Specialized Bicycle Components, Inc.v.Specialize Fitness, Inc.Download PDFTrademark Trial and Appeal BoardApr 30, 2010No. 92048314 (T.T.A.B. Apr. 30, 2010) Copy Citation Hearing: Mailed: March 18, 2010 April 30, 2010 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Specialized Bicycle Components, Inc. v. Specialize Fitness, Inc. _____ Cancellation No. 92048314 _____ Lorri Meddings of Michael Best & Friedrich LLP for Specialized Bicycle Components, Inc. Leon Fable, pro se. _____ Before Seeherman, Walsh and Mermelstein, Administrative Trademark Judges. Opinion by Seeherman, Administrative Trademark Judge: On October 24, 2007, Specialized Bicycle Components, Inc. filed a petition to cancel Registration No. 3099811 for the mark SPECIALIZE FITNESS in the stylized form shown below, with FITNESS disclaimed, for “clothing, namely, t-shirts and baseball caps.” The registration issued to Leon Fable, an individual, on June 6, 2006, from an application that was filed on April 26, 2005 claiming first THIS OPINION IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92048314 2 use on October 18, 2004 and first use in commerce on December 18, 2004. As grounds for cancellation, petitioner has alleged that its own application for SPECIALIZED for “bicyclists’ shoes and clothing, namely, shorts, socks and jerseys,” was refused registration on the basis of respondent’s registration; that petitioner has been using the mark SPECIALIZED on shoes and clothing, and the trade name Specialized Bicycle Components, Inc. since long prior to respondent’s claimed dates of first use; that petitioner owns registrations for SPECIALZED for, inter alia, bicycle components and accessories and protective helmets for bicyclists; that respondent’s use of his mark is likely to cause confusion with petitioner’s mark because the marks are similar and the goods overlap or are related, and could be sold in the same channels of trade. Respondent has essentially denied the salient allegations in the petition to cancel. The record includes the pleadings; the file of the registration sought to be cancelled, and the testimony, with exhibits, of petitioner’s witness Kim Arca and of Cancellation No. 92048314 3 respondent, which were submitted in affidavit form pursuant to stipulation. Petitioner has also submitted, under notice of reliance, respondent’s responses to petitioner’s requests for admission; petitioner’s pleaded registrations for SPECIALIZED,1 its application that has been refused on the basis of respondent’s registration, and a now-cancelled registration that was owned by petitioner; and articles or excerpts from various printed publications.2 Only petitioner filed a brief. However, both petitioner and respondent appeared at an oral hearing before the Board, and we therefore had the benefit of hearing respondent’s position in this matter. With its brief petitioner submitted an appendix containing several objections to the evidence submitted by respondent. At the oral hearing petitioner’s counsel stated that petitioner was withdrawing its objections, except the 1 Registration No. 3293615, issued September 18, 2007 for “bicycles, bicycle pumps, inner tubes, saddles, grips, handlebar pads, handlebar tape, brake levers, seat posts and water bottle cages”; Registration No. 1529532, issued March 14, 1989, for “protective helmets for bicyclists,” Section 8 & 15 affidavits accepted and acknowledged, renewed; and Registration No. 1378009, issued January 14, 1986 for “bicycle components and accessories, namely tires, cables, tubes, cable housings, handle bars, stems, frames, stayguards and sandle [sic] bag hoops,” Section 8 & 15 affidavits accepted and acknowledged, renewed. 2 Petitioner also submitted under notice of reliance respondent’s responses to petitioner’s document production requests. Documents produced in response to a document production request cannot be made of record by notice of reliance, see Trademark Rule 2.120(j)(3)(ii). However, we have considered respondent’s response that he had no documents to respond to certain requests because they had been destroyed. Cancellation No. 92048314 4 objection that respondent’s testimony affidavit was not signed. With respect to this objection, we note that the affidavit was served by mail on petitioner on April 8, 2009 and filed with the Board on April 10, 2009. However, petitioner did not object to the unsigned affidavit until August 3, 2009. Because the deficiency in the affidavit could have been cured if petitioner had timely raised it, the objection is overruled. Standing Petitioner has submitted a copy of its pending application, Serial