Unified Patents Incv.CRFD Research, Inc.Download PDFPatent Trial and Appeal BoardApr 30, 201509953408 (P.T.A.B. Apr. 30, 2015) Copy Citation Trials@uspto.gov Paper 8 571-272-7822 Entered: April 30, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ UNIFIED PATENTS INC., Petitioner, v. CRFD RESEARCH, INC., Patent Owner. ____________ Case IPR2015-00157 Patent 7,191,233 B2 Before JUSTIN T. ARBES, THOMAS L. GIANNETTI, and CHARLES J. BOUDREAU, Administrative Patent Judges. ARBES, Administrative Patent Judge. DECISION Denying Institution of Inter Partes Review 37 C.F.R. § 42.108 IPR2015-00157 Patent 7,191,233 B2 2 Petitioner Unified Patents Inc. filed a Petition (Paper 1, “Pet.”) to institute an inter partes review of claims 1–6, 8–11, 13–15, 23–25, 29–31, and 34 of U.S. Patent No. 7,191,233 B2 (Ex. 1001, “the ’233 patent”) pursuant to 35 U.S.C. §§ 311–19. Patent Owner CRFD Research, Inc. filed a Preliminary Response (Paper 6, “Prelim. Resp.”). We have jurisdiction under 35 U.S.C. § 314. Pursuant to 35 U.S.C. § 314(a), the Director may not authorize an inter partes review unless the information in the petition and preliminary response “shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” For the reasons that follow, we have decided not to institute an inter partes review. I. BACKGROUND A. The ’233 Patent 1 The ’233 patent describes a system and method for “user-directed transfer of an on-going software-based session from one device to another device.” Ex. 1001, col. 1, ll. 8–11. A user may have a number of communication-enabled devices (e.g., cellular telephone, wireless personal digital assistant (PDA), laptop computer, desktop computer) through which the user conducts software application sessions. Id. at col. 1, ll. 15–52. The user may conduct a session on one device and then decide to switch to another device. Id. at col. 1, ll. 53–59. For example, the user may want to switch from a stationary device to a mobile device, or switch to a device with a different graphical user interface. Id. According to the ’233 patent, 1 The ’233 patent also is the subject of Cases IPR2015-00055, IPR2015-00259, and IPR2015-00627. IPR2015-00157 Patent 7,191,233 B2 3 conventional systems that required the user to “discontinue the current session on the first device and reinitiate a new session on the second device” were inadequate due to the history of the original session being lost and the time delay in logging off and reinitiating. Id. at col. 1, ll. 59–66. Figure 1 of the ’233 patent is reproduced below. Figure 1 depicts wireless clients 120 (e.g., a cellular telephone or PDA) and wired clients 125 (e.g., a desktop or laptop computer) of a user that connect over various networks to application services network 105. Id. at col. 4, ll. 4–11, 30–33, col. 5, ll. 3–6. Wireless clients 120 and wired clients 125 execute client programs that support session services for the respective devices, and are “configured to have a preferred mode of interaction, IPR2015-00157 Patent 7,191,233 B2 4 i.e., modality,” such as a graphical user interface for transferring sessions between devices. Id. at col. 4, ll. 33–50. Application services network 105 provides session-based services (e.g., instant messaging, database querying), and application server 140 provides applications for those services (e.g., instant messaging application, database querying application), to wireless clients 120 and wired clients 125. Id. at col. 5, ll. 21–30. The ’233 patent describes the method of session transfer as follows: (1) a “redirect or transfer command” is sent from a first device (wireless client 120 or wired client 125); (2) session server 145 begins intercepting messages destined for the first device; (3) the first device transmits a “transaction or session history” to session server 145; (4) session server 145 retrieves the previously stored “device profile” of the second device to which the session is to be redirected, “convert[s] the messages [of the session history] into a data format” and/or modality compatible with the second device, and converts the “state” of the session to a state compatible with the second device; and (5) when the user activates the second device, session server 145 “pushes the converted session to the redirected device over the network 100 as a normal session with the converted transaction log.” Id. at col. 7, l. 46–col. 8, l. 58. B. Illustrative Claim Claim 1 of the ’233 patent recites: 1. A method for redirecting an on-going, software based session comprising: conducting a session with a first device; specifying a second device; discontinuing said session on said first device; and IPR2015-00157 Patent 7,191,233 B2 5 transmitting a session history of said first device from said first device to a session transfer module after said session is discontinued on said first device; and resuming said session on said second device with said session