StrongVolt, Inc.v.Matey Michael GhomeshiDownload PDFTrademark Trial and Appeal BoardNov 23, 2018No. 92061629 (T.T.A.B. Nov. 23, 2018) Copy Citation Mailed: November 23, 2018 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ StrongVolt, Inc. v. Matey Michael Ghomeshi _____ Cancellation No. 92061629 _____ Charles F. Reidelbach, Jr. and Justine K. Wong of Higgs Fletcher & Mack LLP for StrongVolt, Inc. Matey Michael Ghomeshi, pro se. _____ Before Wolfson, Adlin and Heasley, Administrative Trademark Judges. Opinion by Wolfson, Administrative Trademark Judge: Respondent Matey Michael Ghomeshi owns Registration No. 3798681 for the mark: for goods ultimately amended to “audio speakers THIS OPINION IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92061629 - 2 - for computers; analog and digital audio signal transmitters” in International Class 9.1 In its petition to cancel, Petitioner pleads ownership of an application to register BLKBOX in International Class 9 for: cell phone battery chargers; solar battery chargers; stand- alone audio speakers; carrying cases, holders, protective cases and stands featuring power supply connectors, adaptors, stand-alone speakers and battery charging devices, specially adapted for use with handheld digital electronic devices, namely, cell phones, tablets and MP3 players2 and that its application was refused based on a finding that use of its mark would be likely to cause confusion with Respondent’s mark.3 As grounds for cancellation, Petitioner alleges nonuse “on each and every good recited in [Respondent’s] ‘681 Registration….” Specifically, Registrant has not used the trademark in its ‘681 Registration in United States commerce in conjunction with the following goods: “audio speakers for computers; portable electronic devices for recording, organizing, transmitting, manipulating and reviewing text, data, image and audio files; audio-video media players for 1 Filed August 3, 2009 under Section 1(a) of the Act; registration issued June 8, 2010; Section 8 affidavit accepted. The description of the mark reads: “The mark consists of a speaker icon with the stylized text ‘MobileBlackBox’.” Color is not claimed as a feature of the mark. 2 Serial No. 86312338, filed June 17, 2014; suspended. 3 Petition for Cancellation ¶5, 1 TTABVUE 4. Citations in this opinion will be to the TTABVUE docket entry number and, where applicable, the electronic page number where the document or testimony appears. Because the Board primarily uses TTABVUE in reviewing evidence, the Board prefers that citations to non-confidential parts of the record include the TTABVUE docket entry number and the TTABVUE page number. For material or testimony that has been designated confidential and which does not appear on TTABVUE, the TTABVUE docket entry number where such material or testimony is located should be included in any citation. See RxD Media, LLC v. IP Application Devel. LLC, 125 USPQ2d 1801, 1804 (TTAB 2018); Turdin v. Trilobite, Ltd., 109 USPQ2d 1473, 1476 n.6 (TTAB 2014); Trademark Trial and Appeal board Manual of Procedure (TBMP) § 801.03. Cancellation No. 92061629 - 3 - automobiles; audio and video recorders; digital video and event recorders that activate from automotive impact; transmitters for video signals for transmission over twisted pair cables” since its alleged dates of first use of January 16, 2003, or even since the filing of its trademark application for the ‘681 Registration on August 3, 2009. Accordingly, the ‘866 Registration is void in its entirety, or at least with respect to the goods described above.4 Respondent filed an Answer admitting that the only goods in the registration on which he used the mark were “portable electronic devices for transmitting data and sound files, audio players for automobiles, and analog and digital audio signal transmitters’”5 but later sought to amend his Answer to assert that he used his mark on “audio speakers for computers” but not on “audio players for automobiles.”6 Respondent also moved to amend the identification of goods in his registration to “audio speakers for computers” and “analog and digital audio signal transmitters.”7 The motion to amend the Answer included a new affirmative defense that the petition was untimely filed. The Board accepted Respondent’s motion to amend the identification of goods,8 and denied Respondent’s motion to amend to include the new 4 Petition for Cancellation ¶ 6, 1 TTABVUE 4-5. Although “analog and digital audio signal transmitters” are not per se among the goods specified in the petition to cancel as not having been in use, because these goods are related to “portable electronic devices for recording, organizing, transmitting, manipulating and reviewing text, data, image and audio files” as well as “transmitters for video signals for transmission over twisted pair cables,” and because the parties treat the petition as asserting nonuse on these goods, we have done the same. 5 4 TTABVUE 3. 6 26 TTABVUE. 7 16 TTABVUE. Petitioner filed its consent to the amendment, 19 TTABVUE; and the motion was granted by the Board, 24 TTABVUE. 8 24 TTABVUE. Cancellation No. 92061629 - 4 - affirmative defense,9 but did not reach Respondent’s motion to amend his statement admitting nonuse as to some of the goods.10 In view thereof, and of the amended identification of goods, Respondent’s statement in his Answer that he did not use his mark on “audio speakers for computers” is considered retracted and has not been taken as an admission. The parties’ respective trial briefs each appear to assert unpleaded claims. To the extent Petitioner intends to state an abandonment claim, that claim is unpleaded and the petition has not been amended or deemed amended pursuant to Fed. R. Civ. P. 15(a) or (b) to include the claim. See, e.g., Syngenta Crop Protection Inc. v. Bio-Chek LLC, 90 USPQ2d 1112, 1115 n.3 (TTAB 2009); TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 314 (2018) (“A party may not rely on an unpleaded claim.”). Respondent’s assertion that Petitioner infringed Respondent’s mark is not cognizable in Board proceedings. See, e.g., FirstHealth of the Carolinas Inc. v. CareFirst of Md. Inc., 479 F.3d 825, 81 USPQ2d 1919, 1921 (Fed. Cir. 2007); General Mills Inc. v. Fage Dairy Processing Indus. SA, 100 USPQ2d 1584, 1591 (TTAB 2011) (“The Board has no authority to determine the right to use, or the broader questions of infringement, unfair competition[.]”).We have given no consideration to arguments, testimony, or evidence directed to these purported claims. 