UK Gear Ltd.Download PDFTrademark Trial and Appeal BoardJan 26, 2009No. 77052071 (T.T.A.B. Jan. 26, 2009) Copy Citation Mailed: January 26, 2009 AZ UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re UK Gear Ltd. ________ Serial No. 77052071 _______ Hunter S. Freeman of McNair Law Firm, P.A. for UK Gear Ltd. David S. Miller, Trademark Examining Attorney, Law Office 113 (Odette Bonnet, Managing Attorney). _______ Before Holtzman, Zervas and Kuhlke, Administrative Trademark Judges. Opinion by Zervas, Administrative Trademark Judge: On November 28, 2006, UK Gear Ltd. (“applicant”) filed an application (Serial No. 77052071) to register the mark UK GEAR in standard character form on the Supplemental Register for goods ultimately identified as “sportswear apparel and casual clothing, namely, shorts, shirts, vests, tee-shirts, jumpers, socks, trousers, sweatshirts, track suits, hats and footwear, namely sports, tennis, squash, badminton, golf, jogging, track, training and casual shoes” THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Ser No. 77052071 2 in International Class 25. Applicant claims first use anywhere and first use in commerce on March 1, 2005 and has entered a disclaimer of the term GEAR. Registration has been finally refused under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), in view of (i) Registration No. 2806593 issued on January 20, 2004 for the mark and (ii) Registration No. 3207910 issued on February 3, 2007 for the mark UK (in standard character form), both for the following International Class 25 goods: clothing, namely, T-shirts, sweatshirts, sweatpants, sweatsuits, swim suits, suspenders, gym shorts, hats, jackets, jogging suits, shoes, sandals, shorts, socks, tanktops, turtlenecks, V- neck sweaters, infantwear, baby shoes, baby socks, scarves, sport coats, and leather jackets, neckties, sportshirts, polo shirts, athletic jerseys and shorts, cloth baby bibs, hooded sweatshirts, rugby shirts, mufflers, athletic training suites, parkas, ponchos, rainwear, earmuffs, boxer shorts, and aprons; children's clothing, namely, shirts, shorts, pants, socks, sweatshirts, sweatpants, athletic jerseys, hats and T-shirts. Both registrations issued to the University of Kentucky. Applicant has appealed the final refusal of its application. Both applicant and the examining attorney Ser No. 77052071 3 have filed briefs. As discussed below, the refusal to register is affirmed. We first consider two evidentiary matters. First, applicant mentions at p. 15 of its brief three third-party registrations that are not in the record. We sustain the examining attorney’s objection to these registrations and do not give them further consideration – applicant cannot rely on registrations that it has not timely introduced into the record. Second, applicant has included various exhibits with its reply brief, which it submits for the first time. This material has been untimely filed. Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d), provides that the record in the application should be complete prior to the filing of the appeal. Accordingly, we do not further consider the evidence submitted with applicant’s reply brief, including the dictionary definitions, of which we decline to take judicial notice.1 We now consider the merits of the Section 2(d) refusal. Our determination of the refusal is based on an analysis of all of the facts in evidence that are relevant 1 If we had considered any of the evidence that we have excluded, our disposition of this appeal would not be any different than that set forth in this opinion. Ser No. 77052071 4 to the factors bearing on the likelihood of confusion issue. See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See also, In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). Considering first the du Pont factor regarding the similarity or dissimilarity of applicant's and registrant’s goods, we find that applicant's shorts, shirts, tee-shirts, socks, trousers, sweatshirts, tracksuits, hats and footwear are encompassed within or legally identical to registrant’s T-shirts, sweatshirts, hats, jogging suits, athletic training suits, shoes, shorts, socks, sport shirts, polo shirts and children’s pants. With respect to applicant's remaining goods, i.e., “vests” and “jumpers,” the examining attorney has made several third-party use-based registrations of record listing “vests” and “jumpers,” and clothing items such as pants, shirts and t-shirts, which appear in registrant’s Ser No. 77052071 5 identification of goods. See Registration Nos. 2475698, 3187720, 3290471, 3295433 and 3245585, made of record with the final Office action. These registrations suggest that the same entity is likely to be the source of such clothing items. In re Infinity Broadcasting Corp. of Dallas, 60 USPQ2d 1214, 1217-18 (TTAB 2001) (“The registrations show that entities have registered their marks for both television and radio broadcasting services. Although these registrations are not evidence that the marks shown therein are in use or that the public is familiar with them, they nevertheless have probative value to the extent that they serve to suggest that the services listed therein, including television and radio broadcasting, are of a kind which may emanate from a single source. See, e.g., In re Albert Trostel & Sons Co., 