Trendsetter Engineering, Inc.Download PDFTrademark Trial and Appeal BoardSep 28, 2018No. 87065949 (T.T.A.B. Sep. 28, 2018) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: September 28, 2018 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Trendsetter Engineering, Inc. _____ Serial No. 87065949 _____ John S. Egbert, Kevin S. Wilson and Michael F. Swartz of Egbert Law Offices PLLC, for Trendsetter Engineering, Inc. Edward Fennessy, Trademark Examining Attorney, Law Office 114, Laurie Kaufman, Acting Managing Attorney. _____ Before Taylor, Bergsman and Lynch, Administrative Trademark Judges. Opinion by Taylor, Administrative Trademark Judge: Trendsetter Engineering, Inc. (“Applicant”) seeks registration on the Principal Register of the mark RESPONSE 360 (in standard character format) for services originally identified as “[e]mergency response services to provide, notify and mobilize emergency personnel, ships, vessels and equipment in response to oil and gas well control and oil and gas well blowouts”1 in International Class 45. 1 Application Serial No. 87065949, filed June 9, 2016 pursuant to Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b), and alleging a bone fide intent to use the mark in commerce. The word “RESPONSE” has been disclaimed at the Examining Attorney’s request. Serial No. 87065949 - 2 - Registration was finally refused because Applicant did not amend the recitation of services as required by the Examining Attorney, who found activities in the recitation to be indefinite and not properly classified. Applicant appealed and requested reconsideration. After reconsideration was denied, this appeal resumed. Both Applicant and the Examining Attorney filed briefs. We affirm. I. Background Prior to issuing the first office action, the Examining Attorney notified Applicant, by email, that a disclaimer of the word “Response” was required and informed Applicant that the nature of the services was not clear as recited. Applicant responded, by email, consenting to the requested disclaimer and indicating that it was willing to “consider … proposals” from the Examining Attorney concerning the identification of services. On September 22, 2016, the Examining Attorney issued the first office action2 entering the disclaimer statement and refusing registration until Applicant clarified the nature of the services, finding the wording indefinite because it broadly encompassed several different services that may be classified in more than one class. The Examining Attorney offered the following recitation for possible adoption, if Applicant’s services involved alarm monitoring: Class 45 – Emergency response alarm monitoring services, namely, monitoring of alert devices by a remote monitoring 2 The first office action issued on September 22 contained a typographical error and was superseded in full by a second one issued on the same day. All references are to the second version. Serial No. 87065949 - 3 - center for the dispatch of emergency public health and security services and notification to third parties Applicant responded on March 22, 2017, indicating that the Examining Attorney’s “suggestion … is not appropriate,” and proposing the following recitation and classification of services: Class 45 – Emergency response planning services to provide consultation and information regarding emergency personnel, ships, vessels and equipment, to notify emergency personnel, ships, and vessels when appropriate, and to mobilize emergency personnel, ships, vessels and equipment, all of the foregoing in response to oil and gas well control and oil and gas well blowouts [Emphasis added by the Examining Attorney, as explained below]. The Examining Attorney then issued a Final Office Action dated May 2, 2017, wherein he did not accept the amendment to the recitation of services, maintaining that the proffered recitation, as it regards the underlined wording noted above, is indefinite because it encompasses services in more than one class, and the bolded wording exceeds the scope of the services as originally identified. Applicant then, in a request for reconsideration dated November 2, 2017, proposed the following recitation of services: Class 45 – Emergency response services that provide emergency personnel, ships, vessels and equipment to subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported; emergency response services to notify emergency personnel, ships, vessels and equipment for subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported; emergency response services to mobilize emergency personnel, ships, vessels and equipment for subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported [Emphasis added by the Examining Attorney in Serial No. 87065949 - 4 - his denial of the request for reconsideration, and explained below]. The Examining Attorney denied the request for reconsideration in an action dated December 30, 2017, indicating that the underlined wording in the identification is indefinite because the exact nature of the services and their correct classification cannot be determined from the wording, and this appeal resumed. II. Applicable Law An application for registration must specify the particular goods or services on or in connection with which the applicant uses, or intends to use, the mark in commerce. 