history. C. The Prior Art Petitioner relies on the following prior art: U.S. Patent No. 5,008,930, issued April 16, 1991 (Ex. 1002, “Gawrys”); U.S. Patent No. 5,550,906, issued August 27, 1996 (Ex. 1006, “Chau”); U.S. Patent No. 5,737,592, issued April 7, 1998 (Ex. 1007, “Nguyen”); and U.S. Patent No. 5,796,812, issued August 18, 1998 (Ex. 1003, “Hanlon”). D. The Asserted Grounds Petitioner challenges claims 1–6, 8–11, 13–15, 23–25, 29–31, and 34 of the ’233 patent on the following grounds: References Basis Claims Challenged Gawrys and Hanlon 35 U.S.C. § 103(a) 1–3, 13, 14, 23, and 24 Gawrys, Hanlon, Chau, and Nguyen 35 U.S.C. § 103(a) 4–6, 8–11, 15, 25, 29–31, and 34 IPR2015-00157 Patent 7,191,233 B2 6 E. Claim Interpretation The Board interprets claims using the “broadest reasonable construction in light of the specification of the patent in which [they] appear[].” 37 C.F.R. § 42.100(b); see Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,766 (Aug. 14, 2012); In re Cuozzo Speed Techs., LLC, 778 F.3d 1271, 1278–82 (Fed. Cir. 2015). Under this standard, we interpret claim terms using “the broadest reasonable meaning of the words in their ordinary usage as they would be understood by one of ordinary skill in the art, taking into account whatever enlightenment by way of definitions or otherwise that may be afforded by the written description contained in the applicant’s specification.” In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). We presume that claim terms have their ordinary and customary meaning. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007) (“The ordinary and customary meaning is the meaning that the term would have to a person of ordinary skill in the art in question.”) (internal quotation marks omitted). However, a patentee may rebut this presumption by acting as his own lexicographer, providing a definition of the term in the specification with “reasonable clarity, deliberateness, and precision.” In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994). The ’233 patent also is challenged in Case IPR2015-00055. For the reasons stated in the Decision on Institution in that proceeding, we interpret three claim terms as follows: Claim Term Interpretation “modality” a preferred mode of interaction IPR2015-00157 Patent 7,191,233 B2 7 Claim Term Interpretation “device profile” information pertaining to the operation of a device, such as the data format or modality of the device “in response to . . . activation of said second device” in response to the second device being made active, such as by a user logging on to the second device See Iron Dome LLC v. CRFD Research, Inc., IPR2015-00055, slip op. at 6–10 (PTAB Apr. 27, 2015) (Paper 10). We also interpret the term “session.” Petitioner argues that “session” should be interpreted to mean “information exchange between two communicating devices.” Pet. 14. Petitioner contends that the Specification of the ’233 patent uses the term broadly, as shown in the following portion of the Specification: The application services network 105 may be configured to provide a variety of services to the wireless and wired clients, 120 and 125, respectively. These services may include session-based services such [as] instant messaging, database querying, and other similar services. The supporting applications of these session based-services may be provided by an application server 140. The application server 140 may be configured to provide an application such as [an] instant messaging application, a web application, a database querying application, and other similar applications. The application server 140 may be implemented by any number of commercially available servers or high performance computers. Because the specific type of session to be used in the present invention will vary according to individual needs, the present invention is not limited to any specific type of session and may thus utilize any type of session that may be provided to a user which may reasonably accomplish the goals of the present invention. . . . IPR2015-00157 Patent 7,191,233 B2 8 The session server 145 may be configured to provide session-based services to the users of the wireless and wired clients, 120 and 125. A session-based service may be an instant messaging service, messaging service, a database query, a Web browsing session, and the like. Ex. 1001, col. 5, ll. 21–38, 44–48 (emphasis added); see Pet. 14. Patent Owner does not dispute Petitioner’s proposed interpretation in its Preliminary Response. The ordinary meaning of “session” is “[t]he time during which a program is running” or, “[i]n communications, the time during which two computers maintain a connection.” MICROSOFT COMPUTER DICTIONARY 405 (4th ed. 1999) (Ex. 3001). 