9 30 TTABVUE. 10 The Board also struck Respondent’s affirmative defenses of failure to state a claim, waiver, estoppel, laches, and acquiescence. Cancellation No. 92061629 - 5 - I. DESCRIPTION OF THE RECORD The record includes the pleadings, and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), the file of the involved Registration. In addition, both parties filed testimony and evidence to which the other has objected. A. Petitioner’s Testimony and Evidence Petitioner filed the testimony declaration of its attorney, Charles F. Reidelbach, Jr.11 Respondent objects to the Reidelbach declaration on the ground that it was improper for Petitioner’s attorney to testify, as he would then improperly be acting in the dual role of attorney and as a witness. Under Patent & Trademark Office Rule 11.307, a practitioner shall not act as advocate at a proceeding in which he or she is likely to be a necessary witness unless “the testimony relates to an uncontested issue” or “disqualification of the practitioner would work substantial hardship on the client.”12 Mr. Reidelbach testified that he received certain documents from Respondent and a voice mail from Respondent’s assistant. His testimony simply authenticates these documents. We overrule Respondent’s objection to the Reidelbach declaration on the ground that Petitioner’s attorney improperly testified in this proceeding. Respondent also alleges that the exhibits accompanying the Reidelbach declaration were not introduced by Petitioner during its main testimony period and 11 35 TTABVUE. 12 Although Respondent based his objection on ABA Model Rule 3.7, the governing rule is Patent & Trademark Office Rule 11.307. See TBMP § 101.01 (rules relating to the conduct of practitioners are found in Part 11 of 37 C.F.R.). Cancellation No. 92061629 - 6 - constitute improper rebuttal evidence. There are four exhibits to the declaration: copies of Respondent’s initial disclosures; a recording of a voice mail message from Respondent’s assistant to Mr. Reidelbach; an email from Respondent to Mr. Reidelbach regarding Respondent’s upcoming deposition; and two emails from Respondent to Mr. Reidelbach stating that Respondent had already provided his discovery; the latter email including an additional sales receipt not previously submitted with Respondent’s initial disclosures. Mr. Reidelbach’s testimony regarding Respondent’s initial disclosures (Exhibit A) and the additional sales receipt (Exhibit D) properly rebuts Respondent’s assertion that documents identified as Exhibit F to his Notice of Reliance had been provided as part of his initial disclosures. The voice mail and email regarding Respondent’s upcoming deposition (Exhibits B and C) properly identified Respondent’s witness as his assistant, in rebuttal to her testimony declaration wherein she did not identify herself. We overrule Respondent’s objection to the Reidelbach declaration and accompanying exhibits on the ground of improper rebuttal.13 13 We also overrule Respondent’s objection to Exhibit A (Respondent’s initial disclosures) on the ground of confidentiality. If Respondent believed any portion of his initial disclosures were confidential, he was under an obligation to have clearly designated the exhibit as such, marking those portions he considered confidential before sending the initial disclosures to Petitioner. Respondent’s mention of confidentiality, buried within his submission, 35 TTABVUE 10, failed to sufficiently notify Petitioner that Respondent considered the submission confidential. See. e.g., Wet Seal, Inc. v. FD Management, Inc., 82 USPQ2d 1629, 1633 n.6 (TTAB 2007) (where party fails to designate a discovery response or submission as confidential under the terms of the protective order and/or redact confidential portions thereof, the confidentiality of the information is deemed waived). We also overrule Respondent’s objection, made in his brief, to the audio recording of Ms. Means’ voice mail (Exhibit B) on the ground that he could not listen to the recording because his copy contained no readable files. The alleged defect was a curable omission that should Cancellation No. 92061629 - 7 - Petitioner also filed the testimony declaration of Ian Sells, its chief executive officer, verifying results of a Lexis/Nexis public records search, attached to the declaration as Sells Exhibit A. In addition Petitioner filed, without objection, a Notice of Reliance14 on: 1. The official file wrapper of its pleaded application (Exhibit A); 2. Respondent’s Answer (Exhibit B);15 3. Respondent’s admissions to Petitioner’s First Set of Requests for Admissions (Exhibit C); 4. Respondent’s written responses to Petitioner’s First Set of Interrogatories (Exhibit D);16 5. Respondent’s written responses to Petitioner’s First Set of Requests for Production of Documents (Exhibit E); 6. Petitioner’s Second Set of Interrogatories (Exhibit F);17 have been raised in Respondent’s motion to strike. See TBMP § 532 and authorities cited in that section. 14 31 TTABVUE. 15 This filing was unnecessary, as the pleadings form part of the record without any further action from the parties. 16 Petitioner included as part of Exhibit D, emails sent by Petitioner’s counsel to Respondent (31 TTABVUE 585-588). These emails have not been authenticated by testimony and are improper subject matter for introduction under notice of reliance. Trademark Rule 2.122(e). We have, however, considered the emails attached to the Reidelbach declaration and those submitted by Respondent under his declaration; some of which are duplicated in Exhibit D. 17 Respondent did not respond to Petitioner’s second set of interrogatories. Two emails and a letter sent from Petitioner’s counsel to Respondent were included with Petitioner’s Exhibit F. These have been disregarded as they do not qualify under Trademark Rule 2.122(e) as either official documents or printed publications. Cancellation No. 92061629 - 8 - 7. Petitioner’s Second Set of Requests for Production of Documents (Exhibit G);18 8. Pages from Respondent’s initial disclosures (Exhibit H);19 9. Declaration of Use under Section 8 for Respondent’s involved registration (Exhibit I); 10. Declaration filed by Respondent with his application for registration (Exhibit J);20 11. Lexis/Nexis report (Exhibit K). B. Respondent’s Testimony and Evidence Respondent filed his evidence as Exhibits A-J to a Notice of Reliance.21 Although the majority of the documentation does not qualify under Trademark Rule 2.122(e) as suitable for filing through a notice of reliance, each of Exhibits A-J, with the exception of Exhibit F, was accompanied by a sworn testimony declaration signed either by Respondent or by Debra E. Means, Respondent’s assistant. The Board struck Exhibit F,22 but allowed Respondent time to submit a declaration to authenticate the Exhibit F documents, which Respondent did.23 Thus, Exhibits A-J are deemed as all having been filed under testimony declaration. 