No. 77070775, for SPECIALIZED for bicyclists’ shoes and clothing, namely, shorts, socks and jerseys. The examining attorney has refused registration of this mark on the ground that it is likely to cause confusion with respondent’s registration. This is sufficient to demonstrate petitioner’s standing to bring this proceeding. DaimlerChrysler Corp. v. American Motors Corp., 94 USPQ2d 1086 (TTAB 2010). Priority Because this is a cancellation proceeding, despite the fact that petitioner owns registrations for the mark SPECIALIZED, priority is still in issue. See Brewski Beer Co. v. Brewski Brothers, Inc., 47 USPQ2d 1281, 1284 (TTAB Petitioner also submitted a copy of the file of the subject registration. This was unnecessary, as the registration file is automatically of record. See Trademark Rule 2.122(b). Cancellation No. 92048314 5 1998); compare King Candy Company v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). Further, because petitioner’s registrations are for bicycles and for bicycle parts and accessories, petitioner is also relying on its common law rights acquired through its use of the mark SPECIALIZED on clothing. In order for a plaintiff to prevail on a claim of likelihood of confusion based on its ownership of common-law rights in a mark, the mark must be distinctive, inherently or otherwise, and plaintiff must show priority of use. Giersch v. Scripps Networks Inc., 90 USPQ2d 1020, 1023 (TTAB 2009); Otto Roth & Co. v. Universal Foods Corp., 640 F.2d 1317, 209 USPQ 40 (CCPA 1981). This presents an interesting issue for us, because respondent has not asserted, as an affirmative defense, that petitioner’s mark is not inherently distinctive, and consequently has failed to put petitioner on notice that it must prove either that the mark is inherently distinctive or that it acquired distinctiveness prior to respondent’s use of his mark. See Giersch v. Scripps Networks Inc., supra; Wet Seal Inc. v. FD Management Inc., 82 USPQ2d 1629, 1634 (TTAB 2007) (absent argument or evidence from applicant, opposer's mark deemed distinctive).3 On the other hand, petitioner claimed in 3 Petitioner’s registrations for bicycles and bicycle accessories issued pursuant to Section 2(f), so they are prima facie evidence that the mark has acquired distinctiveness for those goods, while its registration for bicycle helmets issued Cancellation No. 92048314 6 connection with its pending application Serial No. 77070775 for clothing that its mark has acquired distinctiveness. This claim of acquired distinctiveness acts as an admission by petitioner that its mark is not inherently distinctive for the clothing items. Therefore, even though respondent did not raise the distinctiveness of petitioner’s mark as an affirmative defense, by its own admission that its mark is not inherently distinctive, petitioner was on notice that it had to prove that the mark acquired distinctiveness prior to respondent’s acquisition of trademark rights in his mark. Although there is some lack of clarity over the date that respondent first used his mark on clothing, there is no question that respondent did not commence use of his mark prior to October 18, 2004. Thus, the question we must decide is whether petitioner’s mark acquired distinctiveness as a mark for clothing prior to that date. We find that it did. Specifically, Ms. Arca testified that petitioner has “used the mark in connection with clothing items continually since 1983” (first Arca aff. ¶ 9,), and used its mark in connection with t-shirts and caps at least as early as 1983. Petitioner has submitted copies of its catalogs showing that petitioner was offering clothing under the mark SPECIALIZED, including the 1982 catalog (t-shirts and caps), the 1998 without such a claim, and therefore is prima facie evidence that the mark is inherently distinctive. Cancellation No. 92048314 7 catalog (jerseys, shorts, jackets, gloves, windbreakers), the 1999 catalog (t-shirts, jerseys), the 2000 catalog (t-shirts, caps, jerseys), the 2002 catalog (shorts, jerseys, jackets, caps, socks), the 2003 catalog (t-shirts, caps, jerseys, shorts, socks), and the 2004 catalog (jerseys). The latter catalog states: Jerseys, shorts, bibs, tights, vests, t’s, beanies, windshells, baggies, casual wear, arm and leg warmers, socks, hats …you name it, we make it. Ms. Arca testified that in the years 1999 to 2005, approximately 300,000 catalogs were distributed each year. She also testified as to petitioner's annual sales figures for clothing items from 1997 to 2008. This information was provided under seal, but we can say that the sales from 1997 through 2004, when