Uniloc 2017 LLCDownload PDFPatent Trials and Appeals BoardDec 28, 2020IPR2019-01363 (P.T.A.B. Dec. 28, 2020) Copy Citation Trials@uspto.gov Paper: 29 571-272-7822 Date: December 28, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ SLING TV L.L.C., Petitioner, v. UNILOC 2017 LLC, Patent Owner. IPR2019-01363 Patent 9,721,273 B2 ____________ Before KEVIN F. TURNER, JENNIFER S. BISK, and NEIL T. POWELL, Administrative Patent Judges. BISK, Administrative Patent Judge. JUDGMENT Final Written Decision Determining No Challenged Claims Unpatentable 35 U.S.C § 318(a) I. INTRODUCTION Sling TV L.L.C. (“Petitioner”) filed a Petition requesting an inter partes review of claims 1–3 of U.S. Patent No. 9,721,273 B2 (Ex. 1001, “the ’273 patent”). Paper 1 (“Pet.”). Uniloc 2017 LLC, identified as the owner IPR2019-01363 Patent 9,721,273 B2 2 of and real party in interest to the ’273 patent (Paper 4), filed a Preliminary Response to the Petition. Paper 6 (“Prelim. Resp.”). We instituted this review as to all challenged claims. Paper 7 (“Inst. Dec.”). Subsequent to institution, Patent Owner filed a Patent Owner Response. Paper 13 (“PO Resp.”). Petitioner filed a Reply. Paper 14 (“Reply”). And Patent Owner filed a Sur-Reply. Paper 15 (“Sur-Reply”). An oral hearing was held on October 14, 2020. Paper 28 (“Tr.”). Based on discussions at the hearing, the panel authorized, and each party filed, additional briefing on claim construction issues. Paper 26 (“Pet. Post- Hearing Br.”); Paper 27 (“PO Post-Hearing Br.”). This Final Written Decision is entered pursuant to 35 U.S.C. § 318(a). For the reasons that follow, Petitioner has not demonstrated by a preponderance of the evidence that claims 1–3 of the ’273 patent are unpatentable. II. BACKGROUND A. Related Matters The parties identify several district court cases involving the ’273 patent. Pet. v; Prelim. Resp. 2. With its Response, Patent Owner filed a Markman ruling issued by the Central District of California on March 9, 2020. Ex. 2001 (Markman ruling in Uniloc 2017 LLC v. Netflix, Inc., 8:18- cv-02055) (“Netflix Decision”). B. The ’273 Patent The ’273 patent, titled System and Method for Aggregating and Providing Audio and Visual Presentations Via a Computer Network, issued August 1, 2017. Ex. 1001, codes (45), (54). It addresses the problem of IPR2019-01363 Patent 9,721,273 B2 3 locating content on the Internet for the purpose of business productivity and consumer education and entertainment. Id. at 1:51–55, 2:6–10. In particular, the ’273 patent discusses storing and aggregating audio/visual presentation data for delivery via a computer network using a common web page. Id. at 2:15–3:11. Figure 2 is reproduced below. Figure 2 “illustrates an electronic document according to an embodiment of the present invention.” Id. at 3:22–23. Web page 200 “aggregates audio and/or video content for presentation to users of computers 20.” Id. at 5:4– 6. It displays a row for each of three presentations 265, 270, and 275, each row including particular content graphics 230, particular content information 240, and indicator 235. Id. at 5:16–20. “A user may select such a IPR2019-01363 Patent 9,721,273 B2 4 presentation for display by selecting an individual presentation for streaming or downloading, such as by clicking on an indicator . . . .” Id. at 5:20–23. The ’273 patent describes an embodiment, process 800, which is “suitable for automatically aggregating and linking to presentations housed elsewhere in memory so as to be accessible to a [user’s computer] via [a] network.” Id. at 10:56–62. According to the ’273 patent, “Really Simple Syndication (‘RSS’) is a family of [standardized] Internet feed formats used to publish content that may be frequently updated, such as podcasts (RSS 2.0).” Id. at 10:64–66. Figure 8 is reproduced below. Figure 8 shows a flow diagram of process 800. Id. at 10:56–58. After a user provides log on information at a client computer (step 805) and a server IPR2019-01363 Patent 9,721,273 B2 5 computer logs the user on (step 810), the logged on user, at step 815, requests to link an RSS feed by interacting with a web page. Id. at 11:20– 30. The server then requests information about the content to be created, including title and description (step 820), and the user provides at least a portion of the requested information (step 825). Id. at 11:30–41. The information provided may be screened, filtered, or verified (step 830) and stored (step 850). Id. at 11:41–52. At step 855, the server “may determine if new content exists for one or more feeds stored at block 850” using “any of a number of conventional manner[s], including periodically checking when the feed was last updated.” Id. at 11:63–12:1. Any new or changed content may be appended to the data stored in step 850. Id. at 12:1–3. C. Illustrative Claim Claims 1 and 2 are independent, and claim 3 depends from claim 2. Claim 1 is illustrative of the subject matter at issue and reads as follows: 1. A method for providing content via a computer network and computing system, the method comprising: [a] storing presentation data that represents content of a first collection of one or more presentations using the computer system; [b] storing data indicative of the first collection of presentations so as to be associated with the presentation data; [c] storing feed data that represents a collection of one or more feeds using the computer