2 As used in the claims, however, “session” does not refer merely to the time period when something occurs, but rather to what occurs during that time period. For example, claims 1 and 2 specify that the “session” must be something capable of being “conduct[ed]” with a first device, “discontinu[ed]” on the first device, “push[ed]” to a second device, and “resum[ed]” on the second device; claim 7 recites blocking, storing, and reformatting messages “of” the session; and claim 13 recites providing a “session service.” The Specification of the ’233 patent reflects that usage of “session” as well. The Specification discloses that a “typical user may have a desktop computer system to perform information transactions (or sessions) such as sending/receiving electronic mail, . . . browsing the Internet for information and communicating via instant messaging.” Ex. 1001, col. 1, ll. 19–23 (emphasis added); see also id. at col. 1, ll. 15–52 (describing a series of 2 The dictionary definition cited herein was provided as Exhibit 1009 in related Cases IPR2015-00259 and IPR2015-00627. We express no opinion at this time on the merits of the petitions in those proceedings. IPR2015-00157 Patent 7,191,233 B2 9 “information transactions”), col. 5, l. 3–col. 7, l. 61 (describing a series of “messages of the session” transmitted between communicating devices “during a session”). Session server 145 provides “session-based services,” such as “an instant messaging service, messaging service, a database query, a Web browsing session, and the like,” to wireless clients 120 and wired clients 125, and application server 140 provides applications for those services. Id. at col. 5, ll. 21–30, 44–48. Session server 145 includes session manager 205, which “determin[es] the type of services available to a user, the number of sessions, [and] load-balancing of the sessions,” and session handler module 210, which authenticates and acknowledges the “messages transmitted . . . during a session.” Id. at col. 6, ll. 34–45. On this record, applying the broadest reasonable interpretation of the claims in light of the Specification, we interpret “session” to mean a series of information transactions between communicating devices during a particular time period. II. DISCUSSION A. Obviousness Ground Based on Gawrys and Hanlon Petitioner contends that claims 1–3, 13, 14, 23, and 24 are unpatentable over Gawrys and Hanlon under 35 U.S.C. § 103(a). Pet. 17–22, 32–49. We are not persuaded that Petitioner has established a reasonable likelihood of prevailing on the asserted ground for the reasons explained below. 1. Gawrys Gawrys describes an “automated integrated voice/data call transfer technique” for an Integrated Services Digital Network (ISDN) system that IPR2015-00157 Patent 7,191,233 B2 10 allows “an agent answering a call to obtain caller related information from a communication system, automatically send it to a host database computer system application software, retrieve caller records [from the host database] . . . and then transfer the voice and collected data information to a preferred agent terminal for continuing the call.” Ex. 1002, col. 1, ll. 7–16. For example, an agent handling a 1-800 call from a customer may want to transfer the call to a supervisor, and have the call continue such that the supervisor sees the same information as was displayed to the original agent. Id. at col. 1, ll. 53–56, col. 2, ll. 28–40. Figure 1 of Gawrys is reproduced below. IPR2015-00157 Patent 7,191,233 B2 11 As shown in Figure 1, caller 12 communicates via communications network 11 and private branch exchange (PBX) 13 with agent terminal 14, which comprises telephone 22 and terminal screen 23. Id. at col. 3, l. 49–col. 4, l. 66. Agent terminal 14 retrieves customer records and other information from host computer systems 18/19 (automatically or upon agent input to terminal screen 23 during the call) and displays the information on terminal screen 23. Id. at col. 4, l. 67–col. 5, l. 41. Gawrys describes a process for transferring a call from one agent to another whereby the first agent terminal sends User-To-User Information (UUI) comprising, among other things, an index number reflecting the current state of the call. Id. at col. 9, l. 60–col. 10, l. 11. PBX 13 then transmits the UUI to the second agent terminal, which retrieves information from host computer systems 18/19 using the index number and continues the call. Id. at col. 10, ll. 12–30. 