Stemtech International, Inc.Download PDFTrademark Trial and Appeal BoardApr 24, 2017No. 86276406 (T.T.A.B. Apr. 24, 2017) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: April 24, 2017 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Stemtech International, Inc. _____ Serial No. 86276406 _____ Howard L. Hoffenberg of the Law Offices of Howard L. Hoffenberg, for Stemtech International, Inc. John M.C. Kelly, Trademark Examining Attorney, Law Office 119, Brett J. Golden, Managing Attorney. _____ Before Kuczma, Heasley and Lynch, Administrative Trademark Judges. Opinion by Heasley, Administrative Trademark Judge: Stemtech International, Inc. (“Applicant”) seeks registration on the Principal Register of the mark THE STEM CELL NUTRITION COMPANY (in standard characters, with “NUTRITION COMPANY” disclaimed) under Section 2(f) of the Trademark Act for “dietary and nutritional supplements for the purpose of supporting stem cell physiology” in International Class 5.1 1 Application Serial No. 86276406 was filed on May 8, 2014, based upon Applicant’s claim of first use anywhere and use in commerce since at least as early as November 25, 2008. Serial No. 86276406 - 2 - The Trademark Examining Attorney has refused registration of Applicant’s mark on the ground that the applied-for mark is merely descriptive under Section 2(e)(1) of the Trademark Act and has not acquired distinctiveness under Section 2(f), 15 U.S.C. §§ 1052(e)(1), (f)(2), and also on the ground that Applicant has failed to provide information required under Trademark Rule 2.61(b). 37 CFR § 2.61(b). When the refusal was made final, Applicant petitioned the Director of the USPTO to direct the Examining Attorney to withdraw the substantive refusals under Section 2.2 The Director dismissed the petition.3 Applicant then appealed. We affirm the substantive refusal to register, and the refusal to register based on Applicant’s failure to comply with appropriate requests for information under Rule 2.61(b).4 I. Descriptiveness The Lanham Act precludes registration of a term that is merely descriptive of an Applicant’s goods. 15 USC § 1052(e)(1). A mark is merely descriptive “if it immediately conveys knowledge of a quality, feature, function, or characteristic of the goods or services with which it is used.” In re Chamber of Commerce of the United States of America, 675 F.3d 1297, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012) (quoting In re Bayer Aktiengesellschaft, 488 F.3d 960, 82 USPQ2d 1828, 1831 (Fed. Cir. 2007)). 2 March 20, 2016 Petition to Director under 37 CFR § 2.146. 3 July 28, 2016 Petition dismissed, noting inter alia that “petitioner’s requested review is not proper subject matter for a petition because it would require a determination of a substantive issue concerning descriptiveness and acquired distinctiveness pursuant to Sections 2(e) and (f). Review of this issue would only be proper subject matter for an appeal to the Trademark Trial and Appeal Board.” 4 We discuss, infra, which requests were appropriate and why compliance was lacking. Serial No. 86276406 - 3 - Applicant has tacitly conceded the descriptiveness of its mark in two ways. First, it obtained registration of the same mark for the same identified goods on the Supplemental Register,5 which is prima facie evidence of the mark’s descriptiveness at the time of registration. In re Highlights for Children, Inc., 118 USPQ2d 1268, 1272-73 (TTAB 2016).6 Second, Applicant now seeks to register the mark on the Principal Register based on its claim of acquired distinctiveness under Section 2(f). As Applicant puts it, “On 5 Registration no. 3585038, issued on the Supplemental Register on March 3, 2009; TESS printout, Nov. 13, 2015 Response to Office Action pp. 256-57. 6 Applicant recounts how its earlier application was initially refused registration based on mere descriptiveness, but was amended to the Supplemental Register. Applicant regards that amendment as an “upgrading” of the mark “from merely descriptive to descriptive,” and argues that the Administrative Procedure Act, 15 U.S.C. § 706(2)(A), as well as due process, requires consistent treatment of its present Application. Applicant’s brief, pp. 5, 9-10, 17- 18, 20, 4 TTABVUE 6, 10-11, 18-19, 21; Applicant’s reply brief pp. 4-8, 7 TTABVUE 5-9. By this argument, it appears that Applicant perceives a distinction between a term refused registration as “merely descriptive” and one refused registration as “descriptive,” with a term categorized as the latter being possessed with more capacity to designate source than a term categorized as the former. While the argument rings true to the extent that case law acknowledges that some terms are more highly, or readily, descriptive than others, there is no such legal distinction in the statute or case law between the designations “merely descriptive” and “descriptive.” To be registrable on the Supplemental Register, a mark must be capable of distinguishing an applicant’s goods or services and not registrable on the Principal Register. 