Stanley SansoneDownload PDFPatent Trials and Appeals BoardJul 13, 20212021001334 (P.T.A.B. Jul. 13, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 16/255,511 01/23/2019 Stanley A. Sansone 5215 137544 7590 07/13/2021 Stanley Sansone 7822 Sands Point Dr Houston, TX 77036 EXAMINER RODRIGUEZ, ANNABETH ELIESSE ART UNIT PAPER NUMBER 3794 MAIL DATE DELIVERY MODE 07/13/2021 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte STANLEY A. SANSONE Appeal 2021-001334 Application 16/255,511 Technology Center 3700 ____________ Before CHARLES N. GREENHUT, MICHAEL L. HOELTER, and WILLIAM A. CAPP, Administrative Patent Judges. HOELTER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1, 2, 4–6, 8–10, 13, 14, and 19–29, which constitute all the claims pending in this application. See Final Act. 1 (Office Action Summary). We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM the Examiner’s rejections of these claims. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest “as Applicant, Sansone, and pro se inventor.” Appeal Br. 2. Appeal 2021-001334 Application 16/255,511 2 CLAIMED SUBJECT MATTER The disclosed subject matter relates generally to wearable thermal devices. See Spec. 1.2 Apparatus claims 1, 8, and 19 are independent. Claim 1 is illustrative of the claims on appeal and is reproduced below. 1. A wearable thermal device comprising: at least one containment pack of selected shape; said at least one containment pack contains a selected amount of first material; at least one port is attached to said at least one containment pack configured to accept a second material; and said second material is added through said at least one port to create a chemical reaction when combined with said first material. EVIDENCE Name Reference Date Van Cleve US 4,676,247 June 30, 1987 Latham US 2002/0103520 A1 Aug. 1, 2002 Hirokane et al. (“Hirokane”) US 2014/0358206 A1 Dec. 4, 2014 Maher et al. (“Maher”) US 9,486,354 B2 Nov. 8, 2016 Lewis US 9,504,601 B1 Nov. 29, 2016 REJECTIONS Claims 1, 8, 10, and 25–29 are rejected under 35 U.S.C. § 102(a)(l) or 102(a)(2) as anticipated by Hirokane. Claims 4, 5, 14, 19–21, and 23 are rejected under 35 U.S.C. § 103 as unpatentable over Hirokane and Maher. 2 Appellant’s Specification lacks both line and paragraph numbering. We thus reference Appellant’s Specification via page number only. Appeal 2021-001334 Application 16/255,511 3 Claims 6 and 24 are rejected under 35 U.S.C. § 103 as unpatentable over Hirokane and Van Cleve. Claims 13 and 22 are rejected under 35 U.S.C. § 103 as unpatentable over Hirokane and Latham. Claims 2 and 9 are rejected under 35 U.S.C. § 103 as unpatentable over Hirokane and Lewis. ANALYSIS The rejection of claims 1, 8, 10, and 25–29 as anticipated by Hirokane Appellant presents arguments for independent claims 1 and 8 together (see Appeal Br. 4–7) and also presents an additional argument specific to claim 8 separately (see Appeal Br. 7–8). Regarding dependent claim 10, Appellant relies on the arguments made with respect to claims 1 and 8. See Appeal Br. 8). Appellant does not separately argue dependent claims 25–29. Accordingly, we select claims 1 and 8 for review, with the remaining claims (i.e., claims 10 and 25–29) standing or falling therewith. See 37 C.F.R. § 41.37(c)(1)(iv) (2019). Claim 1 Claim 1 recites “at least one containment pack.” Appellant does not dispute that “Hirokane’s disclosure and claims are directed to multiple containers.” Appeal Br. 4. However, Appellant contends that “Applicant’s apparatus is operable . . . with simply a single container.” Appeal Br. 5; see also Reply Br. 2. In other words, “Applicant is the first to invent a single container thermal chemical therapeutic device.” Appeal Br. 6 (“Applicant seeks a patent on a single containment system”); Reply Br. 2 (“Applicant’s claim language ‘at least one container’ is inventive.”). Appeal 2021-001334 Application 16/255,511 4 Appellant contends that “[t]o claim ‘at least one’ means the device should be operable with one containment pack, not more than one.” Appeal Br. 5; see also Reply Br. 2. Appellant does not identify where Appellant’s Specification defines the phrase “at least one containment pack” to mean operability with only one pack to the exclusion of operability with multiple packs. Further, Appellant’s Specification lacks any indication that Appellant has defined “at least one” different from its ordinary and customary meaning of “one or more,” which is not “only one.” See Ans. 4. As stated by our reviewing court in In re Hiniker Co., 150 F.3d 1362, 1369 (Fed. Cir. 1998), “the name of the game is the claim.” Here, as noted above, Appellant’s claim 1 recites “at least one” containment pack and thus, whether