2. Hanlon Similar to Gawrys, Hanlon describes a method of transferring a call from one party to another, while maintaining information about the call, so that information the caller provided to the first party does not need to be repeated to the second party. See Ex. 1003, col. 1, ll. 13–40. IPR2015-00157 Patent 7,191,233 B2 12 Figure 1 of Hanlon is reproduced below. As shown in Figure 1, calling party 12 initiates a call to re-directing party 14 that is routed through Local Exchange Carrier (LEC) 18, originating switch (OS) 20, adjunct processor 28, terminating switch (TS) 26, and TS 24. Id. at col. 2, ll. 14–43. Re-directing party 14 and target party 16 have ISDN links to adjunct processor 28. Id. at col. 2, ll. 48–49, col. 3, ll. 20–24. When re-directing party 14 decides to re-direct the call to target party 16, it sends an “out-of band signal” to TS 26 (via TS 24). Id. at col. 2, ll. 44–54. The out-of band signal comprises a User-To-User Interface Information Element (UUI IE) containing “call-specific data,” such as information received by re-directing party 24 during the call (e.g., the caller’s address or account number). Id. at col. 3, ll. 20–36. Adjunct processor 28 then “causes the TS IPR2015-00157 Patent 7,191,233 B2 13 26 to set-up a call to the target party 16 via the TS 29 while placing the calling party on hold,” and “[o]nce the target party 16 has answered, the re-directing party 14 may wish to engage in a conversation before signaling the TS 26 to remove the caller from hold and merge the call paths to re-direct the call to the target party.” Id. at col. 3, ll. 6–14. Hanlon describes various scenarios by which target party 16 receives the call-specific data from TS 26 and continues the call. Id. at col. 3, l. 44–col. 4, l. 21. 3. Analysis Petitioner relies on Gawrys as teaching all of the limitations of claim 1 other than the limitation that the session history is transmitted from the first device “after said session is discontinued on said first device” (the “after discontinuing” limitation). Pet. 17. With respect to that limitation, Petitioner asserts that the call-specific data in Hanlon “may be transmitted by the re-directing party to effect data transfer after the call is re-directed,” citing the statement at column 4, lines 8–15 of Hanlon that the call-specific data can be sent by the re-directing party “after call re-direction.” Id. at 42. 3 Petitioner further asserts that in Hanlon, “[u]pon requesting a call transfer, the call is redirected, discontinuing the session, and the call-specific data is then transferred.” Id. at 19–20. Thus, Petitioner’s position appears to be that re-direction of a call in Hanlon amounts to discontinuing a “session,” 3 Petitioner cites the Declaration of John D. Day (Ex. 1005) in support of its contentions. Mr. Day’s analysis regarding the “after discontinuing” limitation, however, appears to be identical to the discussion in the Petition. Compare Ex. 1005, 21–22, 37–39, with Pet. 19–20, 40–42; see also Pet. 32 (acknowledging that Mr. Day’s claim charts are “substantially the same” as what is asserted in the Petition). IPR2015-00157 Patent 7,191,233 B2 14 and that transmission of the call-specific data from the re-directing party “after call re-direction,” therefore, satisfies the limitation of claim 1. We do not agree with Petitioner’s reading of Hanlon. As Patent Owner points out, Hanlon describes—at multiple places in its written description and claims—three distinct scenarios by which the re-directing party transmits the call-specific data. See Prelim. Resp. 7–13. First, the call-specific data may be sent “as part of call set up to the target party,” whereby the re-directing party requests that the call be set up with the target party and “wish[es] to remain on the call following call re-direction.” See Ex. 1003, col. 1, ll. 65–66, col. 3, l. 63–col. 4, l. 10, claims 2, 6. Second, the call-specific data may be sent as part of a message requesting that the portion of the call path between the re-directing party and caller be terminated. See id. at col. 1, l. 66–col. 2, l. 1, col. 3, ll. 49–62, col. 4, l. 10, claims 3, 7. Third, the call-specific data may be sent “as part of a message generated by the re-directing party 14 to effect data transfer after call re-direction.” See id. at col. 2, ll. 2–5, col. 4, ll. 10–21, claims 4, 8. Petitioner relies on the third scenario where transmission occurs “after call re-direction.” Pet. 42. In that scenario, however, the call-specific data are “sent during such time that the call paths between the caller and the re-directing party 14 and between the re-directing party and the target party remain connected.” Ex. 1003, col. 2, ll. 2–5 (emphasis added); see also id., claims 4 (“the out-of-band call-specific data-containing message is a message for effecting transfer of data from the re-directing party to the target party after call set-up to the target party but prior to call disconnection from the re-directing party”) (emphasis added), 8. Thus, after a call is re-directed in Hanlon, the calling party, re-directing party, and target party remain IPR2015-00157 Patent 7,191,233 B2 15 connected in a three-way call, and the re-directing party may send call-specific data to the TS for relaying to the target party so that the target party has the information as well. The re-directing party may stay on the three-way call or “drop off after effecting call re-direction.” Id. at col. 3, ll. 6–198, 63–64, col. 4, ll. 10–21. Petitioner’s