18 Respondent did not respond to Petitioner’s second set of document production requests. 19 A complete copy of Respondent’s initial disclosures is attached to the Reidelbach declaration as Exhibit A. 20 Also automatically forms part of the record and need not have been filed. Trademark Rule 2.122(b). 21 32 TTABVUE. 22 40 TTABVUE. 23 41 TTABVUE 3. Cancellation No. 92061629 - 9 - By the same Board order, Exhibits A, B, and C (in part) were stricken from the record and have not been considered.24 Petitioner’s other objections were deferred to final disposition; we now consider those which have been preserved by Petitioner in its separate statement of objections accompanying its trial brief.25 1. EXHIBIT C Exhibit C is the declaration of Debra E. Means and accompanying exhibits: a Certification of Vital Record from the Los Angeles County Department Of Health Services and a photograph of a gravesite. The Board has already stricken the photograph from the record. Petitioner objects to admission of the Means declaration and the Certification of Vital Record on the ground that Debra Means was not identified as a witness prior to Respondent’s pretrial disclosures, resulting in unfair surprise that Petitioner asserts is neither harmless nor substantially justified. Respondent counters that Ms. Means testified as a rebuttal witness to the Sells declaration to refute Petitioner’s assertion that Wilton Champ Means, one of the alleged recipients of a product sold by Respondent, had passed away before the date of the purported sale. To the extent the Means declaration refutes the assertion that Wilton Champ Means died prior to the sale, the declaration is rebuttal evidence and has been considered for that purpose. However, to the extent the information is presented as part of Respondent’s case-in-chief for the purpose of supporting his defense of use prior to the filing date, we do not consider Ms. Means’ testimony. For 24 32 TTABVUE 7-12 (Exhibit A); 32 TTABVUE 13-17 (Exhibit B); 32 TTABVUE 20 (Exhibit C, photograph). 25 43 TTABVUE. Cancellation No. 92061629 - 10 - her statement as to the purported date of sale to be admissible, Respondent would have had to have identified Ms. Means as a potential witness in his pretrial disclosures. 2. EXHIBIT D Exhibit D is a copy of a page taken from the Wayback Machine Internet Archive.26 Petitioner objects to Respondent’s declaration introducing Exhibit D, and Exhibit D itself, because the exhibit does not display the mark and because it comes from the Internet archives of the Wayback Machine, which the Board has held is generally unreliable. See, e.g., Paris Glove of Canada Ltd. v. SBC/Sporto Corp., 84 USPQ2d 1856, 1858-59 (TTAB 2007) (questioning the reliability of Wayback Machine evidence). We overrule Petitioner’s objection. The evidence has been introduced under Respondent’s declaration wherein he testifies to the access date and address from which the Internet page has been retrieved. See Safer Inc. v. OMS Investments Inc., 94 USPQ2d 1031, 1039 (TTAB 2010) (holding document obtained from the Internet admissible if access date and source (e.g., the URL) are identified). However, the exhibit has no probative value because on its face it does not pertain to Respondent’s mark, and neither the methodology nor reliability of the Wayback Machine has been established. 3. EXHIBIT E Exhibit E is in two parts; the first is a summary list Respondent prepared of his domain names, and the second is a copy of GoDaddy.com printouts showing 26 32 TTABVUE 25. Cancellation No. 92061629 - 11 - information about Respondent’s domain names.27 Petitioner objects to Respondent’s declaration introducing Exhibit E, and Exhibit E itself, on the ground that domain name use does not constitute use in commerce. We overrule the objection. The printouts are admissible under Safer Inc., and the list is admissible as an attachment to Respondent’s declaration attesting to its veracity. Nonetheless, this Exhibit has very little probative value because registration of a domain name alone, without further evidence, does not establish use in commerce. Most of the domain names mentioned in the exhibit bear no resemblance to Respondent’s mark, and the five purported registrations of “MobileBlackbox” domain names do not show that Respondent is using the term as a mark on the identified goods. See United Global Media Grp., Inc., v. Tseng, 112 USPQ2d 1039, 1046 (TTAB 2014) (invoice for domain name does not show trademark use); cf. Saul Zaentz Co. v. Bumb, 95 USPQ2d 1723, 1726 (TTAB 2010) (registration of domain name does not evidence bona fide intent to use mark); In re Eilberg, 49 USPQ2d 1955, 1957 (TTAB 1998) (domain name does not function as a service mark).28 4. EXHIBIT H Exhibit H is Respondent’s declaration refuting the statement in his Answer that he does not use his mark on “audio speakers for computers.” Petitioner objects to Exhibit H because it relates to an alleged inaccuracy in Respondent’s Answer that was not permitted to be amended by prior Board order. We admit the declaration but, 27 32 TTABVUE 29. 28 All of the domain name registrations except for “mobileblackbox.biz” have expired. 32 TTABVUE 77-83. Cancellation No. 92061629 - 12 - as noted, we have not considered the statement in Respondent’s Answer to constitute an admission and therefore Exhibit H is moot. 5. EXHIBIT F Exhibit F consists of dated sales receipts and product advertising or literature.29 Petitioner objects to all but three of the sales receipts under Fed. R. Civ. P. 37(c)(1), because Respondent did not provide them during the discovery period in response to Petitioner’s discovery requests. Petitioner argues that “[s]uch behavior unfairly prejudices [Petitioner] because it is denied the opportunity to obtain additional discovery related to the late produced evidence, and to otherwise prepare a comprehensive defense.”30 In essence, Petitioner has moved for application of the estoppel sanction. Under the estoppel sanction, a party that fails to provide information may, upon motion or objection by its adversary, be precluded from using that information or witness at trial, “unless the failure was substantially justified or is harmless.” Fed. R. Civ. P. 37(c)(1). See also Alcatraz Media Inc. v. Chesapeake Marine Tours Inc., 107 USPQ2d 1750, 1757 (TTAB 2013); Panda Travel, Inc. v. Resort Option Enters., Inc., 94 USPQ2d 1789, 1791-92 (TTAB 2009) (documents not produced until after the start of trial stricken); Byer California v. Clothing for Modern Times Ltd., 95 USPQ2d 1175, 1177 (TTAB 2010) (party warned during teleconference that it may be subject to the preclusion sanction where it “claimed” to have produced all responsive documents in 29 41 TTABVUE 5-42. The exhibit contains pages that display product images and product advertisement literature, none of which is probative because none of it is dated. 30 43 TTABVUE 6. Cancellation No. 92061629 - 13 - its possession); No Fear Inc. v. Rule, 54 USPQ2d 1551, 1555 (TTAB 2000); Bison Corp. v. Perfecta Chemie B.V., 4 USPQ2d 1718, 1720 (TTAB 1987) (“Each party has an obligation to thoroughly check its records in order to provide the requested discovery”); TBMP § 408.02. Petitioner is correct that Respondent did not provide all of the sales receipts contained in Exhibit F during the discovery period, and that Respondent consistently maintained that all documents in his possession or control were already provided to Petitioner as part of Respondent’s initial disclosures.31 Petitioner submitted its interrogatories, requests for production of documents, and admissions together with Respondent’s responses as evidence of having asked for, and not having received, the relevant information. Specifically, Petitioner made of record Respondent’s answers to Interrogatory Nos. 2, 4, 5, 6, 11 and 17. None of these interrogatories request sales receipts; rather, they seek, for example, information about the adoption of Respondent’s mark, post-2009 information and information about “continuous use.” Petitioner also introduced Respondent’s written responses to Document Request Nos. 1, 2, 3, 4, 9, and 17.32 Request No. 2 asks Respondent to produce “all documents which record, refer to, or relate to Respondent’s commencement of actual use in connection with the sale or distribution of goods listed in [Respondent’s] 31 See, e.g, Respondent’s answer to Petitioner’s document production request No. 4: “All documents relating to products sold by Respondent were provided to Petitioner as part of initial disclosure[s].” 31 TTABVUE 600. 32 31 TTABVUE 600-01. Cancellation No. 92061629 - 14 - Registration.” This request seeks information concerning Respondent’s first sale. In response, Respondent states: Petitioner has already acknowledged in its initial disclosure statement that it had in its possession all documents relating to Respondent’s website and products sold by Respondent. Respondent has additionally provided documents relating to any products currently out of stock or under revision that may not appear on the website(s). Also, see Response to Request No. 1.33 The documents contained in Respondent’s initial disclosures include two sales receipts for “headphones” that are responsive to Request No. 2. Moreover, the document contained in Exhibit F that shows Respondent’s first sale of “transmitters” (email notification of payment received from PayPal sent 3/1/05) is responsive to this Request. But Respondent did not produce this document in response to the discovery request; thus, it is excluded from consideration. Petitioner’s Request for Document Production No. 3 ask Respondent to produce all documents that relate to Respondent’s “continuous use” of his mark. In response, Respondent states, “See response to Request No. 2, which addresses Respondent’s commencement of use.” Taken together, these requests seek evidence of Respondent’s sales of audio speakers and transmitters. Petitioner followed-up its discovery requests with two emails to Respondent seeking any supplemental discovery that would show Respondent’s use of the mark 33 Request No. 1 sought documents relating to “any products currently sold and/or distributed” by Respondent. This request does not seek information for the relevant time frame. Cancellation No. 92061629 - 15 - on speakers and transmitters prior to August 2009.34 Respondent’s response was that everything supporting his alleged use of his mark was contained in the initial disclosures he had already submitted to Petitioner; he did however specify that he was “resending” them under cover of his October 18, 2016 email.35 Copies of the three receipts that Respondent had earlier produced were attached to the email. None of the other receipts in Respondent’s Exhibit F were included. A party who fails to amend a prior disclosure or discovery response as required by Rule 26(e) of the Federal Rules of Civil Procedure may be barred from using the evidence proffered. Fed. R. Civ. P. 37(c)(l). The USPTO’s Trademark Rules of Practice governing inter partes proceedings track the Federal Rules in this regard. Evidence not obtained and filed in compliance with the Rules of Practice will not be considered by the Board. Trademark Rule 2.123(k), 37 C.F.R. § 2.123(k). There are nineteen receipts contained in Exhibit F evidencing sales of Respondent’s products; the remainder are undated or do not mention the mark. Such a small number of documents could easily have been produced in response to Request Nos. 2 and 3, or in response to Petitioner’s emails. Because Respondent did not produce the nineteen relevant documents that make up Exhibit F, with the exception of three receipts, in 34 35 TTABVUE 136-39 and 32 TTABVUE 133-34. We rely on the emails that were submitted under Respondent’s testimony declaration and under the Reidelbach testimony declaration. We have not considered any additional emails that were submitted only through Petitioner’s Notice of Reliance. In its June 2, 2016 email, 35 TTABVUE 137, Petitioner specifically requests “receipts indicating the sale of speakers [and] transmitters” bearing Respondent’s mark. On October 17, 2016, Petitioner advised that because it had not received any additional receipts, it would assume that Respondent had no “additional material to support your discovery responses.” 35 TTABVUE 138. 35 35 TTABVUE 138. Cancellation No. 92061629 - 16 - response to Petitioner’s discovery request Nos. 2 and 3 and its follow-up emails, we sustain Petitioner’s objection to the documents contained in Exhibit F (excepting the three receipts).36 See also TBMP §§ 527.01(e) and 408.03. Disregarding evidence that has been stricken, Respondent introduced, under his testimony declarations, the following evidence: Exhibit D – archived Internet webpage from the Wayback Machine Internet Archive; Exhibit E – summary list of domain names and GoDaddy.com printouts; Exhibit F – three sales receipts; Exhibit G – webpage “How does Bluetooth work?”;37 Exhibit H – Respondent’s declaration regarding his Answer; Exhibit I – emails exchanged between the parties dated October 17 and 18, 2016; and Exhibit J – Respondent’s declaration regarding Petitioner’s Exhibit A to the Sells declaration. Respondent also introduced the declaration of Debra E. Means and accompanying exhibit (Certification of Vital Record). 36 Even if we considered the documentation, it would not support Respondent’s use of his mark on “audio speakers for computers” prior to the filing date of the application for registration. Because Respondent filed his application on August 3, 2009, those Exhibit F receipts that post-date August 3, 2009 are irrelevant. This leaves two receipts. For the reasons more fully discussed below, these two receipts are insufficient to show use of Respondent’s mark in commerce on “audio speakers for computers” prior to August 3, 2009. 37 As noted above, this webpage was introduced in support of Respondent’s counterclaim that Petitioner infringed Respondent’s mark, and although admissible under Safer Inc. has been disregarded because the Board does not adjudicate claims of unfair competition or infringement. Cancellation No. 92061629 - 17 - II. Standing Petitioner has standing because its pleaded application was refused based on Respondent’s involved registration. Lipton Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 1028, 213 USPQ 185, 189 (CCPA 1982) (“Thus, to have standing in this case, it would be sufficient that [plaintiff] prove that it filed an application and that a rejection was made because of [defendant’s] registration.”); Tri-Star Mktg., LLC v. Nino Franco Spumanti S.R.L., 84 USPQ2d 1912, 1914 (TTAB 2007) (“petitioner has standing to bring the petition for cancellation based on the fact that its application to register [its mark] was refused registration by the office under Section 2(d) based on a likelihood of confusion with respondent’s previously registered mark”); see also Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1062 (Fed. Cir. 2014) (plaintiff’s application refused based on defendant’s registrations).38 III. Burden of Proof “Because a trademark owner’s certificate of registration is ‘prima facie evidence of the validity of the registration’ and continued use of the registered mark, the burden of proof is placed upon those who seek cancellation. 15 U.S.C. § 1057(b) … the petitioner’s burden is to establish the case for cancellation by a preponderance of the evidence.” Cerveceria Centroamericana S.A. v. Cerveceria India Inc., 892 F.2d 1021, 13 USPQ2d 1307, 1309 (Fed. Cir. 1989). See also On-line Careline Inc. v. Am. Online 38 See TSDR copy of Petitioner’s BLKBOX application that indicates the application has been refused, 31 TTABVUE 8-11, and copy of the Final Office Action refusing the application on the basis of likelihood of confusion with Respondent’s MOBILEBLACKBOX and design registration, 31 TTABVUE 20-351. Cancellation No. 92061629 - 18 - Inc., 229 F.3d 1080, 56 USPQ2d 1471, 1476 (Fed. Cir. 2000) and 7-11 Sales, Inc. v. Perma, S.A. 225 USPQ 170 (TTAB 1984). IV. Whether Respondent Used His Mark Prior to the Filing Date Under Section 1(a) of the Trademark Act, 15 U.S.C. § 1151(a), a mark may not be registered unless it is “used in commerce.” Section 45 of the Trademark Act, 15 U.S.C. § 1127, provides that “[t]he term ‘use in commerce’ means the bona fide use of a mark in the ordinary course of trade, and not made merely to reserve a right in a mark.” The Trademark Act further specifies that a trademark shall be deemed to be in use in commerce when the goods bearing the mark “are sold or transported in commerce.” 15 U.S.C. § 1127. Christian Faith Fellowship Church v. Adidas AG, 841 F.3d 986, 120 USPQ2d 1640, 1642 (Fed. Cir. 2016) (providing an overview of the statutory use in commerce requirement); Freki Corp. N.V. v. Pinnacle Ent., Inc., 126 USPQ2d 1697, 1702 (TTAB 2018) (“a claim of nonuse is a claim that a defendant did not use its mark on some or all of the identified services as of the filing date of its application”); Intermed Commc’ns, Inc. v. Chaney, 197 USPQ 501 (TTAB 1977) (application void ab initio where mark had never been used in the United States on or prior to the filing date in association with the services described in the application). Where it is found that there has been no use of the mark in connection with any of the applied-for goods prior to the filing of an application filed under Section 1(a) of the Trademark Act, the application is void ab initio. ShutEmDown Sports Inc. v. Lacy, 102 USPQ2d 1036, 1045 (TTAB 2012); Am. Hygienic Labs. Inc. v. Tiffany & Co., 12 USPQ2d 1979, 1984 (TTAB 1989) (citing Pan Am. Life Ins. Co. v. Federated Mutual Ins. Co., 226 USPQ 914, 918 (TTAB 1985); see also Grand Canyon West Ranch, LLC Cancellation No. 92061629 - 19 - v. Hualapai Tribe, 78 USPQ2d 1696, 1698 (TTAB 2006) (“It is clear that an applicant cannot obtain a registration under Section 1 of the Trademark Act for goods or services upon which it has not used the mark.”), quoted in Tao Licensing, LLC v. Bender Consulting Ltd., 125 USPQ2d 1043, 1064 (TTAB 2017) (nonuse as of the statement of use provides “independent basis to cancel Respondent’s registration”). On the other hand, where use was made on some, but not all of the goods, prior to the filing date of a pending application, the application may be amended to delete those goods on which no use was made, and registration issue for the remaining goods. Grand Canyon West, 78 USPQ2d at 1698 (applicant allowed to amend use-based application to delete services for which no use was made as of the filing of the application); cf. Am. Hygienic Labs., 12 USPQ2d at 1981 (granting partial summary judgment on ground of nonuse of the mark as of the filing date). In requesting the amendment to delete the goods on which the mark had not been used, Respondent accepted judgment with respect to those deleted goods or services. Grand Canyon West, 78 USPQ2d at 1698.39 A. Audio Speakers for Computers Based on the evidence of record, or more accurately the lack thereof, we find that Respondent did not make a bona fide use of his mark on “audio speakers for computers” prior to the filing date of his application. First, Respondent’s initial disclosures consist mostly of undated documents that do not display Respondent’s 39 The deleted goods are: “portable electronic devices for recording, organizing, transmitting, manipulating and reviewing text, data, image and audio files; audio-video media players for automobiles; audio and video recorders; digital video and event recorders that activate from automotive impact; transmitters for video signals for transmission over twisted pair cables.” Cancellation No. 92061629 - 20 - mark.40 Although one illustration depicting a “6-channel headphone” bears Respondent’s mark, it is undated.41 The illustration is reproduced below. 42 A threshold issue that was not raised by the parties, but which is evident on the face of this illustration, is that it shows use of the mark on “headphones,” not on the listed goods, “audio speakers for computers.” A computer speaker is a hardware device that connects to a computer to generate sound. Headphones, on the other hand, are earphones “held over the ear by a band worn on the head” or “a small earphone 40 For example, the “list of persons who are likely to have discoverable non-privileged information” sheds no light on whether Respondent was using his mark. 35 TTABVUE 6. The “copy of or description by category of all documents and things” that Respondent may use to support his defense of use is a list of mostly company names. 35 TTABVUE 10. The unsigned “Distribution Agreement,” by its terms, appears to provide for the manufacturer to own whatever trademarks are used with respect to the products. 35 TTABVUE 88-96. 41 35 TTABVUE 68-79 and 35 TTABVUE 98-99. There are additional undated illustrations of headphones, 35 TTABVUE 84-87, and additional undated illustrations of transmitters, 35 TTABVUE 112-121 and 125-129, none of which display Respondent’s mark. 42 41 TTABVUE 30. Cancellation No. 92061629 - 21 - inserted into the ear : earbud.”43 Because all of Respondent’s evidence refers to his goods as “headphones,” none of it shows use of his mark on audio speakers for computers. For this reason alone, the evidence fails to support Respondent’s claim of use. The evidence also fails to show bona fide sales of goods, assuming “headphones” were the appropriate goods. There are two sales receipts for sales of headphones that indicate samples were sold to two individuals, one in New York and one in California. The receipts display the mark in their upper-left hand corners, but the photographs of the goods show that the goods themselves bear only the word mark “MOBILE BLACKBOX.” 44 45 43 At www.merriam-webster.com/dictionary/headphone, accessed November 14, 2018. Judicial notice may be taken of dictionary evidence, including on-line dictionaries that appear in printed format or have regular fixed editions. University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., 213 USPQ 594 (TTAB 1982), aff'd, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983). 44 35 TTABVUE 70. The poor quality reproduction is in the original. 45 35 TTABVUE 76. Cancellation No. 92061629 - 22 - In both instances, the receipts are specifically marked “sample” or “evaluation samples.” One receipt is dated 2007 and identifies “Mobile Black Box 3DVOX 5.1 channel 3DVOX headphones (sample);” the other receipt is dated 2006 and identifies “Mobile Black Box 501 5. 1 channel 30 headphones (evaluation samples).” While two sales receipts for sample products are minimal, depending on the particular facts and industry practice, some types of promotional activities such as distributing samples may qualify as use in commerce. Tao Licensing, 125 USPQ2d at 1053. It is necessary, however, that such use be “an ‘open and notorious’ use reaching purchasers or prospective purchasers of the goods in connection with which the mark is used.” E.I. du Pont de Nemours and Co. v. G.C. Murphy Co., 199 USPQ 807, 812 (TTAB 1987). And even the sale of samples, in and of itself, does not necessarily meet the standard. In Hydro-Dynamics, Inc. v. George Putnam & Co., 811 F.2d 1470, 1 USPQ2d 1772, 1774 (Fed. Cir. 1987), our primary reviewing court held that sending a box of samples to obtain the opinion of an independent distributor did not qualify as use in commerce, even though the distributor sold the samples to customers, because the purpose of the shipment was “advisory consultation on the merits of a proposed trademark.” See also Smith Int’l, Inc. v. Olin Corp., 209 USPQ 1033, 1046 (TTAB 1981) (“a shipment of an article or a prototype of an article for testing and experimentation is not a public use upon which trademark rights are created”). The determination thus is a fact-based inquiry as to whether the activity in question is bona fide use in the ordinary course of trade. Tao Licensing, 125 USPQ2d at 1053-54. The Board in Tao Licensing indicated that whether the goods are sold or given away for free “can help inform whether the activity is in the ordinary course of trade.” Cancellation No. 92061629 - 23 - Id. at 1053 n.72. Respondent charged for the goods, but did not add tax, shipping or handling fees.46 As for the 2007 receipt, the recipient is described in Respondent’s initial disclosures as a “Person ha[ving] knowledge regarding 3D headphone prototype development. 