15 U.S.C. § 1091. The prior registration of Applicant’s mark on the Supplemental Register means it was not treated as generic (since generic designations are incapable of distinguishing an applicant’s goods or services), 15 U.S.C. § 1091(c), but it was still treated as merely descriptive under Section 2(e)(1). See TMEP § 1209.02(a). Therefore, even though each application must be considered on its own merits, see In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001), In re Cordua Rests. Inc., 823 F.3d 594, 118 USPQ2d 1632, 1635 (Fed. Cir. 2016), Applicant’s present Application also is being treated consistently with its prior application; and its arguments based on the Administrative Procedure Act and due process are groundless. In addition, as to the Administrative Procedure Act and alleged inconsistency, see the Board’s thorough analysis and rejection of a similar argument in In re Wilson, 57 USPQ2d 1863, 1870-1871 (TTAB 2001). As to the due process claim, the Board is an administrative tribunal and accordingly lacks authority to make findings regarding constitutional claims. See TBMP § 102.01 (Jan. 2017), and the authorities cited therein. Serial No. 86276406 - 4 - this appeal, applicant does not separately argue the 2(e)(1) refusal; rather, applicant asserts registerability based on acquired distinctiveness under Section 2(f).”7 We agree, for where, as here, “an applicant seeks registration on the basis of Section 2(f), the mark’s descriptiveness is a nonissue; an applicant’s reliance on Section 2(f) during prosecution presumes that the mark is descriptive.” Cold War Museum, Inc. v. Cold War Air Museum, Inc., 586 F.3d 1352, 92 USPQ2d 1626, 1629 (Fed. Cir. 2009). The statute “accepts a lack of inherent distinctiveness as an established fact.” Yamaha Int’l Corp. v. Hoshino Gakki Co., Ltd., 840 F.2d 1572, 6 USPQ2d 1001, 1005 (Fed. Cir. 1988); see also In re Cordua Rests. LP, 110 USPQ2d 1227, 1233 (TTAB 2014), aff’d 823 F.3d 594, 118 USPQ2d 1632 (Fed. Cir. 2016). As Applicant acknowledges, “The central issue on this appeal is whether Applicant’s mark has acquired distinctiveness.”8 This is true regardless of whether we consider the applied-for mark to be “merely descriptive” or “descriptive,” because there is no legal distinction between the two characterizations for the purpose of analyzing acquired distinctiveness. For consistency with the language of the statute, we will primarily employ the term “merely descriptive,” but Applicant may consider this synonymous with “descriptive.” Under Section 2(f), matter that is merely descriptive under Section 2(e)(1) may nonetheless be registered on the Principal Register if it has become distinctive of the applicant’s goods in commerce. 15 U.S.C. § 1052(f); Cold War Museum, 92 USPQ2d 7 Applicant’s brief, p. 18, 4 TTABVUE 19. 8 Applicant’s brief, p. 4, 4 TTABVUE 5. Serial No. 86276406 - 5 - at 1629; H. Marvin Ginn Corp. v. Int’l Ass’n of Fire Chiefs, Inc., 782 F.2d 987, 228 USPQ 528, 530 (Fed. Cir. 1986). An applicant bears the burden of proving acquired distinctiveness. In re La. Fish Fry Prods., Ltd., 797 F.3d 1332, 116 USPQ2d 1262, 1264 (Fed. Cir. 2015); In re Fantasia Dist., Inc., 120 USPQ2d 1137, 1143 (TTAB 2016). The amount and character of evidence required to establish acquired distinctiveness depends on the facts of each case, and particularly on the nature of the matter sought to be registered as a mark. In re White Jasmine LLC, 106 USPQ2d 1385, 1395 (TTAB 2013). The more descriptive the term, the greater an applicant’s evidentiary burden to establish acquired distinctiveness. In re Steelbuilding.com, 75 USPQ2d at 1424; In re Bongrain Int’l (Am.) Corp., 894 F.2d 1316, 13 USPQ2d 1727, 1728n.4 (Fed. Cir. 1990) (citing Yamaha, 6 USPQ2d at 1008); In re Country Music Ass’n Inc., 100 USPQ2d 1824, 1834 (TTAB 2011). Highly descriptive terms require more substantial evidence of acquired distinctiveness because they are less likely to be perceived as trademarks than less descriptive terms, and are more likely to be useful to competing sellers. In re Greenliant Systems Ltd., 97 USPQ2d 1078, 1085 (TTAB 2010); In re Cordua Rests., 110 USPQ2d at 1233-34, aff’d on other grounds, 118 USPQ2d 1632 (Fed. Cir. 2016). The case law is clear that the descriptive nature of a term proposed for registration under Section 2(f) is judged on a sliding scale, and some terms are more readily descriptive than others. Here, as the Examining Attorney observes, Applicant’s proposed mark, “THE STEM CELL NUTRITION COMPANY,” consists of highly descriptive words. The first word, “THE,” lacks trademark significance. In Re Thor Tech, Inc., 90 USPQ2d Serial No. 86276406 - 6 - 1634, 1635 (TTAB 2009) (“The addition of the word ‘The’ at the beginning of the registered mark does not have any trademark significance. ‘The’ is a definite article. When used before a noun, it denotes a particular person or thing.”) (citing inter alia The Conde Nast Pubs. Inc. v. The Redbook Pub. Co., 217 USPQ 356, 357 (TTAB 1983) (“‘The’ is insignificant. This word cannot serve as an indication of origin, even if applicant's magazine were the only magazine for young women.”). A “STEM CELL” is “an undifferentiated cell of a multicellular organism that is capable of giving rise to indefinitely more cells of the same type, and from which certain other kinds of cell arise by differentiation.”9 “NUTRITION” is “the branch of science that deals with nutrients and nutrition, particularly in humans.”10 And a “COMPANY” is simply “a business enterprise”;11 its addition at the end of the mark is not source-identifying, and adds no distinctiveness. See In re Oppedahl & Larson LLP, 373 F.3d 1171, 71 USPQ2d 1370, 1373 (Fed. Cir. 2004); In re Wm. B. Coleman Co., Inc., 93 USPQ2d 2019, 2027 (TTAB 2010) (finding ELECTRIC CANDLE COMPANY “incapable of identifying source for electric candles because it is a term a purchaser would understand and could use to refer to the type of company that sells electric candles, 9 OxfordDictionaries.com, 8/28/2014, Aug. 28, 2014 Office Action p. 8 pdf. See also Applicant’s definition of “STEM CELL,” which is to the same effect: “an undifferentiated cell that can give rise to other cells of the same type indefinitely or from which specialized cells such as blood cells develop.” Encarta.msn.com, 10/28/2008, Nov. 13, 2015 Response to Office Action p. 145 pdf. 10 OxfordDictionaries.com, 8/28/2014, Aug. 28, 2014 Office Action p. 117 pdf. See also Applicant’s definition of “NUTRITION”: “the science that deals with foods and their effects on health.” Encarta.msn.com, 20/28/2008, Nov. 13, 2015 Response to Office Action pp. 147- 48. 