St. Clare's HospitalDownload PDFNational Labor Relations Board - Board DecisionsMay 26, 1977229 N.L.R.B. 1000 (N.L.R.B. 1977) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD St. Clare's Hospital and Health Center and The Committee of Interns and Residents, Petitioner. Case 2-RC- 16760 May 26, 1977 ORDER DENYING MOTION On April 20, 1976, the National Labor Relations Board issued a Decision and Order in the above- entitled proceeding' which dismissed the representa- tion petition on the ground that the Petitioner is not a labor organization within the meaning of the Act. Thereafter, on April 27, 1976, the Petitioner filed a motion requesting the Board to reconsider its decision and requesting a rehearing before the Board. The Employer filed a letter opposing the motion. Thereafter, both parties filed supplemental statements of position. The Board, having duly considered the matter, finds that the record, exceptions, and statements of position adequately present the issues and positions of the parties. For the reasons stated below, we deny the motion. The Committee of Interns and Residents (hereafter CIR) has elected to utilize this motion as a vehicle for questioning the preemptive effect of our decisions in Cedars-Sinai Medical Center2 and Misericordia Hos- pital Medical Center3 on the status of medical interns, residents, and clinical fellows (hereafter housestaff). Since the precise effect of the 1974 health care amendments on the status of housestaff apparently remains in a state of uncertainty, we shall attempt to clarify our view of the relevant legal principles. After Congress deleted the statutory exemption of nonprofit hospitals from the National Labor Rela- tions Act in 1974, this Board began the delicate process of integrating the vital nonprofit hospital health care industry of approximately 1.4 million workers4 in some 125 job classifications5 into the preexisting structure of the Nation's labor laws.6 The task was not an easy one, and at all times we were- and indeed still are-guided by an overriding desire to establish rational national labor relations policies for a multifaceted industry. In our first encounter with housestaff in Cedars-Sinai, we concluded that a petition which sought their representation did not raise a question concerning representation because ' 223 NLRB 1002 (1976). 2 223 NLRB 251 (1976). :' 224 NLRB 865(1976). 120 Cong. Rec. S12103 (July 10, 1974) (remarks of Senator Williams). I Hearings Before the Special Subcommittee on Labor of the Committee on Education and Labor. House of Representatives, 93d Cong., Ist Sess. on H.R. 1236 at 92, 97 (1973). 1 For a balanced discussion concerning the effects of the amendments, see Health Care Bargaining. A Symposium, I Employee Rel. L. J. 389 (1976). 223 NLRB 251. For a comprehensive summary of the New York litigation, see 229 NLRB No. 158 members of the housestaff "although they possess certain employee characteristics, are primarily stu- dents." 7 The CIR then sought to induce the New York State Labor Relations Board (hereafter NYSLRB) to resume its prior coverage of the housestaff. This effort led to further litigation in the state and Federal courts.8 Meanwhile, in response to the efforts of the CIR, this Board instituted a Nash- Finch proceedings seeking to enjoin the NYSLRB from asserting jurisdiction over housestaff. The District Court for the Southern District of New York subsequently declined to issue a Nash-Finch injunc- tion because in the court's view there exists no national labor policy which requires that housestaff remain completely unregulated, and thus the exercise of state authority in that area is not preempted.' 0 Both the New York litigation and Chairman Fanning's opinion herein reflect a fundamental misunderstanding of the policy considerations which underlie our conclusion in Cedars-Sinai that house- staff are "primarily students." Much of the blame for this misunderstanding can perhaps justifiably be laid at our feet for we may not have been as precise as we might have been in articulating our views.'" This may merely be reflective of the fact that we do not view Cedars-Sinai as a monumental decision, but, whatever the cause, it is apparent that Cedars-Sinai has been viewed by many as an aberration in national labor policy, or, if not an aberration, at least the initial step in a new direction. Nothing could be further from the truth. Cedars-Sinai is consistent with, and reflective of, longstanding national labor policy as developed and articulated by this Board. One common misconcep- tion surrounding Cedars-Sinai is that it is primarily a decision about the health care industry. This is just not the case-it is primarily a decision about students, albeit students planning to enter the health care industry. When viewed in terms of other Board decisions involving students, it becomes evident that Cedars-Sinai is neither an aberration in national labor policy nor a precursor of things yet to come. For purposes of analysis, Board precedent pertain- ing to students can conveniently be classified into four general categories. The first category consists of students employed by a commercial employer in a capacity unrelated to the students' course of study. N.L.R.B. v. Committee of Interns and Residents, 426 F.Supp. 438 (D.C.N.Y., 1977). 9 See N.L.R.B. v. Nash-Finch Co d/b a Jack & Jill Stores, 404 U.S. 138 (1971). 'o N. L R. B. v. Committee of Interns and Residents, supra. ' Member Murphy is sympathetic to Member Jenkins' concurrence because she agrees that the decisions in Cedars-Sinai and Kansas City General Hospital and Medical Center, Incorporated and Hospital Hill Health Senrvices Corporation, 225 NLRB 108 (1976), adequately set forth the Board's reasoning. However, under the circumstances of this case, she joins the majority herein. 1000 ST. CLARE'S HOSPITAL & HEALTH CENTER As is true in virtually all cases involving unit placement of students, a two-tiered approach is utilized. Initially, the Board applies its traditional community-of-interest standards to determine whether the interests of the students in their employment conditions are sufficiently aligned with those of nonstudent employees to justify including both in a single bargaining unit. If the finding with respect to this primary issue is in the negative, and an alternative unit limited to students has been peti- tioned for, the second inquiry is whether a separate unit of students is appropriate. In analyzing these questions in cases falling within the first category, the Board has historically reached one of three results: (a) units that appropriately include both students and nonstudents,'2 (b) units that include only students,' 3 and (c) situations in which students are not accorded bargaining rights at all because placement in either the (a) or (b) units would be inappropriate.1 4 In considering the bargaining rights of students who work for a commercial employer in a capacity unrelated to their educational program, the signifi- cance of their status as "students" is necessarily minimized. Such status is relevant only to the extent that it may affect traditional community-of-interest factors such as the amount or regularity of their hours of employment, expectancy of permanent employment, and in some cases the similarity of compensation and responsibilities with those of nonstudent employees. Thus, the status of such individuals as students is sufficiently remote from their employment interests so that, in terms of employment responsibilities, they are "primarily employees" rather than "primarily students," and accordingly our traditional community-of-interest standards may be applied without modification in resolving unit placement issues. 