Sisvel International S.A.Download PDFPatent Trials and Appeals BoardOct 15, 2021IPR2021-00815 (P.T.A.B. Oct. 15, 2021) Copy Citation Trials@uspto.gov Paper 18 571-272-7822 Date: October 15, 2021 UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD CRADLEPOINT, INC., DELL INC., HONEYWELL INTERNATIONAL, INC., SIERRA WIRELESS, INC., TCL COMMUNICATION TECHNOLOGY HOLDINGS LIMITED, TCT MOBILE INTERNATIONAL LIMITED, TCT MOBILE, INC., TCT MOBILE (US) INC., TCT MOBILE (US) HOLDINGS INC., and THALES DIS AIS DEUTSCHLAND GMBH, Petitioner, v. SISVEL INTERNATIONAL S.A., Patent Owner. IPR2021-00815 Patent 7,979,070 B2 Before JAMESON LEE, MIRIAM L. QUINN, and AARON W. MOORE, Administrative Patent Judges. QUINN, Administrative Patent Judge. DECISION Denying Institution of Inter Partes Review 35 U.S.C. § 314 IPR2021-00815 Patent 7,979,070 B2 2 I. INTRODUCTION The captioned entities, collectively referred to as “Petitioner,”1 filed a Petition (Paper 1, “Petition” or “Pet.”) requesting an inter partes review of claims 1–3 and 5–8 (the “challenged claims”) of U.S. Patent No. 7,979,070 B2 (Ex. 1001, “the ’070 patent”) pursuant to 35 U.S.C. §§ 311–319, accompanied by the supporting Declaration of Dr. James L. Olivier (Ex. 1011) (“the Olivier Declaration”). Sisvel International S.A. (“Patent Owner”) filed a Preliminary Response (Paper 12) (“Preliminary Response” or “Prelim. Resp.”), accompanied by the supporting Declaration of Dr. Michael Smith (Ex. 2001 “the Smith Declaration”). The standard for institution is set forth in 35 U.S.C. § 314, which provides that an inter partes review may not be instituted unless the information presented in the Petition and the Preliminary Response shows that “there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314 (2019); see also 37 C.F.R § 42.4(a) (2019) (“The Board institutes the trial on behalf of the Director.”). Upon consideration of the parties’ contentions and the evidence of record, we conclude that Petitioner has not established a reasonable likelihood of prevailing in demonstrating the unpatentability of at least one challenged claim of the ’070 patent. Accordingly, we deny Petitioner’s request and do not institute an inter partes review. 1 ZTE (USA) Inc. and ZTE Corporation, Petitioners originally included in filing the Petition, filed a Motion to Terminate ZTE (USA) Inc. and ZTE Corporation from the proceeding. Paper 13. We granted that motion on September 9, 2021, removing ZTE (USA) Inc. and ZTE Corporation as Petitioners. Paper 15. IPR2021-00815 Patent 7,979,070 B2 3 II. BACKGROUND A. Real Parties in Interest Petitioner identifies the following entities as real parties in interest: Cradlepoint, Inc., Dell Inc., Dell Marketing L.P., Dell Products L.P., Dell Technologies Inc., Denali Intermediate Inc., Honeywell International, Inc., Sierra Wireless, Inc., Sierra Wireless America, Inc., TCL Communication Technology Holdings Limited, TCT Mobile International Limited, TCT Mobile, Inc., TCT Mobile (US) Inc., TCT Mobile (US) Holdings Inc., Telefonaktiebolaget LM Ericsson, Ericsson Inc., Thales DIS AIS Deutschland GmbH, and Thales AIS DIS USA, LLC. Pet. 1, 3. Patent Owner identifies Sisvel International S.A. as the real party in interest. Paper 10, 1. B. The ’070 Patent The ’070 patent concerns “mobile equipment for sending an attach request to a network.” Ex. 1001, code (54). A “basic layout” of certain parts of a General Packet Radio Service (GPRS) wireless communication network is shown in Figure 1, reproduced below. Id. at 2:42–44. IPR2021-00815 Patent 7,979,070 B2 4 As shown in Figure 1, “mobile station (MS) 1 communicates with a Serving GPRS Support Node (SGSN) 2.” Id. at 2:44–46. Mobile station 1 and SGSN 2 are also in communication with wireless communication network “Home Location Register (HLR) 3, at least one Gateway GPRS Support Node (GGSN) 4 and Equipment Identification Register (EIR) 5.” Id. at 2:46–50. In order for “mobile station 1 . . . to send or receive information” over the wireless communication network, mobile station 1 must be “attached” to the network. Id. at 1:26–30, 3:18–20. Such attachment occurs via an “attachment process” or “attach proceedings.” Id. Figure 5 shows the signaling data flow for an exemplary attachment process, combined with a PDP (Packet Data Protocol) context activation procedure, and is reproduced below. Id. at 2:33-34. IPR2021-00815 Patent 7,979,070 B2 5 In step 1 of the attach process flow shown in Figure 5, the mobile station initiates an attach and default PDP context activation by sending an Attach Request. Id. at 4:39–41. That attach request includes data fields indicating certain attachment parameters such as an “Attach Type” parameter. See id. at 3:54–4:13, Fig. 3. A particular Attach Type parameter IPR2021-00815 Patent 7,979,070 B2 6 (of the attach request) indicates a default PDP context activation. Id. at 4:19–25, 4:41–43, Fig. 3. The default PDP context activation sets, for instance, a default value for quality of service (QoS). Id. at 3:37–43. Additionally, in later step 7 of the attach process, a radio access bearer (RAB) “assignment procedure is performed for the default PDP context(s),” i.e., a “radio access bearer establishment procedure” is performed. Id. at 5:3–4; see id. at 6:8–11. In that step, support node 2 sends a “RIB Assignment Request” to “radio access network RAN transmitting/receiving the radio waves to/from the mobile station 1.” Id. at 5:6–9. Then, the procedure “set[s] up the radio bearer between the radio access network RAN and MS (by sending a Radio Bearer Setup and a Radio Bearer Setup Complete[)], and finally sending a RIB Assignment Response.” Id. at 5:9– 13. At step 8, new support node 2 sends a “Create PDP Context Request” to the gateway GPRS support node (GGSN) so that the default PDP contexts are activated in the GGSN according to the information received, at step 6, from the Home Location Register (HLR). Id. at 5:1519. Thus, the PDP context activations are “therefore automatically