Teresa E. Cowan, Complainant,v.Janet Napolitano, Secretary, Department of Homeland Security (Customs and Border Protection), Agency.

Equal Employment Opportunity CommissionOct 29, 2009
0520090557 (E.E.O.C. Oct. 29, 2009)

0520090557

10-29-2009

Teresa E. Cowan, Complainant, v. Janet Napolitano, Secretary, Department of Homeland Security (Customs and Border Protection), Agency.


Teresa E. Cowan,

Complainant,

v.

Janet Napolitano,

Secretary,

Department of Homeland Security

(Customs and Border Protection),

Agency.

Request No. 0520090557

Appeal No. 0120070907

Hearing No. 451-2006-00091X

Agency No. HS-05-CBP-002529

DENIAL

The agency timely requested reconsideration of the decision in Teresa

E. Cowan v. Department of Homeland Security, EEOC Appeal No. 0120070907

(May 14, 2009). EEOC Regulations provide that the Commission may, in its

discretion, grant a request to reconsider any previous Commission decision

where the requesting party demonstrates that: (1) the appellate decision

involved a clearly erroneous interpretation of material fact or law; or

(2) the appellate decision will have a substantial impact on the policies,

practices, or operations of the agency. See 29 C.F.R. � 1614.405(b).

In the appellate decision, complainant filed an EEO complaint alleging

that she was discriminated against on the bases of race (Hispanic),

national origin (Mexican) sex (female), age (over 40 years old), and in

reprisal for prior protected EEO activity under Title VII when: (1)

on April 6, 2004, the agency failed to select her for the position of

Supervisory Inspector (Passenger Processing); (2) on or about April 18,

2005, the agency failed to select her for the position of Supervisory

CBP Officer (Assistant Port Director Trade Operations), GS-1895-13;

(3) she was subjected to harassment, citing a number of incidents

occurring during the period June 2004 through July 2005; and (4) with

regard to her EEO complaint, in that she alleged that the agency's EEO

officials are intent on dissuading or squelching EEO complaints, offer

half-truths and incomplete information in bad faith in order to appease

or discourage complainants, fail to counsel on EEO laws and guidelines,

aside from sending the forms and advising to sign, carry the complaint to

the person being complained against which gives that person an opportunity

for creating plausible deniability, and specifically, that they denied

her the use of official time.

In a letter dated November 12, 2005, the agency dismissed claims 1,

3, and 4, and accepted claim 2 for investigation. A hearing was held

before an EEOC Administrative Judge (AJ) regarding claim 2. The AJ found

that complainant failed to prove that she was discriminated against.

The agency issued a final order adopting the AJ's decision. Complainant

appealed the decision to the Commission. The Commission held that with

regard to claim 1, complainant knowingly and willingly withdrew her

previous EEO complaint, and the agency properly dismissed claim 1 on

the grounds that it stated the same claim complainant withdrew in her

previous EEO complaint. With respect to claim 2, the Commission found

that substantial evidence supported the AJ's finding of no discrimination

or reprisal for claim 2. The Commission reversed the agency's dismissal

of claim 3 and found that claim 3 stated a claim of a hostile work

environment. Therefore, claim 3 was remanded to the agency for further

processing. With respect to claim 4, the Commission found that in light

of the facts presented in the instant case and because of our concern

for the integrity of the agency's EEO process, the agency was ordered

to provide complainant with a report of any actions that it took to

resolve her concerns regarding the processing of her complaints, or an

explanation of its reason for not taking action. Finally, with respect

to complainant's further claim that she was denied official time, the

Commission ordered the agency to conduct a supplemental investigation.

The Commission also found that there was no persuasive evidence of

harmful error or abuse of discretion regarding the AJ's ruling on the

discovery requests.

The agency requests a partial reconsideration and asks that the

Commission reconsider its order to have the agency conduct a supplemental

investigation with respect to complainant's denial of official time.

The agency contends that the Commission's decision incorrectly

assumed that the complainant's MSPB appeal was a mixed case appeal.

The agency argues that the denial of official time for complainant, a

management employee, to testify on behalf of the Union in an arbitration

proceeding is not an "appealable agency action." The agency maintains

that complainant's denial of official time had nothing to do with her

nonselection and reassignment complaints. The agency contends that this

action was not "effected in whole or in part, because of discrimination

on the basis of race, color, religion, sex, national origin, handicap

or age." The agency contends that complainant's MSPB appeal simply did

not meet the definition of a mixed case appeal. Moreover, the agency

maintains that complainant's complaint was not timely brought to the

attention of an EEO Counselor, and complainant's attempt to raise it in

an MSPB whistleblower appeal does not save it.

After reconsidering the previous decision and the entire record, the

Commission finds that the request fails to meet the criteria of 29

C.F.R. � 1614.405(b), and it is the decision of the Commission to deny

the request. The Commission finds that the agency failed to show that the

appellate decision involved a clearly erroneous interpretation of material

fact or law; or that the appellate decision will have a substantial impact

on the policies, practices, or operations of the agency. We note, as

the Commission explained in the appellate decision, that we were unable

to determine from the record whether complainant was denied official time

to attend a hearing regarding an EEO matter and therefore, we ordered

the agency to conduct a supplemental investigation with respect to this

matter. We find that other than the agency's conclusory statements that

this case is not a mixed case complaint, the agency has not provided any

evidence which indicates that the EEOC does not have jurisdiction over

this matter. See Edwards v. United States Postal Service, EEOC Appeal

No. 05960179 (December 23, 1996). Therefore, the decision in EEOC Appeal

No. 0120070907 remains the Commission's decision. There is no further

right of administrative appeal on the decision of the Commission on

this request. The agency shall comply with the Order as set forth below.

ORDER

The agency shall undertake the following actions:

1. The agency is ordered to process the remanded claim 3 in accordance

with 29 C.F.R. � 1614.108. The agency shall acknowledge to the complainant

that it has received claim 3 within thirty (30) calendar days of the

date this decision becomes final. The agency shall issue to complainant a

copy of the investigative file and also shall notify complainant of the

appropriate rights within one hundred fifty (150) calendar days of the

date this decision becomes final, unless the matter is otherwise resolved

prior to that time. If the complainant requests a final decision without

a hearing on claim 3, the agency shall issue a final decision within sixty

(60) days of receipt of complainant's request.

2. Within thirty (30) calendar days of the date this decision becomes

final, the agency official responsible for the quality of complaints

processing must add a record of the complainant's concerns, and any

actions the agency took to resolve the concerns, to the complaint file

maintained on the underlying complaint. Moreover, the agency shall provide

complainant with a report of any actions taken by the agency to resolve

the concerns, or an explanation of its reason for not taking action.

3. The agency is ordered to investigate the issue of whether complainant

was denied official time to attend a hearing related to an EEO matter. In

the investigative record, the agency shall include documentation

indicating whether complainant was granted official time to attend the

hearing. If complainant was denied official time, the agency shall provide

justification for the denial. The agency must also provide complainant

an opportunity to place into the record any evidence supporting her

claim that she was denied official time. Within sixty (60) days from

the date this decision becomes final, the agency shall issue a decision

as to whether or not complainant was properly denied official time. The

agency's decision shall provide appeal rights to the Commission.

A copy of the agency's decision with notice of rights must be sent to

the Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K1208)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30) calendar

days of the completion of all ordered corrective action. The report shall

be submitted to the Compliance Officer, Office of Federal Operations,

Equal Employment Opportunity Commission, P.O. Box 77960, Washington,

DC 20013. The agency's report must contain supporting documentation,

and the agency must send a copy of all submissions to the complainant.

If the agency does not comply with the Commission's order, the complainant

may petition the Commission for enforcement of the order. 29 C.F.R. �

1614.503(a). The complainant also has the right to file a civil action

to enforce compliance with the Commission's order prior to or following

an administrative petition for enforcement. See 29 C.F.R. �� 1614.407,

1614.408, and 29 C.F.R. � 1614.503(g). Alternatively, the complainant

has the right to file a civil action on the underlying complaint in

accordance with the paragraph below entitled "Right to File A Civil

Action." 29 C.F.R. �� 1614.407 and 1614.408. A civil action for

enforcement or a civil action on the underlying complaint is subject

to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999).

If the complainant files a civil action, the administrative processing of

the complaint, including any petition for enforcement, will be terminated.

See 29 C.F.R. � 1614.409.

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (Q0408)

This decision affirms the agency's final decision/action in part, but it

also requires the agency to continue its administrative processing of a

portion of your complaint. You have the right to file a civil action in

an appropriate United States District Court within ninety (90) calendar

days from the date that you receive this decision on both that portion

of your complaint which the Commission has affirmed and that portion

of the complaint which has been remanded for continued administrative

processing. In the alternative, you may file a civil action after

one hundred and eighty (180) calendar days of the date you filed your

complaint with the agency, or filed your appeal with the Commission.

If you file a civil action, you must name as the defendant in the

complaint the person who is the official agency head or department head,

identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1008)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. � 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. �� 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time

limits as stated in the paragraph above ("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

October 29, 2009

Date

2

0520090557

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P.O. Box 77960

Washington, DC 20013

5

0520090557