system, wherein each of the feeds identifies a corresponding second collection of one or more presentations being accessible via the computer network and includes no data representing content of the second collection of presentations; IPR2019-01363 Patent 9,721,273 B2 6 [d] automatically and periodically accessing each of the feeds to identify each of the corresponding second collection of presentations, using the computer system; [e] storing data associated with a third collection of one or more presentations; and [f] aggregating each of the first, identified second, and third collections of presentations for delivery via the computer network using a common web page. Ex. 1001, 12:39–59 (bracketed lettering added) (emphasis added to disputed limitation). Claim 2—and, therefore, all challenged claims—contains a limitation identical to that emphasized above. See id. at 13:7–11. D. Proposed Grounds of Unpatentability We instituted inter partes review on the following grounds of unpatentability under 35 U.S.C. § 103. Inst. Dec. 11. IPR2019-01363 Patent 9,721,273 B2 7 Claim(s) Challenged 35 U.S.C. § Reference(s)/Basis 1–3 1031 Li2, knowledge of a person of skill in the art3 1–3 103 Li, Motte4 Pet. 2, 19–63. Petitioner also relies on the Declaration of James A. Storer, Ph.D. (Ex. 1002). III. ANALYSIS A. Level of Skill in the Art The level of skill in the art is a factual determination that provides a primary guarantee of objectivity in an obviousness analysis. See Al-Site Corp. v. VSI Int’l Inc., 174 F.3d 1308, 1324 (Fed. Cir. 1999) (citing Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966)). The level of skill in the art also informs the claim construction analysis. See Teva Pharm. USA, Inc. v. Sandoz, Inc., 574 U.S. 318, 332 (2015) (explaining that claim construction seeks the meaning “a skilled artisan would ascribe” to the claim term “in the context of the specific patent claim” (emphasis omitted)). 1 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284, 287–88 (2011), amended 35 U.S.C. § 103, effective March 16, 2013. Because the application from which the ’273 patent issued was filed before this date, the pre-AIA version of § 103 applies. 2 U.S. Patent Appl. Publication No. 2008/0256443 A1 (filed April 16, 2007; published Oct. 16, 2008) (Ex. 1006). 3 Petitioner states that a person of ordinary skill in the art at the time of the ’273 patent “would have knowledge of the webpage, Internet, and feed technology” discussed in Section V of the Petition. Pet. 8 (referring to Pet. 2–4). 4 U.S. Patent Appl. Publication No. 2008/0071929 A1 (filed Sept. 18, 2006; published March 20, 2008) (Ex. 1007). IPR2019-01363 Patent 9,721,273 B2 8 Petitioner asserts that A POSA as of the August 21, 2008 priority date would have had a bachelor’s degree in electrical engineering, computer science, or a similar field with at least two years of experience in web page and Internet technology or . . . a master’s degree in electrical engineering, computer science, or a similar field with a specialization in web page and Internet technology. A person with less education but more relevant practical experience may also meet this standard. Pet. 13 (citing Ex. 1002 ¶ 49). Patent Owner “does not offer a competing definition for purposes of this proceeding.” PO Resp. 10. Because we find Petitioner’s proposed definition generally consistent with the subject matter of the ’273 patent and cited references, we adopt it for purposes of this analysis. B. Summary of the Case To understand this Decision, it is helpful to begin with a summary of how the proceedings have developed. In particular, at the oral hearing it became apparent that our Institution Decision was based on a misreading of the Petition. See, e.g., Tr. 6:5–25. Patent Owner also appears to have based its initial briefing (the Preliminary Response and the Patent Owner Response) on a similar misreading. The misunderstanding centers on what Petitioner relies upon in Li as disclosing the feed recited in limitation 1[c]. We understood Petitioner to be relying on Li’s link to an RSS channel as the claimed feed. However, as described in more detail below, Petitioner’s actual position relies on Li’s link to an RSS channel as the claimed feed data and the RSS channel, itself, as the claimed feed. As also will be addressed in more detail below, Petitioner’s actual position requires a certain claim construction—that metadata are encompassed by “no data representing IPR2019-01363 Patent 9,721,273 B2 9 content”—for limitation 1[c], which is not addressed in the Petition. This claim construction is also not explicitly addressed in the Reply brief. Instead, like Petitioner’s position on what disclosure of Li was relied upon for the recited feed, Petitioner’s position on claim construction only became clear at the hearing. The Petition asserts that Li discloses limitation 1[c] by first stating that a person of ordinary skill in the art “would understand this limitation to encompass storing data for accessing an RSS feed (e.g., RSS feed address) from which a second collection of one or more presentations can be identified.” Pet. 28. We understood, from this statement, Petitioner’s position to be that Li’s link to an RSS channel is equivalent to the claimed feed. This understanding was not altered by the rest of the Petition’s discussion of limitation 1[c], which mainly focuses on Li’s disclosure of links. For