12 See. e.g.. Pittsburgh Metallurgical Companv. Inc., 95 NLRB I (1951): Burrows & Sanhorn, Inc.. 84 NLRB 304 (1949); Gruber's Super Market, Inc.. 201 NLRB 612 (1973): Fairfax Famil) Fund, Inc., a wholl4t owned subsidiary of Spiegel. Inc.. 195 NLRB 306 (1972); Hearst Corporation. San Antonio Light Division, 221 NLRB 324 (1975). 1' See, e.g.. Sir Flags Over Georgia, Inc., 215 NLRB 809 (1974); The Macke Companv,. Case 2-RC- 16725 (1975) (not reported in Board volumes). Chairman Fanning makes much of the fact both here and in Cedars Sinai that the Board approved a stipulation of the parties in Macke for an election in a unit limited to students working in the cafeterias of Fairfield University. Aside from the fact that additional considerations become operative when the parties stipulate to the appropriateness of a particular unit (see, e.g. Otis Hospirtal, Inc., 219 NLRB 164 (1975)), and noting that the majority did not concede the relevance of Macke in Cedars-Sinai, the students in Macke were not employed by their educational institution, but rather by a private corporation. Accordingly. the difficulties attendant to the application of collective bargaining to an educational rather than economic relationship which underscore our decision in Cedars-Sinai were just not present in Macke. 14 See. e.g.. Giordano Lumber Co., Inc.. 133 NLRB 205 (%961); Post Houses, Inc., 161 NLRB 1159, 1171 72 (1966); ('rest Wine and Spirits. I.d. 168 NLRB 754 (1967): Saga Food Servic of (al/jornia, Ins., 212 NLRB 786 ( 19741: Lake C(tti HonmeJor the Aged. Inc.. d b, 'a Shady Oaks, 229 NLRB 54. fn. 1 (1977). A second category of Board decisions involving students is that in which the students are employed by their own educational institutions in a capacity unrelated to their course of study. In such cases, the Board has historically excluded the students from units which include nonstudent employees,'5 and have not afforded them the privilege of being represented separately.' 6 The Board has reasoned that' in these situations employment is merely incidental to the students' primary interest of acquiring an education, and in most instances is designed to supplement financial resources. As in the first category, the students' motive for seeking employment cannot be deemed educational in the sense that it directly enhances their education, and thus in terms of their employment responsibili- ties they, too, must be considered "primarily employ- ees." However, since their status as employees is in most instances directly related to their continued enrollment at the educational institution, their relationship to the bargaining unit is normally viewed as transitory. It is primarily for this reason that the Board generally excludes students from bargaining units of full-time employees at their own educational institutions." In yet a third category of cases, the Board has concluded that where a student is employed by a commercial employer in a capacity which is related to the student's course of study the student will be excluded from a unit of full-time nonstudent employ- ees.' 8 This conclusion is based upon the fact that the commercial employer in these situations is acting as a surrogate for the educational institution, and thus, unlike the nonstudent employees, the students' interest in their employment is primarily educational in nature. Accordingly, the students' long-term interest in the employment relationship, including l See. e.g.. The President and Directors of Georgetown College for Georgetown University. 200 NLRB 215 (1972); Cornell Universit). 202 NLRB 290 (1973); Barnard College, 204 NLRB 1134 (1973)1. "' San Francisco Art Institute, 226 NLRB 1251 I 1976). 17 Chairman Fanning implies that we can derive no direct support for our decision in Cedars-Sinai from San Francisco Art Institute, supra. This is literally true because. as we indicate below, a very different situation is presented when students perform services for their educational institution as part and parcel of their academic development. However. the Chairman miscontrues our purpose. We are not here seeking to establish direct support for our decision in Cedars-Sinai, but rather refer to San Francisco Art Institute to demonstrate that our analysis in Cedars-Sinai. which focused upon the nature of the relationship between the students and the institution for which services were being performed. is identical to the analysis historically utilized by the Board in all cases involving unit placement of students, 1 See, e.g., Pawating Hospital Association. 222 NLRB 672 (1976), Highview. Incorporated, 223 NLRB 646 (1976): Colecrafi Mfg. Co. Inc.. 162 NLRB 680. 688 (1967). But see Dorance J. Ben:schawel and Terrence D Swingen. Co-Partners. d'b a Parkwood IGA Foodliner, 210 NLRB 349 (1974). 1001 DECISIONS OF NATIONAL LABOR RELATIONS BOARD wages, hours, and conditions of employment, is necessarily minimized. The final category of cases is that in which students perform services at their educational institutions which are directly related to their educational program.'s In such cases, the Board has universally excluded students from units which include nonstu- dent employees, and in addition has denied them the right to be represented separately. The latter situa- tion, of course, is precisely the one which has been raised by the petition herein. The rationale for dismissing such petitions is a relatively simple and straightforward one. Since the individuals are rendering services which are directly related to-and indeed constitute an integral part of-their educational program, they are serving primarily as students and not primarily as employ- ees.20 In our view this is a very fundamental distinction for it means that the mutual interests of the students and the educational institution in the services being rendered are predominantly academic rather than economic in nature. Such interests are completely foreign to the normal employment relationship and, in our judgment, are not readily adaptable to the collective-bargaining process. It is for this reason that the Board has determined that the national labor policy does not require-and in fact precludes-the extension of collective-bargain- ing rights and obligations to situations such as the one now before us. It is important to recognize that the student-teacher relationship is not at all analogous to the employee- employer relationship. The former is predicated upon a mutual interest in the advancement of the student's education and is thus academic in nature. The latter is largely predicated upon conflicting interests of the employer to minimize costs and the employees to maximize wages, and is thus economic in nature. This is, in our judgment, an extremely important distinction because the collective-bargaining process "1 Cedars-Sinai Medical Center, 223 NLRB 251 (1976); The Leland Stanford Junior University, 214 NLRB 621 (1974); Adelphi University, 195 NLRB 639 (1972). 