29 USPQ2d 1783, 1785-86 (TTAB 1993); In re Mucky Duck Mustard Co. Inc., 6 USPQ2d 1467, 1470 at n. 6 (TTAB 1988)”). In view of the foregoing, and because applicant has not contested the examining attorney’s contention that the goods are identical, similar or otherwise related, we resolve the du Pont factor concerning the similarity of applicant's and registrant’s goods against applicant for both cited marks. Ser No. 77052071 6 With regard to the trade channels of the goods, we consider the goods as they are identified in the involved application and registrations. Because there are no limitations in the identifications, we must presume that each “registration encompasses all goods of the nature and type described, [and] that the identified goods move in all channels of trade that would be normal for such goods,” In re Elbaum, 211 USPQ 639, 640 (TTAB 1981), and that applicant's goods would move in the same trade channels as registrant’s goods and be sold in the same outlets as registrant’s goods. We also find that applicant's and registrant’s clothing items would be sold to the same purchasers, i.e., members of the general public. The du Pont factors regarding trade channels and classes of consumers are also resolved against applicant for both marks.2 2 Applicant argues that registrant’s consumers are “sports fans or supporters of the University of Kentucky” and that the goods “are sold to supporters of the school and sports fans.” Reply brief at pp. 10 – 11. Such arguments are not persuasive because we consider the mark and goods as identified in the application, and not based on actual use. There is no limitation in the identification of goods which limits sales of the goods to “supporters of the school and sports fans,” and we do not read such a limitation into the identification of goods. Applicant also argues that “[w]hile both parties’ goods may be found in sporting goods stores, the goods will be found in different sections”; and that registrant’s goods would be “typically found in the section of the store where the promotion goods containing college/professional sports teams’ logos are kept.” Id. at p. 11. Applicant's argument is without Ser No. 77052071 7 We next turn to the du Pont factor regarding the similarity or dissimilarity of the marks when viewed in their entireties in terms of appearance, sound, connotation and overall commercial impression. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005). The test, under this du Pont factor, is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods offered under the respective marks is likely to result. The focus is on the recollection of the average purchaser, who normally retains a general rather than a specific impression of trademarks. See Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106 (TTAB 1975). Also, although a mark in issue must be considered in its entirety, it is well settled that one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re Chatam International Inc., 380 F.3d 1340, 71 USPQ2d 1944 evidentiary support and ignores the fact that many of applicant's and registrant’s goods are legally identical. Ser No. 77052071 8 (Fed. Cir. 2004); In re National Data Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985). Because GEAR is defined as “clothing and accessories” in the definition of record taken from The American Heritage Dictionary of the English Language (4th ed. 2000) located at bartleby.com, GEAR is at a minimum merely descriptive of applicant's goods and hence accorded less weight in the likelihood of confusion analysis. Further, GEAR has been disclaimed by applicant, and disclaimed matter is often “less significant in creating the mark's commercial impression.” In re Code Consultants, Inc., 60 USPQ2d 1699, 1702 (TTAB 2001). UK therefore is the dominant portion of applicant's mark, and is identical to registrant’s standard character mark. It is also highly similar to registrant’s stylized UK mark because applicant's mark, as a standard character mark, is allowed all reasonable modes of display that could be represented, and such display would at least extend to a lettering style similar to that used in registrant’s mark.3 See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); and Phillips Petroleum Co. v. C. J. 3 Applicant's contention at pp. 10 – 11 that registrant’s lettering style is “famous” and that consumers would “immediately know from the famous stylization that, as used by Registrant, UK refers to the University of Kentucky rather than the United Ser No. 77052071 9 Webb, Inc. 442 F.2d 1376, 170 USPQ 35 (CCPA 1971). As such, the marks are highly similar in appearance. They are also similar in sound because they both contain the term UK. Applicant's primary arguments against the Section 2(d) refusal lie in the meaning and commercial impression of the marks. Applicant maintains that the evidence of record, namely a dictionary definition and a Wikipedia entry for “UK” introduced by the examining attorney in support of this Section 2(e)(2) refusal (which the examining attorney withdrew after applicant amended its application to seek registration on the Supplemental Register), indicates that “UK” in applicant's mark commonly and primarily refers to the United Kingdom. According to applicant, the connotation of the registered marks is not “United