performed based on the HLR subscription.” Id. at 5:4345. This results in reduction of the signaling in the radio interface, “without creating any limitations on the network and its use.” Id. at 5:4446. The ’070 patent also describes that the embodiment described above shows a packet switched (PS) attach where the default PDP contexts are automatically activated. Id. at 5:5859. The ’070 patent further explains, however, that a default PDP context may also be activated using the “normal IPR2021-00815 Patent 7,979,070 B2 7 procedure” that involves performing an attach procedure “with a subsequent PDP context activation upon request.” Id. at 5:6467. C. Related Matters The parties indicate that the ’070 patent has been asserted against certain Petitioners in the following district court cases: Case Number Venue Filing Date 1:20-cv-00649 D. Del. May 15, 2020 1:20-cv-00651 D. Del. May 15, 2020 1:20-cv-00652 D. Del. May 15, 2020 1:20-cv-00653 D. Del. May 15, 2020 1:20-cv-00654 D. Del. May 15, 2020 1:20-cv-00655 D. Del. May 15, 2020 1:20-cv-00656 D. Del. May 15, 2020 1:20-cv-00658 D. Del. May 15, 2020 1:20-cv-00659 D. Del. May 15, 2020 3:20-cv-01289 N.D. Tex. May 18, 2020 1:20-cv-22050 S.D. Fla. May 15, 2020 1:20-cv-022051 S.D. Fla. May 15, 2020 1:20-cv-22054 S.D. Fla. May 15, 2020 Pet. 3; Paper 10, 1. D. Illustrative Claim Petitioner challenges claims 1–3 and 5–8 of the ’070 patent. Pet. 10. Claims 1, 5, and 7 are independent. Claim 1 is illustrative of the claimed subject matter and is reproduced below. 1. An apparatus, comprising: a user equipment, the user equipment being configured to: IPR2021-00815 Patent 7,979,070 B2 8 send an attach request to a network, wherein the attach request is configured to trigger a create communication connection default procedure with a gateway device, receive a radio bearer establishment request, and generate a bearer establishment response. Ex. 1001, 6:26–33. E. Asserted Grounds Petitioner presents the challenges summarized in the chart below. Pet. 10. Ground Claim(s) Challenged 35 U.S.C. § Reference/Basis 1 1–3, 5-8 103(a)2 Josse,3 Suumäki4 2 1–3, 5-8 103(a) Soininen,5 Suumäki 3 1–3, 5-8 103(a) Mizutani,6 Suumäki Petitioner supports its unpatentability challenges with a Declaration of Dr. James Olivier. Ex. 1011 (“Olivier Dec.”). Patent Owner presents a Declaration of Dr. Michael Smith in support of its Preliminary Response. Ex. 2001 (“Smith Decl.”). 2 The Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (2011) (“AIA”), included revisions to 35 U.S.C. § 103 that became effective after the effective filing date of the challenged claims. Therefore, we apply the pre-AIA version of 35 U.S.C. § 103. 3 Josse, US 6,104,929, issued Aug. 15, 2000 (Ex. 1003). 4 Suumäki, US 6,847,610 B1, issued Jan. 25, 2005 (Ex. 1004). 5 Soininen, US 6,980,801 B1, issued Dec. 27, 2005 (Ex 1006). 6 Mika Mizutani and Christian Bonnet, IP Subnet Mobility over General Packet Radio Service (Ex. 1005) (“Mizutani”). IPR2021-00815 Patent 7,979,070 B2 9 III. ANALYSIS This case presents a dispositive issue that depends on the scope of the recited “attach request.” In particular, the issue involves whether the recited “attach request” encompasses a conventional attach request. Neither party proposes a claim construction of this term, or its surrounding claim language, which specifically requires that the “attach request” is “configured to trigger a create communication connection default procedure.” At the outset, we note that a petition must set forth “[h]ow the challenged claim is to be construed.” 37 C.F.R. § 42.104(b)(3). Although Petitioner is not required to present a construction for all terms, it is important to note that the scope of the “attach request is configured to” language is key to Petitioner’s case and should have been presented. We highlight the importance of the issue as follows. For the ground based on Josse, Petitioner relies on the “Combined IMSI/GPRS attach procedure” explained in Figures 3 and 3A of Josse. Pet. 3133. For the grounds based on Soininen and Mizutani, Petitioner relies on the “GPRS attach” request. Id. at 52, 67. The ’070 patent, however, describes both the GPRS attach and the combined IMSI/GPRS attach types as attach types known in the art. Ex. 1001, 3:5462. Josse confirms this understanding, as it too describes the three known attach types as: IMSI attach, GPRS attach, and combined IMSI/GPRS attach. Ex. 1003, 6:6061. But the ’070 patent describes the claimed invention in terms of providing a new attach type: a packet-switched (or PS) attach combined with a PDP context activation request. Ex. 1001, 3:6367. None of the references implement an attach request with an attach type different from the conventional types. And Petitioner does not attempt to show that any of the IPR2021-00815 Patent 7,979,070 B2 10 “attach requests” of the asserted prior art have a configuration such that the mobile station can indicate its desire to attach to a new serving node and concurrently activate a default PDP context. Rather, Petitioner has relied on signaling that occurs after a normal or conventional “attach request” is transmitted to imply that the prior art teaches an “attach request” configured as the claim requires. Patent Owner challenges Petitioner’s assertions. For each asserted ground, Patent Owner argues that the prior art teaches conventional attach procedures, which require a separate attach request and a separate PDP context activation procedure. See Prelim. Resp. 34 (arguing that Josse describes “a conventional attach with separate attachment and PDP context activation procedures”), 46 (“Soininen, in contrast, not only separates GPRS attach . . . from PDP context activation . . . but also teaches that an additional step . . . should preferably interject between them . . . .”), 56 (“Mizutani views attachment and PDP context activation as separate, discrete procedures.”). After our analysis of the claim language and review of Petitioner’s arguments and evidence, together