2o Chairman Fanning attempts to undermine our reliance upon The Leland Stanford Junior University, supra, by arguing that it was the nature of the work being performed by the research assistants in that case-not their status as students-which prompted dismissal of the petition therein. This is simply not the case as evidenced by the Board's comparison of research assistants and research associates. Both the assistants and the associates, as their titles suggest, engaged in research. Thus, the nature of their "work" was identical. However, the Board contrasted the assistants with the associates by observing that the status of assistants was . . a situation of students within certain academic guidelines having chosen particular projects on which to spend the time necessary, as determined by the project's needs. The situation is in sharp contrast with that of research associates, who are full-time professional employees who have already secured their Ph.D. degrees and work at research under direction, typically of a faculty member. Research associates are not simultaneously students, and the objective of a is itself fundamentally an economic process. From the standpoint of national labor policy, subjecting academic decisionmaking to collective bargaining is at best of dubious value because academic concerns are largely irrelevant to wages, hours, and terms and conditions of employment. From the standpoint of educational policy, the nature of collective bargain- ing is such that it is not particularly well suited to academic decisionmaking. The inevitable change in emphasis from quality education to economic con- cerns which would accompany injection of collective bargaining into the student-teacher relationship would, in our judgment, prove detrimental to both labor and educational policies. The educational process-particularly at the grad- uate and professional levels-is an intensely personal one. It is personal not only for the student being educated, but also for the instructors whose responsi- bility it is to educate a large number of individuals possessing a variety of educational backgrounds and abilities. Collective bargaining on the other hand is, as its very name implies, predicated upon "collec- tive" treatment for all who are represented, and thus in many respects may be said to represent the very antithesis of personal individualized education. In addition to being "collective," the bargaining process is also designed to promote equality of bargaining power,21 another concept largely foreign to higher education. While participatory education is on the rise, the student-teacher relationship is an inherently inequalitarian one, it being assumed that the teacher, by virtue of superior knowledge and experience, is in a better position to determine the most appropriate course of instruction and method of proceeding. In this respect, the teacher and student have a mutual interest in the advancement of the student's education. Such mutuality of goals rarely exists in the typical employment relationship, and goes far towards explaining why collective research associate's research is to advance a project undertaken by and on behalf of Stanford as directed by someone else .... In contrast, the RA's are seeking to advance their own academic standing and are engaging in research as a means of achieving that advancement .... This distinction led the Board to conclude that the . . . research assistants are like the graduate teaching and research assistants who we found were primarily students in Adelphi University, 195 NLRB 639, 640 (1972). We find, therefore, that the research assistants in the physics department are primarily students, and we conclude they are not employees within the meaning of Section 2(2) of the Act. Accordingly, no question affecting commerce exists concern- ing the representation of "employees" of the Employer within the meaning of Section 9(cX 1) of the Act, and we shall dismiss the petition herein. 2i 29 U.S.C. ยง151. See, generally, Cox, The Durv to Bargain in Good Faith, 71 Harv. L. Rev. 1401, 1407 (1958). 1002 ST. CLARE'S HOSPITAL & HEALTH CENTER bargaining can flourish in one sphere while consti- tuting an anathema in the other. In addition to believing that collective bargaining is not adaptable to the structure of higher education, we also believe that there exists a grave danger that it may unduly infringe upon traditional academic freedoms. Such freedoms encompass not only the right to speak freely in the classrooms, but also such fundamental matters as the right to determine course length and content; to establish standards for advancement and graduation; to administer exami- nations; and to resolve a multitude of other adminis- trative and educational concerns. If one were to conclude that the student-teacher and employee- employer relationships were in fact analogous, then it would follow that many academic freedoms would become bargainable as wages, hours, or terms and conditions of employment. Once this occurs, Board involvement in matters of strictly academic concern is only a petition or an unfair labor practice charge away. The subject of hours, for example, is of particular relevance when speaking of housestaff. Residents and interns work notoriously long hours. From a strictly educational standpoint, such hours may be necessary in order to provide the students with as broad an experience as possible. Also, it may be educationally desirable for a particular student not only to prepare the diagnosis of a patient, but to administer the treatment as well. Unfortunately, medical emergencies do not always conveniently occur between the hours of 9 a.m. and 5 p.m., Monday through Friday. Thus, the flexibility which medical educators need to schedule shifts, assign- ments, transfers, etc., in an educationally sound fashion could become bargainable should the house- staff be afforded collective-bargaining privileges. Program advancement is another subject of aca- demic concern which could be affected by the advent of bargaining. Continuation in many graduate programs is dependent not only upon an assessment of a student's educational progress to date, but upon future potential as well. All such assessments are necessarily subjective and-particularly with respect to future potential-are not readily quantifiable. Were students deemed to be employees, the failure to recommend program continuation would be tanta- mount to discharge and thus a mandatory subject of 22 See fn. 2. supra 2:1 See fn. I . supra. 21 It is important to reiterate that Cedars-Sinai was and is "consistent with and reflective of' established Board policy-not necessarily "dictated by" that policy. Most of Chairman Fanning's dissenting opinion is devoted to pointing out the factual differences between Cedars-Sinai and the cases which we have grouped into the first three categories. We quite agree that those cases are factually distinguishable hence the four separate catego- ries We note also that the instant case is factuall) distinguishable in that the "work" of the housestaff personnel constitutes their course of studs and to bargaining. In all likelihood, a student protest over an unfavorable recommendation would end up before an arbitrator, with the arbitrator being asked to decide whether the subjective recommendation was academically justified-an issue not generally within the scope of most arbitrators' expertise. In addition to those matters mentioned above, other academic prerogatives such as examinations, grading, course content and materials, program duration, and teaching methods are likely to find their way eventually to the bargaining table. To the extent that this phenomenon limits the ability of students and faculty to tailor the instruction to their own individualized needs, the quality of the educa- tional process is impeded thereby working not only to the detriment of the hospital and students, but ultimately to the detriment of the public as well. We simply do not view such intrusions into traditional academic freedoms as being in the public interest. In view of this analysis, it is perhaps somewhat easier to put our pronouncements in Cedars-Sinai Medical Center22 and Kansas City General Hospital2 3 into their proper perspective. Our holdings therein did not constitute aberrations in the application of national labor policy nor indicate the striking out in a new direction. They were, instead, consistent with and reflective of established Board policy. 