The Faulhaber Co.Download PDFNational Labor Relations Board - Board DecisionsJun 21, 1971191 N.L.R.B. 326 (N.L.R.B. 1971) Copy Citation 326 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The Faulhab 'er Company and International Union, United Automobile , Aerospace and Agricultural Im- plement Workers of America , UAW. Cases 8-CA- 5877, 8-CA-5928, and 8-RC-7840 June 21, 1971 DECISION, ORDER, AND DIRECTION OF SECOND ELECTION BY MEMBERS FANNING, BROWN, AND KENNEDY On March 24, 1971, Trial Examiner Lloyd S. Gree- nidge issued his Decision in the above-entitled con- solidated proceeding, finding that Respondent had en- gaged in certain unfair labor practices alleged 'in the complaints and recommending that it cease and desist therefrom and take certain affirmative action, as set forth in the attached Trial Examiner's Decision. He further found that Respondent had not engaged in cer- tain other unfair labor practices alleged in the com- plaints and recommended that such allegations be dis- missed. The Trial Examiner also found that Respondent's unlawful conduct had interfered with the election held on June 17, 1970, in Case 8-RC-7840 and recommended that the election be set aside. Thereafter, Respondent filed exceptions and a supporting brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its powers in connection with this proceeding to a three-member panel. The Board had reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and brief, and the entire record in this proceeding, and hereby adopts the findings, conclusions, and recommendations of the Trial Examiner.' ' Respondent excepts to certain of the Trial Examiner's credibility reso- lutions It is the Board's established policy, however, not to overrule a Trial Examiner's credibility findings unless, as is not the case here, the preponder- ance of all the relevant evidence convinces us that they are incorrect. Stan- dard Dry Wall Products, Inc., 91 NLRB 544, enfd. 188 F.2d 362 (C.A 3) We find without merit Respondent' s allegations of bias and prejudice on the part of the Trial Examiner. There is no basis for finding bias or partiality because the Trial Examiner resolved important factual conflicts arising in this proceeding in favor of the General Counsel's witnesses As the Supreme Court has stated, "total rejection of an opposed view cannot of itself impugn the integrity. . of a trier of fact." N.LR.B. v. Pittsburgh Steamship Com- pany, 337 U.S. 656, 659. We hereby correct the following inadvertent error in the first sentence in section III, B,l,e of the Trial Examiner's Decision. "Stephens" should be changed to "Stevens " ORDER Pursuant to Section 10(c) of the National Labor Re- lations Act, as amended, the National Labor Relations Board adopts as its Order the recommended Order of the Trial Examiner and hereby orders that Respondent, The Faulhaber Company, Monroeville, Ohio, its offic- ers, agents, successors, and assigns, shall take the ac- tion set forth in the Trial Examiner's recommended Order. IT IS FURTHER ORDERED that those allegations in the complaints as to which no violations have been found are hereby dismissed. IT IS ALSO FURTHER ORDERED that the election held on June 17, 1970, in Case 8-RC-7840 be, and it hereby is, set aside. [Direction of Second Election' omitted from publica- tion.] 3 In order to assure that all eligible voters may have the opportunity to be informed of the issues in the exercise of their statutory right to vote, all parties to the election should have access to a list of voters and their ad- dresses which may be used to communicate with them. Excelsior Underwear Inc., 156 NLRB 1236; N.L.R.B. V. Wyman-Gordon Co., 394 U S. 759. Accordingly, it is hereby directed that an election eligibility list, containing the names and addresses of all the eligible voters, must be filed by the Employer with the Regional Director for Region 8 within 7 days after the date of issuance of the Notice of Second Election by the Regional Director The Regional Director shall make the list available to all parties to the election. No extension of time to file this list shall be granted by the Regional Director except in extraordinary circumstances Failure to comply with this requirement shall be grounds for setting aside the election whenever proper objections are filed TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE LLOYD S. GREENIDGE, Trial Examiner: This consolidated proceeding was heard at Norwalk, Ohio, on January 13 and 14, 1971; it had its roots in efforts of International Union, United Automobile, Aerospace and Agricultural Implement Workers of America, UAW, herein called the Union or Peti- tioner, to become the exclusive bargaining representative of employees of The Faulhaber Company, herein called the Re- spondent, the Employer or the Company. The representation proceeding in Case 8-RC-7840 was initiated by a petition filed by the Union on May 6, 1970, for an election in a unit of the Employer's production and maintenance employees. It was followed first by a Stipulation for Certification upon Consent Election entered into by the Employer and the Union and approved by the Regional Director for Region 8 of the Board on May 27, and then by an election on June 17, which the Union lost' and to which it filed timely objections. The complaint in Case 8-CA-5877, which was amended dur- ing the hearing, issued on July 14, 1970; the complaint in Case 8-CA-5928, which was also amended during the hear- ing issued on July 31, 1970, and was simultaneously there- with consolidated with Case 8-CA-5877; the consolidated complaint in Cases 8-CA-5877 and 5928 was consolidated further with Case 8-RC-7840 on December 11, 1970. The complaint in Case 8-CA-5877 is based on a charge and an amended charge filed on May 27 and July 2, 1970, respec- ' Of approximately 198 eligible voters, 187 cast ballots , of which 82 were for the Union, 96 against , 8 were challenged , and 1 was void. The challenged ballots were insufficient in number to affect the results of the election. 191 NLRB No. 49 THE FAULHABER COMPANY 327 tively; and the part of the consolidated complaint relating to Case 8-CA-5928 is based on a charge filed on July 2, 1970. The questions presented are (1) whether the election should be set aside because of conduct affecting the results of the election; (2) whether Respondent, in violation of Section 8(a)(1) of the Act, interfered with, restrained, and coerced employees in the exercise of their Section 7 rights; and (3) whether Respondent, in violation of Section 8(a)(3) and (1) of the Act, discriminatorily discharged employee Jesse Rowe on or about April 21, 1970, discriminatorily refused to permit employee Martha Tackett to schedule a vacation on May 27, 1970, and discriminatorily reassigned employee Luther Thornsbarry on or about June 4, 1970, in each instance, for union-concerted reasons.' Respondent denies that it has en- gaged in any of the unfair labor practices alleged herein. Upon the entire record, including my observation of the witnesses, their attitude and demeanor while on the witness stand, and after due consideration of the briefs of the General Counsel, the Respondent, and the Union, I make the follow- ing: FINDINGS OF FACT I THE BUSINESS OF THE RESPONDENT The amended complaints allege, and Respondent admits, that it is a wholly owned subsidiary of Persons-Majestic Mfg. Co., a Massachusetts corporation; that it is engaged in the manufacture of saddles for bicycles; and that annually it ships goods valued in excess of $50,000 directly from its place of business in Monroeville, Ohio, to points located outside the State of Ohio. I find upon the foregoing, as Respondent also admits, that Respondent is engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II THE LABOR ORGANIZATION INVOLVED Respondent admits, and I find, that International Union, United Automobile, Aerospace and Agricultural Implement Workers of America, UAW, is a labor organization within the meaning of Section 2(5) of the Act. III. THE UNFAIR LABOR PRACTICES A. Background and Issues Prefatorily, it should be stated that the amended com- plaints further allege and the answer admits that, at all times material herein, the following named persons have been and are agents of the Respondent acting in its behalf, and super- visors within the meaning of Section 2(11) of the Act: Vice President and General Manager Martin J. Bird, Plant Super- intendent Robert Tupps, Pressroom Supervisor Delmer Ste- vens,' and Supervisor Richard Cheek. In late March or early April 1970, a number of employees dissatisfied with conditions of employment in the pressroom presented their grievances to Plant Superintendent Tupps. The chief spokesman for the employee group was Luther Thornsbarry, an alleged discriminatee, who had arranged the meeting. At the meeting, attended by Tupps and employees Thornsbarry, Jesse Rowe, Carl Deskins, and Williard Boers, Thornsbarry complained about Supervisor Stevens' treat- ment of the employees, called the pressroom a "madhouse" and predicted that "there will be a union here if the place isn't straightened out." In response, Tupps declared that if some- thing like that were to happen he would be the first to know. Thornsbarry got up to leave but Tupps asked him to remain as "nothing was settled yet." Rowe, another alleged dis- criminatee, then remarked that there was no reason to remain because "anything the setup man had said, it had gone in one ear and out the other." Dissatisfaction continued unabated and shortly after the said meeting employees Rowe, Ruth Bloomfield, Martha Tackett, and Juanita Drennen contacted International Or- ganizer Hugh Smith and requested the assistance of the Union in organizing the employees. Smith told them that it was necessary to obtain signed authorization cards and sug- gested a meeting of the employees . An organizing committee was established the first part of April and approximately 16 meetings were held between April and June 17, all except the last at the Union's office in Clyde, Ohio, about 17 miles from the plant. According to Rowe, from the start of the organiza- tional campaign, he carried union authorization cards in his front shirt pocket while at work with the Union's seal thereon exposed and visible. Rowe was assisted in his organizing efforts by Bloomfield and Thornsbarry. All distributed union authorization cards in the plant and parking lot during break- time and after working hours. Bloomfield testified that she and Rowe together obtained about 85 signed cards. Rowe claimed credit for only 20 to 25.1 From the date of the posting of the Labor Board's notice of election to the date of the election, Thornsbarry wore a large button while at work with the words "Join UAW Vote" on its face and carried a pencil holder in his pocket with UAW insignia and the word "Join" prominently