with Patent Owner’s arguments in response, we determine that Petitioner has not demonstrated a reasonable likelihood of prevailing on its assertion that the challenged claims are unpatentable as asserted. A. Claim Construction In inter partes review proceedings based on petitions filed on or after November 13, 2018, such as this one, we construe claims using the same claim construction standard that would be used in a civil action under 35 U.S.C. § 282(b), as articulated in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc), and its progeny. See 37 C.F.R. § 42.100(b). IPR2021-00815 Patent 7,979,070 B2 11 Petitioner proposes that “[a]ll terms should be given their plain and ordinary meaning to a POSITA.” Pet. 20. Patent Owner states that it “takes no position regarding Petitioners’ proposal” and further “proposes no terms for construction.” Prelim. Resp. 17. However, as explained above, Petitioner’s unpatentability challenges and Patent Owner’s arguments in response highlight a question that hinges on claim language analysis. The issue is whether the recited “attach request is configured to trigger a create communication connection default procedure” may encompass a normal attach request. We hold that, based on the claim language, the ’070 patent specification, and binding legal authority, it may not. 1. Claim Language The claim7 requires that a user equipment is configured to “send an attach request.” That “attach request,” according to the claim, “is configured to trigger a create communication connection default procedure.” The phrase “configured to trigger” means more than just to trigger the recited procedure. The “attach request” must be structurally designed to perform the recited triggering. See, e.g., Acclarent, Inc. v. Albritton, IPR2017-00498, 2018 WL 3374755 *7 (July 9, 2018) (construing “configured to” and “adapted to” as “requiring structure designed to or configured to accomplish the specified objective, not simply that they can be made to serve that purpose”). Thus, it is not sufficient for Petitioner to point to a normal attach request, such as a GPRS attach request, without showing how that request is configured to trigger the create communication connection default 7 We refer here to the language recited in claim 1, but the analysis applies equally to independent claims 5 and 7, which recite substantively similar or identical language. IPR2021-00815 Patent 7,979,070 B2 12 procedure. In other words, it is not enough to show that the prior art attach request is transmitted and that at some point in the future a default PDP context activation procedure (read here the “create communication connection default procedure”) may occur. The claim does not simply link the “attach request” to the function of triggering that further procedure. Rather, the claim language unequivocally requires that the “attach request” itself be “configured” to trigger that procedure. 2. The ’070 Patent Specification The ’070 patent specification supports our interpretation of the claim language. Figure 3 of the ’070 patent, reproduced below, shows how the “attach request is configured.” Figure 3 shows part of an Attach request 9 for combined attach and default PDP context activation. Ex. 1001, 2:2930, 3:5154. Attach request 9, sent from the mobile station, comprises “Attach Type” field 11 to indicate which type of attach is to be performed. Id. at 3:5759. The “attach request” specifies a combined packet switched (PS) attach with default PDP context activation. Id. at 3:634:5. The serving node that receives an Attach request checks the request “to detect whether a normal attach such as a ‘packet switched’ attach is requested or a combined attach and default [PDP] context activation request is transmitted.” Id. at 4:1519 (emphasis added). “The check is performed by examining the data field 11 of the Attach request 9 specifying the desired attach type.” Id. at 4:1921. IPR2021-00815 Patent 7,979,070 B2 13 When the detected attach type is the combined attach and default PDP context activation request, the serving node performs the “packet switched” attach. Id. at 4:15. The serving node is “furthermore adapted so as to automatically initiate, when receiving this request and having the attachment effected, a default [PDP] context activation without necessity for the mobile station 1 to send any additional command.” Id. at 4:15. The ’070 patent, therefore, describes that the request itself specifies, to some degree, that the serving node shall automatically initiate the procedure of default PDP context activation. Doing so accomplishes an objective of the ’070 patent: to decrease signaling in the radio interface (air-interface). Id. at 3:2629. It stands to reason that the claimed attach request “configured to trigger a create communication connection default procedure” must be designed such that the serving node can recognize the request itself as a trigger for a subsequent default PDP context activation procedure or equivalent procedure. 3. Legal Authority Construing the recited “attach request” as described above ensures that the claim is construed in context of the entire patent. The proper claim construction is based “not only in the context of the particular claim in which the disputed term appears, but in the context of the entire patent, including the specification.” Phillips v. AWH Corp., 415 F.3d at 1313–16 ; see Ruckus Wireless, Inc. v. Innovative Wireless Solutions, LLC, 824 F.3d 999, 1003 (Fed. Cir. 2018) (“Ultimately, ‘[t]he only meaning that matters in claim construction is the meaning in the context of the patent.’” (quoting Trustees of Columbia Univ. v. Symantec Corp., 811 F.3d 1359, 1365 (Fed. Cir. 2016))). IPR2021-00815 Patent 7,979,070 B2 14 Moreover, “we look to the words of the claims themselves, both asserted and nonasserted, to define the scope of the patented invention.” Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). Specifically, we note that claim 3, which depends from claim 1, recites that the “attach request comprises a data field specifying a desired type of attachment.” This claim confirms our interpretation of the configuration language of claim 1 because the dependent claim further addresses how the recited “attach request” itself is configured to trigger the recited procedure because the request includes a field that identifies the type of attachment desired, e.g., a combined attach versus a conventional attach procedure. Our interpretation also ensures that the preferred embodiment is not excluded from the scope of the claim. The specification provides a primary example of a combined attach and default PDP context activation request as stated above and shown in Figure 3. The second embodiment in the ’070 patent describes how to perform a normal packet-switched attach, without the automatic initiation of a default PDP context activation procedures. Ex. 1001, 5:5759; see also id. at 5:6466 (describing that according to embodiments, default context is provided also in cases where “normal procedure (attach being performed with a subsequent PDP context activation upon request) does not apply.”). In that second embodiment, the user equipment (or mobile station) sends first a normal request to attach (id. at 6:45)8 and subsequently sends a request for default PDP context activation (id. at 6:67). In other words, the attach request in the second embodiment 8 The ‘070 patent specification describes the normal attach request as a packet switched attach, according to the 3GPP standards delineated in the Technical Specification 23.060. Ex. 1001, 6:45; see also id. at 4:1519 (identifying the packet switched attach request as a “normal attach”). IPR2021-00815 Patent 7,979,070 B2 15 is not configured to trigger the subsequent default PDP context activation. It is clear that the first and only embodiment of how to perform the combined attach and PDP context activation request is the preferred embodiment. See id. at 3:2526 (“According to the present invention, the attach and POP context activation processes are combined.”). The second embodiment merely shows how the normal procedure of the user equipment performing separate requests results in the activation of the default PDP context, which, when using the attach request of the invention, can be performed without the user equipment expressly requesting it. Id. at 5:5962. Thus, we determine that the claim encompasses an “attach request” that conveys a deviation from the normal attach request. Otherwise, the claimed “is configured” language would be rendered meaningless, and interpreting the claim as encompassing a normal attach request would read out the preferred embodiment. See On-Line Techs., Inc. v. Bodenseewerk Perkin-Elmer GmbH, 386 F.3d 1133, 1138 (Fed. Cir. 2004). B. Ground Based on Josse The first ground relies on a combination of Josse and Suumäki. Pet. 2745. For all independent claims, Petitioner relies on Josse as disclosing the “attach request.” Id. at 3135, 4042, 4445. 1. Summary of Josse Josse is a U.S. Patent that describes location updating for a mobile station, or cellular telephone, roaming from location to location. Ex. 1003, 1:21–23, 2:25–32. “One type of location updating is known as an ‘attach.’” Id. at 2:33. Reproduced below is Figure 3 of Josse showing “a diagrammatic view of general signal flow” for an exemplary attach procedure. Id. at 4:57. IPR2021-00815 Patent 7,979,070 B2 16 Figure 3 shows the process of connecting mobile station (MS) 40 to Serving GPRS (General Packet Radio Services) Support Node (SGSN) 242 (hereinafter the “new SGSN”). Id. at 6:27–29, 7:15–21. Josse explains that, in the prior art, the standards for a Global System for Mobile communications (GSM) network implement an attach procedure where the new SGSN, upon receiving the attach request, performs an update of the mobile stations’ subscription information. Id. at 2:4458. Further, in order for data packets to be routed to the mobile station, given attachment to a new SGSN, the GGSN must be informed of the new address by completing a PDP context activation. Id. at 2:5967. Josse seeks to deviate from the prior art by providing the GGSN with the new SGSN address before the mobile device performs any PDP context activation. Id. at 6:1527. To do so, Josse adds a new field in the home location register (HLR), which stores the GPRS subscription data for the mobile device. Id. IPR2021-00815 Patent 7,979,070 B2 17 at 5:2223, 4654. This new field indicates whether the subscriber is allowed to update the GGSN with its new SGSN address after a GPRS attach procedure. Id. Thus, Josse describes the entire process, beginning with the attach request as follows. First, in step 3-1 of FIG. 3, the mobile station sends an Attach Request message to the new SGSN. Id. at 7:22–23. Josse describes the Attach Request as including informational parameters, including the “Attach Type,” which indicates “which type of attach is to be performed, i.e., GPRS Attach only, IMSI Attach only, or a combined GPRS and IMSI Attach.” Id. at 8:615. The attach scenario shown in Figure 3 is generally a GPRS Attach scenario, and more particularly a “combined IMSI/GPRS Attach procedure.” Id. at 7:1520. After conventional authentication functions involved in an attach request, in step 3-3, the new SGSN sends an Update Location message to the home location register (HLR). Id. at 7:26–27; see also 8:4657. In response to the Update Location message, in step 3-4, the HLR initiates “Cancel Location procedures and Insert Subscriber Data (ISD) procedures.” Id. at 7:27–28; see also 8:669:10. In that step, “the ISD operation is modified for GPRS in order to carry GPRS related information such as PDP Types, PDP Addresses, QoS Subscribed, etc.” for MS 40. Id. at 7:28–32, 9:14–20. Josse’s HLR, therefore, sends, to the new SGSN, the information (or ISD) that includes the IMSI and GPRS subscription data for the mobile station. Id. at 9:1220. That subscription data includes Josse’s new field