Sheree Elizabeth, LLCDownload PDFTrademark Trial and Appeal BoardSep 3, 2014No. 85309228 (T.T.A.B. Sep. 3, 2014) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: September 3, 2014 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Sheree Elizabeth, LLC _____ Serial No. 85309228 _____ Christine C. Washington, for Sheree Elizabeth, LLC Khanh M. Le, Trademark Examining Attorney, Law Office 116, Michael W. Baird, Managing Attorney. _____ Before Kuhlke, Taylor, and Hightower, Administrative Trademark Judges. Opinion by Hightower, Administrative Trademark Judge: Sheree Elizabeth, LLC (“Applicant”) seeks registration on the Principal Register of the mark SHEREE ELIZABETH (in standard characters) for a variety of goods in International Classes 3, 14, and 25,1 as detailed infra. The Trademark Examining Attorney has refused registration of Applicant’s mark on the grounds that (1) portions of the proposed identification of goods are an impermissible expansion of the original identification pursuant to Trademark Rule 1 Application Serial No. 85309228 was filed on April 30, 2011 pursuant to Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), but without any claimed first use date. A consent to registration by Sheree Elizabeth Fletcher was submitted on January 18, 2012. Serial No. 85309228 - 2 - 2.71(a), 37 C.F.R. § 2.71(a); (2) a portion of the proposed identification is indefinite pursuant to Trademark Rule 2.32(a)(6); and (3) portions of the identification of goods are misclassified pursuant to Trademark Rules 2.6(a)(1), 2.85(a), and 2.86. In addition, the Examining Attorney has found that Applicant’s specimen of use is not an acceptable display associated with the goods pursuant to Trademark Act Sections 1(a)(1) and 45, 15 U.S.C. §§ 1051(a)(1) and 1127, and Trademark Rules 2.34(a)(1)(iv) and 2.56(a). When the refusal was made final, Applicant appealed and requested reconsideration. After the Examining Attorney denied the request for reconsideration, the appeal was resumed, and Applicant submitted its Appeal Brief on December 26, 2012. On March 13, 2013, before filing an appeal brief, the Examining Attorney requested remand to issue new requirements, and the Board granted the request. The outstanding issues were not resolved on remand, and the appeal resumed. Applicant filed a Supplemental Brief and a Reply Brief, and the Examining Attorney submitted a brief. We affirm the refusal to register in part and dismiss as moot in part. I. Identification of Goods Section 7(c) of the Trademark Act provides, in relevant part, “[c]ontingent on the registration of a mark on the principal register provided by this chapter, the filing of the application to register such mark shall constitute constructive use of the mark, conferring a right of priority, nationwide in effect, on or in connection with Serial No. 85309228 - 3 - the goods or services specified in the registration . . . .” Thus, the identification of goods or services in an application for registration on the Principal Register defines the scope of the rights established by filing the application. See In re Swen Sonic Corp., 21 USPQ2d 1794, 1795 (TTAB 1991). The application was filed under Section 1(a) of the Trademark Act, which states that, among other requirements, an application “shall include specification of . . . the goods in connection with which the mark is used.” Trademark Act Section 1(a)(2). Trademark Rule 2.32(a)(6) requires that an application include “[a] list of the particular goods or services on or in connection with which the applicant uses or intends to use the mark.” The identification of goods or services must be specific, definite, clear, accurate, and concise. See In re Petroglyph Games Inc., 91 USPQ2d 1332, 1335 (TTAB 2009). Trademark Rule 2.6(a)(1) requires an application filing fee for each class in an application. Rule 2.85(a) states that the international system of classification for goods and services applies to all applications filed on or after September 1, 1973, and Rule 2.86(a)(1) requires an applicant to specifically identify the goods or services in each class. As filed, the subject application identified the following goods and services: “Cosmetics, skin-care treatments, spa treatments and related products and services.” Applicant paid a fee for one class of goods or services, but identified neither the class in which the identified goods and services belonged nor any date of first use; nor did Applicant submit a specimen of use. Serial No. 85309228 - 4 - In response to the Examining Attorney’s requirements, Applicant in the first Response to Office Action submitted a fee for a second class of goods; amended the identification to include goods in Classes 3 and 25; and alleged a date of first use anywhere and in commerce at least as early as January 1, 2006. Further amendments to the identification of goods followed, and Applicant ultimately amended the basis of the Class 25 goods to Section 1(b) (intent-to-use). After remand, the Examining Attorney issued a new Office Action requiring, among other issues, that Applicant either add International Class 14 to the application, or delete jewelry items that had been included in Class 25 improperly, that is, “clothing and apparel articles related to cosmetic application and spa services and activities, namely, necklaces, earrings, rings.” Applicant did not add a third class to the application. Instead, Applicant responded by adding these and other jewelry goods to the Class 3 identification while also leaving them in Class 25. In the November 18, 2013 Final Office Action – the last before the appeal resumed – the Examining Attorney stated that “Applicant may adopt all or part of the following identification of goods, if accurate:” Cosmetics, cosmetic preparations for skin care, soaps, bath