Hirokane discloses a single container, or multiple containers, or both, Appellant does not explain how Hirokane’s disclosure fails to meet this “at least one” limitation. See Ans. 3–5. To be clear, paragraph 40 of Hirokane discloses “[a] chamber 102 is formed within a decorative chamber 103” while paragraph 9 thereof discloses “at least one reversibly sealable holding element.” Hence, Appellant’s contention that “Hirokane discloses other containers” (Appeal Br. 5) is not persuasive that the Examiner erred in relying on Hirokane for teaching the limitation “at least one containment pack.” Appellant also argues that “Hirokane discloses a device configured to accept a cooling article and water.” Appeal Br. 6; see also Reply Br. 3. In contrast, “Applicant’s device contains a first material.” Appeal Br. 6. Hence, as per Appellant, “Applicant’s invention describes a single structure containing a first material not configured to accept a first material.” Appeal Br. 6. Appellant’s distinction is without merit because paragraph 40 of Hirokane clearly discloses chamber 102 into which is introduced “one or Appeal 2021-001334 Application 16/255,511 5 more water soluble pouches and water.” See also Ans. 6, 7. Hence, Hirokane also discloses a structure “containing a first material” (i.e., “water soluble pouches”) as Appellant contends. See also Hirokane ¶ 9. The Examiner further addresses the limitation that the containment pack “contains a selected amount of first material.” Final Act. 4. The Examiner explains that “any amount of housed coolant in the neck member can be determined as ‘a selected amount.” Final Act. 4; see also Ans. 6 (both referencing Hirokane ¶¶ 9, 40). Appellant disagrees stating “‘Any amount’ is not the same as a ‘selected amount.’” Reply Br. 3. As noted, the Examiner references paragraph 9 of Hirokane which teaches use of a mixture sufficient to “reach[] a temperature of at least about 50º F. (10º C.) for at least about 10 minutes.” Paragraphs 43 and 44 of Hirokane also provide guidance as to the amount of cooling/heating that can be obtained from various solutions. Further, paragraph 37 of Hirokane states, “[t]he amount of heat that is released or absorbed by the packs depends on the concentration of water and materials.” Accordingly, we are not persuaded the Examiner erred in relying on Hirokane for disclosing the limitation of a containment pack which “contains a selected amount of first material.” Appellant further addresses the claim 1 limitation of “at least one port.” See Appeal Br. 7; Reply Br. 4. Appellant contends that the “Examiners have not shown how Hirokane’s watertight lid anticipates multiple ports.” Appeal Br. 7; see also Reply Br. 4. In contrast to the above, it appears that Appellant is presently interpreting “at least one” to now mean multiple ports and not also a single port. See Reply Br. 4 (“Appellant asserts; ‘at least one port’ is [] a novel element over Hirokane[]”). There is no dispute that Hirokane discloses port 105 (see Hirokane Fig. 1), and it is not explained by Appellant how this disclosure of Appeal 2021-001334 Application 16/255,511 6 this port fails to meet the recited “at least one port” limitation in accordance with how this phrase is understood. See also Ans. 7. We are not aware of Examiner error on this point. Appellant further argues that “Hirokane’s watertight lid is configured to accept two materials” (Appeal Br. 7) which, Appellant contends, distinguishes over the limitation of Appellant’s port “configured to accept a second material” and “said second material is added through said at least one port.” In other words, as per Appellant, Hirokane “is clear on the multicomponent (water and cooling articles) placement process.” Appeal Br. 7. As such, Appellant contends that Appellant’s “at least one port configured for receipt of a second material is novel and completely unlike Hirokane.” Appeal Br. 7. This contention by Appellant presumes only the passing through the claimed port of a single component, not multiple components as disclosed by Hirokane (i.e., water and cooling articles). See Hirokane ¶¶ 9, 40. We disagree with Appellant’s assessment of the limited scope of the port recited in claim 1. To be clear, the transitional term “comprising” employed in claim 1 is interpreted by our reviewing court as permitting the inclusion of elements and/or steps, which are not specifically claimed. See In re Baxter, 656 F.2d 679, 686-87 (CCPA 1981). In other words, the term “comprising,” means “that adding other elements to the device or method is not incompatible with the claim.” Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375 (Fed Cir, 2019). Hence, Hirokane’s disclosure of the passing of other material through the port is not precluded by the language of claim 1, nor is such passage of additional material in Hirokane a failure to teach the recited limitation of the passing of a “second material” therethrough. In other words, nowhere in claim 1 is there language restricting Appellant’s port to Appeal 2021-001334 Application 16/255,511 7 the passing of only a single material, while precluding the passing of other material. See also Ans. 8. In view of the above, we are not persuaded the Examiner erred in relying on Hirokane to teach the above claim 1 limitations. We sustain the Examiner’s rejection of claim 1 as being anticipated by Hirokane. Claim 8 In addition to the arguments presented above, Appellant further addresses the claim 8 limitation of adding said second material “through said at least one port to create a selected amount of thermal mass when combined with said selected amount of first material.” See Appeal Br. 7. Appellant contends that Hirokane’s “disclosure contains no reference to ‘thermal mass’” and “simply states a chemical fact of nature that some unspecified mixture of cooling components and water will reach a particular temperature within a certain time frame.” Appeal Br. 7. Appellant contends that “[n]owhere does Hirokane disclose varying any of the components Applicant uses to create a thermal mass, or result in a body part reaching a particular temperature.” Appeal Br. 8. The Examiner relies on paragraph 9 of Hirokane as teaching this limitation. See Final Act. 5. Paragraph 9 discusses a “water-soluble pouch” containing a “cooling article” that, “when mixed with water, the one or more cooling components and the water provide an endothermic mixture which reaches a temperature of at least about 50º F. (10º C.) for at least about 10 minutes.” See also Ans. 9. Hirokane paragraph 43 provides examples of the various water-soluble chemicals that may be used to generate an “endothermic (cooling)” reaction in order to attain a certain temperature. Should heating, instead of cooling, be desired, paragraphs 14 and 44 of Appeal 2021-001334 Application 16/255,511 8 Hirokane provide similar information. In fact, paragraph 14 of Hirokane specifically describe certain solutions “along with the moles of material and the mass of material to achieve the 12 kJ of cooling.” See also Ans. 10 (referencing Hirokane ¶¶ 37, 43, and 44. In view of the above disclosures in Hirokane, we are not persuaded the Examiner erred in relying on this reference to teach the above claim 8 limitation reciting the combination of first and second material “to create a selected amount of thermal mass when combined.” See also Ans. 9, 10. We sustain the Examiner’s rejection of claim 8 as being anticipated by Hirokane. Accordingly, and based on the record presented, we sustain the Examiner’s rejection of claims 1, 8, 10, and 25–29 as being anticipated by Hirokane. The rejection of claims 4, 5, 14, 19–21, and 23 as unpatentable over Hirokane and Maher Appellant presents arguments for independent claim 19 alone (see Appeal Br. 8–9) and also presents arguments for claims 14 and 20 together (see Appeal Br. 9–10). We select claims 19 and 20 for review, with the remaining claims standing or falling therewith. Claim 19 Independent claim 19 recites “at least one valve attached to said at least one containment pack.” The Examiner relies on Maher for this teaching. See Final Act. 8; Ans. 11. Appellant does not dispute Maher’s teaching on this topic, but contends instead that Hirokane’s three inventors “had every opportunity and clear view to disclose anything like a valve, yet they did not.” Appeal Br. 8. Thus, Appellant contends, the employment of a valve “was not obvious to Hirokane,” and as such, the Examiner’s Appeal 2021-001334 Application 16/255,511 9 combination of “Maher and Hirokane is unreasonable and not possible.” Appeal Br. 8–9. Maher pertains to a similar device and teaches that the inlet and outlet ports “may include a valve to regulate the flow of cooling fluid into and out of the bladder.” Maher 8:9–11. This is the stated reason expressed by the Examiner for combining Hirokane and Maher. See Final Act. 8. Appellant does not address this reason, only arguing that the inventors of Hirokane “had every opportunity” to employ a valve, “yet they did not.” Appeal Br. 8. Appellant is not persuasive that the Examiner’s motivation for the combination of Hirokane and Maher lacks “articulated reasoning with rational underpinning to support the legal conclusion of obviousness.” KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007). Accordingly, we are not persuaded of Examiner error on this point. Appellant also argues that “[s]ubstituting