example, the Petition states that a person of ordinary skill in the art “would understand that a link, such as a URL address, allows for accessing content via a network.” Id. at 31. More importantly, in the subsection explaining that Li discloses “no data representing content,” as recited in limitation 1[c], the Petition states that “links to RSS channels provide no data representing content of the items” and these links “are not specific to any particular item, but instead provide a means for identifying items that may change over time.” Id. at 32. Because the claim language is “wherein each of the feeds identifies a second collection . . . and includes no data representing content . . .” the Petition’s language implies that the claimed feed is a link to an RSS channel. Nothing in this section of the Petition discusses metadata. See id. at 28–32. Upon reflection, we see that this section of the Petition also states that IPR2019-01363 Patent 9,721,273 B2 10 “Li discloses feed data, such as the addresses of RSS feeds” (id. at 29), “Li discloses storing feed data (addresses of RSS feeds) that represents a collection of one or more feeds (the user’s subscribed feeds)” (id. at 30), and “RSS feeds include RSS channels (i.e., feeds) and items (i.e., second collection of presentations)” (id. at 32). These statements are indications of Petitioner’s actual position that the claimed feed data in limitation 1[c] is the link to the RSS channel and the claimed feed is the RSS channel itself. Unfortunately, the importance of this language did not become apparent until after institution. In fact, we did not fully comprehend this to be Petitioner’s position until the hearing. In discussing the claim construction of limitation 1[c], the Petition asserts that a person of ordinary skill in the art would understand the entire limitation to “encompass storing data for accessing an RSS feed (e.g., RSS feed address) from which a second collection of one or more presentations can be identified.” Pet. 18. The rest of the claim construction section points out that the ’273 patent discusses the RSS standard and its embodiments “link to an RSS feed in a ‘conventional manner.’” Id. at 19. Nothing in the claim construction section discusses the phrase “no data representing content” or whether or not it applies to metadata. Id. at 18–19. In fact, as will be discussed in the claim construction section below, the only portion of the Petition to explicitly discuss data that represent content implies that metadata do represent content. Id. at 23–24 (discussing limitation 1[a]). Patent Owner appears to have misread the Petition in the same manner we did. For example, in the Preliminary Response, Patent Owner argues that Li does not disclose the claimed feed including “no data representing content,” as recited in claims 1 and 2. Prelim. Resp. 5–6. Specifically, IPR2019-01363 Patent 9,721,273 B2 11 based on the Petition’s statement that “links to RSS channels provide no data representing content of items,” Patent Owner argues that “links to RSS channels are not what Li teaches constitutes the ‘feed.’” Id. at 5 (quoting Pet. 32). Patent Owner also states that “Petitioner arbitrarily designates at most a portion of the feed (or its address) as the feed itself to attempt to shoehorn Li’s teachings into the claim.” Id. Consistent with these statements and with our understanding of the Petition, the Preliminary Response does not address Li’s RSS channel as the claimed feed or the fact that Li’s RSS channel includes metadata. Id. at 5–6. In the Institution Decision, we did not agree with Patent Owner’s position that “in Li, the feed is the content” (Prelim. Resp. 5). Inst. Dec. 9– 10. Instead, we were persuaded that “a person of ordinary skill in the art would understand Li to at least suggest using an RSS feed comprised solely of a link to an RSS channel,” and that link would qualify as not including “data representing content.” Id. at 10. Based on our current understanding of Petitioner’s position, this statement is not relevant to whether Li discloses limitation 1[c]. Because Petitioner relies on the link to an RSS channel as the feed data, it is immaterial that a link does not include “data representing content.” Instead, the outcome of this case depends on whether the RSS channel itself includes “data representing content.” Because Petitioner agrees that Li’s RSS channel includes a title or description of content—also called metadata—the outcome turns on whether metadata qualifies as “data representing content.” See, e.g., Tr. 6:22–25 (“So, that feed data is the link to the RSS feed. Within—you know, if you were to access that link and look what’s inside the RSS feed itself, what you would find would be a couple things. One is either a title or description of some piece of content.”). IPR2019-01363 Patent 9,721,273 B2 12 The importance of this claim construction to the outcome of this case began to emerge for the first time in the Reply Brief. Although the Reply Brief’s claim construction section does not expand upon the Petition’s construction for limitation 1[c], in its analysis of limitation 1[c], Petitioner makes statements revealing that this construction is required for Petitioner’s position to prevail. Reply Br. 3–4, 6–16. First, Petitioner states that “the RSS feed found at the RSS feed address contains only URL links to the underlying audio/video content