15 U.S.C. §§ 1051(a)(2) and 1051(b)(2). See also Trademark Rule 2.32(a)(6), 37 C.F.R. § 2.32(a)(6) (requiring an applicant to include “[a] list of the particular goods or services on or in connection with which the applicant uses or intends to use the mark.”). The identification of goods and/or services must be specific, definite, clear, accurate, and concise. See In re Cordua Rest., Inc., 823 F.3d 594, 18 USPQ2d 1632, 1639 (Fed. Cir. 2016). In that regard, the applicant must identify the goods and services specifically to provide public notice and to enable the USPTO to classify the goods and services properly and to reach informed judgments concerning likelihood of confusion under 15 U.S.C. §1052(d). An identification that fails to identify the goods and services with specificity is indefinite, either because the nature of the goods or services is not clear or because the wording is so broad that it may include goods or services in more than one class. The USPTO has discretion to require the degree of particularity deemed necessary to clearly identify the goods and/or services covered by the mark. In re Omega SA, 494 F.3d 1362, 83 USPQ2d 1541 (Fed. Cir. 2007). Serial No. 87065949 - 5 - Any amendment to the identification of goods or services must comply with Trademark Rule 2.71(a), 37 C.F.R. § 2.71(a), which reads as follows: “The applicant may amend the application to clarify or limit, but not to broaden, the identification of goods and/or services.” III. Discussion Under this framework we consider the various recitations proffered by Applicant and note initially that, inasmuch as neither of Applicant’s proposed amendments to its “Class 45” services have been accepted and made of record, we look first to the original recitation, which reads: “[e]mergency response services to provide, notify and mobilize emergency personnel, ships, vessels and equipment in response to oil and gas well control and oil and gas well blowouts.” The Examining Attorney, in his brief, found the recitation unacceptable because it does not clearly identify one or more particular services and, when clearly identified, may include activities beyond the scope of Class 45, specifically arguing that: the wording “emergency response services” encompasses a variety of services related to emergencies involving “oil and gas well control and oil and gas well blowouts.” The wording “notify and mobilize,” for example, may suggest a type of dispatch services. Such services are properly classified in Class 45 but additional clarification is needed. For example, the “remote monitoring of emergency alarms and dispatching personnel to respond to such alarms” is an acceptable identification of services in Class 45. … However, if the applicant communicates notifications of emergencies, the services may be a type of telecommunications service. For example, the transmission, reception and processing of coded and emergency signals is a type of Class 38 communications Serial No. 87065949 - 6 - service. The communication activity determines the correct classification even though the subject matter of the communication is related to emergencies. The wording “provide … ships” is also indefinite because it is not clear whether the word “provide” refers to the dispatching of ships or to the sailing or operation of ships in the context of “oil and gas well control” and “well blowouts.”3 As noted, an identification of services must specify the services for which a proposed mark is to be registered. To “specify” means to name in an explicit manner using common names and terminology that is generally understood. TRADEMARK MANUAL OF EXAMINING PROCEDURE (“TMEP”) § 1402.01 (Oct. 2017). For services that do not have common names, the applicant should use clear and succinct language which is understandable to the average person, and it must identify the goods and services specifically to provide notice to the public of the scope of rights claimed by an applicant in a mark. Id. We reiterate, the specificity required must enable the USPTO to properly classify the goods or services and reach informed judgments concerning the issue of likelihood of confusion under Section 2(d). See Omega SA, supra. In the present case, as the Examining Attorney aptly explains in his brief, the proffered identification is indefinite because it includes services that may be classified in more than one class and fails to adequately inform the public of the scope of rights to be afforded to any registration that may issue from the application. See Omega SA, supra, (affirming indefiniteness where term used in Class 14 identification encompassed goods in Classes 9 and 14). Specifically, and as agreed to by Applicant 3 9 TTABVUE 11-12. Serial No. 87065949 - 7 - in his brief, the terminology “emergency response services” by itself is not definite.4 We find the remaining portion of the identification fails to clarify the services because it does not specify how Applicant provides, notifies and mobilizes personnel, ships and equipment in response to oil and gas well control and well blowouts, and such specification is necessary to not only properly classify the services, but to ensure that sufficient information is conveyed to the USPTO and the public to make informed likelihood of confusion judgments. Applicant’s arguments to the contrary are unavailing. Applicant argues that the wording “emergency response services” is clarified by the remaining wording in the original identification, i.e., “to provide, notify and mobilize emergency personnel, ships, vessels and equipment in response to oil and gas well control and oil and gas well blowouts.” Applicant further argues that its original identification of services fits into Class 45,5 since the emergency response-related services listed are encompassed by the class heading which includes: “personal and social services rendered by others to meet the needs of individuals.” However, the additional wording does not sufficiently clarify the type of services provided, but instead merely denotes the purpose of the services and describes the general field of use. It does not provide 4 7 TTABVUE 6. 5 Further, citing to the USPTO’s 2012 general remarks to Nice Agreement [the International Classification of Goods and Services for the Purposes of the Registration of Marks], Applicant states that the Class 45 heading encompasses “investigation and surveillance services relating to the safety of persons and entities.” Applicant did not include the agreement in the record and therefore this argument has limited probative value. We hasten to add that consideration of this evidence and argument would not change the outcome of this decision. Serial No. 87065949 - 8 - sufficient information to determine the nature and classification such that notice of potential conflicts, as required by Section 2(d) of the Trademark Act, is given. We consider next Applicant’s first proposed amendment by which Applicant seeks to amend the recitation of services to: Emergency response planning services to provide consultation and information regarding emergency personnel, ships, vessels and equipment, to notify emergency personnel, ships, and vessels when appropriate, and to mobilize emergency personnel, ships, vessels and equipment, all of the foregoing in response to oil and gas well control and oil and gas well blowouts in Class 45. The Examining Attorney found the proposed amendment unacceptable because the wording bolded above exceeds the scope of the original identification as the original identification did not include or encompass planning, consultation, or providing information. He also maintains that the wording “providing consultation regarding emergency personnel” is indefinite because it could refer to a variety of services. In making our determination as to whether this language exceeds the scope of the original identification, we look to the ordinary meaning of the words. See TMEP § 1402.07(a). When so considered, we find that instead of clarifying the nature of its “emergency response services” which, as the original identification particularizes, entails some type of provision, notification and mobilization of people, ships and equipment in response to oil and gas well control and blowouts, Applicant’s proposed amendment improperly expands the scope of the services by adding planning, consultation and information services. While the subject of these planning, consultation and information services involve oil and gas well control and blowouts Serial No. 87065949 - 9 - and, depending on the exact language, such provision of consultation and information services in the emergency response field may be allowable in Class 45, these more preparatory-type services are not encompassed by the actual emergency response services originally identified in the application. See e.g., In re Jimmy Moore LLC, 119 USPQ2d 1764 (TTAB 2016) (finding that pitch training and the educational seminars for baseball and pitching exceeded the scope of the original identification of “entertainment in the nature of baseball games”). The issue here is not whether Applicant’s proffered “planning” and “providing consultation and information” services are properly classified in Class 45, but whether these services are encompassed by the original identification. See 37 C.F.R. § 2.71(a). As explained, they are not. We now consider Applicant’s second proposed Class 45 amendment: Emergency response services that provide emergency personnel, ships, vessels and equipment to subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported; emergency response services to notify emergency personnel, ships, vessels and equipment for subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported; emergency response services to mobilize emergency personnel, ships, vessels and equipment for subscribers in response to oil and gas well control and oil and gas well blowouts that have been reported. Applicant states that it “separated the verbs ‘provide’, ‘notify’, and ‘mobilize’ as three distinct entries … in an attempt to … create a portion of the identification that the examiner would find acceptable.”6 6 7 TTABVUE 7. Serial No. 87065949 - 10 - A review of the proffered identification shows that besides indicating that the services would be provided to subscribers and that the oil and gas well control situations and blowouts are reported, additions that limit the scope of the services by identifying to whom and when they are to be provided, this identification, essentially restates the one originally filed, and suffers from the same deficiencies. We agree with the Examining Attorney’s assessment that the first clause is indefinite because it fails to sufficiently clarify the exact nature of the services and, “providing personnel” encompasses Class 35 services such as personnel placement, even if the personnel are engaged in the mitigation of oil well and gas well-related emergencies. Similarly, the wording “provide … ships, vessels” is overbroad because it encompasses multiple services which relate to ships, such as ship brokerage and piloting, both transportation services in Class 39. The wording “provide equipment” is also indefinite because it could refer to equipment brokering, leasing, or other activities relating to equipment. As to the second clause, the wording “emergency response services to notify personnel …” is overbroad because it does not specify how the notification takes place. It could describe a variety of services, including the provision of a website through which subscribers may be notified either of oil and gas well disasters or of emergency assets that are available to respond such disasters in Class 45 or, as previously discussed, services involving the transmission of emergency signals which would be classified in Class 38. Serial No. 87065949 - 11 - As regards the third clause, the wording “to mobilize”7 is also indefinite because it fails to specify what emergency response services Applicant provides that would ready personnel, ships and vessels to respond to oil well and gas well-related emergencies. At bottom, Applicant’s original and proffered amendments to the identification of services are not sufficiently definite to provide notice to the public of the nature and scope of the services for which Applicant seeks to register its mark and, by extension, their appropriate classification. As discussed, the wording “emergency response services” encompasses a variety of potential services, and Applicant’s attempts to specifically and concisely describe those services are inadequate. Applicant alternatively requested that in the event the Board did not accept Applicant’s second proposed amendment, the Board “should send the present application back to the Examiner with an explanation of which parts of the present application are allowable.” This remedy is not available to Applicant and, accordingly, Applicant’s alternative request is denied.8 “If the Board finds that the application as 7 “Mobilize” is defined, in part, in Merriam Webster’s on-line dictionary as “to marshal (something, such as resources) for action.” https://www.merriam- webster.com/dictionary/mobilize, last accessed September 19, 2018. The Board may take judicial notice of dictionary definitions, including online dictionaries that exist in printed format or have regular fixed editions. In re Cordua Rests. LP, 110 USPQ2d 1227, 1229 n.4 (TTAB 2014); Threshold.TV Inc. v. Metronome Enters. Inc., 96 USPQ2d 1031, 1038 n.14 (TTAB 2010); In re Red Bull GmbH, 78 USPQ2d 1375, 1377 (TTAB 2006). 8 We note that an option affording a broader scope of possible relief for Applicant would have been a timely petition to the Director under 37 C.F.R. §§ 2.146(a) and 2.63(b). While questions of substance arising during the ex parte prosecution of an application are not appropriate subject matter for a petition to the Director, 37 C.F.R. § 2.146(b), requirements with respect to identifications of goods are generally regarded as petitionable matter. In re Stenographic Machines, Inc., 199 USPQ 313 (Comm’r 1978). Serial No. 87065949 - 12 - it now stands, including applicant's latest amended identification, is in acceptable form, the Board can reverse the examining attorney's refusal. However, the Board cannot … re-open the application for amendment of the identification by applicant. Moreover, the Board will not review a requirement for amendment of the classification of the goods.” In re Faucher Indus. Inc., 107 USPQ2d 1355, 1357 (TTAB 2013) (citing In re Tee-Pak, Inc., 164 USPQ 88 (TTAB 1969)); TMEP § 1703. As further discussed in Faucher Indus., “the applicant's best option for resolving the issue of the identification and classification of its goods (and, in our view, the only option having a good likelihood of success) would have been to engage in a more open and frank discussion with the examining attorney. Examination procedures provide ample time for discussion and resolution of the issues raised by an application.” Faucher Indus., 107 USPQ2d at 1358. Unfortunately, Applicant apparently did not avail itself of the opportunity to speak with the Examining Attorney on the telephone to resolve the identification issue.9 It is now too late to seek to do so. As a last comment, we feel compelled to address the excerpt from Applicant’s website referencing its RESPONSE 360 services, made of record by the Examining Attorney and shown below. 9 Although we note that the Examining Attorney invited Applicant to participate in telephone discussions, he could have initiated the calls. Serial No. 87065949 - 13 - A review of this excerpt leads us to surmise that Applicant may have intended to register its mark for the services of providing information to subscribers on the availability of personnel, ships and equipment to respond to oil and gas well control and oil and gas well blowouts, although the excerpt fails to disclose how such information is conveyed, for example, by computer software. However, such services would not have fallen within the scope of the original recitation and, in any case, the exact nature thereof is not discernable. When the Examining Attorney broached this possibility, Applicant essentially responded that the relevant discussion in this appeal is whether any of its proffered identifications should be allowed. Applicant is correct that that is the matter before us, but is reminded that its duty is to identify the services for which it seeks registration and, in so doing, be as accurate as possible. We conclude that the Examining Attorney needed more information in order to determine not only the precise nature of Applicant’s services, but their correct classification. For the reasons explained above, we find that the various Serial No. 87065949 - 14 - identifications proffered by Applicant are indefinite and do not contain enough information so that classification of the services is not “difficult or ambiguous.” TMEP § 1402.01(a). Decision: The refusal to register Applicant’s mark RESPONSE 360 is affirmed. Concurrence By: Bergsman, J., concurring. While I agree with the result reached by the majority, I am dismayed it appears that neither the Examining Attorney, nor Applicant, picked up the telephone to discuss the recitation of services; instead, they were content to use Office Actions, responses, and emails to communicate at each other, rather than with each other. See Faucher Indus. Inc., 107 USPQ2d at 1358 (“applicant’s best option for resolving the issue of the identification and classification of its goods (and, in our view, the only option having a good likelihood of success) would have been to engage in a more open and frank discussion with the examining attorney. Examination procedures provide ample time for discussion and resolution of the issues raised by an application.”).10 The September 22, 2016 Office Action is illustrative. The Examining Attorney explained that the original recitation of services was indefinite for the following reason: The wording “emergency response services” by itself is not sufficiently definite because such services encompass a variety of services related to emergencies. If the applicant communicates notifications of emergencies, for example, 10 While the Examining Attorney and the Applicant at various times discussed having a telephone conference, the record does not reflect that they had a telephone conference. Serial No. 87065949 - 15 - the services may be a type of telecommunication service, in which case the type of communication must be indicated and any scope limitations in the original wording must be maintained. The communication activity would determine the correct classification even though the field or subject matter of the communication is related to emergencies. Conversely, if the services involve alarm monitoring, the activities would constitute a Class 45 service and might be described by the following potentially-relevant wording, for example: Class 45 Emergency response alarm monitoring services, namely, monitoring of alert devices by a remote monitoring center for the dispatch of emergency public health and security services and notification to third parties11 “Emergency response services” that encompass a variety of services related to emergencies could be a comprehensive term used to identify such activities in the same way that “medical services” is a broad term that encompasses, inter alia, medical imaging services, medical assistance services, emergency medical services, etc.12 The majority referred to the Examining Attorney’s brief to explain the basis for holding the original recitation of services indefinite, rather than the September 22, 2016 Office Action. Had Applicant had the benefit of that well-reasoned explanation from the brief, it might have led to the resolution of the recitation of services issue. By the same token, Applicant did not telephone the Examining Attorney and ask, “What are you talking about?” Acting on the Examining Attorney’s “indefinite” explanation, Applicant proceeded to dig itself into a deeper hole until it appealed the 11 TSDR 2. The citation to the TSDR database is to the downloadable .pdf format. 12 We assume that it is not because Applicant did not explain that “emergency response services” is a term of art. Serial No. 87065949 - 16 - requirement for an amended recitation of services, instead of petitioning the requirement. See footnote 8 supra. From my perspective, the Examining Attorney and Applicant wasted a lot of time and energy by not using the telephone to communicate with each other. Copy with citationCopy as parenthetical citation