that authorizes the update of the new SGSN address in the GGSN. Id. at 9:6410:11. IPR2021-00815 Patent 7,979,070 B2 18 In light of the received ISD (and hence the new field), the new SGSN checks to see if there are any PDP states that meet specific criteria for updating the GGSN with the address of the new SGSN. Id. at 9:3942. If a PDP state for the mobile device meets the criteria, in step 3-6, the new SGSN sends an “Update SGSN Address Request message” to the GGSN (i.e., the gateway). Id. at 7:36–38. The “Update SGSN Address Request message provides the new SGSN address, i.e., the address of SGSN 242 for all PDP contexts which have a Static PDP address, which are not activated, and for which an operator has indicated that address notification is permitted.” Id. at 7:38–43 (emphasis added). “The information elements in the Update SGSN Address Request message of Step 3-6 include the following: information element, IMSI, SGSN Address, and Update Reason.” Id. at 9:50–52. The “Update Reason information element of the Update SGSN Address Request message can have either of two values” indicating “that the update was initiated by a GPRS Attach Procedure” or that “that the update was initiated by a GPRS Inter SGSN Routing Area Update Procedure.” Id. at 9:53–60. This information, according to Josse, may be used by the gateway for statistics purposes or used by the gateway depending on how the gateway obtained the new SGSN address. Id. at 9:6163. Then, in step 3-7, the gateway send the new SGSN an “Update SGSN Address Response message “advis[ing] whether the updating requested by the Update SGSN Address Request message has been successful.” Id. at 7:43–47. Further, in step 3-8, “Location Update procedures are performed.” Id. at 7:50–52. After the Location Update, in step 3-9, the new SGSN sends an Attach Accept message to the mobile station. Id. at 7:52–53. IPR2021-00815 Patent 7,979,070 B2 19 2. Josse’s Attach Request From the summary of Josse, we understand that Josse’s attach request is a normal GPRS attach. As Josse admits, the GSM network standard discloses procedures for attaching the mobile device to the new SGSN. Ex. 1003, 2:4467. It was known, however, as Josse describes, that updating the gateway with the new SGSN address would traditionally occur with PDP context activation. Id. at 2:5967, 7:714. And it is clear that Josse seeks to bypass PDP context activation by performing a new update request: “Update SGSN Address Request.” Id. at 6:2427, 7:5457. Thus, Josse uses a normal attach request, and adds two features to the update procedure. First, Josse includes a new field in the HLR that indicates whether the mobile device is allowed to benefit from this bypass update. Second, Josse adds new signaling between the new SGSN and the gateway in which the gateway updates its record for the mobile station with the new SGSN address. Both of those new features impact our understanding of Josse. There is no indication in Josse or in the Petition that Josse’s attach request, i.e., a GPRS attach, is in any way configured to perform the new signaling or the updating that Petitioner identifies as possibly being “a create communication connection default procedure.” Although Petitioner states that “Josse triggers a PDP context activation procedure,” (Pet. 34), there is no disclosure in Josse that (1) the attach request is configured to trigger a PDP context activation procedure; or (2) that a PDP context activation procedure actually occurs during the attach request procedure. Josse belies Petitioner’s contentions for two reasons. The first reason is that any update of the ISD, which Petitioner seems to focus on as somehow being related to PDP IPR2021-00815 Patent 7,979,070 B2 20 context activation, is exchanged based on the conventional method of location update during a normal attach request. Ex. 1003, 2:4458 (referring to the attach procedure described in GSM standard, 03.60 v. 2.0, for the GPRS service description, Phase 2, dated, May 1997). Josse’s attach request does not convey that anything other than the conventional attach procedure be performed. Josse adds additional fields to the HLR so that during a conventional attach procedure, additional information concerning the mobile device’s subscription (ISD) can be exchanged. Thus, the fact that Josse exchanges this ISD information is not evidence that the attach request is anything other than a normal attach request. Second, the field that Josse adds to the HLR is what triggers any further packet-data connectivity that the mobile station may enjoy, if the specified conditions are satisfied. As stated above, Josse’s new field specifies whether the mobile station is allowed to update the gateway with the new SGSN address information for packet-data routing before any PDP context activation is performed. Ex. 1003, 6:2427. Josse explains that the additional signaling between the new SGSN and the gateway occurs as a result of receiving authorization in the new field in the ISD and after verifying that the PDP contexts are not active. Id. at 9:3949. Thus, any update the mobile station may receive in its communication channel for data packet transmission occurs because the new HLR field triggers it, i.e., it is not a function attributable to the attach request itself. Furthermore, the Petition attributes to Josse’s attach request much of what Petitioner contends is a PDP context activation without explaining how Josse’s attach request is “configured to trigger” this procedure. At pages 34 and 35 of the Petition, the assertion that Josse’s attach request “triggers a IPR2021-00815 Patent 7,979,070 B2 21 PDP context activation” is not supported by Josse. Nor has Petitioner explained how a normal GPRS attach or a combined IMSI/GPRS attach request of the prior art may be configured as the claim requires. As we stated above, in Section III.A, the claim term “attach request” is not a mere normal attach request. Nevertheless, even if a normal attach request were