to be presented, and the meta data regarding that content, rather than containing the content itself.” Id. at 6. This statement reveals that Petitioner understands Li’s RSS channel to include both links to content and metadata. However, Petitioner continues to assert that because Li’s RSS channel retrieves content of a feed through a link rather than obtaining the content directly from the feed, Li discloses a feed that includes “no data representing content.” Id. at 7; see also id. at 8–9 (stating “Li’s disclosure of a standard RSS structure conveying audio/video data . . . does not include the underlying content, only a link thereto, together with certain meta data about that content.”), 10 (“The links to underlying content (e.g., URLs, item addresses) obtained from the feed in Li do not ‘represent content.’”); 11 (“Because Li discloses that the RSS feed does not itself contain the underlying content, but only meta data regarding and link to that underlying content, Li’s feed satisfies the claim limitation: ‘includes no data representing content of the second collection of presentations.’”). Later, Petitioner asserts that RSS feeds necessarily result in feeds that include no data representing content, explaining that “[i]n the RSS standard, the item element includes certain meta data regarding the item of content,” which “cannot be considered ‘data representing the content.’” Id. at 13–14. IPR2019-01363 Patent 9,721,273 B2 13 In addition to the oblique discussion of claim construction, the Reply continues to confuse the issue of what Petitioner is relying on for the claimed feed. For example, the Reply, in responding to Patent Owner’s argument that the Petition only considered part of Li’s feed, states that “the Petition considers both the feed (link to an RSS channel accessed via the feed address) and the information provided from the feed (a link to underlying content and certain meta data about that content).” Id. at 11 (emphasis added). This statement suggests that Li’s link to an RSS channel, and not the RSS channel itself, is being relied upon for the claimed feed. We note that at no point in the Reply Brief, or at any other point in this case, did Petitioner point out our misreading of the Petition in our Institution Decision. Based on the content of the Reply, one of our first questions at the hearing was a request that Petitioner clarify what it relies on in Li for the claimed feed. Tr. 6:6–10. At this point, it became clear that Petitioner (1) relies on the RSS channel, not a link to that channel, as the claimed feed, and (2) requires a claim construction of “no data representing content” that encompasses metadata. As discussed in more detail below, the Petition did not sufficiently clarify its claim construction position or, for that matter, what disclosure in Li it was relying upon to show obviousness. Patent Owner, therefore, did not have notice and fair opportunity to present arguments and evidence rebutting Petitioner’s theory. For this reason, we find that Petitioner has not demonstrated by a preponderance of the evidence that claims 1–3 of the ’273 patent are unpatentable. IPR2019-01363 Patent 9,721,273 B2 14 C. Claim Construction For petitions filed on or after November 13, 2018, such as the one in this case, we interpret claims in the same manner used in a civil action under 35 U.S.C. § 282(b), “including construing the claim in accordance with the ordinary and customary meaning of such claim as understood by one of ordinary skill in the art and the prosecution history pertaining to the patent.” 37 C.F.R. § 42.100(b) (2019). Only terms that are in controversy need to be construed, and then only to the extent necessary to resolve the controversy. Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017). The Petition proposes constructions for several claim terms. Pet. 13– 19. In the Preliminary Response, Patent Owner states that it is unnecessary to expressly construe any claim term. Prelim. Resp. 4. In the Institution Decision, we discussed the construction of the “wherein each of the feeds identifies a corresponding second collection of one or more presentations being accessible via the computer network and includes no data representing content of the second collection of presentations” (“the wherein limitation”) portion of limitation 1[c]. Inst. Dec. 7–8. In particular, for purposes of institution, we construed the wherein limitation to “encompass links to RSS channels” and to “allow storing of data representing content of the second collection of presentations, as long as those data are not included in a feed.” Id. We note that neither party disputes this interpretation. However, as summarized above and discussed in detail below, the parties disagree over other aspects of the scope of the wherein limitation. In the Response, Patent Owner continues to assert that “the Board need not expressly construe any claim term in a particular manner” and IPR2019-01363 Patent 9,721,273 B2 15 “Patent Owner does not propose a comprehensive construction, as it would not be necessary to resolve the controversy and deny the Petition.” PO Resp. 12. With its Response, Patent Owner files, but does not address, the contents of the Netflix Decision issued on March 9, 2020, after the Petition was filed. Id. at 10 (citing Ex. 2001). Relevant to this Decision, the Netflix Decision expressly construed together two