Sherlock Technologies Limitedv.Apple Inc.Download PDFTrademark Trial and Appeal BoardAug 2, 2018No. 92063457 (T.T.A.B. Aug. 2, 2018) Copy Citation JK August 2, 2018 Cancellation No. 92063457 Sherlock Technologies Limited v. Apple Inc. Before Kuhlke, Cataldo and Kuczma, Administrative Trademark Judges. By the Board: Apple Inc. (Respondent) owns Registration No. 2336753, registered on March 28, 2000, for the mark SHERLOCK (typed1) for the following International Class 9 goods: feature of computer software that utilizes multiple search engines to search global communication networks and provides results ranked by relevance, with summaries, and searches hard disks by content as well as file name. Sherlock Technologies Limited (Petitioner), a Private Limited Company of the United Kingdom, filed a petition to cancel the registration on the grounds of abandonment, and fraud on the USPTO in the filing of the declaration of use and 1 A “typed” drawing is the legal equivalent of a “standard character” drawing. Prior to November 2, 2003, “standard character” drawings were known as “typed” drawings. TMEP § 807.03(i). UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board P.O. Box 1451 Alexandria, VA 22313-1451 General Contact Number: 571-272-8500 General Email: TTABInfo@uspto.gov THIS ORDER IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92063457 2 application for renewal under Trademark Act Sections 8 and 9.2 19 TTABVUE 2-6. Petitioner pleads ownership of: 1) Application Serial No. 86971901 for the mark SHERLOCK (standard characters), based on Trademark Act Section 44(d) and claiming priority on a Lithuania application, for computer hardware; computer peripherals; computer software, namely, recorded computer operating programs, computer software for processing digital music files, for processing digital images, for creating digital animation and special effects of images, for manipulating digital audio information for use in audio media applications, computer software to enhance the audio-visual capabilities of multimedia applications, namely, for the integration of text, audio, graphics, still images and moving pictures, computer software for wireless content delivery, for controlling and managing access server applications, for monitoring and controlling communication between computers and automated machine systems, for the collection, editing, organizing, modifying, book marking, transmission, storage and sharing of data and information, and software that provides real-time, integrated business management intelligence by combining information from various databases and presenting it in an easy-to-understand user interface, in International Class 9, telecommunications services, namely, television broadcasting, computerized transmission of messages and images, and streaming of audio, video, audiovisual material on the Internet, in International Class 38, and entertainment services, namely, production of radio and television programs; preparation of photos, namely, photography services, photo editing, photographic composition for others, and photographic computer imaging; organization of shows for entertainment purposes, in International Class 41; and 2) Application Serial No. 87173184 for the mark SHERLOCK.COM (standard characters), based on Trademark Act Section 44(d) and claiming priority on a United Kingdom application, for 2 Record citations are to TTABVUE, the Trademark Trial and Appeal Board’s publically available docket history system. Turdin v. Trilobite, Ltd., 109 USPQ2d 1473, 1476 n.6 (TTAB 2014). Cancellation No. 92063457 3 computer hardware; computer software, namely, downloadable computer software for word processing, computer software for document and database management, computer search engine software for searching computer and internet contents and providing sortable results by various categories, namely, relevance, file name, file size, date of creation, and source, computer software for creating searchable databases of information and data, for the collection, editing, organizing, modifying, book marking, transmission, storage and sharing of data and information, for application and database integration, for producing financial models, for use as a spreadsheet, for authorizing access to databases, for use in customer relationship management (CRM) and software that provides real-time, integrated business management intelligence by combining information from various databases and presenting it in an easy-to-understand user interface; computer peripherals; electronic data processing apparatus; computer networking and data communications equipment, namely, electronic communications systems comprised of computer hardware for the transmission of data between two points, computer network adapters, switches, routers, and hubs; computer components and parts, namely, electronic components for computers; electronic memory devices, namely, memory boards, cards, and modules electronic control apparatus, namely, microcontrollers, electric control panels, electronic controllers for computer hardware and peripherals excluding gaming apparatus, in International Class 9, telecommunication services, namely, telecommunication access and gateway services, digital network telecommunications services, transmission of webcasts and podcasts, providing electronic message alerts via the internet, personal communication services and, providing multiple-user access to a global computer network, transmission of voice, data, graphics, images, audio and video by means of telecommunications networks, wireless communication networks, and the Internet; broadcast communication services, namely, transmitting e-mails, faxes, text messages and telephone voice messages to designated recipients for others; electronic data transmission, namely, transmission and streaming of data content via computer and global information networks; operating of electronic communications networks, namely, electronic data transmission; providing access to databases; Internet service provider services, namely, providing access to online databases via portals; electronic data interchange; Internet service provider services, namely, telecommunications services for providing access to computer databases; Internet service provider services, namely, providing data access to databases for downloading information via electronic media, in International Class 38, and Cancellation No. 92063457 4 education, namely teaching and training in the fields of art, music and artistic performances, entertainment, fashion, sports, culture, general human interest, film production, languages, science and technology, law; entertainment services, namely, multimedia production services, organizing, arranging, and hosting social entertainment events, presenting live musical performances; production of radio and television shows and programmes; film production services; provision of non- downloadable films and television programs via a video-on-demand service; educational services, namely, conducting of workshops, congresses, and lesson presentations in the field of art, music and artistic performances, entertainment, fashion, sports, culture, general human interest, film production, languages, science and technology, law; organization of exhibitions for cultural and educational purposes; online electronic publishing of books and journals, in International Class 41. 19 TTABVUE 2. Serial No. 86971901 was assigned on September 6, 2016, from original applicant Bigfoot Properties (Europe) NV, Naamloze Vennootschap of Belgium, to Petitioner. Serial No. 87173184 matured to Registration No. 5357720 under Trademark Act Section 44(e) on December 19, 2017. In its answer, Respondent denied the salient allegations in the petition to cancel. This proceeding comes up for consideration of Respondent’s fully briefed February 21, 2018 motion for summary judgment pursuant to Fed. R. Civ. P. 56(a) with respect to Petitioner’s standing.3 Analysis 3 The Board addresses the record on summary judgment only to the extent necessary to set forth its analysis and findings. The Board does not repeat or address all of the parties’ arguments and evidence. Guess? IP Holder LP v. Knowluxe LLC, 116 USPQ2d 2018, 2019 (TTAB 2015). Cancellation No. 92063457 5 Summary judgment is appropriate where the movant demonstrates that there is no genuine dispute as to any material fact, and that it is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). A party asserting that a fact cannot be true or is genuinely disputed must support its assertion by either: 1) citing to materials in the record, or 2) showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact. Fed. R. Civ. P. 56(c). A factual dispute is genuine if, on the evidence of record, a reasonable fact finder could resolve the matter in favor of the non-moving party. Opryland USA Inc. v. Great Am. Music Show Inc., 970 F.2d 847, 23 USPQ2d 1471, 1472 (Fed. Cir. 1992); Olde Tyme Foods, Inc. v. Roundy’s, Inc., 961 F.2d 200, 22 USPQ2d 1542, 1544 (Fed. Cir. 1992). The party seeking judgment in its favor carries the burden of proof. Celotex Corp. v. Catrett, 477 U.S. 317, 323-24 (1986). The nonmovant must point to an evidentiary conflict at least by a counter statement of a fact or facts. Embarcadero Techs., Inc. v. Delphix Corp., 117 USPQ2d 1518, 1521 (TTAB 2016), citing Barmag Barmer Maschinenfabrik AG v. Murata Mach., Ltd., 731 F.3d 831, 221 USPQ 561, 564 (Fed. Cir. 1984) (“The party opposing the motion must point to an evidentiary conflict created