displayed on its surface. It is apparent that, as early as late March or the beginning of April, Respondent was aware of the leadership roles of Thornsbarry and Rowe in the employees' concerted activi- ties. Vice President Bird readily acknowledged that on June 5 when he presented Thornsbarry with the option of becom- ing a foreman on a second shift to be instituted sometime in the future or reverting to his old position as punch press operator, he knew Thornsbarry was close to the Union. The 8(a)(1) issues alleged in the amended complaints herein relate to whether during the period between the filing by the Union of its representation petition on May 6 and the election on June 17 Respondent, through its supervisor Delmer Stevens, engaged in one or more of the following acts: threat to an employee by advising that he would be required to perform additional tasks if the Union got in and threat to an employee by advising that she would be bumped from a favored job if the Union got in but would be permitted to stay on the job if she voted against the Union. Additional 8(a)(1) issues alleged in the amended complaints raise questions as to whether during the period before the filing of the petition, namely, on or about April 7, and also on numerous occasions thereafter, Respondent, through its Supervisors Stevens and Richard Cheek, engaged in one or more of the following acts: threats to employees of discharge, of plant closure, or of removal of the plant because of their union activity; threats to discharge and harassment of employees who wore union buttons and/or badges; telling employees they could not wear union buttons and/or badges while allowing employees, gen- erally, to wear a campaign hat distributed by the Respondent containing an antiunion message; creating the impression that the union activities of the employees were being kept under surveillance; and keeping under surveillance the Union's hall, at a time when some of its employees were attending a union meeting there. And, finally, the amended ' At the hearing, I granted the motion of the General Counsel to with- draw paragraph 9 of the complaint in Case 8-CA-5928 and all references thereto in paragraphs 10 and 12 thereof. ' In May 1970, the Employer had a work force of about 198 employees ' The spelling of this name is corrected, sua sponte, to read as it appears but, as of the time of the hearing, the number had dropped to approximately above. 155 328 DECISIONS OF NATIONAL LABOR RELATIONS BOARD complaints present the issues of whether during the period before the filing of the petition, namely, on April 21, Re- spondent discriminatorily discharged Jesse Rowe for union- concerted reasons, and whether, subsequent to filing of the petition on May 6 and before the election on June 17, Re- spondent discriminatorily refused to permit Martha Tackett to schedule a vacation and discriminatorily reassigned em- ployee Luther Thornsbarry from a job of die setter to one of punch press operator for union-concerted reasons in each instance. Case 8-RC-7840, one of the consolidated cases herein, involves the issue of whether the Union's objections to the election have merit and warrant setting the election aside. Insofar as the objections allege threats to close the plant in the event the Union won the election, threats to discharge employees who wore union badges, threats to increase the workload of employees who voted for the Union, and reduc- tion of an employee from die setter to punch press operator, these allegations parellel those in the amended complaints herein. However, additional issues raised by the objections, and not specifically covered by the amended complaints, are whether the Employer promised its employees promotions if they voted against the Union, made misrepresentations by telling employees that the UAW was a communist organiza- tion, and intimidated employees by insisting that they had no right to vote in the election. B. Findings of Fact and Conclusions of Law as to Interference, Restraint, and Coercion 1. The allegations of Section 8(a)(1) violations in the complaint in Case 8-CA-5877, as amended a. Paragraphs 7(a), (b), (c), and (e) of this amended com- plaint allege in substance that on or about April 7, 1970, and on numerous occasions thereafter, Supervisor Stevens threat- ened employees by advising them that the Respondent would get rid of its employees and close and move its plant to Massachusetts if the employees did not cease their activities on behalf of the Union or if the Union got in. The General Counsel adduced testimony by Juanita Drennen, Eugene Kifer, Luther Thornsbarry, Fred Isaac, and Martha Tackett in this regard. Drennen testified that, about 2 weeks before the election while at her press, Stevens approached and de- clared that "if the Union got in-they [the Company] would move away." Kifer related that, on an uncertain date proba- bly before the election, Stevens informed him that if the Union got in Respondent "would shut the Company down" and then asked "what would I do because I was too old to get another job." Thornsbarry recounted, in this connection, that about 1 week before the election while in the restroom, Stevens asked Thornsbarry in the presence of employee Carl Deskins whether the employees would go out on strike if the Union got in and Thornsbarry answered in the negative. Stevens then stated that Mr. Persons, owner of the Company, had said "the Union broke him in Massachusetts and that they damn well weren't going to break him here and that he would close the doors down." In a like vein, Isaac reported that, about 1 week before the election, Stevens pulled into Isaac's driveway, called Isaac to his car and said, inter alia, "if the Union gets in, we are going to shut the doors. I have the papers in my office and it says they are going to close down the factory if the Union get in." Tackett recalled a conversation with Stevens advised that "if the Union got in one day, the plant would close down next." Pressed for an explanation Stevens declared that "Mr. Persons said that a union would never get in his place." Stevens did not specifi- cally deny the testimony of Drennen, Kifer, Thornsbarry, Issac, or Tackett. Questioned as to whether he made the statements attributed to him by these witnesses, Stevens tes- tified that Drennen had asked whether she and others would be fired if the Union became the bargaining agent of the employees and he had replied in the negative . As to the statements imputed to him by the other witnesses , Stevens evaded the question and related that unidentified employees had inquired whether the plant would close if the Union got in and he had replied that he "just heard rumors .among the employees and as far as I knew the company wasn 't going to do that." Stevens also related that unidentified employees, the same or others, had told him that they were going to ask for $3.50 to $4 . 50 per hour and that his only response was that he did not know whether the Company could afford to in- crease wages. Stevens was the only witness for the Respond- ent on this phase of the case and , at virtually every significant point, his testimony conflicted with that of the other wit- nesses. In part because of his demeanor-he was clearly a man obsessed with anger, emotionally volatile, and person- ally hostile to the other persons, involved in the events-and in part because of an incredible proclivity to turn questions into unrelated matters and thus to avoid addressing himself to the merits of the issues , I am unable to credit him. In addition , Stevens' testimony with respect to an essential ele- ment in another phase of this proceeding was evasive and self-contradictory . Thus, questioned as to whether he was aware of the Union 's organizing efforts before the discharge of Rowe, Stevens vacillated, evaded and, at one point, tes- tified that just before the discharge he heard rumors that the Union was attempting to organize . However , inexplicably Stevens changed his testimony shortly thereafter and averred that it was not until sometime subsequent to the discharge that he first heard such rumors. In light of the foregoing, as well as demeanor , I regard Stevens ' testimony as generally unworthy of reliance and credit it only when it conforms with other credited testimony or constitutes an admission against Respondent 's interest. In view of the circumstantiality of the foregoing employee testimony and on the basis of demeanor considerations, I credit such testimony . Accordingly, I find, on the entire record, that Stevens made it crystal clear to the aforenamed employees that the Union 's presence in the plant would cause the Respondent to close the plant and move away, thereby making threats that this would be the consequence of a vic- tory by the Union in the coming election . And, I conclude, and find further , that the foregoing conduct interfered with, restrained , and coerced employees in their Section 7 rights in violation of Section 8(a)(1) of the Act. b. Paragraph 7(d) of this amended complaint alleges that, on or about April 7, 1970, and on numerous occasions there- after, Supervisor Stevens threatened employees by telling them that the Respondent would discharge employees who supported the Union 'and hire new employees to replace them. In this connection , the General Counsel offered , testimony by employees Fred Isaac, Eugene Kifer, and Ruth Bloomfield to the following effect: The day following Rowe's discharge on April 21 and while on the way to work in Stevens' car, Stevens announced to Isaac and others that he had "canned" Rowe, warned that 'he would get rid of Thornsbarry and Deskins as well, and stated that, "there is going to be a lot more new faces before this thing is over." On an unknown date probably before'the election, Stevens told Kifer "all old faces would be fired off and they [the Company ] would get new ones." One week before the election, Stevens cautioned Bloomfield "to give up this Union," asked "what has it done for you?," declared "Its a bunch of [a foul word]," and stated "If we find anyone else soliciting cards we are going to fire them." THE FAULHABER COMPANY 329 Stevens testified on behalf of the Respondent and denied generally the aforestated complaint allegation. Accordingly, since Stevens did not specifically dispute Bloomfield's tes- timony that Stevens had a conversation with her as to the consequences to employees of continued support of the Union, and since Bloomfield impressed me as a more reliable witness that Stevens, I credit her and find that conversation took place and that her testimony accurately reflects what Stevens said to her on that occasion. Accordingly, I find that Stevens threatened Bloomfield with discharge in the event she continued her activities in support of the Union. Respondent thereby violated Section 