sufficient, Petitioner failed to explain how such a request “is configured” in any way that it triggers the PDP context activation Petitioner claims Josse teaches. On this last point, the likelihood of Josse factually supporting this is doubtful given Josse’s express desire to bypass a PDP context activation altogether, in light of the recommended new signaling. Ex. 1003, 6:2427 (“The present invention provides GGSN 20 with the current SGSN address, and thereby allows mobile station (MS) 40 to receive data packets even before mobile station (MS) 40 performs any PDP context activation.”). We further note that Patent Owner challenges Petitioner’s theory of obviousness as relying on a “conventional attach process,” with separate attach and PDP context activation procedures. Prelim. Resp. 3435. Recognizing the intrinsic value of the ’070 patent invention—combining the attach procedure with a PDP context activation at the behest of a single request—Patent Owner posits that Josse is either the opposite of simplicity, i.e., a complex and expensive proposition, or utterly conventional. Id. at 3539. These argument serve to highlight for us contentions that Petitioner does not explain, such as the contention that Josse’s ISD exchange, because it includes PDP context information, therefore constitutes a PDP context activation. Another confusing argument is that Josse’s “address information is updated in the gateway . . . without having to perform separate context activation from the mobile station.” Pet. 3435. But then Petitioner points IPR2021-00815 Patent 7,979,070 B2 22 out Josse’s teaching that when a new SGSN receives subscriber data, it may require that the mobile station make a new GPRS attach and a new PDP context activation for the new SGSN to actually us the received subscriber data. Id. at 42 (citing Ex. 1003, 7:914). The logic gap in Petitioner’s contentions show us that the ISD information exchange has not been explained in any detail so as to constitute a PDP context activation as asserted in the Petition.9 And, to the extent that the exchange of that information is considered to be a PDP context activation by a person of ordinary skill in the art, Josse seems to discredit such a position by touting its procedures as something other than a PDP context activation. These are irreconcilable positions on the present record that Petitioner should have explained because they refute Petitioner’s contentions that Josse’s attach request “triggers a PDP context activation,” as stated in the Petition. Finally, to the extent Petitioner contends that Josse teaches the mobile station activating a PDP context request, that portion of Josse refers to the standard procedures. For instance, Petitioner acknowledges that the mobile device may be asked to request a GPRS Attach and a PDP context activation, when the SGSN receives new subscriber information. Pet. 4142. This last part relies on Josse’s teachings about the standard procedures for the SGSN to command the mobile device to request, separately, attach and PDP context activation (Ex. 1003, 6:497:14). This portion of Josse does not teach what Petitioner 9 We note here that the ’070 patent specification also seems to contradict such a position in describing that although the default PDP context information is received through the ISD, the serving node nevertheless sends a Create PDP Context Request to the gateway specifically to activate the default PDP context. Ex. 1001, 4:6264, 5:14:19. IPR2021-00815 Patent 7,979,070 B2 23 asserts, that Josse’s GPRS attach procedure includes a PDP context activation procedure. To the contrary, Josse describes a GPRS attach request, and separately the SGSN commands the mobile station to request a PDP context activation. Id. Petitioner’s reliance on Suumäki (id. at 2728, 35) does not cure these deficiencies, and in fact, complicates further the gaps in Petitioner’s logic, because it purports to combine teachings of a default PDP context activation with Josse’s process which does not perform a PDP context activation in connection with its attach request. Consequently, we determine that Petitioner has failed to show a reasonable likelihood of prevailing on its assertion that the challenged claims would have been obvious over Josse, in view of Suumäki. C. Ground Based on Soininen Petitioner contends that each of the challenged claims is unpatentable under 35 U.S.C. § 103(a) as obvious over Soininen and Suumäki. Pet. 46– 61. For all challenged claims, Petitioner relies on Soininen as teaching the “attach request.” Id. at 5253, 5658, 60. 1. Overview of Soininen Soininen describes a General Packet Radio Service (GPRS) attach procedure in which a mobile station (MS) attaches to a GPRS network in order for the MS to access GPRS services. Ex. 1006, 6:27–34. In particular, “[i]n order to send and receive GPRS data, the MS . . . request[s] a PDP activation procedure” based on “PDP contexts” that “define[ ] different data transmission parameters.” Id. at 6:41–52. Figure 2, reproduced below, is a signaling diagram showing a GPRS attach procedure. Id. at 4:64–65, 8:15– 19. IPR2021-00815 Patent 7,979,070 B2 24 As shown in step 1 of Figure 2, “the MS sends a GPRS attach request to” an SGSN. Id. at 8:4–5. In response, in step 2, the SGSN “creates a mobility management context (MM context), and a logical link LLC (Logical Link Control) is established between the MS and the SGSN.” Id. at 6:33–37. After the SGSN performs a Mobile IP capability check and agent selection procedure in step 3, the SGSN “sends to the MS a Request PDP Context Activation message which requests the MS to initiate activation of a PDP context.” Id. at 9:1–3. Later in step 5, the MS sends an Activate PDP Context Request message to the SGSN, which causes the SGSN to “send[ ] a Create PDP Context request to the GGSN/FA2” in step 6. Id. at 9:27–34. Next, GGSN/FA2 “creates the PDP context for the MS/MN and returns a Create PDP Context response to the [SGSN]” in step 7. Id. at 9:34–36. The SGSN “establishes the PDP Context for the MS/MN, and responds to the MS/MN with the Activate PDP Context Accept message” in step 8. Id. at 9:36–39. IPR2021-00815 Patent 7,979,070 B2 25 Following those steps, “a virtual connection has been established between the MS/MN and the GGSN/FA2.” Id. at 9:39–40. 