pending AIA Trial Proceeding, 84 Fed. Reg. 16,654 (Apr. 22, 2019). If Patent Owner chooses to file a reissue application or a request for reexamination of the challenged patent, we remind Patent Owner of its continuing obligation to notify the Board of any such related matters in updated mandatory notices. See 37 C.F.R. § 42.8(a)(3), (b)(2). IPR2019-01188 Patent 6,664,891 B2 53 In summary: Claims 35 U.S.C. § Reference(s)/ Basis Claims Shown Unpatentable Claims Not Shown Unpatentable 1–4, 8, 14–16 103(a) Larsson, Bluetooth 1–4, 8, 14–16 1–3, 8, 14–16 103(a) 802.11 1–3, 8, 14–16 Overall Outcome 1–4, 8, 14–16 IV. ORDER It is hereby: ORDERED that claims 1–4, 8, and 14–16 of the ’891 patent are determined to be unpatentable; and FURTHER ORDERED that, because this is a Final Written Decision, parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. IPR2019-01188 Patent 6,664,891 B2 54 PETITIONER: Andrew M. Mason Todd M. Siegel Joseph T. Jakubek John M. Lunsford KLARQUIST SPARKMAN, LLP andrew.mason@klarquist.com todd.siegel@klarquist.com joseph.jakubek@klarquist.com john.lunsford@klarquist.com Naveen Modi Phillip Citroen Joseph Palys PAUL HASTINGS LLP naveenmodi@paulhastings.com phillipcitroen@paulhastings.com josephpalys@paulhastings.com PATENT OWNER: Ryan Loveless Brett Mangrum James Etheridge Jeffrey Huang ETHERIDGE LAW GROUP ryan@etheridgelaw.com brett@etheridgelaw.com jim@etheridgelaw.com jeff@etheridgelaw.com Copy with citationCopy as parenthetical citation