8(a)(1) and I so find. I deem it un- necessary to determine, however, what if anything Stevens said to Issac or Kifer on April 21 and on some other date before the election. For the purpose of this decision it will be assumed, without deciding, that Stevens made the statements attributed to him by Isaac and Kifer. If uttered, they cannot in my judgment reasonably be construed as threats of reprisal for the following reason. There is no showing that Isaac knew what Stevens meant by the statement "there is going to be a lot more new faces before this thing is over" or that Kifer was aware of the meaning of the remark "all new faces would be fired off and they would get new ones." Consequently, the statements are ambiguous in nature and no significance ad- verse to the Respondent may be attached to them. Accord- ingly, I find that this part of the allegation in paragraph 7(d) of the amended complaint has not been sustained. c. Paragraph 7(f) of the amended complaint alleges that, on or about April 7 and on numerous occasions thereafter, Supervisor Stevens harassed and threatened employees by advising that those who wore union buttons and/or badges would be fired. In support thereof the General Counsel relies on the testimony of Martha Tackett, Ruth Bloomfield, and Fred Isaac to the following effect: About 2 weeks before the election while Tackett was at her station with a union badge on her clothing, Stevens approached and, according to Tack- ett, directed that she not talk to anyone, cautioned Tackett to watch herself, and warned that he would fire her at the first opportunity. Bloomfield testified, corroborated in certain par- ticulars by Tackett, that, on or about May 27 while Bloom- field, Tackett, and Deskins were checking in, Stevens walked up to them and asked why they were wearing union badges and why they continued to support the Union as it was not going to win. After this, Stevens forceably removed the badges from the apparel of those employees and said, "I hope by God you have permission to wear them," adding "By God, you better prove it or you are going out the door." To this, Bloomfield replied "All the proof we need is on the bulletin board," referring to the Labor Board's notice of election. Stevens rejoined "you have to have more proof than that." The conversation ended with Bloomfield imploring Stevens "to stay off her back" and Stevens rejecting the plea with the statement "I'll stay on your back until it is dragging." On June 10 or 19, Isaac was wearing a union badge during his work shift. Sometime that day Isaac had occasion to enter Stevens' office and while there Stevens said "Fred you know the company has been awful good to you and the next time you get in jail you know that you no longer will have a job here with the Company if you keep on wearing them union badges ... you know that we don't want a union in here,"5 adding "you better pull off those badges." Isaac complied with the directive. There is no evidence of any rule which prohibited conversations during working hours or barred the display of a badge or button on company property. As to the latter, Isaac testified credibly that he has displayed a button in the plant area with the inscription-"Kiss me, I'm sweet" -without censure or reproach. Stevens denied generally having conversations with Tack- ett, Bloomfield, and Isaac as reported above and gave tes- timony concerning an alleged conversation with Thornsbarry about whether the latter had the right to wear a union badge. I credit the employee testimony over that of Stevens'. The failure of Stevens to specifically deny telling Bloomfield, Isaac, and Tackett, directly or by implication, that they would be fired if they continued to wear union badges or to deny confiscating union badges worn by Bloomfield, Tackett, and Deskins warrants the finding-which I now make-that Stevens had such conversations and that he said and did what Tackett, Bloomfield, and Isaac reported in their testimony. Accordingly, I find that Respondent violated Section 8(a)(1) of the Act by the following conduct of Supervisor Stevens: (1) Directing Tackett, about 2 weeks before the election and at a time when she was wearing a union badge, not to talk to anyone, cautioning her to watch herself, and warning that he would discharge her at the first opportunity. As there is no evidence of a company rule forbidding conversations during working hours, the only purpose of the directive was to deter Tackett in the exercise of a statutory right. (2) Forceably detaching union badges from the apparel of Bloomfield, Tackett and Deskins, on or about May 27 while these em- ployees were in the plant area, coupled with the remark that they would be discharged if they continued to wear union insignia without permission. Inasmuch as there is no evidence of a company rule barring the display of badges during work- ing hours, Stevens' remark was calculated to inhibit em- ployees in the exercise of their Section 7 rights. (3) Directing Isaac, on June 10 or 19 while Isaac was in Stevens' office, to remove a union badge from his clothing coupled with a re- minder that the Company had done Isaac a favor by reem- ploying him following his release from jail. The reminder was in fact a threat that, in a like event, the Company would not again employ Isaac if he continued to wear a union badge. d. Paragraph 7(g) of the amended complaint alleges that, on or about April 7, 1970, and on numerous occasions there- after, Supervisor Stevens threatened employees by advising that they could not wear union buttons and/or badges evi- dencing support for the Union while allowing employees, generally, to wear hats distributed by the Respondent con- taining an antiunion message. Insofar as this paragraph al- leges threats against employees who wore union badges, such allegation was considered and resolved in paragraph 7(f) su- pra. The remaining portion of the allegation in paragraph 7(g), namely, permitting employees generally to wear hats distributed by the Respondent is examined infra. In this re- gard, the General Counsel adduced testimony by Bloomfield. According to Bloomfield, about 1 week before the election, the Company purchased a number of hats' and place them on top of a safe in the plant area to be picked up by the em- ployees. She gave the following account of an incident which occurred shortly after the hats were made available: Bloom- field left her station to procure a hat but was stopped by Stevens who advised that "Bob Tupps said everybody in here could wear one of these but Thornsbarry and you, and if you two wore them, you would be fired over it." I credit the foregoing testimony of Bloomfield over the general denial of Stevens and find that Stevens made the statement attributed to him by Bloomfield. Accordingly, I find Stevens' statement that Bloomfield would be discharged if she wore the Company's campaign hat was a threat of S Isaac was incarcerated for driving an automobile at a time when his license was suspended. 6 The parties stipulated that the hats were made of styrofoam material and carried a white sweatband with the inscription "Vote No" in red letter. mg. 330 DECISIONS OF NATIONAL LABOR RELATIONS BOARD retaliation for her known support of the Union or, alterna- tively, a denial of her right to change her mind and support the Company in its campaign against the Union. In either event, by this statement of Stevens, Respondent interfered with the Section 7 rights of employees in violation of Section 8(a)(1). Additionally, I find that Respondent interfered with the employees' organizational activities by inviting display in the plant of its campaign hat with an antiunion message while barring display of union insignia. The employees could only view the disparate treatment of antiunion and prounion solic- itation as harassment and an integral part of the Company's campaign formally instituted only about 1 week before the election. e. Paragraph 8 of the amended complaint alleges that on or about June 14, 1970, Supervisor Stephens threatened an employee by advising that he would be required to perform additional tasks if the Union got in. Employee Fred Isaac testified, in this regard, that about 5 p.m., June 10, Stevens drove up to Isaac's house, called him, and then said "Fred, you know if the Union goes in over there ... two more jobs will be added to your work as a stockboy. ... " Continuing Stevens warned "You better not vote for it. You will have two more jobs." As to the foregoing, Stevens generally denied the complaint allegation then explained that, on the day in ques- tion, he stopped at Isaac's house because the hood on Isaac's car was up and he thought Isaac was having trouble; and, that, following an inspection of the car, Stevens reported to Isaac that the belt on the power steering was broken. After this, Isaac complained of being overworked on the job and requested assistance; announced that he had changed his mind about voting for the Union and expressed a desire to see Tupps; and in the end stated he was afraid of losing his job. As to the job, Stevens reminded Isaac that the Company had held it open for 1% months while Isaac was in jail. Stevens gave testimony concerning the nature of his conversation with Isaac but I am not persuaded that he reported the entire conversation. Significantly, Stevens failed to specifically deny that he told Isaac he would have two additional jobs if the Union were successful in the election or to deny that he directed Isaac to vote against the Union. I have found from other testimony of Stevens in the record that he has a propensity for evasive statements whenever he believes a'truthful answer might incriminate him. This is another such instance. In these circumstances, I credit the foregoing testimony of Isaac. Testimony of Stevens at vari- ance therewith is not credited. Accordingly, I find Stevens' remarks to Isaac that Isaac's workload would be increased if the plant were unionized and his admonition to Isaac not to vote for the Union were deliberately calculated to deter Isaac from engaging in union activity. I conclude, therefore, that by Stevens' conduct on this occasion Respondent violated Sec- tion 8(a)(1) of the Act. f. Paragraph 9 of the same amended complaint alleges that, on or about June 16, 1970, the day before the election, Super- visor Stevens threatened an employee by advising that she would be bumped from a job she favored if the Union got in but would be permitted to remain on the job if she voted against the Union. The General Counsel adduced testimony in this connection by employee Drennen. Drennen testified, on direct examination, that Stevens approached her sometime the morning of June 16 and asked whether she liked the press she was operating; Drennen replied in the affirmative and explained that she "can' make piece rate easier" on the press referred to by Stevens than on the one to which she was regularly assigned. At this, Stevens stated that "if [Drennen] voted for the Company [she] can run this machine all the time [but] if the Union got inl they could bump her off this press." Drennen 's response was that she would vote her conscience. During cross-examination, however, Drennen added a fur- ther statement by Stevens to the effect that an employee with greater seniority might be assigned to the press, presumably, in the event of a union victory. Thus, she was asked and answered: Q. Did he also tell you that because of the other employees having more seniority that you may not run the press because of someone with more seniority. A. Yes. In regard to the foregoing, Stevens acknowledged having had a conversation with Drennen on the morning of June 16 but asserted that it was initiated by Drennen with a question as to whether she could keep her job "if the Union got in" to which Stevens responded in the affirmative. The accounts given by Drennen on direct and cross-exami- nation are complimentary, not inconsistent, and I am satisfied that her version of the conversation itself is more reliable than that of Stevens. I therefore credit her testimony. While Dren- nen's first account fails to attribute to Stevens any reference to seniority, I am convinced that the omission was inadver- tent and that her testimony, when read together, accurately reflects what Stevens said with regard to a union victory and other matters. In the light of the foregoing, I find that Ste- vens' statement that Drennen would be permanently assigned to run the press she favored if she voted for the Company was a promise of benefit to induce her to reject the Union.' His accompanying remark that Drennen might be "bumped" from the press by a more senior employee in the event the Union won the election was not a reasonable prediction based on "objective fact" but instead an implied threat of economic reprisal in the form of the loss of a preferred job.' In truth, it is apparent that no economic demands had as yet been made by the Union upon Respondent. It is found, therefore, that by the above-described conduct of Stevens Respondent violated Section 8(a)(1). 2'. The allegations of Section 8(a)(1) violations in the complaint in Case 8-CA-5928, as amended Paragraph 7 of this amended complaint alleges that on or about April 17 Supervisor Richard Cheek created the impres- sion that the union activities of the employees were being kept under surveillance by telling an employee he had observed that employee and other employees at a union meeting. Para- graph 8 of the amended complaint alleges that on or about April 27 Supervisor Cheek maintained under surveillance the Union's hall in Clyde, Ohio, at a time when some of Respond- ent's employees were attending a meeting therein . In support of the allegation in paragraph 7, employee Thornsbarry tes- tified that, after a union meeting on April 27, Jesse Rowe invitedThornsbarry, Tackett and Drennen out for drinks and that they walked to a bar down the street from the Union hall. The next day, Cheek approached Thornsbarry in the press- room and said "You went to the union meeting last night." Thornsbarry, acknowledged he had attended the meeting. Cheek then asked, in a jocular manner, "There were four of you weren't there?';' To this, Thornsbarry replied that there were about "four carloads." Cheek rejoined "Four is all I seen . I saw you going in a place of business down there" and, after this, proceeded to name the three individuals who had accompanied Thornsbarry to the bar. In support of the, alle- gation in paragraph 8, General Counsel offered testimony by employee Marie Fouke that the following occurred between ' Not specifically alleged but litigated . See Monroe Feed Store, 112 NLRB 1336, 1337 ° N.LR.B. v Gissel Packing Company, Inc, et at, 395 U.S. 575 THE FAULHABER COMPANY 331 4 and 4:15 p.m. on or about May 20.' On her way home following the end of her shift, Fouke drove by the side of the building where a union meeting was taking place and, while waiting at a stop sign, saw Cheek in a parked car. According to Fouke, Cheek was in the second car from the corner below an unidentified crossroad on North Main Street, Clyde, Ohio, and across from the union hall which is at the corner on the opposite side of the street. Called as a witness for the Re- spondent, Cheek denied the complaint allegations but did not seriously challenge the testimony of Thornsbarry or Fouke. In Cheek's version, on an unknown date, he left the plant to inspect certain chairs of an unidentified individual who lived south of Clyde.'° Enroute Cheek drove through Clyde and finally stopped at a spot across from an A & P store. Ques- tioned as to whether he was in Clyde about the time of the union meeting, Cheek replied "I don't know when the meet- ing was but if they were there, I would say I was there." Cheek went on to admit asking Thornsbarry, the day follow- ing the union meeting, who he was with the night before but then asserted that the question was prompted by prior inqui- ries from employee Ruth Stockmaster. According to Cheek, Stockmaster reported seeing the aforenamed employees enter a bar and inquired as to their marital status. Cheek also related that, at the time he questioned Thornsbarry about the meeting, he "assumed" Thornsbarry had attended a union meeting "because they had supposedly been holding meet- ings." In response to Cheek's question as to who he was with the night previous, Thornsbarry advised, according to Cheek, that "they were all over there," identified some of the in- dividuals who had attended, and finally said "I bet it was you." In Cheek's words, "I didn't say it was me or not me and grinned at him and walked on." Still later the same day, Cheek admittedly asked Tackett who 'she was with the night before. To this, Tackett replied, again according to Cheek, "Damn it I can't get away with nothing" and then inquired if Cheek was there. According to Cheek, his response to Tackett was "I didn't go into the town tavern." I infer from this statement of Cheek that he was outside the tavern. I credit the foregoing testimony of Thornsbarry and Fouke, as corroborated in part by admissions of Cheek. Tes- timony of Cheek inconsistent with the findings is not credited. In view of the unlikelihood that Cheek would happen by pure chance to park opposite the union hall at a time when a union meeting was being held, I reject his explanations and find that he went there for the purpose of surveillance and that he did in fact so engage. Moreover, I find that by the statement to Thornsbarry that Thornsbarry had attended a union meeting the night before, by inquiries of Thomsbarry and Tackett as to who they were with the night of the union meeting, and by naming the employees who were with Thornsbarry the night of the said meeting, Cheek knowingly gave these em- ployees reason to believe that he was engaging in surveil- lance." The fact that the statements to Thornsbarry were uttered in a friendly and casual manner does not lessen their unlawful effect. Accordingly, I find that by the foregoing conduct of Cheek Respondent violated Section 8(a)(1) of the Act. ' Considering the progression of events and attendant circumstances, I think it more likely that the events related by Thornsbarry and Fouke took place on the same day and that the date was April 27, as set by Thornsbarry. 10 In his spare moments, Cheek repairs chairs and other furnishings. The chairs in question allegedly belonged to a friend of a female employee " See Moore's Seafood Products, Inc., 152 NLRB 683-684. 3. The allegation in Case 8-CA-5877 of the discriminatory discharge of Jesse Rowe a. The nature and duration of Rowe's employment; his concerted and union activities12 Rowe commenced his employment with Respondent on June 8, 1964, and worked intermittently until April 21, 1970, the date of his discharge. During this period, Rowe quit his job on six different occasions but after each such voluntary termination was reemployed on a plea of need and a promise to work steady. His most recent term of employment with the Respondent began on June 17, 1968. On March 3, 1969, Rowe was promoted to group leader on the night shift and continued in this position until the shift was discontinued on October 14, 1969, at which time he was assigned the job of setup man on the day shift. On April 2, 1970, Rowe requested and was granted reassignment to the job of press operator, the position he held on April 21. At all times material herein, Delmer Stevens was his supervisor. In Stevens' view, Rowe was a satisfactory employee when on the job. Acknowledging absences on occasions, Rowe explained that on his return to work after each such absence the foreman would request an explanation, he would comply with the request, and that would end the matter. Moreover, Rowe testified, credibly and without contradiction, that about 1 month before his dis- charge Stevens and Tupps complimented him on his work and that one or the other stated that he was thinking of making Rowe a foreman when the night shift was rein- stituted. On March 17, 1970, Rowe was given a 3-day suspen- sion for leaving the plant without permission. As noted, Rowe was active in the employees' concerted activities and, at the meeting with Tupps in late March or early April, openly expressed his frustration at the Respond- ent's failure to alleviate some grievances. Shortly thereafter, Rowe, Bloomfield, Tackett, and Drennen contacted Interna- tional Organizer Smith for the purpose of discussing the feasi- bility of bringing the Union into Respondent's plant. Prior to his discharge, Rowe distributed from 20 to 25 union authori- zation cards in the plant during breaks and at lunchtime, and after work in an adjoining parking lot. Stevens has an office near the periphery of the production area but spends most of his time in the work area. However, Tackett testified that to her knowledge Stevens was not present when Rowe dis- tributed union cards in the plant. Rowe testified that every workday before his discharge he carried a packet of authori- zation cards protruding 1% inches above the top of his shirt pocket with the UAW seal thereon exposed and visible. There is no evidence, however, that any company official ever saw the protruding cards. b. The events leading to Rowe's termination; the termination of his employment On or about April 13, Rowe sustained an injury to his right hand as a result of an accident in the plant." Shortly after this, he was taken to a doctor and three stitches were required to close the wound. Later, the area became inflamed and his index finger went numb. Sometime between 10 and 10:30 a.m., Friday, April 17, Rowe approached Stevens in the restroom and, according to Rowe, requested permission to leave the plant to see his doctor and to procure license plates for his car. Stevens ac- knowledged that Rowe requested leave that morning but as- " Unless otherwise indicated, the findings in this section are based on exhibits and credited testimony which are either admitted or undisputed. " Rowe stuck a piece of steel into the palm of his hand somewhere between the second and third fingers. 332 DECISIONS OF NATIONAL LABOR RELATIONS BOARD serted that the only reason advanced by Rowe was a desire to purchase a set of license plates. Both agreed , however, that the request was denied. Shortly before noon Rowe again ap- proached Stevens, this time in his office and in the company of Bloomfield . Rowe had invited Bloomfield as a witness because of an alleged rumor that he would be discharged. On this occasion , according to Rowe and Bloomfield , Rowe told Stevens he was leaving to see the doctor about his hand and Stevens nodded indicating approval but said nothing ." Ste- vens tells a different story . At first Stevens testified that, following a second request for leave and another denial, Rowe directed a foul word toward him , announced he was leaving and left the plant at 5 p . m.15 Upon further questioning, how- ever, Stevens omitted the use of the foul language by Rowe and averred that, during the second encounter , Rowe stated that he would return to the plant in the afternoon (April 17) with a doctor 's slip and Stevens advised that he needed a slip to cover the absence. With regard to the foul word , Rowe did not recall using and Bloomfield did not hear any bad language at the time in question. I credit the foregoing testimony of Rowe as to his first encounter with Stevens on April 17 and the mutually corroborative testimony of Rowe and Bloom- field as to the second . Testimony of Stevens at variance with the findings is not credited , particularly so much as attributes to Rowe the use of foul language and asserts that Rowe left the plant at 5 o'clock , because Stevens vacillated in his ac- count of Rowe's remarks and his testimony is self-contradic- tory and improbable on its face. Rowe left the plant about noon on April 17 and returned to his home in Willard , where he asked his wife to call and request an appointment with the doctor for later that day. Josephine Rowe, Rowe's wife, was unable to arrange an ap- pointment for Friday so one was made for 4 p .m. Monday, April 20, the earliest available time and date. Still later the same, day, April 17 , Rowe went to Norwalk where he pur- chased a set of license plates. In accordance with the practice she had followed when reporting Rowe absent , Josephine Rowe called the plant about 10 a.m., Monday, April20, and advised that Rowe had an appointment with his doctor and would not report for work that day. In the afternoon of the same day, Rowe visited the doctor who removed the stitches and gave him a slip verifying the visit . According to credited and undisputed tes- timony of Bloomfield , sometime the same day (April 20), Stevens told her "there wasn't any use for [Rowe] to come back because he was fired." Tuesday, April 21, Rowe reported for work at his usual time, 6 a.m., and gave the doctor's slip to Stevens. Stevens told him that he would have to see Tupps before he could return to work. Tupps arrived about 8 a.m. and Rowe and Stevens then proceeded to Tupps' office. Initially, Tupps asked why Rowe had not reported for work on Monday and Rowe answered that it was because of an appointment with the doctor to see about the wound in his hand which was still causing him pain . At this, Tupps told Rowe he was fired for absenteeism and for "what he pulled on Friday" adding that he had pulled that stunt too many times . Rowe then turned to Stevens and asked "Is that right?" and Stevens replied "If Bob Tupps says you are fired , you're fired." Significantly, there was no mention at the exit interview of the use of foul language by Rowe. About 1% hours after Rowe's departure from the plant on April 21, Stevens approached Bloomfield at her station and said, according to credited testimony of Bloomfield not in dispute in this respect, "Get rid of the cards and this thing will blow over and if it don't we'll get rid of some more." Bloomfield asked if Stevens realized that the employees were acting "within [their] rights" but Stevens evaded and de- clared "We're going to get rid of the employees if this contin- ues," adding finally that "if the Union got in they [the Com- pany] would close the doors down and move to Massachusetts." Sometime the same day, April 21, Personnel Manager Michael Gula called the office of Dr. Camardese and Was informed by the nurse that Rowe did not have an appointment on Friday, April 17. A report entitled "Termination of Employment" was al- ledgedly prepared in the case of Rowe and signed by Tupps or Gula.16 In addition, Tupps prepared and submitted to Vice President Bird, on Bird's instructions, two reports detailing the basis for the discharge, one dated April 21, the other October 20." The first was admittedly altered" by the addi- tion of the following notation at the bottom thereof: "Jesse Rowe was discharged for the above reasons and not because he was connected with union activities, since at the time I was not aware of union activities being carried on in the plant." Further, the April 21 report refers to supporting memoranda by Stevens and Security Officer R. Ackerman but neither was presented at the hearing. c. Conclusions The complaint alleges that the Respondent discharged Rowe on April 21 because of his union affiliation and con- certed activities. Denying knowledge of Rowe's union affilia- tion, Respondent maintains that the discharge was for cause. On the basis of my findings that, at the meeting with Super- intendent Tupps in late March or early April, Thornsbarry and Rowe were active with fellow employees in presenting grievances to Tupps; that Thornsbarry stated at the said meeting that the plant would be_ organized if the employees' grievances were not alleviated; and that near the end of the meeting Rowe openly voiced his frustration to Tupps at the latter's failure to redress the grievances, I conclude and find that about 3 weeks prior to the discharge Respondent was fully aware of the leadership roles of Thornsbarry and Rowe in the employees' concerted activities. I have also found that subsequent to the said meeting Rowe actively promoted the Union by soliciting employee signatures to union authoriza- tion cards both on and off plant premises and by carrying such cards on his person while at work with the union em- blem exposed and visible. As -I infer and find from Stevens' statement to Bloomfield on April 20 and 21 taken together that Stevens was referring to Rowe's union activity when only l% hours after the discharge he directed Bloomfield to "get rid of the cards" and warned "we'll [the Company] get rid of some more" if the employees continued in their efforts on behalf of the Union, I reject Respondent's contention that it had no knowledge of Rowe's union activity prior to his dis- charge on April 21 and find to the contrary. However, in the face of what appears to be a formidable case in favor of the General Counsel, Respondent contends that the real reason 6 The actual report was not produced at the hearing, but see G.C. Exh 5 for a copy of the form. Rowe testified that he was unable to operate the levers on the lift truck " Bird acknowledged that additional reports are seldom prepared and, in to which he had been assigned because of excruciating pain in his hand fact, are quite rare 11 Rowe's work shift ends at 3 30 p in 11 Compare G.C. Exh. 6 and 9. THE FAULHABER COMPANY for Rowe's discharge was an act of insubordination to his foreman and an unexcused absence. Considering first the alleged instance of insubordination, I have previously found Stevens' testimony that Rowe directed a foul word toward him to be not credible. This finding is borne out by the fact that neither Stevens nor Tupps men- tioned the use of abusive language by Rowe at the final inter- view and there is no reference to it in either the April 21 or October 20 memorandum, each of which recites in detail the alleged basis for the discharge. The contention is totally lack- ing in merit. Turning next to the unexcused absence and the alleged decision to discharge Rowe for that reason. Tupps gave three different dates on which the decision was reached as follows: Tupps decided to fire Rowe (1) "pretty much on Friday afternoon"-April 17; (2) "on Monday morning when I found he had no appointment on Friday at the doctor's office; and (3) after Gula called the doctor's office. As to (1), the decision could not have been made on April 17 because Rowe had received permission from Stevens to leave the plant that afternoon, a fact later acknowledged by Tupps in his tes- timony on the stand and memorialized by Tupps in his April 21 and October 20 memoranda to Bird. As to (2) and (3), Gula did not call the doctor's office until Tuesday, April 21,19 and it is highly unlikely that he received a report from the nurse before Rowe's discharge about 8 a.m. on April 21. For his part, Stevens testified that the decision to discharge Rowe was not finalized until sometime during the exit interview on April 21 yet it appears from the credited account of Bloom- field that Stevens told Bloomfield on April 20 that Rowe was fired. Despite the inconsistencies and contradictions disclosed above, which raise serious questions as to the validity of the defense, Respondent insists that Rowe was discharged for an unauthorized absence. Although not clearly articulated, Re- spondent's defense appears to be that the discharge was prompted by Rowe's failure to produce a doctor's slip cover- ing his absence the afternoon of Friday, April 17, and also because he continued to stay away from work the following Monday, April 20. It is true that Rowe did not have a doc- tor's appointment at the time he requested and was granted leave on April 17. However, the fact that Rowe had no ap- pointment on April 17 and that his wife was unsuccessful in her attempt to arrange one for that day is immaterial as it appears from the credited account of Rowe that he was una- ble to continue on the job because of an injury to his hand sustained in the plant about 4 days prior thereto. Following a normal practice, Mrs. Rowe called the plant Monday morn- ing, reported that Rowe would be absent that day, and gave the reason therefor. In light of the foregoing, Rowe's explana- tion for his inability to produce a doctor's slip for Friday afternoon and for his absence on Monday seems entirely plausible. However, assuming the absence cannot be justified on the basis of a physical disability, it is clear that it was not inconsistent with Respondent's policy or Rowe's record. Thus, both Tupps and Gula acknowledged that the Respond- ent has a liberal policy with respect to absenteeism and, as to Rowe, company records reveal that from June 17, 1968 [the beginning of his last term of employment] to December 31, 1968, Rowe was away from the slant on 15 separate occasions without permission . Apparently between December 1968 and January 1970, there was a hiatus in his record of absenteeism and the initiation of a period of normal attendance. However, on January 19, 1970, Rowe resumed the practice of absenting himself from work but, except for a 3-day suspension on 19 See attachment to G.C Exh. 6. 333 March 17, 1970, no action was ever taken against him. Cer- tainly, Rowe's union activity did not require that the Re- spondent suffer repeated absences. But the Respondent had overlooked and tolerated excessive absences-before and, in spite of Rowe's record, rated him "very satisfactory" in December 1968, promoted him to group leader in March 1969, and suggested that it might make him a foreman about 1 month before his discharge in April 1970. In all these circumstances, I conclude and find that Rowe's inability to produce a doctor's slip to cover his absence the afternoon of April 17 and his failure to report for work on April 20 were not the real reason for his discharge. From the record as a whole, including the facts that Rowe was active in the Union; that Respondent had knowledge thereof; that, so far as appears, Respondent had not, except for the one instance in March 1970, taken disciplinary action against Rowe for absenteeism during his irregular tenure of employment of almost 6 years; that Respondent exhibited a union animus, as shown by the unfair labor practices already found herein; that Rowe was terminated in the midst of the Union's organizational campaign; and, considering too, Ste- vens' statements to Bloomfield shortly after the discharge- reported above and reviewed before-which graphically re- veal Respondent's true motivation in making the discharge, I conclude and find that the asserted reasons for the discharge were only pretexts to conceal the fact that Respondent dis- charged Rowe because of his union activity. I find further that Respondent thereby violated Section 8(a)(3) and (1) of the Act. Moreover, even if the record had shown that Rowe's absenteeism to some extent entered into Respondent's deci- sion to discharge him, I would still be constrained to find on all the facts that his union activity was also a motivating factor, in which event the discharge would still be unlawful.2° I have heretofore found that, within hours after Rowe's discharge on April 21, Stevens directed Bloomfield to "get rid of the cards", advised that "this thing will blow over [but] if it don't we'll get rid of some more", warned that "we're going to get rid of the employees if this continues" and finally declared that "if the Union got in [the Company] will close the doors down and move to Massachusetts." As these state- ments were clearly threats of reprisal for union activity, they are additional violations of Section 8(a)(1) of the Act and I so find and conclude. 4. The allegation in Case 8-CA-5877 of the discriminatory refusal to permit Martha Tackett to schedule a vacation Tackett was employed by the Respondent as a press opera- tor for a period of 2 years ending July or August 1970. As related above, she was active in the Union's organizational campaign. Tackett testified that on May 27 Stevens approached her and said "Your husband called and asked if you could have a vacation." Continuing Stevens declared, according to Tack- ett, that he would discuss the matter with Tupps but, after glancing at a union badge Tackett was wearing, asked "Are you going to vote for the Union?" Upon Tackett's assertion 20 N.L.R.B. v. Whitin Machine Works, 204 F 2d 883, 885 , (C.A 1); Magnolia Petroleum Company v . N.L.R.B., 200 F 2d 148 , 149 (C.A. 5), N.L.R.B. v. WTPJ, Inc., 268 F.2d 346, 347-348 (C.A. 5); N.L.R.B. v. J. H. Rutter-Rex Manufacturing Company, 229 F.2d 816,819 (C.A. 5); N.L.R.B. v. Associated Naval Architects, Inc., 355 F.2d 788, 792, where the Court of Appeals for the Fourth Circuit said , in part: The charge is sufficiently established if, in addition to an economic ground shown in the Labor Board hearing , there is proof from which the examiner may fairly find . that the layoffs were motivated by a purpose to interfere with union organizational activities. 334 DECISIONS OF NATIONAL LABOR RELATIONS BOARD that she intended to do just that Stevens advised that he "wouldn't do a damn thing for anyone that voted for the Union." Later Stevens returned to report that Tupps had said the he (Tupps) did not know when Tackett could take a vacation. On cross-examination, however, Tackett testified that, sometime later, Stevens also advised that he would pur- sue the matter and let her know her vacation date as soon as one was established. Tackett testified further that she re- quested a vacation beginning May 27 or 29 but instead re- ceived one commencing about the latter part of June and, in addition, a 3-week leave-of-absence.21 In regard to the forego- ing, Stevens testified that, in the latter part of May, Tackett requested a vacation; he told her he did not have a schedule but would inquire about the request and let her know; as soon as a schedule was established Tackett was so advised; she told him when she wanted to leave, was granted a week's vacation and concurrent therewith a leave-of-absence. I credit the tes- timony of Tackett and Stevens concerning Stevens' explana- tion for the delay in processing her vacation request and the steps he took with respect thereto. I also credit the remaining portion of Tackett's testimony relative to Stevens' inquiry as to whether she was going to vote for the Union. Testimony of Stevens in conflict with this finding is not credited. The General Counsel contends that Respondent violated Section 8(a)(3) and (1) of the Act by refusing to permit Tack- ett to schedule a vacation and that the refusal was dis- criminatorily motivated because Respondent's purpose in de- nying the request was to retaliate against Tackett for having evidenced support of the Union. I do not agree. The fact that the application was not granted at once was due to adminis- trative considerations involving the scheduling of work and not to any desire by the Respondent to seek reprisal against Tackett for her support of the Union, Stevens statement that he would not help a union supporter notwithstanding. In truth, Stevens promptly relayed the request to Tupps and Tackett received a vacation in due course. All things consid- ered, it seems highly unreasonable to expect an employer with a sizeable work force" to process a vacation request the same day it is presented or 1 or 2 days later. Accordingly, I must conclude that the evidence does not establish that Respond- ent refused to permit Tackett to schedule a vacation. I find, therefore, that the allegations of the amended complaint that Respondent discriminatorily refused to permit Tackett to schedule a vacation in violation of Section 8(a)(3) and (1) of the Act have not been sustained . I also find, however, that Respondent independently violated Section 8(a)(1) by Ste- vens' interrogation of Tackett about her union sentiments and desires. The question served no legitimate purpose and was designed to impede Tackett in the free exercise of rights guaranteed in Section 7 of the Act. I conclude and find there- fore that by eliciting information from Tackett regarding her union sympathies Stevens engaged in interrogation pro- scribed by Section 8 (a)(1) of the Act.23 5. The allegation in Case 8-CA-5928 of the discriminatory reassignment of Luther Thornsbarry24 a. Prefatory statement Thornsbarry's employment with the Respondent began in July 1964 and, for the first 6 months thereof, he was a punch press operator. In December 1964, Thornsbarry was pro- moted to foreman on the second shift, a position he held until June 1968 when the shift was eliminated. He was then trans- ferred to the day shift as a die setter and also as a part-time stockboy in the siren department. As noted above, Thornsbarry was one of the employees who assisted the Union in its attempt to organize the plant. In this regard, he distributed union authorization cards in and outside the plant at lunch time and during break periods. He also attended union meetings and, while at work, wore a large union button which urged employees to "Join UAW Vote" and carried a pocket pencil holder with the union insignia thereon. On an unspecified date, Organizer Smith, Thornsbarry, and other employees met with Vice President Bird and other management representatives to make arrange- ments for the election. At this meeting, the Company asserted that Thornsbarry was ineligible to vote allegedly because he was a supervisor. b. The session of Thornsbarry with management on June 5 at which he was reassigned,- subsequent events About 2 p.m., June 5, Thornsbarry was summoned to a meeting in Bird's office. In attendance for the meeting were Bird, Stevens, Assistant Superintendent Richard Walton, and another officer named George Horan. Bird explained that the unusual assemblage of a top company officials was necessary because he knew Thornsbarry was close to the Union and had anticipated "trouble." He also explained that the meeting was called because the Company had an accumulation of orders and needed a foreman for a new night shift to be instituted sometime in the future. Shortly after the meeting was con- vened, Bird told Thornsbarry that the Company was carrying him as a foreman even though he had not performed any of the duties of a foreman since the second shift was discon- tinued in, June 1968,25 that it needed him "for supervision" on a new second shift to start in the future, that the Company had an oversupply of die setters but not enough punch press operators, and that he (Bird) preferred that Thornsbarry ac- cept the "supervisor's job." Following this Bird informed Thornsbarry that he had a choice for him to make, either to consider himself a foreman for the Company or revert to his old job as a punch press operator. Significantly, Bird did not tell Thornsbarry that he could remain a die setter, the posi- tion he held at the start of the meeting. After reflecting a moment, Thornsbarry announced that he would take the punch press job. Bird then asked Thornsbarry to sign a state- ment to that effect but he refused. At this point, Bird called another witness and directed Thornsbarry to repeat before her the statement that he "accepted" the punch press job. Before the meeting closed Bird told Thornsbarry to start on the punch press Monday morning, June 8, and he did. As a consequence of the reassignment of job positions, Thornsbar- ry's hourly rate dropped from. $2.75 to $1.71 per hour plus piece rate. The Company challenged Thornsbarry's ballot at " Tackett was entitled to a 1-week vacation. 22 In the instant case, as noted, the Employer's work complement totaled 198 employees as of May 1970. " See Engineered Steel Products, Inc., 188 NLRB No. 52 Again, not alleged but litigated. Monroe Feed Store, supra. 2° In major part, the evidence in this section is not in serious conflict. " The reference to Thornsbarry' s status as a foreman related to the fact that, after the second shift was eliminated and Thornsbarry was assigned to the job of die setter, the Company continued to pay him the same hourly rate and to provide the same insurance coverage he had received as a foreman. THE FAULHABER COMPANY 335 the election on the ground that he was a supervisor but raised no question as to his status at the hearing. The new second shift was instituted in August or Septem- ber 1970 and Thornsbarry was again offered and declined a foreman's position thereon. He did, however, accept a job as die setter on the new shift at an hourly rate of $2.75 and continued in that position until the shift was discontinued in November when, once again, he became a punch press opera- tor on the day shift at $1.71 per hour plus piece rate.26 c. Conclusions The complaint alleges that on or about June 4 Respondent discriminatorily reassigned Luther Thornsbarry from a job as die setter to one as punch press operator because of his union activities in violation of Section 8(a)(3) and (1) of the Act. The Respondent attributes the reassignment solely to eco- nomic considerations. Thornsbarry was an exemplary long-time employee. He began his service as a punch press operator in June 1964 and 6 months later was promoted to foreman on the second shift. When the second shift was discontinued in June 1968, Thornsbarry became a die setter on the day shift but con- tinued to receive the same hourly rate of pay ($2.75) and the same insurance coverage he had enjoyed as a foreman. He distributed union authorization cards in and outside the plant area, attended union meetings, and wore a large union button. He also attended a meeting with management officials at which arrangements were made for the election and at which Respondent's representatives expressed the view that Thorns- barry was ineligible to vote allegedly because he was a super- visor. That Respondent was fully aware of Thornsbarry's union activities prior to the June 5 meeting is admitted and, indeed, such knowledge was the reason for the presence of top management officials at the meeting and for Bird's apprehen- sions and fears that "trouble" might ensue. Respondent contends that Thornsbarry was reassigned on June 5 because he rejected-its offer of a foreman's position on a new second shift. It is undisputed that the new shift was not instituted until August or September. Consequently, had Thornsbarry accepted the June 5 offer he would have been `a captain without a crew' and Respondent's stated objective, namely increased production, a goal unattained. Having re- jected the offer Respondent had no alternative, the contention continues, but to reassign Thornsbarry to a job as punch press operator because (1) it had more die setters and fewer punch press operators than it required and (2) Thornsbarry's per- formance as a die setter was not satisfactory. The contention is devoid of merit. As to (1), no corroborative proof was presented to support Bird's testimony of an imbalance in Respondent's staffing requirements and I do not accept his naked assertion. As to (2), Bird admitted that, after the sec- ond shift was discontinued in June 1968, the Company con- tinued to pay Thornsbarry $2.75 per hour, or 75 cents above the hourly rate of the other rank-and-file die setter, and to provide the same insurance coverage he had received as a foreman. Further, it clearly appears from the evidence that, when the new shift was instituted in August or September 1970, Respondent again offered to make Thornsbarry a fore- man and, in fact, reinstated him as a die setter. Finally, Thornsbarry testified, credibly and without contradiction, that sometime prior to June 5 Tiipps complimented him on his performance as a die setter and suggested that he devote more, time to die setting and less to "fooling around with the siren line." I6 These findings are based on a composite of the credited testimony of Thornsbarry and Bird. Rejecting Respondent's defense, I am convinced and thus find that Thornsbarry's purported unsatisfactory work per- formance was only a pretext and not the real reason for the action taken against him. In short, the weaknesses and incon- sistencies in Respondent's defense serve to strengthen the General Counsel's case.27 Reassigning, or more appropriately demoting, an ex- perienced employee in the circumstances described above without warning or reprimand was an act of retaliation for union activity against an employee whom the Respondent had once favored and also a warning to other employees of the risks they assume in continuing to support the Union. This conclusion finds ample support in the facts that, before and at the time of the election, Respondent took the position that Thornsbarry was ineligible to vote because he was a supervisor and in Bird's insistence at the June 5 meeting that Thornsbarry accept the job of foreman because he was needed for supervision. When Thornsbarry rejected the offer of a supervisory position and thus asserted his right to vote in the election, Respondent retaliated by demoting him to a punch press operator. In view of Thornsbarry's excellent employment record, his activity on behalf of the Union, the summary and precipitate nature of the demotion, the timing thereof (less that 2 weeks before the election), and the unfair labor practices already found herein, I am pursuaded and find that the demotion was in fact caused by Thornsbarry's union activity. Accordingly, I further find the demotion to be in violation of Section 8(a)(3) and (1) of the Act. IV FINDINGS AS TO THE UNION' S OBJECTIONS TO THE ELECTION IN CASE 8-RC-7840 From the findings heretofore made with respect to the allegations in the amended complaints, it is evident that the Employer violated the Act during the critical period between the filing of the petition on May 6 and June 17, the day of the election. It follows that there is merit in those objections to the election which have their counterpart in the sustained allegations. Accordingly, I find merit in and sustain objec- tions 1(a) and 3(b) relating to threats to close the plant in the event the Union won the election, 1(b) relating to promises of promotion if employees voted against the Union, 1(c) relat- ing to threats to discharge employees who wore union badges, 1(e) relating to threats to increase the workload of employees who voted for the Union, 1(f) relating to threats to discharge employees who expressed a wish to wear company hats," and 5(b) pertaining to reducing an employee from die setter to punch press operator because of his union activity. There remain to be considered objections 1(d) and 4. Ob- jection 1(d) reads as follows: The Employer made misrepre- sentations to the employees by telling them that the UAW was a communist organization. According to the credited testimony of Kifer, Drennen, Tackett, and Bloomfield, at various times between the filing of the petition and the election, Stevens told employees that "whoever wore badges was a Communist," labelled the UAW "a bunch of Communists" and advised that the employees "shouldn't wear [union] badges." Stevens denied making the remarks attributed to him by the employee witnesses but I do not credit his denial. Stevens' statement characterizing the Union and its supporters as "Communists" were privileged expressions under Section 8(c) and thus an insufficient 2' Cf N..L.R. B. v. Georgia Rug Mild 308 F 2d 89, 91 (C.A. 5), NL.R.B. v. Schell Steel Products, Inc., 340 F.2d 568, 573 (C A. 5). 28 The word "union" not company appears in this objection, but since there is no evidence that the Union furnished hats to the employees I assume the reference is to the Company 's campaign hat. 336 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ground for sustaining the objection." Accordingly, I recom- mend that objection 1(d) be overruled. Objection 4 states: The Employer by and through its agent Mike Gula intimidated employees by insisting that they had no right to vote in the forthcoming elections. The record shows that, during the entire period of ballot- ing, Personnel Manager Guma stationed himself on the fourth floor near a stairway the employees were required to use to reach the polling area on the fifth floor. Gula estimated that he was about 35 feet from the polls. The Employer's explana- tion for Gula's presence in the above-described area is that it sought to make certain that employees left their departments on time and in proper sequence, to prevent loitering, and to keep out unauthorized persons. The evidence is that the Company made elaborate prepara- tions for the election to avoid confusion and reduce conges- tion in the plant. In this regard, it prepared and distributed to all parties a voting schedule showing the times employees would be released from work to vote. Gula received a copy of the schedule. It also appears that, on the day of the elec- tion, 25 to 30 employees were on leave-of-absence or in layoff status; and that, to assist the employees in locating the voting area, the Company had posted written instructions, signs with arrows, and, in addition, had detailed Gula and others to further assist in this effort. Except for an occasional ex- change of greetings, there is no evidence that Gula spoke to any of the employees on their way to vote.30 Thus, the record stands barren of proof that Gula or any other management representative ever "insisted" that the employees had no right to vote. Moreover, there was nothing improper in the pres- ence of Gula about 35 feet outside the polling place. Accord- ingly, I recommend that objection 4 be overruled. V. RECOMMENDATIONS CONCERNING THE ELECTION As I have found merit in objections 1(a), (b), (c), (e), and (f), 3(b), and 5(b), I find that this objectionable conduct by Respondent, as well as the unlawful demotion of Thornsbarry [objection 5(b)], all occurring subsequent to the Union's filing of its representation petition herein but before the election, were sufficient to interfere with the laboratory conditions necessary for a free and fair election. I therefore recommend that the results of this election be set aside and a new election be conducted at a time to be determined by the Regional Director. VI THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent set forth in section III, above, occurring in connection with the operations of the Respondent described in section I, above, have a close, inti- mate, and substantial relation to trade, traffic, and commerce among the several States, and tend to lead to labor disputes burdening and obstructing the free flow thereof. VII. THE REMEDY Having found that the Respondent has engaged in unfair labor practices violative of Section 8(a)(3) and (1) of the Act, I shall recommend that it cease and desist therefrom and that a Board order issue designed to protect the rights of its em- ployees. 2s Southwester Co., 111 NLRB 805, 806 , Editorial "El Impartial" Inc, 92 NLRB 1795, 1796; Globe Wireless, Ltd, 88 NLRB 1262, 1263-1264. 2° Cf Milchem Inc., 170 NLRB 362 I shall further recommend that the Respondent offer to Jesse Rowe and Luther Thornsbarry immediate and full rein- statement to their former or substantially equivalent positions without prejudice to their seniority or other rights and privi- leges and make them whole for any loss of earnings suffered by reason of the discrimination against them, by payment of a sum of money equal to that which each would normally have earned as wages from the dates of Jesse Rowe's dis- charge and Luther Thornsbarry's demotion and reassignment to the dates or date of the Respondent's offers of reinstate- ment, less their net earnings during said periods in the man- ner prescribed in F W. Woolworth Company, 90 NLRB 289, together with interest thereon at the rate of 6 percent per annum, as set forth in Isis Plumbing & Heating Company, 138 NLRB 716. Upon the basis of the foregoing finding of fact and upon the entire record, I make the following: CONCLUSIONS OF LAW 1. Respondent is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. By interfering with, restraining, and coercing employees in the exercise of their rights guaranteed by Section 7 of the Act in the manner hereinabove found, the Respondent has engaged in unfair labor practices within the meaning of Sec- tion 8(a)(1) of the Act. 4. By discharging employee Jesse Rowe on April 21, 1970, and by demoting and reassigning employee Luther Thorns- barry on June 5, 1970, because they engaged in union activity protected by the Act, Respondent has discriminated in regard to the hire or tenure of employment of its employees, and is engaging in unfair labor practices within the meaning of Sec- tion 8(a)(3) and (1) of the Act. 5. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. 6. Respondent has not discriminated against employee Martha Tackett in violation of Section 8(a)(3) and (1) of the Act, nor has it violated Section 8(a)(1) of the Act in any respect not found herein. Upon the foregoing findings of fact, conclusions of law, and the entire record, and pursuant to Section 10(c) of the Act, I hereby issue the following recommended:" ORDER Respondent, The Faulhaber Company, its officers, agents, successors , and assigns, shall: 1. Cease and desist from: (a) Discouraging membership in and activity on behalf of International Union, United Automobile, Aerospace and Agricultural Implement Workers of America, UAW, or any other labor organization, by discharging, demoting and reas- signing employees or by discriminating against employees in any other manner in regard to their hire or tenure of employ- ment or any term or condition of employment. (b) Coercively interrogating employees concerning their union sentiments and desires, threatening employees with plant removal or closing down and terminating operation if they continued their union activities or if the Union prevailed " In the event no exceptions are filed as provided by Section 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions, and recommended Order herein shall, as provided in Section 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes THE FAULHABER COMPANY 337 in a pending election, threatening to discharge employees who supported the Union, threatening to discharge em- ployees who displayed union insignia or who expressed a wish to wear the Company's campaign hat bearing an antiunion message, directing employees to remove union insignia from their apparel while at work and forceably relieving them of these items, harassing employees who displayed union in- signia while permitting employees generally to wear the Com- pany's campaign hat, threatening employees with added workloads in the event of a union victory in the election, threatening an employee with the loss of a favored job if the Union won the election but promising to retain the employee in the favored job if she voted against the Union, and engag- ing in surveillance of union activities among its employees and making known to employees that it had so engaged by naming employees who attended a union meeting. (c) In any other manner interfering with, restraining, or coercing its employees in the exercise of their right to join or assist a union, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any and all such activities. 2. Take the following affirmative action necessary to effec- tuate the policies of the Act: (a) Offer Jesse Rowe and Luther Thornsbarry immediate and full reinstatement to their former or substantially equiva- lent positions without prejudice to their seniority or other rights and privileges, and make them whole for any loss of pay which they may have suffered as a result of the discrimi- nation practiced against them, in the manner set forth in the section of this Decision entitled "the Remedy." (b) Notify immediately the above-named individuals, if presently serving in the Armed Forces of the United States, of their right to full reinstatement, upon application after discharge from the Armed Forces, in accordance with the Selective Service Act and the Universal Military Training and Service Act. (c) Preserve and upon request make available to the Board or its agents, for examination and copying, all payroll records, social security payment records, timecards, person- nel records and reports, and all other records necessary to determine the amount due as backpay. (d) Post at its place of busines in Monroe, Ohio, copies of the attached Notice marked "Appendix."32 Copies of said Notice, on forms provided by the Regional Director for Re- gion 8, shall, after being duly signed by the Respondent's representative, be posted by the Respondent immediately upon receipt thereof, and be maintained by it for 60 consecu- tive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by the Respondent to insure that said Notices are not altered, defaced, or covered by other material. (e) Notify the Regional Director for Region 8, in writing, within 20 days from the date of receipt of this Trial Ex- aminer's Decision, what steps the Respondent has taken to comply herewith." " In the event that the Board's Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall be changed to read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." " In the event that this recommended Order is adopted by the Board after exceptions have been filed, this provision shall be modified to read: "Notify the Regional Director for Region 8, in writing, within 20 days from the date of this Order, what steps the Respondent has taken to comply herewith " IT IS ALSO ORDERED that the amended complaints be dis- missed insofar as they allege violations of the Act not specifi- cally found herein. APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT interfere with, restrain, or coerce our employees in the exercise of their right to support Inter- national Union, United Automobile, Aerospace and Agricultural Implement Workers of America, UAW (herein called the Union), or any other labor organiza- tion, as their collective-bargaining representative by: Coercively interrogating them concerning their union sentiments and desires. Threatening them with plant removal or closing down and terminating operations if they continued their union activities or if the Union prevailed in a pending election. Threatening to discharge employees who supported the Union. Threatening to discharge employees who displayed union insignia or who expressed a wish to wear our campaign hat bearing an antiunion message. Directing employees to remove union insignia from their clothing while at work and forceably removing these items from their clothing. Harassing employees who displayed union insignia while permitting employees generally to wear our campaign hat. Threatening employees with added workloads in the event of a union victory in an election. Threatening employees with the loss of favored jobs if the Union won the election but promising to re- tain them in favored jobs if they voted against the Union. Engaging in surveillance of union activities among our employees and making known to employees that we have so engaged by naming employees who attended union meetings. WE WILL NOT discourage membership in or activities on behalf of International Union, United Automobile, Aerospace and Agricultural Implement Workers of America, UAW, or any other labor organization, by discharging , demoting , and reassigning employees, or by discriminating against our employees in any other man- ner in regard to their hire or tenure of employment or any terms or conditions of employment. WE WILL NOT in any other manner interfere with, restrain, or coerce our employees in the exercise of their right to join or assist a union, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any and all such activities. WE WILL offer to Jesse Rowe and Luther Thorns- barry immediate and full reinstatement to their former or substantially equivalent positions without prejudice to their seniority and other rights and privileges and make them whole in the manner provided in this Decision for any loss of pay they may have suffered as a result of our discrimination against them. All our employees are free to become, remain, or to refrain from becoming or remaining, members of the above-named or any other labor organization. 338 DECISIONS OF NATIONAL LABOR RELATIONS BOARD THE FAULHABER Selective Service Act and the Universal Military Training and COMPANY Service Act. (Employer) This is an official notice and must not be defaced by any- one. Dated By This notice must remain posted for 60 consecutive days (Representative) (Title) from the date of posting and must not be altered , defaced, orcovered by any other material. WE WILL notify immediately the above -named individuals, Any questions concerning this notice or compliance with if presently serving in the Armed Forces of the United States, its provisions , may be directed to the Board 's Office, 1695 of their right to full reinstatement , upon application after Federal Office Building, 1240 East Ninth Street, Cleveland, discharge from the Armed Forces, in accordance with the Ohio 44199, Telephone 216-522-3715. Copy with citationCopy as parenthetical citation