24 Our conclusion that housestaff are "primarily students" rather than "employees" connotes nothing more than the simple fact that when an individual is providing services at the educational institution itself as part and parcel of his or her educational development the individual's interest in rendering such services is more academic than economic. For the reasons stated above, we do not think that such a relationship should be regulated through collective bargaining. However, by our finding that housestaff are not "employees," we certainly did not intend to imply that we were thereby renouncing entirely our jurisdiction over such individuals.25 To the contrary, we have indeed asserted jurisdiction over all classifi- cations at health care institutions-including house- staff-but feel that extending bargaining privileges to residents, interns, and fellows would not be in the best interest of national labor policy. As we stated in Kansas City General Hospital, we have "not put hospital residents and interns beyond the reach of national labor policy, but [have] rather held that to this extent is analogous to Leland Stanford. We fear, however, that the Chairman has lost the forest for the trees, because, irrespective of the factual novelty of Cedars-Sinai, the essential point remains that the legal analysis utilized by the majority in that case is identical to that which the Board has historically utilized in all cases involving students. 25 Member Murphy notes that at the time of the Decision and Order issued in Cedars-Sinai Medical Center, supra, she did not intend that the Board preempt the field insofar as Federal labor policy might apply to interns and residents, but she has now been persuaded by her colleagues that this was the effect of the 4-to- I majority holding therein. 1003 DECISIONS OF NATIONAL LABOR RELATIONS BOARD extend them collective-bargaining rights would be contrary to that very policy." 2 6 The conclusions which we have reached with respect to housestaff fall, in our view, well within the discretionary authority left to us by Congress in the 1974 health care amendments. The determination that housestaff should not be afforded bargaining privileges was made in the course of fashioning appropriate bargaining units for the entire health care industry. Congressional deference to our experi- ence in such matters is reflected in the following remarks of Senator Williams: While the committee clearly intends that the Board give due consideration to its admonition to avoid an undue proliferation of units in the health care industry, it did not within this framework intend to preclude the Board acting in the public interest from exercising its specialized experience and expert knowledge in determining appropriate bargaining units. [Emphasis supplied.]2 7 With respect to housestaff in particular, Congress considered proposed amendments which would have made it clear that housestaff were not 2(11) supervi- sors. After noting favorably the manner in which the Board had applied Section 2(11) to health care professionals, Congress concluded that a specific amendment was unnecessary so long as the Board continued "evaluating the facts in each case in this manner when making its determinations." 28 It is precisely this sort of factual analysis which has led us to conclude that not only are housestaff not supervisors, but the confluence of their institutional responsibilities and academic development also precludes the regulation of this relationship through collective bargaining. Finally, we view our approach as being entirely consistent with the 1974 congressional mandate to develop a national approach to labor relations in the health care industry. With respect to the National Labor Relations Act in general, the Supreme Court has long recognized that "the broad powers con- ferred by Congress upon the . . . Board to interpret and to enforce the complex Labor Management Relations Act . . . necessarily imply that potentially conflicting 'rules of law, of remedy, and of adminis- tration' cannot be permitted to operate." 29 More recently, the Court has recognized that a determina- tion of Federal preeminence rests upon "a balanced 29 225 NLRB 108 (1976). Since we have not renounced jurisdiction over housestaff we have not, as Chairman Fanning suggests, created a "no- man's" land. 2T 120 Cong. Rec. S12104 (July 10, 1974). 2R 93d Cong.. 2d Sess., S. Rep. 93-766 at 6 (1974). 29 Vaca v. Sides, 386 US. 171, 178-179 (1967), quoting San Diego Budldinr Trades(ouncil v. Garmon, 359 U.S. 236, 242 (1959). :a Frmer v Unired Brorherhood of Carpenrers and Joiners of America, Local 25, 430 U S. 290. 300 (1977). inquiry into such factors as the nature of the federal and state interests in regulation and the potential for interference with federal regulation." 30 That Congress conducted just such a "balanced inquiry" in passing the 1974 amendments is clearly evidenced by remarks made in both the House and Senate regarding a proposed amendment to the 1974 bill. The proposal, which was aimed specifically at a Minnesota statute, would have insured the continued viability of existing state regulation of health care institutions. The proposal was defeated for reasons articulated by Senator Taft: I think it is important, however, to have a national approach, in view of the problems we have had and that have varied widely through the country. There may be a very positive situation in the Senator's [then Senator Mondale from Minne- sota] own State which does not indicate at the present time any need for a national law, but I think on balance a national approach is desir- able.3 ' Accordingly, it is apparent to us that the congres- sional mandate which has existed ever since 1935 to fashion national labor policies for certain industries was expanded in 1974 so as to encompass the health care industry. It was pursuant to the discretionary authority subsumed in that mandate that we found the interests of housestaff in their institutional responsibilities to be academic in nature. In light of this finding, we examined past precedent and concluded that consistent therewith collective bar- gaining should not be applied to what is fundamen- tally an educational relationship. We do not view these findings and conclusions to be either aberra- tions in an otherwise uniform national labor policy, nor in excess of our congressionally mandated authority. It is hereby ordered that the Petitioner's motion for reconsideration and rehearing be, and it hereby is, denied as lacking in merit.3 2 MEMBER JENKINS, concurring: I concur, on the basis of Cedars-Sinai and Kansas City General Hospital, in the result reached by the majority, but in very little of their additional reasoning. They have failed to distinguish between students employed by their schools, whom we exclude from units of nonstudent employees on 31 120 Cong. Rec. S6942 (May 2, 1974). 32 Member Walther finds no merit in the contentions either that he disqualify himself from participating in this proceeding, or that he improperly participated in the original decision herein, for the reasons set forth by him in the Board's Order Denying Motion in Cedars-Sinai Medical Center, 224 NLRB 626 (1976). 