terms—“presentation data that represents content of a first collection of . . . presentations” (a portion of limitation 1[a]) and “data representing content of the second collection of presentations” (a portion of limitation 1[c]) (we refer to these two terms as “the data representing content limitations”)—as recited by claims 1 and 2. Ex. 2001, 18–19. The parties did not appear to argue, nor did the District Court appear to contemplate, that the two data representing content limitations may have different definitions. Id. at 18–20. According to the District Court, the parties in the case before it disputed “whether the phrase ‘data representing content’ is limited to the content itself or also describes a broader category of data such as ‘particular content information 240.’” Id. at 19. In particular, Netflix argued that construing the term broadly as proposed by Uniloc would render the limitation “storing data indicative of the first collection of presentations so as to be associated with the presentation data”—claim 1[e]—superfluous. Id. at 19–20. Netflix also emphasized the phrase “presentation data” in the phrase “data indicative of the first collection of presentations so as to be associated with the presentation data” would lose meaning if the presentation data could simply refer to the content itself. Id. Uniloc, on the other hand, argued that the data representing content terms and “data indicative of the first collection of presentations” do not have exactly the IPR2019-01363 Patent 9,721,273 B2 16 same meaning, but simply overlap, even if both are construed to cover particular content information. Id. According to Uniloc, the data representing content terms might include “MPAA ratings” and “data indicative of the first collection of presentations” “might include file information, url, and content ID,” and that all three terms may include “the title, description, content graphics, and content itself.” Id. The District Court agreed with Netflix, stating it would be improper to interpret the data representing content terms as proposed by Uniloc because that would “render the next phrase in the same claim entirely redundant and superfluous” and “would undercut the plain language itself and ignore the full import of the phrase ‘presentation data.’” Id. at 20. Thus, the district court construed the data representing content terms as “the data, or a portion of the data, of the audiovisual content itself within the first / second collection of presentations.” Id. at 21. In the Reply Brief, Petitioner again does not explicitly propose that any particular claim term requires construction. See Reply 3–5; see also id. at 16 (stating “[t]o the extent that the Board uses the Netflix Court’s construction,” without suggesting we do so). However, in showing that Li discloses the wherein limitation, Petitioner implies that the wherein limitation must be construed such that metadata are not encompassed by data representing content. Id. at 11 (“Because Li discloses that the RSS feed does not itself contain the underlying content, but only meta data regarding and a link to that underlying content, Li’s feed satisfies the claim limitation: ‘includes no data representing content of the second collection of presentations.’”). IPR2019-01363 Patent 9,721,273 B2 17 Further, in the Reply, Petitioner argues that RSS feeds, such as those disclosed in Li, necessarily result in feeds that include no data representing content. Reply 12–13; see also Pet. 32 (“[A] POSA would understand that the feature of ‘no data representing content’ is inherent to an RSS feed, such as that disclosed by Li.”) (citing Ex. 1002 ¶ 143). According to Petitioner, RSS feeds must not include “data representing content” because “[i]n the RSS standard, the item element includes certain meta data regarding the item of a content.” Reply 13. According to Petitioner, because the ’273 patent discusses RSS as “the preferred (and only) embodiment of a data feed,” if the metadata obtained by an RSS feed are considered “data representing content,” the claims would improperly exclude the preferred embodiment. Id. at 14. Thus, according to Petitioner, because Li also discusses RSS feeds, it must also disclose “no data representing content.” Id. We do not find this argument by Petitioner persuasive. First, Petitioner does not properly support the assertion that RSS feeds necessarily include no data representing content. In fact, in the hearing, Petitioner concedes that “there is the possibility that you could put an entirety of a text story into an RSS feed and that would have data representing the content. That would be within the standard.” Tr. 15:20–23. Second, as Patent Owner points out (PO Resp. 15–16; PO Post-Hearing Br. 1–2), the ’273 patent does not limit its disclosure of feeds to RSS feeds. Ex. 1001, 11:15–19 (“Embodiments of the present invention will be discussed with regard to RSS 2.0 feeds for non-limiting purposes of explanation only. It should be recognized that embodiments of the present invention may be suitable for use with other types of content (e.g., audio/video) feeds.”). We are, IPR2019-01363 Patent 9,721,273 B2 18 therefore, not persuaded that the ’273 patent’s discussion of RSS feeds leads to a conclusion that metadata do not qualify as data representing content.5 In the hearing and its Post-Hearing Brief, Petitioner’s proposed claim construction gets more complicated. Specifically, for the first time at the hearing, Petitioner explicitly asserts that the two data representing content limitations—“presentation data that represents content of a first collection of . . . presentations” and “data representing content of the second collection of presentations”—should be construed differently. Tr. 9:19–12:20. According to Petitioner, the first term “presentation data that represents content” “is in the context of presentation data” and, therefore, may include metadata such as a title. Tr. 10:24–11:3; see Pet. (explaining that “Li discloses particular content graphics (thumbnails) and particular content information (titles) representing the data files (e.g., videos) of the first collection”). In contrast, Petitioner explains that “data representing content” in element 1(c) “is in the context of trying to understand what is this feed all about” and, therefore, does not include metadata such as a title. Id. Such differing definitions for the two terms would not be consistent with the Netflix Decision, which did not distinguish between the two data representing content limitations. Ex. 2001, 18–21; Tr. 14:4–6. 5 In the Institution Decision, we appear to agree with Petitioner’s assertion that RSS feeds inherently teach “no data representing content.” Inst. Dec. 7– 8. This conclusion, however, was based on our misunderstanding that the Petition was relying on a feed made up solely of a link to an RSS channel. See Inst. Dec. 7–8 (“We understand Petitioner [in asserting that ‘no data representing content’ is inherent to an RSS feed] to be asserting that a link to an RSS channel is encompassed by the wherein limitation. We find this assertion reasonable . . . and do not understand Patent Owner to dispute this assertion.”). IPR2019-01363 Patent 9,721,273 B2 19 In its Post-Hearing Brief, Petitioner continues to propose this reading of the claim terms. Pet. Post-Hearing Br. 1–3. Petitioner purports to be asserting this argument in response to Patent Owner arguing “for the first time” in its Sur-Reply that the two data representing content limitations should have the same meaning. Id. at 1; Tr. 9:14–17. However, we note that although the Petition does not explicitly make this argument, such construction must be implicit in the Petition’s analysis of how Li discloses the claim limitations. Compare Pet. 23 (“Li discloses ‘presentation data that represents content of a first collection of one or more presentations’ in the form of thumbnails and titles that represent content of the data files.”) (emphasis added), with Pet. 32 (“Li discloses ‘each of the feeds . . . includes no data representing content of the second collection of presentations.’”) (emphasis added). Although the Petition does not explicitly state that metadata such as titles are not “data representing content,” this is simply because the Petition does not clearly spell out that it is Li’s RSS channel, as opposed to the link to the RSS channel, that is being relied upon for the claimed data feed. See Pet. 32 (“The links to the RSS channels provide no data representing content of the items.”). We see nowhere in the Petition that explicitly addresses the metadata included in an RSS channel in the context of the wherein limitation. See Pet. 28–33. However, in the hearing, Petitioner clarifies that the Petition is relying on Li’s RSS channel, which includes metadata, for the claimed data feed. Tr. 6:18–26. Crediting Petitioner’s explanation at the hearing of the meaning of the Petition leads to a conclusion that the Petition implicitly construes the two data representing content limitations differently. As we have mentioned, however, the Petition does not explicitly mention this issue. To the contrary, IPR2019-01363 Patent 9,721,273 B2 20 in the claim construction section that specifically addresses limitation 1(c), the Petition discusses only that data feeds must include RSS feeds and implies that no other aspect of the limitation need be construed. See Pet. 18– 19. Finally, in its Post-Hearing Brief, Petitioner asks that “[t]o the extent that the Board concludes that the same meaning applies to both terms and believes an express construction is necessary,” that we “adopt the Netflix Court’s construction.” Pet. Post-Hearing Br. 9–10. Patent Owner disagrees with the district court’s construction and argues that metadata “describing the content to a user represents the content to a user” and, thus, is included in “data representing content.” Sur-Reply 1; PO Post-Hearing Br. 4–8. In addition, Patent Owner disagrees that the two data representing content limitations should have different interpretations. PO Post-Hearing Br. 3–4. We decline to adopt Petitioner’s asserted construction that metadata do not qualify as “data representing content” or that “presentation data that represents content” should be construed differently, with respect to metadata, as “data representing content.” Petitioner did not make either position clear in the Petition. See Pet. 18–19; 28–33; see also PO Post- Hearing Br. 2 (“For the first time in its Reply, Sling argues that Li discloses the ‘no data representing content’ limitation because Li is alleged to disclose a data feed that ‘contains only meta data and “one or more URL links” to the “underlying content.” (emphasis omitted)). Nor did Petitioner sufficiently clarify this position in the Reply Brief. See Reply 18 (“[T]he Petition contemplates that a title may ‘represent content’ of a first collection of presentations when storing the title using a computer system and storing data IPR2019-01363 Patent 9,721,273 B2 21 indicative of the first collection so as to be associated with the title, as recited in claim elements 1[a] and 2[a].”). In fact, not only did Petitioner neglect to explicitly clarify this position until the hearing, it only did so in response to Patent Owner pointing out an apparent conflict in the Petition. Tr. 9:14–17; Pet. Post-Hearing Br. 1; Sur-Reply 3 (“Petitioner’s Reply admits that content titles are examples of data that ‘represents content.’”) (citing Reply 17). This post-hearing clarification of a claim construction position that is central to understanding Petitioner’s case comes too late to allow Patent Owner sufficient notice or a fair opportunity to present arguments and evidence rebutting this theory. See 5 U.S.C. § 554(b)(3); In re Magnum Oil Int’l, 829 F.3d 1364, 1381 (Fed. Cir. 2016) (“[T]he Board must base its decision on arguments that were advanced by a party, and to which the opposing party was given a chance to respond.”).6 Finally, we do not adopt the Netflix Decision’s construction of the data representing content limitations because neither party proposed that we do so until Petitioner mentioned it as an alternative construction in briefing after the hearing.7 See Pet. Post-Hearing Br. 9–10. Again, this proposal comes much too late to ensure due process to Patent Owner. 6 We also decline Petitioner’s request that, in the alternative, if we were to construe the two data representing content limitations to have the same meaning, we should retroactively ignore the Petition’s assertion that Li’s use of titles qualify as presentation data recited by limitation 1[a], and instead rely solely on the Petition’s use of thumbnails. Pet. Post-Hearing Br. 9. Such selective reading of the Petition would be improper, especially in light of the Petition’s muddled disclosure of Petitioner’s actual position on claim construction. 7 We note that even if we were to adopt the district court’s construction of the data representing content terms, the Petition would then fail to show IPR2019-01363 Patent 9,721,273 B2 22 In sum, for purposes of this Decision, we continue to construe the wherein limitation to “encompass links to RSS channels” and to “allow storing of data representing content of the second collection of presentations, as long as those data are not included in a feed.” See Inst. Dec. 8. D. Obviousness over Li Petitioner contends that claims 1–3 of the ’273 patent are unpatentable because their subject matter would have been obvious over the disclosure of Li combined with the knowledge of a person of ordinary skill in the art. Pet. 19–49. As discussed above, this case turns on whether the Petition shows by a preponderance of the evidence that Li discloses limitation 1[c]. As became clear after the hearing, for limitation 1[c] the Petition relies on Li’s disclosure of links to RSS channels as the recited feed data and the RSS channel itself. However, we did not understand this position from the Petition itself. “presentation data that represents content of a first collection,” as recited in claim 1[a], because the Petition does not show that either titles or thumbnails constitute “the data, or a portion of the data, of the audiovisual content itself” as construed by the district court. Ex. 2001, 21. Petitioner concedes that titles do not qualify as data or a portion of the data. Pet. Post-Hearing Br. 9 (stating “title information for audio/video content merely describes that content”). Petitioner, however, asserts that Li’s thumbnails disclose claim 1[a] because they “are taken directly from the content data.” Reply 17 (citing Ex. 1002 ¶ 127; Ex. 1006 ¶ 64). However, we see nothing in the record, including in the cited paragraphs of Dr. Storer’s declaration or Li, to support a finding that thumbnails are a portion of the data as opposed to being a picture created by manipulating the data. Ex. 1002 ¶ 127 (stating that “Li discloses particular content graphics (thumbnails)”); Ex. 1006 ¶ 64 (stating that “only part of the retrieved items [may be] either sent or displayed . . . [f]or pictures and videos, it might be for example thumbnails (i.e. miniature of the pictures or videos) and a title.”). IPR2019-01363 Patent 9,721,273 B2 23 In determining whether to institute this review, we considered Patent Owner’s argument, in its Preliminary Response, that Petitioner had not shown that Li disclosed the wherein limitation. Inst. Dec. 9–10 (citing Prelim. Resp. 5–6). We, however, were “persuaded that a person of ordinary skill in the art would understand Li to at least suggest using an RSS feed comprised solely of a link to an RSS channel, which meets the wherein limitation under our construction.” Id. at 10. This conclusion was based on our understanding that the Petition was relying on Li’s use of RSS aggregators such that the claimed feed was disclosed by Li’s link to an RSS channel. Id. at 10 (stating “we are persuaded that a person of ordinary skill in the art would understand Li to at least suggest using an RSS feed comprised solely of a link to an RSS channel, which meets the wherein limitation under our construction”). Although Petitioner did not explicitly point out, in post-institution briefing (see Reply 