on the record at least by a counter statement of a fact or facts set forth in detail in an affidavit by a knowledgeable affiant.”). Evidence on summary judgment must be viewed in a light most favorable to the non-movant, and all justifiable inferences are to be drawn in the non-movant’s favor. Lloyd’s Food Prods., Inc. v. Eli’s, Inc., 987 F.2d 766, 25 USPQ2d 2027, 2029 (Fed. Cir. 1993); Opryland USA, 23 USPQ2d at 1472. The Board Cancellation No. 92063457 6 may not resolve genuine disputes as to material facts; it may only ascertain whether genuine disputes as to material facts exist. Lloyd’s Food Prods., 25 USPQ2d at 2029; Olde Tyme Foods, 22 USPQ2d at 1542. See also TBMP § 528.01, and cases cited therein. Respondent seeks summary judgment on the basis that Petitioner does not have standing. To prevail on summary judgment, Respondent must demonstrate that there is no genuine dispute of any material fact that Petitioner does not have standing to bring this proceeding. Any person who believes it is or will be damaged by registration of a mark has standing to file a petition to cancel. Trademark Act Section 14, 15 U.S.C. § 1064. Standing is a threshold issue that must be proven by a plaintiff in every inter partes case. Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1062 (Fed. Cir. 2014), cert. denied, 135 S. Ct. 1401 (2015); Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025 (Fed. Cir. 1999); Lipton Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982). To establish standing in an opposition or a cancellation proceeding, a plaintiff must show both a real interest in the proceeding as well as a reasonable belief of damage. Empresa Cubana Del Tabaco v. Gen. Cigar, 111 USPQ2d at 1062; Ritchie v. Simpson, 50 USPQ2d at 1025. Facts alleged at the pleading stage must be proven in order to establish standing. Lipton Indus., Inc. v. Ralston Purina Co., 213 USPQ at 188. Regarding a petitioner’s obligation to establish “a reasonable belief of damage,” the Board looks to and considers the particular circumstances that underlie a Cancellation No. 92063457 7 petitioner’s alleged belief that a respondent’s involved registration would damage it by way of the Office’s issuance of a refusal under Section 2(d). Toufigh v. Persona Parfum Inc., 95 USPQ2d 1872, 1874 (TTAB 2010). The Board stated therein, it is sufficient if the circumstances are such that it would be reasonable for a petitioner to believe that the existence of the respondent's registration would damage him, e.g., a reasonable belief that there is a likelihood of confusion between the marks, or that the presence on the register of the respondent's mark may hinder the petitioner in using or registering his mark. Id. Here, in addition to pleading its two applications, one of which has since matured into Registration No. 5357720, Petitioner alleges, in sole support of its standing, that: Petitioner’s Sherlock Applications are currently in suspension and due to the similarity in sight, sound and commercial impression, as well as the similar nature of goods and services, Petitioner has a good-faith and reasonable belief that its Sherlock Applications will receive Office Actions citing a Section 2(d) refusal based on a likelihood of confusion with the Sherlock Registration. (19 TTABVUE 3) In moving for summary judgment, Respondent argues, inter alia,4 that Petitioner’s applications were not refused on the basis of Respondent’s registration, nor did Respondent threaten to file an opposition, nor can Petitioner rely on a belief that Serial No. 87173184 (based on a United Kingdon application) will be refused inasmuch as that application matured to registration. 26 TTABVUE 25-27. 4 Among other arguments, Respondent asserts that Petitioner does not have a bona fide intent to use the marks underlying its applications and characterizes Petitioner’s activities as being “for the sole purpose of applying for thousands of trademark and domain name registrations around the globe, without any intention to use such marks in commerce.” 26 TTABVUE 3. In view of our findings below, we need not address these allegations. Cancellation No. 92063457 8 Petitioner can no longer have a reasonable basis for believing that Respondent’s involved registration will be cited against its application Serial No. 87173184 inasmuch as it has already issued as Registration No. 5357720. Contesting the motion, Petitioner submits the declaration of Michael Gleissner, founder and director of Petitioner, who states, inter alia: I have a firm belief that due to the identical nature between Petitioner’s SHERLOCK Application and Apple’s SHERLOCK Registration, combined with the high degree similarity between the goods outlined in each, there is a substantial likelihood of the SHERLOCK Application receiving a 2(d) refusal citing Apple’s SHERLOCK Registration. 