respondent began using his mark, were not insignificant. Accordingly, we find that petitioner has established that SPECIALIZED acquired distinctiveness as a mark for its clothing items prior to respondent’s first use of his mark, and therefore that petitioner has established its priority. Likelihood of confusion Our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). As petitioner has pointed out, not Cancellation No. 92048314 8 all of the du Pont factors may be relevant or of equal weight in a given case, and any of the factors may control. In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). Petitioner has identified as the most relevant factors in this case the similarity of the marks, goods, channels or trade and consumers, and the strength and fame of petitioner’s SPECIALIZED mark, and has also discussed in its brief the care taken in the purchasing decision and lack of actual confusion. In addition, although respondent has not submitted a brief, he has testified as to his good faith adoption of his mark. We will discuss these points in particular in our likelihood of confusion analysis; we treat as neutral any du Pont factors that we do not discuss. With respect to the factor of the similarity of the goods, petitioner has shown common law use of its mark SPECIALIZED for a variety of clothing items, including t-shirts and caps, the same items that are identified in respondent’s registration. Moreover, respondent has stated that he is “always looking to improve and expand our clothing line, which includes tank tops, compression t- shirts, scoop neck and baseball t-shirts, sleeveless t-shirts for guys and baseball caps….” Fable aff., ¶ 3. Because petitioner’s and respondent’s goods are in part the Cancellation No. 92048314 9 same and otherwise closely related, this du Pont factor favors a finding of likelihood of confusion. Ms. Arca testified that petitioner’s bicycles are sold through approximately 1200 dealers, with about 800 dealers selling SPECIALIZED brand clothing. First Arca aff. ¶ 2. Because petitioner is relying on its common law rights, its channels of trade are limited to dealers that sell bicycles.4 Respondent’s identification is not so limited, so we must consider that his t-shirts and baseball caps can be sold in all channels of trade that are appropriate for such goods. The record does not show whether sales by bicycle dealers is a normal channel of trade for t-shirts and baseball caps; although petitioner sells its goods through this channel, that may be a special situation due to the fact that petitioner is selling its bicycles, which are its primary product, through such outlets. Because the evidence is not clear as to whether t-shirts and caps would or would not normally be sold by bicycle dealers, we cannot say that the goods are sold in the same channels of trade. 4 Petitioner states in its brief that “because there is no restriction on the channels of trade in the Registration or in Petitioner’s application, one can presume there is overlap in the channels of trade and customers for the parties’ goods.” Brief, p. 2. See also, p. 31. However, petitioner cannot rely on its application, in the same manner as a registration, for the Section 7(b) presumption that it has the exclusive right to use the mark for the goods as identified in the certificate of registration, which is the basis for the presumption that the goods are sold in all appropriate channels of trade for such goods. Cancellation No. 92048314 10 However, it is clear that the general public would be the consumers of both petitioner’s and respondent’s goods. Petitioner’s customers are likely to be bicycling enthusiasts, but they would also comprise the consuming public for respondent’s goods, as there is no limitation in respondent’s identification as to the consumers who would purchase his goods.5 Accordingly, although we treat as neutral whether the goods are sold in the same retail outlets, the same classes of consumers may encounter the goods. To this extent, this du Pont factor favors a finding of likelihood of confusion. There is no specific testimony regarding the conditions of purchase, but by their very nature respondent’s goods, t-shirts and caps, are items sold to the general public, who would not be considered discriminating purchasers, and these goods can be inexpensive and purchased on impulse. Thus, this du Pont factor favors a finding of likelihood of confusion. This brings us to the du Pont factor of the similarity of the marks. Although respondent has characterized the parties’ respective marks as SPECIALIZED BICYCLE COMPONENTS 5 We are aware