1004 ST. CLARE'S HOSPITAL & HEALTH CENTER community-of-interest grounds, and students who may be attending classes while working elsewhere, as to whom their studies are no ground for special treatment. This basic misunderstanding leads the majority into erroneous reasoning and a seeming willingness to regard any employees who also engage in structured studies as per se being somehow and in some respects disqualified from union representa- tion. Because I disagree wholly with this view, it is necessary that I disassociate myself from the majori- ty decision, except in result. CHAIRMAN FANNING, dissenting: As I read today's majority opinion, the "fundamen- tal misunderstanding" of Cedars-Sinai Medical Cen- ter, supra, on the part of Judge Gellinoff,3 3 Judge Stewart, 3 4 and myself,3 5 is that we do not perceive that Cedars was, indeed, based upon "longstanding policy" considerations denying to particular students representation rights under this statute. Probably, we are told, part of our problem was my colleagues' failure to be as "precise" as they might otherwise have been in setting forth those "policy" considera- tions. No doubt, this latter admission is offered to explain why neither the word "policy" nor a single case citation was utilized in the Cedars majority opinion. But, it is more notable, as a comment on the quality of what is offered today as the first explica- tion of those "policy" considerations, that the majority opinions which "revise," "amend," or "clarify" Cedars are related exclusively to Federal "I Committee of Interns and Residents v. New York State Labor Relations Board, 94 LRRM 2081, 79 LC I 1,710(N.Y.S.Ct.. 1976). In direct response to this opinion and its possible impact, by virtue of its logic, on this Board's attempt to preclude any state regulation of housestaff that may have been resuscitated by Cedars-Sinai, this Board simply "revised" a decision upon which Judge Gellinoff had relied to find Federal preemption could not be sustained under Cedars-Sinai, as it read. The case, Kansas Ciry General Hospital, 225 NLRB at 110, made the logical observation that since housestaff were "not employees" (it did not say "student-employees" or "a particular kind of employee") the hospital there involved was not their "employer" within the meaning of Sec. 2(2) of the Act. If, of course, the hospital was not a statutory employer the preemption argument could not be made, so, 6 months later, and II days prior to the filing of the Federal district court suit, my colleagues, sua sponte, "revised" Kansas City General to strike that language. The revised decision is cited as 225 NLRB 108. See my dissenting opinion there. 14 N.L.R.B. v. Committee of Interns and Residents, 426 F.Supp. 438 (D.C.N.Y., 1977). It is not my intention to engage in a lengthy comparison between this decision and today's majority opinion. That the latter is a direct response to the former will become clear to those willing to compare, in detail, the two. Compare, e.g., 10001002, supra, with 426 F.Supp. at 452; 1003- 1004, rupra, with id. at 449-450: 1004, supra, with id. at 453. Unlike all the other denials of motions for reconsideration of Cedars-Sinai-based dismissals, which issued with a fairly uniform celerity, this one issues I year after it was filed. Today's majority opinion, then it should be clear, amounts to the resurrection of the Kansas City 11 technique. See fn. 33, supra. :t, See my dissenting opinions in Cedars-Sinai, 223 NLRB 251 (1976); Kansas City General (Revised), supra. isN See fn. 33, supra. :17 Basic to the majority's Federal preemption argument is Bethlehem Steel Co. v. New York State Labor Relations Board. 330 U.S. 767 (1947), which Judge Stewart found inapplicable to the Cedars-Sinai situation. See his opinion at 426 F.Supp. 449-450. But it is commentworthy (and without suggesting that it is no longer viable) that Bethlehem was decided prior to court litigation which does not raise the specific issue posed by Cedars. Cedars itself dealt only with the question whether housestaff officers should be covered under the statute. The "explanatory opin- ions," Kansas City General Hospital (Revised)3 6 and the instant Order Denying Motion, are directed solely to a completely different issue-whether state regulation of housestaff activity is, in light of Cedars- Sinai, precluded by virtue of the preemption doc- trine. It is, I think, a somewhat Procrustean jurispru- dence to be fitting Cedars-Sinai to the bed of the Federal court litigation. It is also an empty jurispru- dence to do so without explaining, to this day, why stripping housestaff officers of any rights (and responsibilities) they may have had even before the amendments is conducive to the harmonizing of Federal-state interests. But that refusal might be "explained," if not justified, by a congressional desire, expressed in the legislative history of the statute, and in its very language, to foreclose the creation of a jurisdictional no-man's land.37 And it is clear that a no-man's land has, despite the majority's mere assertion to the contrary, been created here.38 Those more disposed towards rationalizing may attribute my colleagues' preemption position to a possible perception that Federal regulation of some hospital employees (the nonhousestaff kind) cannot exist alongside state regulation of other hospital employees (housestaff). But our experience with agricultural employers and all their employees, both Taft-Hartley's elimination of the particular policy problem out of which it arose whether "foremen" were more akin to "supervisors" or "employees" under the statute. More significantly, it was decided prior to Landrum- Griffin and the enactment of Sec. 14(cX2). Although that section, by its language, is restricted to permitting, with proviso, States to assume that jurisdiction the Board declines to assert because of the failure of the employer to reach our discretionary jurisdictional dollar-amount standards, the Landrum-Griffin history points unmistakably to the conclusion that Sec. 14(cX 2 ) was thought to be the total demise of the jurisdictional no-man's land the Board, here, seeks to create. The historical forces at work on Bethlehem's applicability here probably account for the fact that the Supreme Court has not cited it in over 14 years, as far as I can determine, see Colorado Anti-Discrimination Commission v. Continental Air Lines, 372 U.S. 714, 724 (1963), and then for a proposition which undermines my colleagues' argument. They probably also account for the fact that Bethlehem is not mentioned in the "watershed" preemption case, San Diego Building Trades Council v. Garmon. 359 U.S. 236 (1959), nor in the two cases which authoritatively trace the development of the preemption doctrine. Local 76, International Association of Machinists & Aerospace Workers, A FL- CIO v. Wisconsin Employment Relations Commission, 427 U.S. 132 (1976), and Amalgamated Association of Street, Electric Railway d Motor Coach Employees ofA merica v. Lockridge. 403 U.S. 274 (1971 ). 38 If the housestaff do not fall within the ambit of Sec. 2(3) and CIR is not a 2(5) labor organization, as the majority has consistently found in every housestaff case to come before this Board, the Board has no jurisdiction over the subject matter. The only conceivable explanation for my colleagues' contrary view that jurisdiction still resides is that the majority must believe it retains jurisdiction to continually deny housestaff are covered by the Act. Of course, the necessities of administration and reason itself dictate that all judicial bodies have sufficient, if sometimes temporary. jurisdiction to decide whether subject matter jurisdiction does. in fact, exist. But it is patently frivolous to contend that subject matterjurisdiction having been found lacking amounts to continuing jurisdiction. 