2. Soininen’s Attach Request Petitioner contends that Soninen’s attach request, when received, “triggers PDP context activation, resulting in a virtual connection between the MS and the GGSN (‘a create communication connection default procedure’).” Pet. 52 (citing Ex. 1005, 8:809:3, 9:2540, Fig. 2; Olivier Decl. ¶ 130). Patent Owner challenges this contention by arguing that Soininen’s mobile station performs a conventional GPRS attach procedure in accordance with the GPRS/UMTS specifications. Prelim. Resp. 4647 (citing Ex. 1005, Fig. 2, 8:4:19). And in connection with the Mobility IP capability check, Soininen’s SGSN sends a message to the mobile station which triggers the mobile station to initiate activation of a PDP context. Id. at 48 (citing Ex. 1005, 9:16). We agree with Patent Owner that Soininen’s request is a normal attach request. Again, under Section III.A, we have determined that the attach request cannot be a mere normal attach request, without more. As such, Soninen’s attach request does not meet the claim limitation. Nevertheless, even if a normal attach request were to suffice, Petitioner has failed to explain how the procedures that allegedly constitute a PDP context activation are triggered by a so-configured attach request. In other words, other than the fact that Sonininen begins its mobility agent selection with an attach request, Petitioner does not point to anything about that request that shows the subsequent virtual connection results from a procedure that the attach request itself is designed to trigger. IPR2021-00815 Patent 7,979,070 B2 26 Moreover, Soininen, as Patent Owner correctly argues, does not lend itself to the interpretation that its GPRS attach procedure is not conventional. We understand Soininen to implement additional signaling after the mobile station “makes its presence known to the network by performing a GPRS attach.” Ex. 1006, 6:2729. But Soininen also explains that in addition to the GPRS attach, the mobile station must activate a context with a specific message, “Activate PDP Context Request.” Id. at 6:5256. And notwithstanding Soininen’s additional procedure of checking for and selecting a foreign agent, the SGSN will still require that the mobile station request activation of a PDP context. Id. at 9:16. Although Petitioner appears to posit that Soininen’s selection of a foreign agent somehow constitutes “a communication connection default procedure,” Petitioner does not explain how the GPRS attach request is configured to trigger such a procedure. Pet. 52. Nor does Petitioner explain how the attach request also triggers the disclosed PDP context activation procedure. Id. Finally, it is not clear, because Petitioner vacillates on its contention, why or how the triggered procedure with the claim 1 “gateway” may be an SGSN and a GGSN. See id. (stating first that Soininen’s attach request triggers the required procedure with an SGSN as a “gateway” device, and following that statement with a different contention that the GGSN is the gateway). Petitioner does not rely on Suumäki for teaching the “attach request,” and, consequently, none of the deficiencies noted above are cured by Suumäki. Accordingly, we determine that Petitioner has failed to show a reasonable likelihood of prevailing on its assertion that the challenged claims would have been obvious over Soininen, in view of Suumäki. IPR2021-00815 Patent 7,979,070 B2 27 D. Grounds Based on Mizutani Petitioner contends that each of the challenged claims is unpatentable under 35 U.S.C. § 103(a) as obvious over Mizutani and Suumäki. Pet. 61– 78. In addition to arguing Mizutani was not publicly available before the earliest priority date of the ’070 patent, Patent Owner argues that Mizutani, like Suumäki discussed above, discloses two separate procedures. Prelim. Resp. 56–59. We focus our analysis below on the merits of the presented challenge, because it is dispositive. 1. Overview of Mizutani Mizutani is an article titled “IP Subnet Mobility over General Packet Radio Service” and describes an architecture and mobility management procedure for a GPRS mobile data network system. Ex. 1005, 1–2. Mizutani explains that, before a mobile terminal (MT) starts transmitting data packets over a GPRS mobile data network system, a GPRS attaching procedure and a Packet Data Protocol (PDP) activation procedure must occur. Id. at 2. Mizutani’s GPRS attaching procedure is shown in the diagram of figure 2.2.1, reproduced below. IPR2021-00815 Patent 7,979,070 B2 28 As shown in step (a), the MT sends an “Attach Request” to the SGSN. Id. at 2–3. The Attach Request includes information which provides the identity of the MT. Id. at 2. Using that information, “the SGSN gets the GPRS subscription data that includes the PDP contexts and then creates the mobility management (MM) contexts.” Id. at 2–3. Further, Mizutani’s PDP Activation Procedure is shown in the diagram of figure 2.2.2, reproduced below. IPR2021-00815 Patent 7,979,070 B2 29 In the PDP activation procedure shown above, the MT provides the attaching GGSN and its IP address. Id. at 3. Further, a “null IP address means that the MT wishes [for a] dynamic IP address,” which will be “assigned through the attaching GGSN in the PDP activation procedure.” Id. “As the result of the PDP activation procedure” data routing information “is added to the PDP contexts in the SGSN.” Id. 2. Mizutani’s Attach Request Petitioner contends that Mizutani’s “GPRS attaching procedure” (shown in Figure 2.2.1, above) teaches “that the receipt of the attach request is used to trigger additional steps in the attachment procedure.” Pet. 67 (emphasis added). At the outset, Petitioner’s analysis takes liberty with the claim language, focusing on how the attach request is “used” rather than what it is “configured” to do, as the claim requires. Notwithstanding this deviation from the claim, Petitioner argues that Mizutani’s attach request “triggers a PDP context activation procedure for the cellular network to create a connection through a series of steps that update and cancel location with the HLR and send Insert Subscription Data (ISD) from the HLR to the SGSN.” Id. at 68 (citing Ex. 1006, Fig. 2.2.1). Petitioner contends that the result of receiving the ISD is that the SGSN “receives PDP contexts.” In other words, as we understand the Petition, the mere receiving of the subscription data (which includes PDP context information) equates to a PDP context activation procedure that is triggered by the attach request. As already explained, Patent Owner takes issue with Petitioner’s challenge because the attach request and the PDP context activation in Mizutani are conventional procedures. Prelim. Resp. 56–59. We agree with Patent Owner that the Mizutani attach request is a normal attach request. The entirety of Mizutani’s Section 2 is an outline or IPR2021-00815 Patent 7,979,070 B2 30 summary of the GPRS service, including the conventional procedures of GPRS attach and PDP context activation. Ex. 1005, 23. As stated in Section III.A, we determined that the claimed “attach request” cannot be, without more, a normal attach request. Furthermore, notwithstanding our claim interpretation, Petitioner fails to explain how the GPRS attach procedure of Mizutani “is configured to trigger” the PDP context activation procedure as alleged. Additionally, as described with respect to the Josse ground, pointing to receiving the ISD at the SGSN is unpersuasive because receiving PDP context data at this step is part of the conventional attach procedure.10 Petitioner has not shown credibly that this step of the attach procedure, alone, is considered by a person of ordinary skill in the art as a PDP context activation procedure. Moreover, Mizutani states that after receiving the PDP context, the mobile terminal will issue an “Activate PDP Context Request.” Ex. 1005, 3, Figure 2.2.2. Thus, Patent Owner is correct to point out that the attach request results only in the conventional attach procedure, which is separate and distinct from the PDP context activation procedure. Finally, we note that Mizutani implies that an SGSN receiving the PDP context during the attach procedure, and activating a PDP context request between the SGSN and the GGSN are not the same thing, making it necessary for Petitioner to explain its contention that the mere receipt of PDP context information during a conventional attach procedure is equivalent to PDP context activation. See Ex. 1005, 2 (stating that the SGSN gets the GPRS subscription data that “includes the PDP contexts” to create a different, MM context, and explaining later that the mobile device activates a PDP context 10 See supra n.9. IPR2021-00815 Patent 7,979,070 B2 31 request between SGSN and GGSN). We find the Petition lacking in this respect as well. As with the other grounds, Petitioner does not rely on Suumäki for teaching the “attach request,” and, consequently, none of the deficiencies noted are enlightened or somehow cured by Suumäki. Accordingly, we determine that Petitioner has failed to show a reasonable likelihood of prevailing on its assertion that the challenged claims would have been obvious over Mizutani, in view of Suumäki. IV. CONCLUSION In our analysis of the grounds above, we have found that Petitioner has failed to show sufficiently that Josse, Soininen, Mizutani, and Suumäki teach or suggest the recited “attach request,” under our construction or that otherwise the Petition fails to explains sufficiently that the prior art teaches the “attach request configured to” language. This claim term is recited in all the challenged independent claims. We have also noted other deficiencies for the independent challenged claims in the asserted grounds as additional reasons for our determination. Given our determination concerning the independent claims, we do not address separately the merits of the challenged dependent claims. Consequently, we conclude that the information presented in the Petition does not demonstrate a reasonable likelihood that Petitioner would prevail in showing that at least one claim of the challenged claims of the ’070 patent is unpatentable. V. ORDER In consideration of the foregoing, it is hereby: ORDERED that, pursuant to 35 U.S.C. § 314(a), the Petition is denied and no inter partes review is instituted. IPR2021-00815 Patent 7,979,070 B2 32 Petitioner Email Service Addresses: litigation-dkt@addyhart.com Cradlepoint-IPRService@hklaw.com Dell-IPRService@gibsondunn.com SISVELII.IPR.Service@klgates.com PerkinsServiceSisvelIPR@perkinscoie.com TCLSisvelIPRService@pvuslaw.com For PETITIONER Sub-Entities: Benjamin E. Weed Erik J. Halverson Brian Paul Bozzo K & L GATES LLP Benjamin.weed.PTAB@klgates.com erik.halverson@klgates.com brian.bozzo@klgates.com Amanda Tessar David T. Keese PERKINS COIE LLP atessar@perkinscoie.com dkeese@perkinscoie.com John R. Hutchins C. Andy Mu Craig W. Kronenthal Banner & Witcoff, Ltd. jhutchins@bannerwitcoff.com amu@bannerwitcoff.com ekronenthal@bannerwitcoff.com Brian M. Buroker Paul Torchia Nathan R. Curtis Gibson, Dunn & Crutcher bburoker@gibsondunn.com IPR2021-00815 Patent 7,979,070 B2 33 ptorchia@gibsondunn.com ncurtis@gibsondunn.com Meredith Martin Addy Robert P. Hart Gregory B. Gulliver ADDYHART P.C. meredith@addyhart.com robvert@addyhart.com gbgulliver@addyhart.com Jeremy D. Peterson Bradford A. Cangro PV Law LLP jeremy.pewterson@pvuslaw.com bradford.cangro@pvuslaw.com Jacob K. Baron Allison M. Lucier HOLLAND & KNIGHT jacob.baron&hklaw.com allison.lucier@hklaw.com For PATENT OWNER: Timothy Devlin Devlin Law Firm LLC TD-PTAB@devlinlawfirm.com Copy with citationCopy as parenthetical citation