3D Headphones project potential investor. Purchased Sample for evaluation.”47 As for the 2006 receipt, Petitioner called into question the relationship between the recipient and Respondent by showing that Respondent’s assistant resides at the same address as the recipient, suggesting the sale may have been merely an internal transaction from Respondent to his employee’s relative. See, e.g., Am. Hygienic Labs., 12 USPQ2d at 1981 n.3 (shipments of cosmetics from opposer’s vice president to himself and to two in-house counsel considered “sham transaction”); NutraSweet Co. v. K & S Foods Inc., 4 USPQ2d 1964, 1966 (TTAB 1987) (single shipment of product from one corporate officer to another constitutes intracompany transaction done solely for purposes of qualifying for registration and not use in commerce); Paramount Pictures Corp. v. White, 31 USPQ2d 1768, 1773 (TTAB 1994) (even under prior law, where “token use” was permissible, trademark rights were not created by “sporadic, casual, and nominal” shipments of goods bearing a mark. “Rather, there had to be a trade in the goods sold under the mark, or at least an active and public attempt to establish such a trade, in order for a trademark (and registrable rights) to exist.”), aff’d without published opinion, White v. Paramount Pictures Corp., 108 F.3d 1392 (Table) (Fed. Cir. 1997) (opinion available at 1997 WL 46 The amount of “sales tax” and of “shipping & handling” on each sales receipt is indicated as “US$0.00.” 31 TTABVUE 641-42. 47 35 TTABVUE 9. Cancellation No. 92061629 - 24 - 76957).48 Given the absence of any information as to the disposition of the headphones, or testimony from Respondent or the recipients negating the inference that, as samples, the distributions were exploratory in nature and not arms-length transactions, we cannot determine that these two receipts evidence distributions “made for legitimate marketing or other commercially reasonable reasons in the ordinary course of trade (i.e., genuine use of the mark).” Automedx, Inc. v. Artivent Corp., 95 USPQ2d 1976, 1982 (TTAB 2010) (sales of ventilators to the military were for legitimate business reasons (i.e., to test and refine the portable ventilators) and not merely to reserve the right to register the marks). There is no evidence that Respondent’s one-time shipments were followed by other shipments or accompanied by other activities indicating a continuing effort to use the mark and place the products on the market. Richardson-Vicks Inc. v. Franklin Mint Corp., 216 USPQ 989, 991 (TTAB 1982) (no accrual of proprietary rights based on shipment of one jar of cold cream where goods to be identified by the mark not otherwise in existence at the time). Even if the distribution of sample products were considered bona fide transactions, there is no evidence in the record that the mark was used on the goods or their packaging. See Blue Bell, Inc. v. Farah Mfg. Co., 185 USPQ 1, 6 (5th Cir. 1975) quoted in Tao Licensing, LLC v. Bender Consulting Ltd., 125 USPQ2d at 1055 (bona fide use in trade requires that the mark “be affixed to the merchandise 48 Tao Licensing, 125 USPQ2d at 1051 n. 58 (“prior case law under the old ‘token use’ requirement is instructive because uses that did not qualify under the token use definition will not qualify under the newer, more stringent definition”). Cancellation No. 92061629 - 25 - actually intended to bear the mark in commercial transactions”). The headphones illustrated above display only a word mark on the goods and not Respondent’s registered composite mark. The single page advertising the headphones, also depicted above, bears the registered mark, but product or advertising literature does not serve as point-of-sale material unless there is a means for ordering the goods, and since there is not, the page does not qualify as a display associated with the goods. See, e.g., In re Kohr Bros., Inc., 121 USPQ2d 1793, 1795 (TTAB 2017); In re Schiapparelli Searle, 26 USPQ2d 1520, 1522 (TTAB 1993). Petitioner sent a second set of document production requests to Respondent.49 Request No. 19 sought all documents relating to the manufacturing or distribution of “audio speakers for computers.” Request Nos. 20-24 asked for supporting evidence directed to Respondent’s assertion, in his Section 8 declaration for maintenance of his registration, that he was excused from using the mark on “audio speakers for computers.” Respondent did not answer any of the requests in Petitioner’s second set of document requests.50 Petitioner’s Admission Request No. 1 asks Respondent to admit that he did not provide “audio speakers for computers” under his mark from August 3, 2009 to the present; Respondent denied the request but stated that he did not provide these goods “during any period(s) where product was being revised with technical updates.”51 In Interrogatory No. 2, Petitioner asked Respondent to identify 49 31 TTABVUE 622. 50 31 TTABVUE 4. 51 31 TTABVUE 560. A denial of a request for admission is merely a refusal to stipulate that request and establishes neither the truth nor the falsity of the request, thus leaving the matter asserted in the request to be resolved on the merits. See Phillies v. Phila. Consol. Cancellation No. 92061629 - 26 - all products currently sold under his mark; Respondent answered, “3DVOX 6-channel headphones (currently out of stock).”52 These exchanges suggest that Respondent did not commercially produce headphones following the two sample shipments. In any event, there is no evidence that Respondent sold headphones under the involved mark prior to the application’s filing date. In making this determination, we have considered Respondent’s statements in his declaration that he has used his mark continuously since 2003.53 In some cases, testimony alone of a single, credible witness is enough to establish common law use of a mark for the identified goods or services. Powermatics, Inc. v. Glebe Roofing Prods. Co., 341 F.2d 127, 144 USPQ 430, 432 (CCPA 1965); GAF Corp. v. Amatol Analytical Servs., Inc., 192 USPQ 576, 577 (TTAB 1976) (use of a mark may be established by the oral testimony of a single witness where such testimony is “clear, consistent, convincing, circumstantial and uncontradicted.”). However, “oral testimony is obviously strengthened by documentary evidence which corroborates use.” Nationstar Mortg. LLC v. Ahmad, 112 USPQ2d 1361, 1372 (TTAB 2014) (citing Elder Mfg. Co. v. Int’l Shoe Co., 194 F.2d 114, 92 USPQ 330, 333 (CCPA 1952)). Respondent’s testimony, at least with respect to “audio speakers for computers,” is called into question by his admission that he did not provide “audio speakers for computers” Holding Corp., 107 USPQ2d 2149, 2152 (TTAB 2013); Life Zone Inc. v. Middleman Group Inc., 87 USPQ2d 1953, 1957 n.10 (TTAB 2008); Sinclair Oil Corp. v. Kendrick, 85 USPQ2d 1032, 1036 n.8 (TTAB 2007). Therefore, denials of requests for admission are inadmissible. See Life Zone Inc., 87 USPQ2d at 1957 n.10. 52 31 TTABVUE 579. 53 41 TTABVUE 2. Cancellation No. 92061629 - 27 - under his mark “during any [unspecified] period(s) where product was being revised with technical updates”54 and that the 3DVOX 6-channel headphones were currently out of stock.55 The sales receipts on which Respondent relies do not corroborate the testimony for the reasons discussed above. Finally, Exhibit D, a copy of an archived page from the WayBackMachine.org website,56 only supports Respondent’s assertion that he is the “link” for the American office of CompTechnic, Inc. It does not support Respondent’s statement that “3DVOX computer headphone products were sold under the MobileBlackBox mark” because Respondent has not proven that he sold 3DVOX headphones, 3DVOX headphones are not “audio speakers for computers,” and the word mark MobileBlackBox that may have appeared on any goods is not the same as the composite design mark that is at issue in this proceeding. We find that the record as a whole reflects that Respondent was not yet using his mark on “audio speakers for computers” in the ordinary course of trade as of the filing date of his registration. Accordingly, the registration is subject to partial cancellation to delete “audio speakers for computers.” B. Analog and Digital Audio Signal Transmitters Turning to the evidence in support of Respondent’s use of the mark on analog and digital audio signal transmitters, we start with Respondent’s initial disclosures. As with the audio speakers, there are undated illustrations of transmitters displaying 54 31 TTABVUE 560. 55 31 TTABVUE 579. 56 32 TTABVUE 25. Cancellation No. 92061629 - 28 - the mark, such as the “FM audio Transmitter,”57 as well as other undated documents that do not bear the mark.58 None of these documents have any probative value. Although there is one sales receipt that appears to demonstrate a sale of two “Mobile Black Box FM Audio Transmitter[s]” to an unidentified recipient in Ohio,59 the receipt is dated 03/19/2013, well after Respondent’s filing date. Other than this single sales receipt, Respondent has not shown that it used the mark on transmitters.60 Thus, even assuming the transmitter bore the registered mark, which is not apparent 57 35 TTABVUE 100. 58 These include an undated shipping label, 35 TTABVUE 81, price list, 35 TTABVUE 82-83, packing list, 35 TTABVUE 102, and invoices apparently from Respondent’s manufacturer to Respondent. 35 TTABVUE 104-5. None of these are probative as they lack dates. In addition, the document entitled “Application Notes,” the two articles about Bluetooth technology, and the one report about FM transmitter and radio technology are irrelevant because they have nothing to do with Petitioner’s nonuse claim; they have been disregarded. 35 TTABVUE 12- 67. There are three invoices that appear to be for goods shipped from Respondent’s manufacturer to Respondent. Shipments from a manufacturer to the trademark owner do not constitute use in commerce. See Avakoff v. Southern Pacific Co., 226 USPQ 435, 436 (Fed. Cir. 1985) (“[D]elivery of the goods to applicant from the manufacturer … was a shipment of the goods in preparation for offering the goods for sale. It did not make the goods available to the purchasing public … . Clearly, the shipment by applicant's manufacturer to the applicant was not use of the mark by applicant in commerce.”); Tao Licensing, 125 USPQ2d at 1052 (importation of vodka, whether by registrant or one acting on registrant’s behalf, did not establish the requisite use or transportation in commerce); Clorox Co. v. Salzar, 108 USPQ2d 1083, 1086-87 (TTAB 2013) (holding that mere shipment of goods from manufacturer to applicant did not qualify as use in commerce); 3 McCarthy on Trademarks and Unfair Competition § 19:118 (5th ed.) (“A required element of use in commerce is some element of open or public use.”). Moreover, two of them are for unrelated goods (e.g., car chargers) and one bears an illegible date. 59 35 TTABVUE 142. 60 The 2013 receipt was the only receipt of the three admitted receipts that is for the sale of a transmitter. In excluded Exhibit F, there were five receipts that pre-date Respondent’s filing date of August 3, 2009. The receipts alone are insufficient, however, to prove Respondent’s use of his registered mark on the goods. None of them mention the mark; the only use of “MobileBlackBox” on the receipts is as part of a domain name (“MobileBlackBox.com”); and Respondent did not verify that the goods shipped under any of the five receipts were branded with the composite mark. Cancellation No. 92061629 - 29 - from the sales receipt alone, the evidence is insufficient to prove Respondent’s use of his registered mark as of the filing date of his application. Respondent does not provide any further information about the transaction, or any admissible evidence showing use of his mark as of the filing of his application. The registration is therefore subject to cancellation to delete “analog and digital audio signal transmitters.” V. Conclusion After careful consideration of the parties’ arguments and the evidence properly made of record, we find that Respondent did not use his mark as of the filing date of the application on either “audio speakers for computers” or “analog and digital audio signal transmitters.” Accordingly, on this record, Petitioner has shown that Respondent’s registration is void ab initio. Decision: The petition to cancel Registration No. 3798681 for the mark is granted. Copy with citationCopy as parenthetical citation