1005 DECISIONS OF NATIONAL LABOR RELATIONS BOARD those engaged in the agriculturally related functions and those not (e.g., a winery's office clericals), sufficiently undermines that notion. It is easy, then, to become confused, even mysti- fied,39 by what my colleagues have thus far wrought in the saga of Cedars-Sinai. I still do not, for example, understand exactly what my colleagues mean when they state that Cedars was, for them, just a case "about students at academic institutions" and not a "decision about health care institutions." If that is true, it strikes me as their first mistake. The particular role of housestaff in our health care delivery system is certainly worthy of greater attention than such a conception of what is involved in Cedars would seem to account for. A strike by research assistants at a university does not, in all candor, rise to the level of significance the health care amendments attribute to a strike by doctors. I do not, of course, wish to even intimate that the former is not a matter of concern in our national labor policy, but it is unmistakable, I think, that the process by which the amendments came to be did not contemplate the Agency entrusted with administra- tion and enforcement of the amendments deciding the propriety of a recognitional strike by doctors via application of Board policies related to educational institutions. In this regard, it may be noteworthy that housestaff, if indeed "students," are unlike any others and that the hospitals at which they work, if indeed "educational institutions," are unlike any others. The former proposition is self-evident, I submit. I am not aware of any of the "students" in the cases to which my colleagues allude having, for but one example, legal authority to make incisions in other human beings. The denomination of the institutions involved as "educational" is equally inappropriate. All of the educational facilities found in the cited cases, unlike all of the hospitals found in the housestaff cases, were incorporated under appli- cable state education laws. Of course, that they were merely reflects that the State, as well as the legislative history of the amendments, which at no point, as far as I can find, referred to any "educational" institu- tions being added to Board jurisdiction, discerned the obvious differences between universities and hospitals. :`" Hearings Before Subcommittee on Labor, Committee on Education and Labor, House of Representatives, Oversight Hearings on the National Labor Relations Act Procedures and Remedies (March 31, 1976) (remarks of Rep. Thompson): I was the author of that legislation which was cosponsored by a number of my colleagues, supported by our ranking minority member . .. and carried overwhelmingly. We never dreamt that this interpretation, such an interpretation would follow from our deliberations or the hearings or any other factor . . . it was clearly and absolutely not the intention of the author . its sponsors and nowhere in the ... legislative history is it indicated that interns and residents are to be considered as students So, in this sense, if my colleagues did, in fact, conclude that Cedars lent itself to application of Board "policy" towards "students at academic institutions," they were, I think, off to a dubious start. The precise statutory status of the housestaff is equally confusing to me. In Cedars they stated, in response to my reference to Macke 11,40 which I shall discuss shortly, that housestaff were "students rather than employees.' 4 1 And that is, I might add, the way Judge Gellinoff and Judge Stewart read Cedars, namely, that the Board had found housestaff to be "nonemployees." 4 2 The majority has also uniformly found the organizations which seek to represent housestaff not to be labor organizations under Section 2(5). Today, as I read the majority opinion, my colleagues at times intimate that, all along, they really "meant" to find housestaff a particular kind of employee, the "student-employee," and that Cedars was simply intended to be a decision which empha- sized the "student" aspect of that term. It is, of course, legitimate to question why the majority, if this interpretation is the one they seek, has not, in consequence, retracted its finding of the nonlabor organization status of CIR, since, obviously, if a housestaff member is a kind of employee denied coverage solely because of the purported unavailabil- ity of an appropriate unit which could encompass him or her, that fact would not, in the least, detract from the labor organization status of the would-be representative. It is equally legitimate to speculate whether this entire "clarification" is more the result of a perception of the necessities of Federal court litigation than a perception of Cedars' potential for confusion. 4 3 But, rather than unduly speculate on the true significance of some of the subtle shifts in emphasis evinced by my colleagues' latest attempt to clarify Cedars, it is perhaps best to proceed to the more substantive frailties of the latest "clarification," assuming that Cedars does, indeed, lend itself to description as a case "about students at academic institutions," and that Cedars did, indeed, hold that housestaff were "student-employees" and not "non- employees." . . .when it came down it amazed me, amazed my counsel, amazed anyone who had an association with the legislation. 40 The Macke Company, Case 2-RC-16725 (not reported in volumes of Board Decisions). 41 223 NLRB at 253. 42 See Committee of Interns and Residents v. N. YS.L R.B., 94 LRRM at 2082, 79 LC 1 11,710; N.LR.B. v. Committee of Interns and Residents, 426 F.Supp. at 448-449. 43 See fn. 58, infra. See also Martin v. Roosevelt Hospital, 426 F.2d 155, 158 (C.A. 2, 1970). 1006 ST. CLARE'S HOSPITAL & HEALTH CENTER Engaging in these assumptions does not, however, help the majority's case, for a simple reason. Although the outline which the majority superimpos- es upon Cedars is "convenient," almost impressive, it has one fatal deficiency, enough to compel my colleague, Member Jenkins, to part company with today's decision. The Board "policy" to which the majority alludes does not, so far as is relevant here, exist. That is to say, there is not, nor has there ever been, any "longstanding policy" which denies repre- sentation rights completely to "students" who are also "employees" within the meaning of Section 2(3). That my colleagues contend otherwise is simply reducible to the consistency with which they equate denying a student-employee inclusion in a particular bargaining unit composed of other "employees" who are not students with the "denial of representation rights completely" the former denial is supposed to evidence. That simply and incontrovertibly is not the case. In, for example, the majority's "first category" of students, those "employed by a commercial employ- er in a capacity unrelated to the student's course of study," the majority opinion cites several cases which assertedly support the proposition that the Board "historically" has refused to "[accord] bargaining rights at all" to certain students in this category. The first three cases, Giordano Lumber,4 4 Post Houses,4 5 and Crest Wine,46 however, merely denied, respec- tively, one temporary employee, several seasonal employees, and one casual employee inclusion in a broader unit with nonstudent employees. In fact, in Giordano Lumber, three students were included in the broader unit because they were found not to be temporary employees. Clearly, the fact that the excluded individuals were students was essentially irrelevant. It was their temporary, seasonal, or casual status which caused their exclusion, status they could just as easily have had whether or not they were students. Just as significantly, if we are, as my colleagues would have it, to believe that Cedars' foundation was built on analogy to cases involving "students," the proper student cases to allude to would be those which involved (a) students who were regular full-time or part-time employees, and (b) a request for the separate representation of these 41 Giordano Lumber Co., Inc., 133 NLRB 205 (1961). 45 Post Houses. Inc.. 161 NLRB 1159(1966). 46 Crest Wine and Spirits, Ltd. 168 NLRB 754 ( 1967). ;7 Saga Food Service of California, Inc., 212 NLRB 786, fn. 9 (1974). 