Maher’s valve into Hirokane[’]s structure is no[t] simple, nor an obvious matter.” Reply Br. 4. However, Appellant does not make clear how it is beyond the ability of one skilled in the art to add a valve to a fluid pathway. See also Ans. 11, 12. Further, such inability on the part of a skilled person is not self-evident. Accordingly, Appellant’s unsupported contentions are not persuasive of Examiner error. Appellant further argues that “Maher discloses ports [that] are used for fluids, not solids or articles” or, as stated another way, “Ma[h]er ports exchange fluids, not solids nor pouches.” Appeal Br. 9; see also Reply Br. 5 (“[s]tructures, let alone solid material, will not reasonably fit through Maher[’]s valve”). Appellant provides no evidence or documentation that Maher’s ports are configured such that only fluids can pass therethrough, and it is not self-evident that Maher’s ports are restricted in this manner. To Appeal 2021-001334 Application 16/255,511 10 be clear, Maher teaches the use of a cooling pack 900 that “is a granule- activation packet that uses a fluid” (water) to “create a cooling fluid.” Maher 8:20–23. Maher teaches, “[t]he cooling fluid from the cooling pack 900 can then be pumped into the bladder 506 via the inlet port 534.” Maher 8:26–29. It is this port 534 that “may include a valve to regulate the flow of cooling fluid into and/or out of the bladder 506.” Maher 8:9–11. Again, despite the teachings of Maher above, Appellant’s unsupported contentions are not persuasive of Examiner error. Appellant also contends that “Hirokane[] teaches away from this unobvious combination.” Reply Br. 5. However, we are not informed where Hirokane criticizes or otherwise discredits the insertion of a valve within a fluid pathway. In view of the above, we are not persuaded the Examiner erred in relying on Hirokane and Maher to teach the above claim 19 limitation regarding “at least one port has at least one valve attached to said at least one containment pack.” We sustain the Examiner’s rejection of claim 19 as being unpatentable over Hirokane and Maher. Claim 20 Claim 20 depends from claim 19 and further recites “at least one biosensor.”3 The Examiner relies on Maher for such teaching. See Final Act. 8. Appellant does not dispute Maher’s disclosure of “a temperature sensor 1300A or 1300B or 1300C that measures a body temperature of the patient.” Maher 9:28–31. Instead, Appellant questions (similar to the above) “why didn’t the 3 inventors of Hirokane not disclose such an 3 Claim 14, which depends from claim 8, recites “has at least one temperature sensor.” Appeal 2021-001334 Application 16/255,511 11 important feature of a thermal device especially one that delivers thermal therapy?” Appeal Br. 9; see also id. at 10. Appellant’s focus on Hirokane (i.e., “[n]o sensors are described or desired by Hirokane”) is not persuasive that Maher fails to teach such a device. Appeal Br. 10. Nor does Appellant challenge the Examiner’s reasoning for combining Hirokane and Maher on this point, i.e., “in order to measure the temperature of a patient and allow medical personal to monitor and regulate a patient's body system (Maher, Col. 9, lines 36-38).” Final Act. 9. Further, the Examiner states, “it is not the Examiner’s position to speculate why certain features are included or excluded.” Ans. 13. Appellant also alleges that Hirokane and Maher “don’t disclose where or how they would attach Maher[’]s temperature sensor.” Reply Br. 5. However, claim 20 is equally silent as to where or how Appellant requires the temperature sensor to be applied. In view of the above, we are not persuaded the Examiner erred in relying on the combination of Hirokane and Maher to teach the above claim 20 limitation. We sustain the Examiner’s rejection of claims 14 and 20 as being unpatentable over Hirokane and Maher. The rejection of (a) claims 6 and 24 as unpatentable over Hirokane and Van Cleve; (b) claims 13 and 22 as unpatentable over Hirokane and Latham; and, (c) claims 2 and 9 as unpatentable over Hirokane and Lewis Appellant presents no arguments attempting to reverse the above three rejections. Accordingly, we sustain the Examiner’s rejection of these claims based on the stated combination of references. Appeal 2021-001334 Application 16/255,511 12 CONCLUSION In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/ Basis Affirmed Reversed 1, 8, 10, 25– 29 102 Hirokane 1, 8, 10, 25– 29 4, 5, 14, 19– 21, 23 103 Hirokane, Maher 4, 5, 14, 19– 21, 23 6, 24 103 Hirokane, Van Cleve 6, 24 13, 22 103 Hirokane, Latham 13, 22 2, 9 103 Hirokane, Lewis 2, 9 Overall Outcome 1, 2, 4–6, 8– 10, 13, 14, 19–29 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation