Sustainable Manufacturing Innovation Alliance CorpDownload PDFTrademark Trial and Appeal BoardMar 27, 202087803888 (T.T.A.B. Mar. 27, 2020) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: March 27, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Sustainable Manufacturing Innovation Alliance Corp. _____ Serial No. 87803888 _____ Duane C. Basch of Basch & Nickerson LLP, for Sustainable Manufacturing Innovation Alliance Corp. Grace Duffin, Trademark Examining Attorney, Law Office 120, David Miller, Managing Attorney.1 _____ Before Zervas, Goodman and Lynch, Administrative Trademark Judges. Opinion by Zervas, Administrative Trademark Judge: Sustainable Manufacturing Innovation Alliance Corp. (“Applicant”) seeks registration on the Principal Register of the mark 1 A different Examining Attorney handled the prosecution of the involved application prior to briefing. Serial No. 87803888 - 2 - for the following International Class 42 services: Scientific research and development, unrelated to renewable energy, carried out by and for member organizations comprising U.S. industry, academic and national laboratories, namely, design for re-x (reuse, recycling, recovery, remanufacturing) in closed-loop supply chains, systems analysis, remanufacturing, recycling, and materials optimization, for reducing embodied-energy and decreasing carbon emissions in U.S. materials manufacturing, namely, early stage research and development carried out by member organizations to reduce the energy consumed during a product’s life cycle, including energy consumed while in use and in the disposal or remanufacture of the product, and carbon emissions associated with industrial-scale materials production and processing.”2 The mark is described in the application as consist[ing] of overlapping round corner triangular shapes, with one triangular shape in green, and the other in light blue, with an orange oval shaped swish outline; the letters “RE” in “REMADE” appear in white on top of the light blue triangular shape, with the letters “MADE” in “REMADE” appearing in dark blue to the right of the letters “RE”, where the letters “RE” are smaller in size that the letters “MADE”. The wording “INSTITUTE” appears in green beneath the letters “MADE” and to the lower-right of the overlapping round corner triangular shapes. The mark appears on a white background, which is not claimed as a feature of the mark apart from as previously noted. 2 Application Serial No. 87803888, filed on February 20, 2018, pursuant to Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), asserting first use and first use in commerce on January 4, 2017. Serial No. 87803888 - 3 - The colors “green, light blue, orange, white, dark blue is/are claimed as a feature of the mark.” The Examining Attorney refused registration pursuant to Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark is likely to cause confusion with the standard character mark REMADE registered on the Principal Register for, inter alia, the following International Class 42 services: Scientific and technological services and research and design relating thereto, namely, research and development of tools aiming to provide to the public credible and transparent data about corporate renewable energy investments and consumption patterns; quality control for others in order to issue quality marks, guarantee marks, trust marks, certificates and value guarantees for use by third parties in connection with the marketing and sale of goods or services which comply with the criteria stipulated for the issuance and use of a quality mark, guarantee mark, trust mark and/or certificate; quality control for others, namely, process guidance regarding the issuance and use of quality marks, guarantee marks, trust marks, certificates and value guarantees and in this regard awarding quality marks and trust marks, namely, labeling to be used on goods and services, including events, and which make it possible for companies and other legal entities to show their commitment to renewable energy; testing, analysis and evaluation of the goods and services of others to determine conformity with certification standards; determination of certification criteria and quality assessment guidelines and drafting expert reports; quality maintenance and control by awarding quality marks, guarantee marks, trust marks and certificates used with goods and services which comply with the stipulated criteria; advisory, consultancy and information services regarding renewable energy and regarding improving renewable energy access, including in developing countries; quality assurance, namely, validation of companies and other legal entities that comply with the criteria that have been established for allowing use of a Serial No. 87803888 - 4 - quality mark, guarantee mark, trust mark, certificate and/or value guarantee used on goods or services.3 After the Examining Attorney issued a Final Office Action, Applicant appealed and filed a request for reconsideration. The Examining Attorney denied the request for reconsideration, the appeal was resumed and Applicant and the Examining Attorney filed briefs. We reverse the refusal to register. Likelihood of Confusion Our determination under Section 2(d) of the Trademark Act is based on an analysis of the probative facts in evidence that are relevant to the factors bearing on a likelihood of confusion. See In re E. I. DuPont DeNemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973) (“DuPont”); see also Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In considering the evidence of record on these factors, we keep in mind that “[t]he fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [and services] and differences in the marks.” Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976). “[W]e need to consider only the factors that are relevant and of record.” M2 Software Inc. v. M2 Commc’ns Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006). 3 Registration No. 5197737, registered on May 9, 2015. Serial No. 87803888 - 5 - a. The Marks We compare Applicant’s mark and Registrant’s REMADE mark “in their entireties as to appearance, sound, connotation and commercial impression.” Palm Bay Imps., 73 USPQ2d at 1691 (quoting DuPont, 177 USPQ at 567). When comparing marks, the test is not whether the marks can be distinguished in a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the services offered under the respective marks is likely to result. Midwestern Pet Foods, Inc. v. Societe des Produits Nestle S.A., 685 F.3d 1046, 103 USPQ2d 1435, 1440 (Fed. Cir. 2012). Further, marks “‘must be considered ... in light of the fallibility of memory ....’” In re St. Helena Hosp., 774 F.3d 747, 113 USPQ2d 1082, 1085 (Fed. Cir. 2014) (quoting San Fernando Elec. Mfg. Co. v. JFD Elecs. Components Corp., 565 F.2d 683, 196 USPQ 1 (CCPA 1977)). The proper focus is on the recollection of the average customer, who retains a general rather than specific impression of the marks. Winnebago Indus., Inc. v. Oliver & Winston, Inc., 207 USPQ 335, 344 (TTAB 1980); Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106, 108 (TTAB 1975). Where both words/letters and a design comprise the mark (as in Applicant’s mark), then the words/letters are normally accorded greater weight because the words/letters are likely to make an impression upon purchasers, would be Serial No. 87803888 - 6 - remembered by them, and would be used by them to request the services. CBS, Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198, 200 (Fed. Cir. 1983) (“in a composite mark comprising a design and words, the verbal portion of the mark is the one most likely to indicate the origin of the goods to which it is affixed”); In re Appetito Provisions Co., 3 USPQ2d 1553, 1554 (TTAB 1987); Kabushiki Kaisha Hattori Tokeiten v. Scuotto, 228 USPQ 461, 462 (TTAB 1985). See also Giant Food, Inc. v. Nation’s Food Service, Inc., 710 F.2d 1565, 218 USPQ 390 (Fed. Cir. 1983). In Applicant’s mark, the literal portion of the mark is the dominant portion, and is accorded greater weight over the background design when comparing this mark to Registrant’s mark. Turning to the wording, Applicant identified the initial wording as REMADE in its mark, and we find the term to be the single term REMADE, despite the difference in coloring and lettering style between RE and MADE. This term is the same as the entirety of Registrant’s mark. Applicant’s mark also contains the term INSTITUTE underneath the term REMADE and in smaller, lighter lettering than MADE in REMADE. Applicant has disclaimed the term INSTITUTE pursuant to a requirement by the Examining Attorney; its disclaimer is effectively a concession that at least this term is merely descriptive. Alcatraz Media Inc. v. Chesapeake Marine Tours Inc., 107 USPQ2d 1750, 1762 (TTAB 2013), aff’d 565 F. App’x. 900 (Fed. Cir. 2014); Bass Pro Trademarks LLC v. Sportsman’s Warehouse Inc. 89 USPQ2d 1844, 1851 (TTAB 2008). Of course, the term identifies the nature of Applicant as an organization and has limited function as a source indicator. Serial No. 87803888 - 7 - In appearance, Registrant’s mark is a standard character mark and hence can be presented in any font style or size, including in the same lettering and colors used in Applicant’s mark. See In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1909 (Fed. Cir. 2012), 1909; see also 37 C.F.R. § 2.52(a). The design component, described by Applicant as “triangular shapes” with “an orange oval shaped swish outline,” does not distinguish the marks. The designs are not so unusual that consumers will find them particularly striking. Purchasers would perceive these elements as background shapes and would not articulate them; they contribute minimally to the commercial impression of the mark. Although no per se rule on this point exists, see In re Electrolyte Labs., Inc., 929 F.2d 645, 16 USPQ2d 1239, 1240 (Fed. Cir. 1990), in most cases, the words in a mark dominate over designs because they are the portion of the mark that will be used to call for the goods. See CBS Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198, 200 (Fed. Cir. 1983) (“[I]n a composite mark comprising a design and words, the verbal portion of the mark is the one most likely to indicate the origin of the goods to which it is affixed.”). Overall, we find that Applicant’s mark and the cited mark look and sound very similar. See Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985) (“[I]n articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties”); see also Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014). Serial No. 87803888 - 8 - The meanings and commercial impressions of the marks also are fundamentally similar. The dominant element of Applicant’s mark is the same word that forms the entirety of Registrant’s mark. “Remade” appears in both marks, and has the same meaning in the context of Applicant’s and Registrant’s services. This common element creates the same impression, and the additional term INSTITUTE contributes only minimally to the meaning or commercial impression by describing the nature of Applicant. Also, as noted above, the design elements in Applicant’s mark add little to, and do not change, the overall commercial impressions. Given their resemblance in sound, appearance, connotation and commercial impression, we find that Applicant’s mark and the cited mark considered as a whole are similar. b. The Services We next consider the DuPont factor concerning the relatedness of Applicant’s and Registrant’s respective services. DuPont, 177 USPQ 567. Likelihood of confusion can be found “if the respective products [or services] are related in some manner and/or if the circumstances surrounding their marketing are such that they could give rise to the mistaken belief that they emanate from the same source.” Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1722 (Fed. Cir. 2012). The Examining Attorney need not prove, and we need not find, similarity as to each and every service listed in Applicant’s recitation of services. Serial No. 87803888 - 9 - The Examining Attorney states that the following evidence establishes that the services identified in Applicant’s and Registrant’s identifications of services are of the kind that emanate from a single source: - IRENA (Office action dated 1/2/2019 pg. 10) • Website showing the same entity provides papers and provides information and advice regarding renewable energy use an[d] access, including in manufacturing, identifying areas in which governments can support the deployment of renewables such as biomass, especially with energy- intensive industries, performs research in ways to perform “energy transition”, with the goal to reduce emissions across various sectors of industry, and provides data and reports regarding corporate use of renewable energy and market trends, as well as tools related to renewable power. - Rocky Mountain Institute, MIT Energy Initiative, Oak Ridge National Laboratory, NREL, GHG Management Institute, ICCT, EIA, and Climate & Air Coalition (Office action dated 1/2/2019 pg. 10) • Websites showing the same entity providing research and development on renewable energy and reduction in carbon emissions via net-zero emissions in the field of renewable energy, manufacturing, and production and/or processing and research and development in the area of consumption and investing into sustainable and/or renewable energy. Additionally, the websites show that the same entity provides advisory consultancy and information services regarding renewable energy and regarding improving renewable energy access. Such evidence also shows that a number of research organizations produce reports, provide information, offer consulting and advisory services, databases, and other searchable tools regarding renewable energy broadly and renewable energy investment. - International Living Fund (Office action dated 1/2/2019 pg. 10) Serial No. 87803888 - 10 - • Website showing the same entity performs scientific research in the fields of renewable energy and reducing emissions, [and] provides certifications and verification to businesses with respect to green practices and zero carbon use. Additionally the website shows that the same entity provides quality control, verification and validation, certifications, and resources related to manufacturing, energy, and the reduction of emissions with respect to manufacturing. - MIT, Stanford, C2ES, Drawdown, and Meca (Denial of Reconsideration Letter dated 7/23/2019 pg. 5) • Website showing that organizations provide research, information, and/or technology related to both renewable energy and carbon capture technology and that the organizations … work together with a wide variety of others to foster increased research and development.4 The Examining Attorney has not identified particular statements — or even the specific webpage within each multi-page website — on which she relies for support for her argument. She has left it to us to review each of the almost 500 pages of evidence to find support for her arguments. After having done so, we are unsure why certain webpages were entered into the record inasmuch as they bear no relevance to the issues before us. For example, a GHG Management Institute webpage states, “[t]he Institute offers onsite carbon management training for individuals and organizations looking for a more interactive and customized educational experience. Workshop attendees also experience greater information sharing and professional networking opportunities.”5 4 Examining Attorney’s brief, 24 TTABVUE 9-11. 5 January 2, 2019 Office Action, TSDR 160. Serial No. 87803888 - 11 - Other evidence fails to persuade us that the services are related. Although some webpages may generally involve research and development in the energy sector, the websites do not refer to the type of research and development services set forth in Applicant’s or Registrant’s recitations of services. For example, the material from Energystar identifies “a program to address industrial energy efficiency in 2000” and references “a report that discusses the origin of the ENERGY STAR program, its expansion into the industrial sector, the strategies used [to] promote industrial efficiency and results.”6 A Manufacturers of Emission Controls Association (“MECA”) webpage identifies MECA’s mission as “provid[ing] technical information on emission control and efficiency technologies, thereby facilitating the establishment of a strong and effective state, national, and international air quality policy that promotes public health, environmental quality, and industrial progress” and “seek[ing] to evaluate and respond to regulatory initiatives and otherwise promote an understanding of the air quality benefits of its member companies’ technologies.”7 The International Renewable Energy Agency (IRENA)8 and National Resources Defense Council (NRDC)9 webpages make no mention of reuse, recycling, recovery and remanufacture in closed-loop supply chains, systems analysis, remanufacturing, recycling, and materials optimization. Other websites which identify papers or reprint articles do not indicate whether the paper or article is a one-time study or part of a continuing 6 July 23, 2019 Denial of Req. for Recon, TSDR 142-43. 