4' I referred my colleagues to Macke II in Cedars-Sinai (see 223 NLRB at 254. fn. 5) and they conceded its applicability. (See Cedars-Sinai, supra at 253: "Our dissenting colleague has misconstrued the basis for our decision. We are aware that the Board has included students in bargaining units and. in a few instances, has authorized elections in units composed exclusivelv of students." (Emphasis supplied.) The language of this statement makes it clear that it was offered in response to my reference to Macke 11.). The only logical explanation for the inconsistence between the quoted statement and the entire approach taken in today's decision is that the majority realize it students (since the housestaff unit is composed exclusively of individuals the majority denominates students). The only cited case in this category which fulfills these necessary requirements is Saga Food Service,4 7 a case so "historically" rooted in "Board policy" that it arose only 3 years ago and was not followed in a case decided 6 months later, Macke 11,48 where the Board authorized an election in a group composed exclusively of the students found to have no community of interest with the nonstudent employees of The Macke Company, 211 NLRB 90 (1974). The little attention paid, in the majority opinion, to both the requirements of analogy and the detail of cases is best exemplified by the analysis undertaken in the "second category" of students. The "histori- cal" denial of any form of representation rights for students in this category is, we are told, a proposition supported by reference to a lone case, San Francisco Art Institute,4 9 which issued after Cedars-Sinai. Although Member Jenkins50 and I dissented in San Francisco Art, I do not choose to restate why I believe that case was incorrectly decided. I am willing to assume, for present purposes, it was not. But it does strike me as jurisprudentially unsound to cite, in support of the argument that Cedars was based upon some "longstanding policies" towards "students," a case that issued after it! But even to accept the disposition in San Francisco Art, to accept its citation today, and to assume Cedars itself was not the prime mover in that decision, it was a case, as the majority there stated, "influenced . . . chiefly by": . . . the brief nature of the students' employ- ment tenure, by the nature of compensation for some of the students, and by the fact that students are concerned primarily with their studies rather that with their part-time employment. In our view, the [students involved] are best likened to temporary or casual employees. Not one of those factors is present in the case of housestaff. Of equal significance is how the majority itself, in that case, framed the issue in cases involving requests for the separate representation of student- employees: "resolution . . . turns on whether the found housestaff to be nonemployees in Cedars, realized what that holding would mean in terms of its preemption argument, and, to save its preemption position from defeat, decided to change the basis for (edars. 49 226 NLRB 1251 (1976). so As previously indicated, Member Jenkins. though a member of the majority in Cedars and Kansas City General Hospital II. does not join the remaining Board Members in their attempt to create a Board "policy" of total exclusion with regard to certain kinds of student-employees. No doubt, that Member Jenkins' involvement with the shaping of Board "policy" is more extensive, in terms of tenure, than any other Board Member's in the history of this Agency, save mine, has something to do with this. Like me colleague, 1, too, cannot recall how this particular policy about "students" came to be. 1007 DECISIONS OF NATIONAL LABOR RELATIONS BOARD [students] manifest a sufficient interest in their conditions of employment to warrant representation in a separate unit." If that is the majority's own test, they could not possibly have applied it in Cedars to dismiss the petition filed there or to deny this motion for reconsideration. With regard to the so-called "Board policy" towards students in the majority's fourth category,51 where the majority places housestaff, we can, since it is the question to be answered, dismiss the majority's citation of Cedars in support of the "policy" described. With Leland Stanford Junior University,5 2 on the other hand, some familiarization, it seems once again, 53 is necessary. The issue in Leland Stanford was, to state the matter in its clearest terms, whether all "work" is the kind of "work" employees as that term is used in the Act, perform. Cornell University, amicus there, questioned, for example, whether the term "employee" in Section 2(3) should be interpreted so broadly as to encompass, in that case, individuals who did not work for anyone but themselves, subject to no one's control but their own. The research assistants at Stanford were, unlike housestaff who are, in the classic sense, "employees," the classic students who characterized, as we all have, schoolwork as their "work." To the extent the majority characterizes my disagreement with their analysis of Leland Stanford as evolving from some misconception on my part of the relevance of the "nature of the work" performed by the research assistants, they are, I am convinced, evading my point. Plainly, it was not the nature of the work of the research assistants which prompted the dismissal of the petition in Leland Stanford, but, rather, the absence of work in their duties, at least as the term is used in the classic definition of"an employee"--one who works for another subject to the latter's control, for which work compensation is given.5 4 The case is, in this regard, totally distinguished from Adelphi University,5 5 the final case cited by the majority in this "category." In Adelphi, as in most of the cases cited throughout the majority's outline of "student cases," the graduate assistants were not found to be "students rather than employees," and were not "denied representation rights completely." They were, as that decision makes quite clear, found to b' Strangely, although a policy of total exclusion can purportedly be found in Board cases in the first, second, and fourth "categories" provided by the majority today, apparently none can be found in the third. Considering that the only difference between the first and third categories is that the student in the latter is engaged in a capacity related to his or her course of study, one would think a case or two might be cited in the third category to support occasional "total exclusions." Of course, the answer to this problem is gleaned from the fact that no Board case, up to and including Cedars, can be found where the majority's "categorical" breakdown is even referenced. 