Sue S. Whaley, Complainant,v.Louis Caldera, Secretary, Department of the Army, Agency.

Equal Employment Opportunity CommissionMar 9, 2000
01973019 (E.E.O.C. Mar. 9, 2000)

01973019

03-09-2000

Sue S. Whaley, Complainant, v. Louis Caldera, Secretary, Department of the Army, Agency.


Sue S. Whaley v. Department of the Army

01973019

March 9, 2000

Sue S. Whaley, )

Complainant, )

)

v. ) Appeal No. 01973019

) Agency No. 9509F0290

Louis Caldera, )

Secretary, )

Department of the Army, )

Agency. )

)

DECISION

INTRODUCTION

Complainant timely initiated an appeal of a final agency decision

(FAD) concerning her complaint of unlawful employment discrimination

in retaliation for prior EEO activity in violation of Title VII of the

Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.<1>

Complainant's claims of discrimination, as outlined by the agency,

are as follows: (1) her personal possessions were removed from her

office and shipped to her home; (2) she was denied "advance" annual

leave; (3) she was not allowed to close her office door; (4) she was

required to have a doctor's note in order to return to work; (5) she

was "stopped" by her supervisor from going to the orthopedic clinic;

(6) her supervisor restricted the amount of time she could spend at "CPO,

EEO and Occupational Health." The appeal is accepted in accordance with 64

Fed. Reg. 37,644, 37, 659 (1999) (to be codified at 29 C.F.R. � 1614.405).

For the following reasons, the agency's decision is AFFIRMED.

BACKGROUND

The record reveals that during the relevant time period, complainant

was employed as a Risk Management Coordinator at the agency's Winn Army

Community Hospital in Fort Stewart, Georgia. In October 1994, complainant

filed an EEO complaint alleging that she had been discriminated against

by the agency in violation of Title VII.<2> According to complainant,

"as soon as" she filed the complaint, her supervisors began subjecting her

to a series of retaliatory actions, as outlined above. Believing herself

to be a victim of discrimination, complainant sought EEO counseling

and, subsequently, filed a second formal complaint on August 29, 1995.

The agency accepted the complaint for investigation. As part of

the investigation the agency conducted a fact-finding conference at

which witnesses, including complainant, testified under oath. At the

conclusion of the investigation, complainant was furnished with a copy

of the investigation report. She did not elect to exercise her right

to a hearing. Accordingly, the agency issued a FAD on the basis of the

investigative record.

The FAD found that complainant had established a prima facie case of

retaliation discrimination. It concluded, however, that complainant had

not proved discrimination because the agency had articulated legitimate,

nondiscriminatory reasons for its actions which complainant had failed

to rebut.

From the FAD, complainant brings the instant appeal.

ANALYSIS AND FINDINGS

After a careful review of the record, based on McDonnell Douglas

Corp. v. Green, 411 U.S. 792 (1973) and its progeny, Texas Dept. of

Community Affairs v. Burdine, 450 U.S. 248 (1981), St. Mary's Honor Center

v. Hicks, 509 U.S. 502 (1993), and Hochstadt v. Worcester Foundation for

Experimental Biology, Inc., 425 F. Supp. 318 (D. Mass. 1976), aff'd 545

F.2d 222 (1st Cir. 1976) (applying McDonnell Douglas to retaliation cases)

the Commission finds that complainant failed to prove by a preponderance

of evidence that the agency's articulated reasons for its actions were

a pretext for discrimination.<3> We are persuaded that complainant's

allegations that the agency's actions were undertaken in retaliation

for her having engaged in protected EEO activity are based on nothing

more than her own speculation.

In reaching this conclusion, we note that complainant has adduced

no evidence to refute what appear to us to be straightforward and

reasonable explanations for the agency's actions. For example, the

agency explained that complainant was prohibited from going to the

orthopedic clinic because she had on previous occasions improperly<4>

obtained drug prescriptions from physicians employed in the clinic.

This was a legitimate, nondiscriminatory reason for the agency's action.

Complainant presents no evidence to refute it.

CONCLUSION

Therefore, after a careful review of the record, including complainant's

contentions on appeal, the agency's response, and arguments and evidence

not specifically addressed in this decision, we AFFIRM the FAD.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0300)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, MUST BE FILED

WITH THE OFFICE OF FEDERAL OPERATIONS (OFO) WITHIN THIRTY (30) CALENDAR

DAYS of receipt of this decision or WITHIN TWENTY (20) CALENDAR DAYS OF

RECEIPT OF ANOTHER PARTY'S TIMELY REQUEST FOR RECONSIDERATION. See 64

Fed. Reg. 37,644, 37,659 (1999) (to be codified and hereinafter referred

to as 29 C.F.R. � 1614.405); Equal Employment Opportunity Management

Directive for 29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).

All requests and arguments must be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

19848, Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 64 Fed. Reg. 37,644, 37,661 (1999) (to be codified and hereinafter

referred to as 29 C.F.R. � 1614.604). The request or opposition must

also include proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S1199)

You have the right to file a civil action in an appropriate United States

District Court WITHIN NINETY (90) CALENDAR DAYS from the date that you

receive this decision. If you file a civil action, YOU MUST NAME AS THE

DEFENDANT IN THE COMPLAINT THE PERSON WHO IS THE OFFICIAL AGENCY HEAD

OR DEPARTMENT HEAD, IDENTIFYING THAT PERSON BY HIS OR HER FULL NAME AND

OFFICIAL TITLE. Failure to do so may result in the dismissal of your case

in court. "Agency" or "department" means the national organization, and

not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

3-9-00

Date Carlton M. Hadden, Acting Director

Office of Federal Operations

CERTIFICATE OF MAILING

For timeliness purposes, the Commission will presume that this decision

was received within five (5) calendar days after it was mailed. I certify

that this decision was mailed to complainant, complainant's representative

(if applicable), and the agency on:

3-9-00

Date

__________________________

Equal Employment Assistant

1 On November 9, 1999, revised regulations governing the EEOC's federal

sector complaint process went into effect. These regulations apply to all

federal sector EEO complaints pending at any stage in the administrative

process. Consequently, the Commission will apply the revised regulations

found at 64 Fed. Reg. 37,644 (1999), where applicable, in deciding the

present appeal. The regulations, as amended, may also be found at the

Commission's website at WWW.EEOC.GOV.

2The bases of discrimination alleged in the October 1994 complaint do

not appear in the record.

3Although the initial inquiry in a discrimination case usually focuses

on whether the complainant has established a prima facie case, following

this order of analysis is unnecessary where, as here, the agency has

articulated a legitimate, nondiscriminatory reason for its actions.

See Washington v. Department of the Navy, EEOC Petition No. 03900056 (May

31, 1990). In such cases, the inquiry shifts from whether the complainant

has established a prima facie case to whether she has demonstrated by a

preponderance of the evidence that the agency's reason for its actions

was a pretext for discrimination. Id.; see also United States Postal

Service Board of Governors v. Aikens, 460 U.S. 711, 714-17 (1983).

4Complainant acknowledged at the fact-finding conference that she had

knowingly acted improperly in seeking and obtaining prescriptions from

agency physicians even though she, as a civilian, was not entitled to

receive medical treatment from those physicians.