11 Encarta.msn.com, 10/28/2008, Nov. 13, 2015 Response to Office Action p. 149. Serial No. 86276406 - 7 - and must be left available for use by other such companies selling electric candles.”); see generally 2 MCCARTHY ON TRADEMARKS AND UNFAIR COMPETITION §12:39 (4th ed. 2016) (quoting Goodyear’s Rubber Mfg. Co. v. Goodyear Rubber Co., 128 U.S. 598, 602-03 (1898) (“[P]arties united to produce or sell wine, or to raise cotton or grain, might style themselves ‘Wine Company,’ ‘Cotton Company,’ or ‘Grain Company,’ but by such description they would in no respect impair the equal right of others engaged in similar business to use similar designations, for the obvious reason that all persons have a right to deal in such articles, and to publish the fact to the world.”)). These descriptive words, taken together in their entirety, are highly descriptive of Applicant’s goods. Applicant’s own website uses “stem cell nutrition” descriptively to tout its products―e.g.: Serial No. 86276406 - 8 - 12 Applicant’s website recounts the company’s history, repeatedly using the term “stem cell nutrition”: 13 12 NewStemCells.Stemtech.com/US/Products 8/28/2014, Aug. 28, 2014 Office Action p. 11 pdf. (highlighting added). 13 Stemtech.com/US/CompanyStory, 12/17/2015, March 16, 2016 Office Action pp. 63-65 (highlighting added). Serial No. 86276406 - 9 - In a webinar, Applicant’s chief science officer described how its stem cell nutritional supplements work: they nourish users’ bone marrow, inducing it to release more stem cells, which are carried via the circulatory system to tissues and organs throughout the body, where they can aid in healing and regeneration: 14 14 Youtube.com 12/17/2015, March 16, 2016 Office Action p. 68 (highlighting added). Serial No. 86276406 - 10 - Applicant argues that its supplements do not nourish stem cells directly, they nourish the tissue around the stem cells.15 But its identification of goods, “dietary and nutritional supplements for the purpose of supporting stem cell physiology,” does not specify whether the nutrients support stem cell physiology directly or indirectly. And as it explains in the above quote, its “clinically studied stem cell nutrition line of products is designed to help support three most important aspects of stem cell physiology: the release, circulation and migrations of stem cells.” So its goods offer “stem cell nutrition.” Further, in press releases and interviews, Applicant’s officers extol the potential of stem cell nutrition. In one interview, Applicant’s chief executive officer states, “Stem cell nutrition addresses a brand new way to support health…and has the potential to eclipse the massive antioxidant supplement business.”16 In yet another press release, Applicant’s officers praise a new publication: 17 15 Applicant’s brief, pp. 20-21, 4 TTABVUE 21-22. 16NutraIngredients-usa.com/Markets/Stemtech-Stem-cell-Nutrition-could-eclipse– antioxidant-supplement-market 4/20/2015, May 28, 2015 Office Action pp. 32-35, March 16, 2016 Office Action pp. 85-90. 17 StemCellNutrition.com 4/20/2015, May 28, 2015 Office Action p. 40. Serial No. 86276406 - 11 - Applicant’s CEO states, “Dr. Somersall’s latest best seller helps to clearly distinguish between stem cell nutrition and stem cell medicine. Indeed the future promise of stem cell medicine is real, but stem cell nutrition is making a major impact on wellness TODAY.”18 Applicant’s own descriptive use of the phrase “STEM CELL NUTRITION” implies that not only it, but the public at large would regard those terms as descriptive of the goods offered for sale. See In re Abcor Development Corp., 588 F.2d 811, 200 USPQ 215, 218 (CCPA 1978) (“Evidence of the context in which a mark is used ... in advertising material directed to the goods is probative of the reaction of prospective purchasers to the mark.”). News articles about Applicant use the same phrase in the same descriptive sense. When Applicant Stemtech announced its plans to move its corporate offices from San Clemente, California to Pembroke Pines, Florida, the South Florida Business Journal trumpeted the headline: 19 18TeamStemtech.com/company-news/usa/507-pioneers-in-stem-cell-nutrition-praise-new- best-selling-book.html 4/21/2015, May 28, 2015 Office Action p. 65. 19 South Florida Business Journal, March 17, 2014, Aug. 28, 2014 Office Action p. 94 pdf (highlighting added). Serial No. 86276406 - 12 - The Sun-Sentinel of Fort Lauderdale quoted the mayor of Pembroke Pines: “[T]he city is continuing to progress with news that Trader Joe’s is opening in the city and stem cell nutrition company StemTech International is relocating its headquarters from California.”20 Applicant’s competitors use the same sort of descriptive phrasing for their products, e.g.: 21 22 20 Sun-Sentinel (Fort Lauderdale, Florida) 4/13/2014, March 16, 2016 Office Action p. 19 (emphasis added). 