52 214 NLRB621 (1974). a3 See fn. 14 of my dissent in Cedars-Sinai. The reader will note that Leland Stanford, the supposed partial basis now for Cedars, was never have no community of interest with other employees in the unit fashioned.56 Under a more precise analysis, one which does not gloss over the differences between individuals who are "temporary" or "casual" employees and those who are not, one which does not gloss over the substantial difference between denying an individual inclusion in a particular unit on community-of- interest bases and "denying the individual represen- tation rights completely," it is clear that Board policy toward students is more properly set forth as being concerned with (a) whether the student fits the definition of employee (e.g., Leland Stanford); (b) if he or she does, whether that student is a temporary, seasonal, or casual employee, as opposed to a regular employee of either full- or part-time status; and (c), if the latter, whether that student enjoys a sufficient commonality of working interests justifying his or her inclusion in the same unit with other employees. Of all the cases cited today by my colleagues in the majority, only three are remotely (and that is all) relevant to the issue presented by Cedars, even if we were to accept the Cedars majority's finding that housestaff are "students rather than employees": Leland Stanford, which found the students nonem- ployees; Saga Food Service, which found the students employees but not entitled to coverage; and Macke II, which retreated from the holding in Saga Food soon after the latter's issuance. If Leland Stanford is the basis for Cedars, the majority misapplied the facts of Cedars, for, surely, housestaff "work," as that word is traditionally understood, for the hospital, for which they receive taxable income. Just as signifi- cantly, for today's purposes, if Leland Stanford is assumed to be proper basis for Cedars itself, then the majority's preemption argument necessarily fails, for the Board, by its own holding, has no jurisdiction over the nonemployee housestaff member. Finally, if Saga Food is the basis for Cedars, the Board, in effect, overrules Macke 1I. And the stipulated nature of the petition in Macke II has nothing to do with its applicability to Saga Food. No party can stipulate to this Board's subject matter or legal jurisdiction. If individuals encompassed by a petition are "indepen- dent contractors," or "supervisors," or "agricultural mentioned by the majority in Cedars, despite the fact I discussed it at length in response to the references to it at oral argument. 54 See my dissent in Cedars at 254-255, for a discussion of the definition of "an employee" as used in the Act. In Leland Stanford, the Board stated: "IT]he relationship of the RA's [the research assistants, as opposed to the research associates found to be statutory employees] and Stanford is not grounded on the performance of a given task where both the task and the time of its performance is designated and controlled by an employer." 214 NLRB 623 (1974). See also my discussion of Leland Stanford in Cedars, at fn. 14. 55 195 NLRB 639( 1972). 56 See, e.g.. id at fn. 8. 1008 ST. CLARE'S HOSPITAL & HEALTH CENTER workers," no stipulation can legally overcome that jurisdictional defect. That my colleagues are willing to go to the lengths they have not only to deprive housestaff of their rights under this statute, not only to deprive the States of their right to regulate in the void created by this Board, but, in the latter effort, to so distort 40 years of Board precedent s5 (for surely this decision will have ramifications far beyond the housestaff question), is, indeed, an "aberration." Perhaps they believe that the successful litigation of their preemp- tion position will, despite its obvious drawbacks,58 despite the violence to our precedents that effort requires, alleviate the justifiable criticism 59 Cedars has generated. They are, I think, mistaken. In the final analysis, it is the height of absurdity for Congress to enlarge this Board's jurisdiction, to encompass the vast bulk of health care institutions in this country for the avowed purpose of minimizing the potential disruptions of health care delivery posed by organizational efforts of individuals not covered by Federal regulation until the amendments, 57 As I understand the majority's fn. 24 my colleagues would have us believe that, while there is no "precedent" as such for Cedars, the kind of "legal analysis" undertaken in past cases was followed in Cedars so that it, at least, is "consistent with and reflective or' Board policy as demonstrated by those earlier cases. It is a matter of "legal analysis," we are told. But what kind of "legal analysis" is it which characterizes finding certain individuals, let us say, temporary employees as but a mere "factual difference" between the case making that finding and Cedars, Do not factual differences bear upon legal analysis? Are they not, indeed. the very substance of legal analysis? Is it a "factual difference" to point out that the majority blithely equates denying an individual inclusion in the same unit with other employees with denying that individual "coverage under the Act"? Clearly, today's effort is an attempt to confuse. If it were not, the majority would be willing to answer, straightforwardly, the question: are you holding housestaff officers to fall outside the definition of "employee" found in Sec. 2(3) of the Act? My colleagues in the majority know the impact an affirmative answer to that question will have on their preemption appeal. They also know the impact a negative answer will have on the district court action instituted by CIR seeking the overturning of Cedars itself. And plainly. no doubletalk like that evinced by the entire majority response to my remarks, no misapplication of inappropriate metaphors, can disturb the marked and meaningful jurisdictional distinction between holding individu- als outside the ambit of Sec. 2(3) and holding them within it but not entitled. as a matter of"national policy," to vote in a representation election. There is and then, for this Board, upon some notion that the decisional basis for the question of coverage is found in "precedent" involving student janitors,co science graduate assistants, 6 1 and physics majors, 62 to leave without regulation those in the forefront of orga- nizing activity in the health care field, doctors. And, as Judge Stewart indicated in his opinion,63 the recent strikes at various New York City hospitals are the direct result of Cedars. They were also completely incompatible with the amendments and precisely the threat sought to be cured. I would, therefore, grant the motion for reconsider- ation, not because of the movant's allusion to the possible preemptive impact of Cedars-Sinai, for I do not believe Federal preemption can or should be sustained here. But the error of Cedars-Sinai is, perhaps, best exemplified by the majority's tortuous efforts in subsequent cases, like this one, to give it meaning. I would grant the motion for reconsider- ation to give my colleagues the needed opportunity to start all over again. a point where the "failure to be precise" becomes an embarrassment. And writing decisions to limit one's embarrassment is not an enviable example of jurisprudence. s" If the housestaff are simply "not statutory employees," the Board has no jurisdiction over them. If they are students who also happen to be employees, there is no policy of denying them coverage. Even if there were, it would be a Board policy and must give way to the congressional policy found in the amendments. If my colleagues can assume the question of coverage was left to the Board's "discretion" (it may have been left to informed discretion, but no less-see Cedars at 254. et seq.) preemption still does not follow every time the Board exercises some "discretionary" exclusion. See, e.g., Hanna Mining Company v. District 2. Marine Engineers Beneficial Association. 382 U.S. 181 (1965). See finally fn. 37, supra. 59 See fn. 39. supra. Not even the AMA, the ultimate governing authority for housestaff programs in this country, believes Cedars was correctly decided. It has testified before Congress urging that it be overruled. See Hearings on H.R. 2222, Before the Subcommittee on Labor-Management Relations, House of Representatives (April 4, 1977) (remarks of Dr. Mangold). 6e San Francisco Art Institute, supra s6 Adelphi University, supra. 62 Leland StanfordJunior University, supra. 1S N.LR.B. v. Committee of Interns and Residents, 426 F.Supp. at 453. 1009 Copy with citationCopy as parenthetical citation