32 TTABVUE 22. Thus, Mr. Gleissner essentially repeats what Petitioner alleged in the pleading. Findings On this record, there is no genuine dispute of material fact that Petitioner cannot establish its standing to maintain this cancellation proceeding, and that Respondent is entitled to judgment as a matter of law. The record for Serial No. 86971901 indicates that upon initial examination, a search of the USPTO database for Section 2(d) references was conducted on July 26, 2016, and no refusal was issued. Thereafter, on January 26, 2018, the USPTO suspended Petitioner’s application solely, without reference to any conflicting or potentially conflicting mark, under Trademark Act Section 2.34(a)(3)(ii) pending Petitioner’s filing of a copy of the registration that issued from the foreign application on which Petitioner claimed priority pursuant to Trademark Act Section 44(d) as a filing basis, namely, Lithuania Application No. 20160106, filed on January 13, 2016. Cancellation No. 92063457 9 The records of the Database of the Trademarks of the Republic of Lithuania, available through the website of The State Patent Bureau of the Republic of Lithuania, as well as the website of the World Intellectual Property Organization (WIPO), available at http://www.vpb.lt/db/rezult3.php?appnum=2016%200106, reflect that on September 15, 2016, the Lithuania application matured to Registration No. 74250, and issued to Sherlock Technologies Limited for the mark SHERLOCK in International Classes 9, 38 and 41. Respondent submitted an English translation of this registration with the declaration of its counsel. (28 TTABVUE 218; Robert Potter decl., Exh. 7) Respondent notes that Petitioner served a copy of this registration as part of “Exhibit C” to its response to Interrogatory No. 8, as follows: INTERROGATORY: Identify all trademark applications to register a mark incorporating the term “SHERLOCK” filed anywhere in the world by Petitioner. RESPONSE: Petitioner responds that the trademark applications requested pursuant to this interrogatory have been duly identified in Exhibit C. (28 TTABVUE 18). Moreover, with its brief, Petitioner submitted a copy of the English translation as part of Exhibit A to its declaration wherein it states: To protect the ‘Sherlock’ brand, as it is intended to be used in connection with the mobile application, entities under my dominion and control, including Sherlock Technologies, have filed trademark applications for the term in over 100 jurisdictions. Filing receipts and corresponding registration certificates from said jurisdictions are annexed hereto as Exhibit A. (32 TTABVUE 21, 48-49). Accordingly, five months after Petitioner filed the petition to cancel, it was issued the Lithuanian registration required under Trademark Act Section 44(e) to perfect Cancellation No. 92063457 10 its Section 44(d) filing basis and to allow Serial No. 86971901 to proceed to registration. But for Petitioner’s filing of this registration to perfect the Section 44(e) basis for registration, Serial No. 86971901 will be in condition for approval.5 This is further supported by the fact that Petitioner’s other application identifying related goods and services matured to registration. On the record revealed and verified by this documentation, for the purpose of establishing standing Petitioner can no longer rely on its allegation that it has “a good-faith and reasonable belief that” a statutory refusal pursuant to Trademark Act Section 2(d) citing a likelihood of confusion with Respondent’s involved registration will bar the registration of either of its then-pleaded applications. 19 TTABVUE 3. Under the circumstances that now exist, it is not reasonable for Petitioner to believe that the existence of Respondent’s registration would damage it. Toufigh v. Persona Parfum Inc., supra. Thus, Petitioner’s alleged factual basis for establishing that it has a reasonable belief of damage is no longer viable. Empresa Cubana Del Tabaco v. Gen. Cigar, 111 USPQ2d at 1062; Ritchie v. Simpson, 50 USPQ2d at 1025. Accordingly, Petitioner cannot establish its standing to bring this proceeding. The petition to cancel is accordingly dismissed with prejudice. 5 We note that on January 23, 2018 Petitioner, responded to a suspension inquiry for that application that “because the country of origin has not yet formally issued the actual registration certificate, it cannot provide at this time to the USPTO.” However, the record in this case clearly shows that on January 8, 2018, Petitioner provided an English translation of this registration to Respondent in response to Interrogatory No. 8. 27 TTABVUE 3; 28 TTABVUE 218-219. Copy with citationCopy as parenthetical citation