1–11), that the Institution Decision’s underlying assumption of Petitioner’s position was incorrect, during the hearing it became clear that the Petition was not relying on Li’s link to an RSS channel as the claimed feed. Tr. 6:5–25. Instead, the Petition relies on the link to an RSS channel as the claimed feed data and the claimed feed is the RSS channel itself, which Petitioner agrees includes at least a “title or description of some piece of content” along with a link to the content itself. Tr. 6:18– 7:16; see also Reply 2 (citing Ex. 1006 ¶ 46) (“[T]he portion of Li relied upon in the Petition as disclosing the ‘storing feed data’ limitation expressly discloses a data feed that . . . contains only meta data and ‘one or more URL links’ to the ‘underlying content.’”), 6 (“Li meets this limitation by disclosing the storage of an RSS feed address (feed data), where the RSS IPR2019-01363 Patent 9,721,273 B2 24 feed found at the RSS feed address contains only URL links to the underlying audio/video content to be presented, and meta data regarding that content, rather than containing the content itself.”) (citing Pet. 28–33; Ex. 1002 ¶¶ 139–144). For purposes of this analysis, we credit Petitioner’s statement that the Petition relies on Li’s RSS channel. The analysis in our Institution Decision, therefore, is based on a mistaken reading of the Petition and is not relevant to our current analysis. Further, Petitioner agrees that Li’s RSS channel, which it asserts is equivalent to the recited “feed,” includes metadata. Tr. 8:13–17; see Ex. 1006 ¶ 46 (“For each item of content, the data feed may include meta data, e.g. summary of information like an abstract, a title, name of the authors, the initial source, and one or more URL links to a corresponding underlying content.”). Thus, in order for Li to disclose the wherein limitation, including that the feed “includes no data representing content of the second collection of presentations,” Petitioner agrees that metadata cannot qualify as data representing content. Reply 11 (“Because Li discloses that the RSS feed does not itself contain the underlying content, but only meta data regarding and a link to that underlying content, Li’s feed satisfies the claim limitation: ‘includes no data representing content of the second collection of presentations.’”); Tr. 8:21–9:5. As discussed above, however, we do not adopt Petitioner’s belated clarification of its claim construction position asserting that metadata do not qualify as data representing content. Thus, because Petitioner concedes that Li’s RSS channel discloses metadata along with a link to underlying content, Petitioner has not sufficiently shown that Li’s RSS channel discloses a feed that “includes no data representing content of the second collection of IPR2019-01363 Patent 9,721,273 B2 25 presentations” as recited by the wherein limitation in claim 1[c]. Because Petitioner did not sufficiently show that Li discloses claim 1[c], we conclude that Petitioner has not shown by a preponderance of the evidence that claim 1 would be obvious in view of Li. Claim 2 recites a limitation identical to 1[c]. Ex. 1001, 13:6–11. Claim 3 depends from claim 2. Id. at 13:20–22. Petitioner relies on the same arguments as made for claim 1[c]. See Pet. 47. These challenges, therefore, suffer from the same deficiencies, and Petitioner has not shown by a preponderance of the evidence that claims 2 and 3 would have been obvious in view of Li. E. Obviousness over Li and Motte Petitioner contends that claims 1–3 of the ’273 patent are unpatentable because their subject matter would have been obvious over the disclosure of Li combined with Motte. Pet. 49–63. Specifically, Petitioner relies on Motte for its description of three collections of presentations as satisfying the limitation “aggregating each of the first, identified second, and third collections of presentations for delivery via the computer network using a common web page,” recited in independent claims 1 and 2. Pet. 49–59, 63. Because these challenges rely on Li in the same manner as discussed above with respect to claim 1(c), they fail for the same reasons. Accordingly, we conclude that Petitioner has not demonstrated a reasonable likelihood of establishing that claims 1–3 would have been obvious over Li and Motte. IPR2019-01363 Patent 9,721,273 B2 26 IV. CONCLUSION For the reasons expressed above, we determine that Petitioner has not demonstrated by a preponderance of the evidence that claims 1–3 of the ’273 patent would have been obvious over Li or the combination of Li and Motte. V. ORDER Accordingly, it is: ORDERED that claims 1–3 of the ’273 patent have not been shown to be unpatentable; and FURTHER ORDERED that, because this is a Final Written Decision, parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. Claims 35 U.S.C. § Reference(s)/Basis Claims Shown Unpatentable Claims Not shown Unpatentable 1–3 103 Li 1–3 1–3 103 Li, Motte 1–3 Overall Outcome 1–3 IPR2019-01363 Patent 9,721,273 B2 27 For PETITIONER: Eliot D. Williams G. Hopkins Guy III Ali Dhanani BAKER BOTTS LLP eliot.williams@bakerbotts.com hop.guy@bakerbotts.com ali.dhanani@bakerbotts.com For PATENT OWNER: Ryan Loveless Brett Mangrum James Etheridge Jeffrey Huang ETHERIDGE LAW GROUP PLLC ryan@etheridgelaw.com brett@etheridgelaw.com jim@etheridgelaw.com jeff@etheridgelaw.com Copy with citationCopy as parenthetical citation