7 Id., TSDR 181. 8 January 2, 2019 Office Action, TSDR 2-19. 9 July 23, 2019 Denial of Req. for Recon., TSDR 49-79. Serial No. 87803888 - 12 - program.10 The material from MIT’s website discuss carbon capture and sequestration but not renewable energy.11 Other webpages mention environmental research and development only in the most general terms, but are not sufficiently detailed to show that the specific services are related. MIT’s website states, “[o]ur mission is to create low-and no-carbon solutions that will efficiently meet global energy needs while minimizing environmental impacts and mitigating climate change.”12 National Renewable Energy Laboratory’s (“NREL”) website states, “[a]s the only federal laboratory dedicated to clean energy research and development, NREL is uniquely positioned to help manufacturers find the most energy-efficient and sustainable solutions for their products and processes. Our scientific and engineering research in advanced manufacturing is focused on the identification and development of advanced materials and advanced processes that drive the impact of new energy technologies.” Although we have located two websites which may suggest that the types of services at issue may emanate from the same source under the same mark, see webpages from Stanford University13 and Oak Ridge Laboratories,14 in the context of the record as a whole, this minimal evidence does not suffice to establish the necessary relationship between the services. 10 See, for example, MIT News article entitled “Study: Low-emissions vehicles are less expensive overall,” January 2, 2019 Office Action, TSDR 55-59. 11 July 23, 2019 Denial of Req. for Recon., TSDR 80-85. 12 January 2, 2019 Office Action, TSDR 51. 13 July 23, 2019 Denial of Req. for Recon., TSDR 86-111. 14 January 2, 2019 Office Action, TSDR 74-117. Serial No. 87803888 - 13 - The Examining Attorney also argues Applicant’s and Registrant’s services are in the same fields of use, namely “renewable energy and emissions reducing research and advocacy …, and [that] the services are similar or complementary in terms of purpose or function in that all of the relevant research, development, advisory, and consulting services seek the reduction and mitigation of climate changing activities.”15 There are apparent differences between renewable energy resources and re-x (reuse, recycling, recovery, remanufacturing) design in closed-loop supply chains, systems analysis, remanufacturing, recycling, and materials optimization which preclude finding a natural relationship between the specific scientific research and development services. Merely because both result in lowering carbon emissions or address climate change does not suffice to show that consumers expect the respective services to emanate from the same source. Based on the record evidence, we find that the Examining Attorney has not established that Applicant’s and Registrant’s services are related. c. Trade Channels The Examining Attorney maintains that the trade channels and classes of purchasers are related, relying on the same evidence used for demonstrating that Applicant’s and Registrant’s services are related to another.16 Because of the deficiencies noted above, we find too that the Examining Attorney has not established that the trade channels and classes of purchasers are related. 15 Examining Attorney’s brief, 24 TTABVUE 11. 16 Id., 24 TTABVUE 12. Serial No. 87803888 - 14 - d. Purchasing Conditions/Purchaser Sophistication Applicant argues that in light of the limitation in its identification of services that the services are “carried out by and for member organizations comprising U.S. industry, academic and national laboratories,” the purchasers of its services are sophisticated.17 The Examining Attorney argues, “that purchasers are sophisticated or knowledgeable in a particular field does not necessarily mean that they are sophisticated or knowledgeable in the field of trademarks or immune from source confusion,” and that “where the purchasers consist of both professionals and the public, the standard of care for purchasing the goods is that of the least sophisticated potential purchaser.”18 Based on the limitation in Applicant’s identification of services and the nature of the services, we disagree with the Examining Attorney that purchasers include “the public.” We can presume, however, some level of sophistication and purchasing care on the part of consumers of the identified services. e. Conclusion We have carefully considered all of the evidence and arguments of the Examining Attorney and Applicant. Because the Examining Attorney has not established that Applicant’s and Registrant’s services are related, we conclude that the Examining Attorney has not established that confusion is likely between Applicant’s mark for its services and Registrant’s mark for its services. Decision: The refusal to register under Section 2(d) is reversed. 17 Applicant’s brief at 21, 22 TTABVUE 24. 18 Examining Attorney’s brief, 24 TTABVUE 12-13. Copy with citationCopy as parenthetical citation