argument equating call re-direction with discontinuation of a session is not persuasive. As explained above, we interpret “session” to mean a series of information transactions between communicating devices during a particular time period. See supra Section I.E. After a call is re-directed in Hanlon, re-directing party 14 remains on the call and may continue communicating data to and from TS 26 (i.e., may continue its series of information transactions), at least until re-directing party 14 affirmatively drops off the call and ends its connection to TS 26. Thus, we are not persuaded by Petitioner’s argument that because Hanlon discloses transmission “after call re-direction,” the transmission occurs after a session on the re-directing party device has been discontinued. We also have considered Petitioner’s arguments as to why a person of ordinary skill in the art allegedly would have had reason to combine Hanlon’s teachings with those of Gawrys. Pet. 20–21 (citing Ex. 1005 ¶¶ 24–25). Specifically, Petitioner argues that the references disclose similar systems designed to solve the same problem, and that a person of ordinary skill in the art would have been motivated to combine the two references to “ensure session integrity.” Id. Petitioner asserts: If the session with the first device continued after the session history were transferred to the second device, then when the session resumed on the second device, the session history would not reflect the latest state of the session on the first IPR2015-00157 Patent 7,191,233 B2 16 device, resulting in a resumption of the session that may not behave properly. A more robust session transfer system would discontinue the session on the first device before transmitting the session history to the second device, thus ensuring a smooth transfer. The benefits and need to discontinue the session on the first device before transmitting the session history to the second device would be readily apparent to one of ordinary skill in the art. Id. at 21. These arguments also are not persuasive. We do not agree that Hanlon teaches the “after discontinuing” limitation; therefore, Petitioner’s asserted combination of the two references would not yield the method of claim 1. Further, Petitioner does not point to any evidence supporting its assertions (other than the Declaration of Mr. Day, which mirrors the Petition) that a person of ordinary skill would have had reason to make the combination, or explain in any detail why the disclosures of Gawrys and Hanlon would have suggested the “after discontinuing” limitation. See id. at 21; Ex. 1005 ¶ 25. Thus, we are not persuaded that Petitioner has shown a reasonable likelihood of prevailing as to claim 1. Similar to claim 1, independent claims 13 and 23 recite transmitting a session history from a first device “after said session is discontinued on said first device.” For the reasons explained above, we are not persuaded that the limitation is taught by the combination of Gawrys and Hanlon. Thus, Petitioner has not demonstrated a reasonable likelihood of prevailing on its assertion that claims 1, 13, and 23, as well as claims 2, 3, 14, and 24 depending therefrom, are unpatentable over Gawrys and Hanlon. B. Obviousness Ground Based on Gawrys, Hanlon, Chau, and Nguyen Petitioner contends that claims 4–6, 8–11, 15, 25, 29–31, and 34 are unpatentable over Gawrys, Hanlon, Chau, and Nguyen under 35 U.S.C. IPR2015-00157 Patent 7,191,233 B2 17 § 103(a). Pet. 22–32, 49–60. Claims 4–6, 8–11, 15, 25, and 29–31 depend, directly or indirectly, from independent claims 1, 13, or 23. As explained above, Petitioner has not shown sufficiently that Gawrys and Hanlon teach transmitting a session history from a first device “after said session is discontinued on said first device.” See supra Section II.A. With respect to claim 34, which includes the same limitation, Petitioner relies on its assertions as to Hanlon and claim 13. Pet. 60. Thus, Petitioner has not demonstrated a reasonable likelihood of prevailing on its assertion that claims 4–6, 8–11, 15, 25, 29–31, and 34 are unpatentable over Gawrys, Hanlon, Chau, and Nguyen. C. Conclusion We conclude that Petitioner has not demonstrated a reasonable likelihood that at least one of the challenged claims of the ’233 patent is unpatentable based on the asserted grounds. Therefore, we do not institute an inter partes review on any of the asserted grounds as to any of the challenged claims. III. ORDER In consideration of the foregoing, it is hereby: ORDERED that the Petition is denied as to all challenged claims of the ’233 patent. IPR2015-00157 Patent 7,191,233 B2 18 PETITIONER: Michael L. Kiklis Scott A. McKeown OBLON, McCLELLAND, MAIER & NEUSTADT, L.L.P. CPdocketkiklis@oblon.com cpdocketmckeown@oblon.com PATENT OWNER: Tarek N. Fahmi ASCENDA LAW GROUP, PC tarek.fahmi@ascendalaw.com Copy with citationCopy as parenthetical citation