Kingdom,” but is “University of Kentucky,” and the marks differ in meaning. We are not persuaded by this argument because there is nothing in the marks themselves which directs consumers to provide one meaning to one mark and another meaning to the other mark. Consumers would just as likely give one mark the same meaning as the other. Only after considering information such as the name of the owner Kingdom” is not persuasive. Applicant has not introduced any evidence regarding any fame of this mark. Ser No. 77052071 10 of the registered marks or the name and address of applicant would the consumer arrive at the meanings advocated by applicant. Of course, consideration of such additional information is not contemplated under the analysis required under du Pont, supra.4 Applicant also argues that the examining attorney, when he initially refused registration under Trademark Act Section 2(e)(2), took the position that the meaning of UK in the mark is “United Kingdom,” and that even though the Section 2(e)(2) refusal has been obviated by applicant's amendment of its application to seek registration on the Supplemental Register, the examining attorney is not permitted to “take factually inconsistent or alternative positions.” According to applicant, judicial estoppel should apply, estopping the examining attorney from taking a position that is factually inconsistent with the position he took in connection with the Section 2(e)(2) refusal. Reply brief at p. 5. Judicial estoppel does not apply to this case; although earlier in the prosecution of the application the examining attorney addressed two bases for refusal, only the Section 2(d) refusal is before us. See In re Recorded 4 Applicant has not commented on consumer perception when applicant’s goods are sold in Kentucky. Ser No. 77052071 11 Books, Inc. 42 USPQ2d 1275, no. 5 (TTAB 1997)(“although the Examining Attorney's remarks on registrability were somewhat inconsistent, there is no estoppel here, the Examining Attorney apparently changing her mind after conducting a search of the NEXIS database.”). Moreover, as stated by the Commissioner in In re Stenographic Machines, Inc., 199 USPQ 313, 317 (Comm. 1979): “Consistency of Office practice must be secondary to correctness of Office practice.” Additionally, to the extent that applicant is arguing that we must consider UK in applicant's mark as meaning “United Kingdom,” we are not bound by prior decisions of examining attorneys. See In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564 (Fed. Cir. 2001). See also, In re Kent-Gamebore Corp., 59 USPQ2d 1373 (TTAB 2001). In connection with its estoppel argument, applicant maintains that it has been prejudiced by the examining attorney’s positions on the meaning of the mark. According to applicant, the examining attorney has persuaded applicant to accept the examining attorney’s position that the mark is geographically descriptive and amended its application to seek registration on the Supplemental Register; and that it “would simply be unfair if the Examiner is allowed to argue that consumers are likely to Ser No. 77052071 12 perceive the mark as referring to the United Kingdom for purposes of the Section 2(e) refusal while simultaneously arguing that consumers are just as likely to perceive [applicant's] mark as referring to the University of Kentucky for purposes of the Section 2(d) refusal since doing so places [applicant] in a ‘no win’ situation where it is forced to argue against itself.” Brief at pp. 6 – 7. We do not agree that applicant has been prejudiced by the examining attorney’s positions regarding the meaning of UK. When applicant amended its application to seek registration on the Supplemental Register, the examining attorney properly withdrew his Section 2(e)(2) refusal – it was the amendment to the Supplemental Register which resulted in the refusal being withdrawn. Registration has always been refused under Section 2(d). We therefore do not agree that applicant has suffered any prejudice due to the examining attorney’s consideration of the meaning of the marks. Thus, with respect to the meaning of the marks and their commercial impressions, because both marks include the term UK, and GEAR is at least merely descriptive and does not provide UK in UK GEAR with a different meaning Ser No. 77052071 13 from UK, we find that they are similar.5 We therefore resolve the du Pont factor regarding the similarity of the marks against applicant. Upon consideration of the relevant du Pont factors discussed above, as well as the evidence of record and all of the arguments of the examining attorney and applicant, we conclude that when purchasers who are familiar with registrant’s marks for their respective identified goods encounter applicant's mark on identical or related goods, they are likely to be confused as to source. Decision: The refusal to register under Section 2(d) of the Trademark Act in view of Registration Nos. 2806593 and 3207910 is affirmed. 5 Applicant has argued that the meaning of UK in registrant’s marks is the University of Kentucky and the meaning of UK in UK GEAR is “United Kingdom.” This argument is not persuasive because there are no additional elements in either mark which would direct the consumer to one meaning over the other. Copy with citationCopy as parenthetical citation