from respondent’s testimony that he has a fitness facility and has sponsored events such as basketball tournaments and weightlifting competitions, and that he has sold his clothing at these venues. However, because his identification of goods is not limited to offering them through his fitness facility and events he sponsors, we must treat the goods as being offered Cancellation No. 92048314 11 INC. and SPECIALIZE FITNESS INC., Fable aff. ¶ 5, respondent’s mark which is the subject of his registration is SPECIALIZE FITNESS in the stylized form shown at the beginning of this opinion.6 Petitioner’s mark, as shown in its various catalogs and advertisements is SPECIALIZED in slightly stylized form, i.e., all capital letters in what is almost an italic type font. Although both marks use slightly stylized lettering, this stylization does not serve to distinguish the marks. Because under actual marketing conditions consumers do not necessarily have the luxury of making side-by-side comparisons between marks, and must rely upon their imperfect recollections, the slight differences in the typestyles of the marks are not likely to be remembered. See Dassler KG v. Roller Derby Skate Corporation, 206 USPQ 255 (TTAB 1980). Moreover, even if consumers were to notice the difference in typestyles, they through all appropriate channels of trade to all normal customers for such goods. 6 We note that in the original application Mr. Fable indicated that he was applying for the mark in standard character format, and that the particular form in which the mark registered is the same as his handwritten listing of the mark in the application, which he filled out by hand. However, whether or not the Office made a mistake in inserting his handwritten version of the mark on the registration certificate, rather than depicting the mark in standard character format, is not before us. In determining the issue of likelihood of confusion we must consider the mark as it appears on the certificate of registration although, even if the mark were registered in standard character format, it would have no effect on our decision, since a registration for the mark in that format would encompass the stylized lettering of petitioner’s mark. Cancellation No. 92048314 12 are likely to view these as mere variations of each other.7 For the same reason, the fact that petitioner’s mark differs from the first word of respondent’s mark because it has a “D” at the end—SPECIALIZED/SPECIALIZE—does not distinguish the marks. The presence or absence of this “D” is not likely to be noticed or remembered. Respondent’s mark also includes the word FITNESS, an element that does not appear at all in petitioner’s mark. However, again, we find that the inclusion of this word is not sufficient to distinguish the marks. Respondent disclaimed exclusive rights to use the word FITNESS in response to the examining attorney’s statement that this term is merely descriptive of fitness clothing. Descriptive wording generally is given less weight in a comparison of marks. See In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985) (in articulating reasons for reaching a conclusion on the issue of likelihood of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate 7 We note, in connection with this, that respondent uses the mark SPECIALIZE FITNESS in both all capital block letters and in upper and lower case letters, “Specialize Fitness.” See exhibits to Fable aff. Further, the substitute specimens submitted by respondent in the prosecution of his application that matured into the subject registration show the mark in all capital block lettering, as SPECIALIZE FITNESS INC. (The original specimen, a business card, was found unacceptable to show use of the mark for goods.) Cancellation No. 92048314 13 conclusion rests on a consideration of the marks in their entireties). In the present case, comparing the marks in their entireties, we find that respondent’s mark SPECIALIZE FITNESS is similar in appearance, pronunciation, connotation and commercial impression to petitioner’s mark SPECIALIZED in view of the nearly identical word SPECIALIZE/SPECIALIZED in both marks, and because the descriptive word FITNESS does not distinguish the marks. Put another way, consumers who are familiar with petitioner’s mark SPECIALIZED for items of clothing are likely to assume, upon viewing respondent’s mark SPECIALIZE FITNESS on t-shirts and baseball caps, that SPECIALIZE FITNESS is a variation of the mark SPECIALIZED, and that the t-shirts and baseball caps emanate from the same source. Respondent has stated, in his discovery responses, that at the time he adopted his mark he “had never heard of the Petitioner’s mark, their company, or anything regarding them.” Response to Request for Admission 3. However, although an intent to trade on the goodwill of another’s trademark may be evidence of likelihood of confusion, good faith adoption cannot serve as a basis for finding that confusion is not likely. Respondent also stated that he is unaware of any instances of actual confusion. Because it appears that respondent’s activities are rather limited (he describes his Cancellation No. 92048314 14 company as “small fish,” Fable aff. ¶ 7,), and his sales appear to be primarily out of respondent’s fitness facility and at basketball tournaments and weightlifting events that he sponsors, as well as through his website, we cannot conclude that there has been an opportunity for confusion to occur. We also recognize that it is extremely difficult to find evidence of actual confusion. Therefore, we treat this du Pont factor as neutral. As for the du Pont factor of the fame or strength of petitioner’s mark, at the oral hearing petitioner’s counsel stated that she was not claiming that the mark is famous for clothing items. And it would be the fame of the mark for clothing that must be shown for petitioner to also rely on the identical nature of its clothing with respondent’s clothing. That is, any fame of the mark for bicycles would have to be considered in connection with whether petitioner had shown that bicycles and clothing are related goods. However, we need not reach the questions of whether respondent’s mark is famous for bicycles and whether bicycles and clothing are related because we find that confusion is likely between petitioner’s mark SPECIALIZED for clothing and respondent’s mark SPECIALIZE FITNESS for t-shirts and baseball caps. Respondent’s primary argument, as set forth in his papers and at the oral hearing, is that he went through the Cancellation No. 92048314 15 appropriate steps to secure his registration for SPECIALIZE FITNESS for t-shirts and caps, while petitioner, which had a registration for SPECIALIZED for t-shirts and jerseys, lost it for failure to file a Section 8 affidavit of use. Respondent apparently believes that a company must go through the appropriate processes to register a trademark in order to have exclusive ownership of names and logos, and that “a company cannot simply circumvent these procedures and claim that a mark is theirs because they’ve been using it for a long period of time.” Fable aff., ¶ 7. However, this is not a correct statement of the law. Trademark rights in the United States arise from use, not from registration, and a party may cancel a registration that is less than five years old based on the ground of likelihood of confusion with its previously used mark, whether or not that mark is or was registered. Accordingly, based on the evidence of petitioner’s prior use and common law rights in the mark SPECIALIZED for clothing, the similarity of the marks, the identical in part and otherwise closely related nature of the goods, and the fact that the goods are general consumer items that are purchased without great care, we find that use of respondent’s mark for his identified goods is likely to Cancellation No. 92048314 16 cause confusion with petitioner’s mark for its clothing items.8 We sympathize with respondent’s position, as it is obvious that he tried to comply with the trademark laws and to follow the procedures to obtain a trademark registration. We reiterate what we said to respondent at the oral argument: a decision by the Board to cancel a registration does not prevent the former registrant from using his mark. Moreover, a finding of likelihood of confusion by the Board, which must assume nationwide usage of the mark for the goods identified in the registration, may not be the same finding by a federal or state court in a trademark in an infringement action, in which the court can take into consideration the specific manner in which the mark appears on the goods, and the specific circumstances under which the goods are sold. Decision: The petition to cancel the registration is granted. 8 Petitioner has also asserted, in the alternative, that respondent’s mark is likely to dilute its famous mark. Aside from the fact that petitioner did not properly plead the ground of dilution (it did not assert that its mark became famous prior to respondent’s first use of his mark), petitioner made clear that this claim was in the alternative, “should the Board deny “Petitioner’s Section 2(d) claim.” Brief, p. 36. Copy with citationCopy as parenthetical citation