21 Life Sciences Today, Vol. 3, Issue 3, March 16, 2016 Office Action p. 101. 22 NaturaTherapeutics.com 12/17/2015, March 16, 2016 Office Action pp. 99-100 pdf. Serial No. 86276406 - 13 - In view of the common descriptive use of the phrase “stem cell nutrition,” as in Applicant’s proposed mark, THE STEM CELL NUTRITION COMPANY, it is apparent that the phrase, as well as its component terms, are highly descriptive of the goods. They are, in consequence, less likely to be perceived by the purchasing public as indicating a single source, and more likely to be useful to competitors. In re Greenliant Systems, 97 USPQ2d at 1085. Thus, Applicant must bear a commensurately greater burden of proving that its proposed mark has acquired distinctiveness. In re Tennis Indus. Assn., 102 USPQ2d 1671, 1681 (TTAB 2012). II. Acquired Distinctiveness In determining whether a mark has acquired distinctiveness, the Board may examine, among other things, “evidence of the trademark owner’s method of using the mark, supplemented by evidence of the effectiveness of such use to cause the purchasing public to identify the mark with the source of the product. The courts have provided further guidance, stating that in determining acquired distinctiveness, relevant factors may include ‘copying, advertising expenditures, sales success, length and exclusivity of use, [and] unsolicited media coverage….’ No single factor, however, is determinative.” In re Koninklijke Philips Elecs. N.V., 112 USPQ2d 1177, 1180 (TTAB 2014) (citations omitted). Applicant claims more than eight years of substantially exclusive and continuous use of its mark in commerce in the United States.23 In support of this claim, it offers 23 Applicant’s brief, pp. 4, 10-11, 4 TTABVUE 5, 11-12. Serial No. 86276406 - 14 - the declaration of its Senior Vice President Jonathan Lester, who avers that Applicant has used the mark continuously on its products since November 25, 2008.24 Length of use may be considered as evidence of acquired distinctiveness under Section 2(f), but “the language of the statute is permissive and the weight to be accorded this kind of evidence depends on the facts and circumstances of the particular case.” In re Ic! Berlin Brillen Gmbh, 85 USPQ2d 2021, 2024 (TTAB 2008); accord AS Holdings, Inc. v. H & C Milcor, Inc., 107 USPQ2d 1829, 1838 (TTAB 2013) (citing Yamaha, 6 USPQ2d at 1004). The record evidence in this case demonstrates that Applicant has been using the phrase “stem cell nutrition” descriptively. That use of the phrase in its primary meaning undermines Applicant’s efforts to develop secondary meaning in the phrase, so that it would be “identifying the source of a product or service rather than the product or service itself.” In re Steelbuilding.com, 415 F.3d 1293, 75 USPQ2d 1420, 1422 (Fed. Cir. 2005) (emphasis added); Mini Melts, Inc. v. Reckitt Benckiser LLC, 118 USPQ2d 1464, 1480 (TTAB 2016). The record evidence also demonstrates that Applicant’s competitors use the same or similar “stem cell nutrition” phrasing to describe their products. See Saint-Gobain Corp. v. 3M, 90 USPQ2d 1425, 1440 (“in order to be relevant to the question of whether applicant’s mark has acquired distinctiveness, the third-party uses do not have to be identical to applicant’s mark.”). Applicant does not refute the documentary evidence of third-party use introduced by the Examining Attorney, and the Lester declaration 24 See Declaration of Jonathan Lester, ¶¶ 4-5, Feb. 20, 2015 Response to Office Action pp. 10- 12 pdf. Serial No. 86276406 - 15 - does not even aver that Applicant’s use has been substantially exclusive. As our primary reviewing Court has made clear, “The examples of use of the phrase by others in its descriptive form support the board’s conclusion that the mark had not acquired distinctiveness.” In re Boston Beer Co. L.P., 198 F.3d 1370, 53 USPQ2d 1056, 1058 (Fed. Cir. 1999). The probative value of long and continuous use is vitiated when the applicant’s use is not substantially exclusive. 15 U.S.C. § 1052(f). Saint-Gobain v. 3M, 90 USPQ2d at 1440. “When the record shows that purchasers are confronted with more than one (let alone numerous) independent users of a term or device, an application for registration under Section 2(f) cannot be successful, for distinctiveness on which purchasers may rely is lacking under such circumstances.” Id. (quoting Levi Strauss & Co. v. Genesco, Inc., 742 F.2d 1401, 222 USPQ 939, 940-41 (Fed. Cir. 1984)); see In re R.M. Smith, Inc., 734 F.2d 1482, 222 USPQ 1, 3 (Fed. Cir. 1984) (eight years’ use insufficient). Relying once again on the Lester declaration, Applicant avers that since November 2008 it has distributed and sold over one million bottles and packages of its identified supplements―fifty million dollars’ worth of goods bearing the proposed mark―to consumers in the United States.25 Greater annual sales than Applicant’s cumulative sales have nonetheless been found insufficient to establish acquired distinctiveness. See In re Boston Beer, 53 USPQ2d at 1057 (claim based on annual sales of approximately eighty-five million dollars insufficient to establish acquired 25 Applicant’s brief, pp. 11-12, 23, 4 TTABVUE 12-13, 24. Lester Declaration, ¶¶ 4-5, Feb. 20, 2015 Response to Office Action pp. 10-12 pdf. Serial No. 86276406 - 16 - distinctiveness in view of highly descriptive nature of mark); In re Bongrain, 13 USPQ2d at 1729 (mere growth in sales may simply show the popularity of the product and not recognition of the asserted mark). Applicant’s sales figures are unaccompanied by evidence of its market share, which would put its sales figures in context and help show the extent of the mark’s exposure to the relevant public. See Mini Melts, 118 USPQ2d at 1480 (“no context showing Applicant’s market share and whether the stated amount of doses sold is significant in the industry.”). Applicant’s bare sales figures do not show that its relevant customers have come to view its proposed mark as source-identifying. In his declaration, Senior Vice President Lester asserts, “In the course of my job duties, I interact with consumers in the United States and they will express their state of mind to me. Consumers regard the words―The Stem Cell Nutrition Company―as associated with [Applicant] StemTech International, Inc., and an identifier of goods from StemTech International, Inc.”26 A conclusory, self-serving declaration of this sort will be considered for what it is worth, but it is not worth much. See, e.g., In re Activevideo Networks, Inc., 111 USPQ2d 1581, 1606 (TTAB 2014) (conclusory declarations by applicant’s vice president of marketing failed to provide contextual information about sales and failed to establish that purchasing public came to view alleged mark as indicator of source); In re Central Counties Bank, 209 USPQ 884, 888 (TTAB 1981) (statement by applicant bank’s officials that 26 Lester Declaration, ¶ 7 (misnumbered 5), Feb. 20, 2015 Response to Office Action pp. 10- 12 pdf. Serial No. 86276406 - 17 - descriptive term CASH RESERVE CHECKING is recognized as a source indicator is entitled to little if any probative value). Declarant Lester estimates that Applicant has at least “seven hundred fifty thousand active consumers” of its goods in the United States.27 But if that many consumers purchased approximately one million bottles and packages of Applicant’s product, as the Lester declaration avers, that means that each consumer bought, on the average, one-and-one-third bottles or packages over the course of seven years―not very much under the circumstances. Further, his declaration fails to indicate how Applicant’s brand was displayed to these consumers. Applicant claims to have displayed its proposed mark “Prominently under tradename on packaging, as well as on webpages.”28 But a specimen, reproduced below, shows a less than prominent display: 29 27 Lester Declaration, ¶ 6, Feb. 20, 2015 Response to Office Action pp. 10-12 pdf. 28 Applicant’s brief, pp. 11, 22, 4 TTABVUE 12, 23. 29 Nov. 13, 2015 Response to Office Action p. 89 pdf. Serial No. 86276406 - 18 - As the Examining Attorney rightly observes, the proposed mark is the smallest, most inconspicuous wording on the label,30 overshadowed by the prominent name STEMTECH. Thus, even putting aside the other deficiencies in the declaration, it is impossible to gauge whether the consumers to whom the Lester declaration referred identified Applicant as the source of the goods because of the proposed mark THE STEM CELL NUTRITION COMPANY or because of Applicant’s prominently displayed name, STEMTECH. Cf. In re Mogen David Wine Corp., 372 F.2d 539, 152 USPQ 593, 595 (CCPA 1967) (affiants associated decanter with Mogen David Wine Corporation because of the mark MOGEN DAVID WINE and other descriptive material appearing thereon, not because of any distinctive characteristic of the decanter). For these reasons, the Lester declaration carries little probative value. In an effort to bolster its position, Applicant submits 14 form declarations.31 In each identical declaration, the declarant identifies himself or herself as “a consumer, distributor and/or dealer of nutritional supplements for the purpose of supporting stem cell physiology” who, “having observed and/or heard the words ‘The Stem Cell Nutrition Company’,” avers that the wording “makes an impression on me as to tell me that a nutritional supplement comes from a particular supplier/source; namely, StemTech International, Inc. and/or its US subsidiary, StemTech Health Sciences, Inc.”32 All of these form declarations were executed in Broward County, 30 Examining Attorney’s brief, 6 TTABVUE 22-23. 31 Applicant’s brief, pp. 15, 23-24, 4 TTABVUE 16, 24-25; Nov. 13, 2015 Response to Office Action pp. 34-75, 258-299. 32 See, e.g., Declaration signed by Ariel Louis, ¶¶ 3-5, Nov. 13, 2015 Response to Office Action p. 35 pdf. Serial No. 86276406 - 19 - Florida―where Applicant’s corporate headquarters are now located. None of the signatories indicated whether he or she was a consumer, distributor, or dealer. In fact, none of the signatories varied the wording of the declaration at all, save for one who added the handwritten comment, “To my opinion Stemtech is a company who deserves to be called ‘The Stem cell Nutrition Company’ for the excellence of products.”33 Aside from this one added endorsement, the 14 form declarations are essentially identical. Form declarations of this sort, in which each declarant “fills in the blanks” with his or her name, along with the place and date of execution, may be used in an effort to show acquired distinctiveness, but “the probative weight of the testimonials is affected somewhat by the fact that they are all essentially identical in form and were clearly not composed individually. … [S]uch statements are less persuasive than statements expressed in the declarants’ own words.” In re Pohl-Boskamp GmbH & Co., 106 USPQ2d 1042, 1051 (TTAB 2013). Beyond their identicalness, the form declarations in this case suffer from even more pronounced deficiencies. They fail to indicate their declarants’ backgrounds (consumers, distributors, or dealers), they lack geographic diversity (clustered in Applicant’s home county), and they account for an infinitesimally small percentage of relevant consumers (750,000 in the United States, according to the Lester declaration). See In re Benetton Group, S.p.A., 48 USPQ2d 1214, 1217 (TTAB 1998) (“given the nature of applicant’s services, the statements of twenty three individuals do not establish an association of the [mark] with a single 33 Declaration of Maria Boczon, ¶ 8, Nov. 13, 2015 Response to Office Action pp. 60, 284 pdf. Serial No. 86276406 - 20 - source by other than an extremely small number of the purchasing public.”). They are, at bottom, conclusory, failing to detail how each declarant became familiar with the proposed mark, how long he or she was exposed to the mark, or how the mark supposedly came to be distinctive. Id.; See In re Udor U.S.A., Inc., 89 USPQ2d 1978, 1987 (TTAB 2009) (“the underlying factual basis for their conclusory statements is not apparent.”). See generally In re Pacer Tech., 338 F.3d 1348, 67 USPQ2d 1629, 1633 (Fed. Cir. 2003) (Where multiple affidavits are “nearly identical,” “conclusorily worded,” “fail to explain what it is about Pacer’s adhesive container cap that is unique or unusual, or distinctive from those of its competitors” and “represent the views of a small segment of the relevant market,” “they are not the kind of ‘competent evidence’ that could carry Pacer’s burden of rebutting the PTO’s prima facie case.”) quoted in Pohl-Boskamp, 106 USPQ2d at 1051. Applicant finally argues that unsolicited media coverage evidences its acquired distinctiveness.34 But the media coverage it cites is the article quoted earlier from the South Florida Business Journal, which used the term “the stem cell nutrition company” descriptively when it reported Applicant’s announced move to Florida: “The stem cell nutrition company made the announcement after qualifying for $615,000 in incentives from the City and State….”35 This article merely reinforces the descriptiveness of Applicant’s applied-for mark. Cf. Sheetz of Del., Inc. v. Doctor’s Assocs. Inc., 108 USPQ2d 1341, 1370 (TTAB 2013) (“The media coverage does not 34 Applicant’s brief, pp. 14, 24, 4 TTABVUE 15, 25. 35 South Florida Business Journal, March 17, 2014, Aug. 28, 2014 Office Action p. 94 pdf (emphasis added). Serial No. 86276406 - 21 - demonstrate that the term ‘Footlong’ has acquired distinctiveness because the news articles use the term ‘Footlong’ generically, not as a trademark ….”). All in all, given the highly descriptive nature of the proposed mark, Applicant’s evidence is “simply insufficient to be probative of the issue of acquired distinctiveness.” In re Florists’ Transworld Delivery, 106 USPQ2d 1784, 1794 (TTAB 2013). For the foregoing reasons, we agree with the Examining Attorney’s determination that Applicant has failed to meet its burden of proving that the applied-for mark has acquired distinctiveness. III. Required Additional Information The Examining Attorney’s efforts to gather and present relevant evidence bearing on descriptiveness and whether acquired distinctiveness had been established were impeded, to some degree, by Applicant’s lack of cooperation during the examination process. During the course of examination, the Examining Attorney issued the following request for information to Applicant under Trademark Rule 2.61(b): INFORMATION ABOUT GOODS REQUIRED Due to the descriptive nature of the applied-for mark, applicant must provide the following information regarding the goods and wording appearing in the mark: (1) Fact sheets, instruction manuals, brochures, advertisements and pertinent screenshots of applicant’s website as it relates to the goods. Merely stating that information about the goods is available on applicant’s website is insufficient to make the information of record. If these materials are unavailable, applicant should submit similar documentation for goods of the same type, explaining how its own product or services will differ. If the goods feature new technology and information regarding competing goods is not available, applicant must provide a detailed factual description of the goods. Factual Serial No. 86276406 - 22 - information about the goods must make clear how they operate, salient features, and prospective customers and channels of trade. Conclusory statements will not satisfy this requirement; and (2) Applicant must respond to the following questions: A. Are the applicant’s identified goods provided or manufactured by a nutrition company? B. Are the applicant’s identified goods provided or manufactured by a nutrition supplement company? C. Are applicant’s identified goods in the nature of nutrition supplements? D. Are applicant’s identified goods in the nature of stem cell enhancers? E. Are applicant’s identified goods in the nature of stem cell boosters? F. Do the applicant’s identified goods support the release of stem cells? G. Do the applicant’s identified goods help circulate stem cells in the blood? H. Do the applicant’s goods help migrate stem cells into tissues? I. Do the applicant’s identified goods help stem cells perform the function of renewal of tissues for optimal health? J. Are the applicant’s identified goods a part of a larger line of stem cell nutrition products? The Examining Attorney cited the authorities in support of this information requirement, and advised Applicant that its failure to comply with the request for information could be a ground for refusing registration.36 Applicant’s response was: Applicant traverses the information requirement on the grounds that there [is] no genuine need for the information and the request[s] fall outside the rule; the requests are abusive, harassing and annoying; the burden of the request is not commensurate with any need and the requests are vague and ambiguous. Subject to the traverse and without waiver thereto, Applicant produces the below in answer to the requests [four U.S. patents].37 36 May 28, 2015 Office Action pp. 8-9. 37 Nov. 13, 2015 Response to Office Action pp. 7-8; Patents attached in Nov. 13, 2015 Response to Office Action pp. 164-255: US Patent No. 6,814,961 B1 by Gitte Jensen and Christian Drapeau entitled Method for Enhancing Stem Cell Trafficking issued on Nov. 9, 2004; US Patent No. 7,651,690 B2 by Gitte Jensen and Christian Drapeau entitled Purified Serial No. 86276406 - 23 - In the final Office Action, the Examining Attorney found Applicant’s objections meritless, and maintained that the required information was relevant to determine whether the applied-for mark was merely descriptive, highly descriptive, suggestive, or a distinctive source indicator of Applicant’s goods.38 The Examining Attorney accordingly refused registration on the basis of Applicant’s failure to fully comply with the information requirements made under Rule 2.61(b), as well as the mark’s lack of acquired distinctiveness. Trademark Rule 2.61(b) provides that the Examining Attorney “may require the applicant to furnish such information, exhibits, affidavits or declarations, and such additional specimens as may be reasonably necessary to the proper examination of the application.” 37 CFR § 2.61(b) quoted in In re Cheezwhse.com, Inc., 85 USPQ2d 1917, 1919 (TTAB 2008). The Rule is designed to elicit information and materials that assist the Examining Attorney in assessing the registrability of an applicant’s mark and assist the Board in reviewing that assessment. See generally TRADEMARK MANUAL OF EXAMINING PROCEDURE (“TMEP”) § 814 (Jan. 2017). The Examining Attorney may accordingly request literature, exhibits, and general information concerning circumstances surrounding the mark and its use or intended use. In re Planalytics, Inc., 70 USPQ2d 1453, 1457 (TTAB 2004) (quoting TMEP § 814). Component of Blue-Green Algae and Method of Use issued on Jan. 26, 2010; US Patent No. 7,947,284 B2 by Gitte Jensen and Christian Drapeau entitled Purified Component of Blue- Green Algae and Method of Use issued on May 24, 2011; US Patent No. 8,024,328 B2 by Gitte Jensen and Christian Drapeau entitled Method for Enhancing Stem Cell Trafficking issued on October 11, 2011. 38 March 16, 2016 Final Office Action pp. 9-10; Examining Attorney’s brief, 6 TTABVUE 25. Serial No. 86276406 - 24 - An applicant facing an information requirement under the Rule has several options. It may comply with the request by submitting the required information and materials; or it may explain that it has no such responsive information or materials, and instead submit its competitors’ materials; or “it may even dispute the legitimacy of the request, for example, if the goods identified in the application are such ordinary consumer items that a request for information concerning them would be considered unnecessary and burdensome.” In re SPX Corp., 63 USPQ2d 1592, 1597 (TTAB 2002) quoted in In re DTI P’ship LLP, 67 USPQ2d at 1701-02.39 Applicant chose the latter course, albeit while providing four patents as a response. In boilerplate language one might expect to see in an inter partes discovery dispute, it objected to the Examining Attorney’s specific numbered and lettered requests on the grounds that they were unnecessary, fell outside Rule 2.61(b), were “abusive, harassing and annoying,” imposed a burden that was incommensurate with any need, and were “vague and ambiguous.”40 On appeal, it maintains that it “fully and completely responded to the information requirement by producing its patents,”41 and “the production of patent documents is a perfectly fine way to respond to an information request.”42 39 An applicant who has concerns with or objections to an examining attorney’s information requirements under Trademark Rule 2.61(b) may address them with the examining attorney, and, if need be, the managing attorney. Under certain circumstances, such requirements also may be proper subject matter for a petition to the Director. See Trademark Rules 2.63, 2.146, 37 CFR §§ 2.63, 2.146; TBMP § 1201.05 (Jan. 2017); TMEP § 1704 (Jan. 2017). 40 Nov. 13, 2015 Response to Office Action pp. 7-8. 41 Applicant’s brief, p. 26, 4 TTABVUE 27. 42 Applicant’s reply brief, p. 16, 7 TTABVUE 17. Serial No. 86276406 - 25 - We find, though, that the requests for Applicant’s documentary materials―its fact sheets, instruction manuals, brochures, and advertisements, as well as pertinent screenshots from its website―are all reasonably necessary to enable the Examining Attorney and the Board to determine the proposed mark’s degree of descriptiveness. The requests for documentary materials about competing goods―their salient features, their prospective customers and their channels of trade―are also reasonably necessary to determining whether Applicant’s use of its mark has been substantially exclusive. 15 U.S.C. §1052(f). Consequently, Applicant’s boilerplate objections to the Examining Attorney’s document requests are not well taken. “The Board encourages Trademark Examining Attorneys to require information and materials under Trademark Rule 2.61(b) in such circumstances, and looks with disfavor on an applicant’s failure to comply with such requirement fully and in good faith.” In re DTI P’ship LLP, 67 USPQ2d 1699, 1701n.3 (TTAB 2003). Applicant’s production of four patents was not sufficiently responsive to the Examining Attorney’s document requests. Applicant’s four cited patents pertain to the use of blue-green algae, or a biological component thereof, to enhance the movement of stem cells into and through the circulatory system to various parts of the body, where they can differentiate into specialized functional cells that help the healing and regenerative processes of various tissues and organs.43 To the extent that the patents are submitted to cast some light on Applicant’s goods, they illuminate, to some degree, how the goods could work as “dietary and nutritional 43 Nov. 13, 2015 Response to Office Action pp. 164-255. Serial No. 86276406 - 26 - supplements for the purpose of supporting stem cell physiology” and why THE STEM CELL NUTRITION COMPANY is merely descriptive of those goods. But beyond that, Applicant had a duty to “participate in the examination process by responding directly and completely to each request for information.” TMEP § 814. It did not discharge that duty by submitting the patents alone. For one thing, the identification of goods in its application, “dietary and nutritional supplements for the purpose of supporting stem cell physiology,” does not indicate the extent to which the identified supplements use the blue-green algae ingredients described in the patents, and is not limited to products using those ingredients. For another, Applicant’s competitors may offer stem cell nutritional supplements with other ingredients. Further, the mere submission of patents without specifying which of the Examining Attorney’s requirements they satisfy, and what portions of the documents provide the information, does not constitute a direct response. The documents the Examining Attorney requested―such as Applicant’s instruction manuals and brochures, its advertisements and webpages, and its competitors’ products, channels of trade and classes of customers―all bear on the mark’s degree of descriptiveness and its claimed acquisition of distinctiveness. Applicant failed to comply with the requests fully and in good faith. The Examining Attorney’s requests for information in 2(A-J), called for “yes” or “no” answers. Nonetheless, merely because they could be easily answered does not mean they all were appropriate ―for example, the following were not: 2(A). Are the applicant’s identified goods provided or manufactured by a nutrition company? Serial No. 86276406 - 27 - 2(B). Are the applicant’s identified goods provided or manufactured by a nutrition supplement company? 2(C). Are applicant’s identified goods in the nature of nutrition supplements? These three quoted requests for information bear some resemblance to inter partes requests for admission, phrased to elicit responses showing how Applicant’s proposed mark is merely descriptive. See In re Emergency Alert Sols.Grp., LLC, 122 USPQ2d 1088, 1094-95 (TTAB 2017). To the extent that they request information that is already apparent from the record, they are not “reasonably necessary to the proper examination of the application” under Rule 2.61(b). The remaining requests for information, requests 2(D)-(J), were reasonably necessary because they concern technical matters uniquely in the possession of Applicant. See In re Faucher Indus. Inc., 107 USPQ2d 1355, 1361(TTAB 2013); TMEP § 814. “The rule recognizes that an applicant often is in the best position to supply the facts and information necessary for the Office to determine the registrability of a trademark and is designed to encourage efficient and high quality trademark examination.” In re Emergency Alert, LLC, 122 USPQ2d at 1093. Applicant’s patents are relevant to the Examining Attorney’s requests for information in 2(D-I) because they illuminate, to some degree, how the goods work as “dietary and nutritional supplements for the purpose of supporting stem cell physiology.” But given the technical nature of the patents, the requests were reasonably necessary to confirm how Applicant’s goods would work. The requests were not burdensome, as a simple “yes” or “no” answer to each would have been responsive. And Applicant failed to Serial No. 86276406 - 28 - answer request 2(J), asking whether its identified goods were part of a larger line of stem cell nutrition products. If an applicant fails to comply with an examining attorney’s requirement for information in accordance with Rule 2.61(b), the Board may affirm the refusal to register on that ground alone, e.g., In re Harley, 119 USPQ2d 1755, 1758 (TTAB 2016); In re AOP LLC, 107 USPQ2d 1644, 1651 (TTAB 2013). For the foregoing reasons, we find that Applicant’s boilerplate objections, coupled with production of four patents, failed to comply with the Examining Attorney’s requirements for documentary materials and for the information sought in requests 2(D-J). We therefore affirm the refusal to register based on Rule 2.61(b). Decision: For the foregoing reasons, all of the refusals to register Applicant’s mark THE STEM CELL NUTRITION COMPANY are affirmed. Copy with citationCopy as parenthetical citation