oils and salts, room and personal fragrances; clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, toiletry bags sold filled with cosmetics, in international class 3 Clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, necklaces, earrings, rings, ornamental pins, and clutch knuckle hand bags worn on the fingers as jewelry, in international class 14 Serial No. 85309228 - 5 - . . . Clothing and apparel articles related to cosmetic application and spa services and activities, namely, headbands, ear bands, neck bands, neck wear, neckerchiefs, sweatbands, turbans, hats, scarves, wrist- bands, robes, slippers, sandals, aqua shoes, socks, sneakers, gloves, tee-shirts, shorts, sweat-shirts, sweat- pants, bathing suits, lingerie, jackets, belts, cover-ups, blindfolds worn over the eyes, dressing gowns, in international class 25. Finally, in its Supplemental Brief, Applicant proposed this identification: International Class 3: cosmetics, cosmetic preparations for skin care, soaps, bath oils and salts, room and personal fragrances; clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, toiletry bags sold filled with cosmetics; International Class 25: clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, headbands, ear bands, neck bands, neck wear neckerchiefs, sweatbands, turbans, hats, scarves, wrist-bands, robes, slippers, sandals, aqua shoes, socks, sneakers, gloves, tee-shirts, shorts, sweat-shirts, sweat-pants, bathing suits, lingerie, jackets, belts, cover- ups, blindfolds worn over the eyes, dressing gowns; and International Class 14: (Proposed, newly divided or new application:) rings, necklaces, earrings, ornamental pins, clutch knuckle handbags. With the exception of the word “cosmetics” (as opposed to the word “cosmetic”) in Class 25, Applicant’s proposed identification of goods for Classes 3 and 25 is identical to that proposed by the Examining Attorney in the November 18, 2013 Final Office Action. The Examining Attorney, however, did not address the amended identification of goods offered in Applicant’s Supplemental Brief. Therefore, we accept Applicant’s proposed identification, which complies with the Serial No. 85309228 - 6 - Examining Attorney’s requirement, and dismiss as moot the identification requirements with respect to the goods identified in Applicant’s Supplemental Brief in Classes 3 and 25 only. See In re Broyhill Furniture Indus. Inc., 60 USPQ2d 1511, 1512 n.2 (TTAB 2001) (treating requirement for translation of mark as moot where applicant offered translation in appeal brief and examining attorney did not address the issue). Accordingly, the Class 3 and Class 25 identifications now read as follows: International Class 3: cosmetics, cosmetic preparations for skin care, soaps, bath oils and salts, room and personal fragrances; clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, toiletry bags sold filled with cosmetics. International Class 25: clothing and apparel articles related to cosmetics, cosmetic application and spa services and activities, namely, headbands, ear bands, neck bands, neck wear neckerchiefs, sweatbands, turbans, hats, scarves, wrist-bands, robes, slippers, sandals, aqua shoes, socks, sneakers, gloves, tee-shirts, shorts, sweat-shirts, sweat-pants, bathing suits, lingerie, jackets, belts, cover- ups, blindfolds worn over the eyes, dressing gowns. We turn next to the remaining goods, identified in Class 14 in Applicant’s Supplemental Brief as “rings, necklaces, earrings, ornamental pins, clutch knuckle handbags.” Applicant characterizes the goods in this class as “Proposed, newly divided or new application,” explaining: “It is the Applicant’s intention, subject to the Board’s decision and advisory in response hereto, that any additional classes sought to be claimed by the Applicant shall be the subject of either a newly derived application or a newly filed application.”2 Similarly, Applicant states, in the conclusion of its Reply Brief, that it “awaits the Board’s decision regarding the 2 Supplemental Brief at 3, 13 TTABVUE at 4. Serial No. 85309228 - 7 - relatedness of any enumerated goods that may fall beyond IC 3 and 25 so that the Applicant will be able to proceed in an efficient and optimal manner – i.e., either in the same, divided or a newly filed application.”3 We view Applicant’s identification of goods as a concession that, as the Examining Attorney made clear in the April 19, 2013 Office Action, jewelry items properly belong in International Class 14. However, Applicant filed neither a request to divide nor a request for remand so that it could add a third class of goods to the subject application. See TBMP § 1205.01 (2014) (stating that, if an applicant wishes to amend its application at the time it files its appeal brief, “the proper procedure is to file a request for remand and a request to suspend proceedings in the appeal pending the Board’s decision on the request for remand”). Even if a request for remand had been filed, at this late juncture it is unlikely that Applicant would be able to show good cause. See In re Thomas White Int’l Ltd., 106 USPQ2d 1158, 1160 n.2 (TTAB 2013); In re Big Pig Inc., 81 USPQ2d 1436, 1437 (TTAB 2006); TBMP § 1209.04 (stating that, in determining whether good cause has been shown, the Board will consider both the reason given and the point in the appeal at which the request for remand is made). We therefore affirm the refusal to register as to rings, necklaces, earrings, ornamental pins, and clutch knuckle hand bags pursuant to Trademark Rules 2.6(a)(1), 2.85(a), and 2.86 on the grounds that they were misclassified by Applicant 3 Reply Brief at 15, 17 TTABVUE at 16. Serial No. 85309228 - 8 - and Applicant failed to submit an application filing fee for the correct class, which is International Class 14.4 II. Specimen of Use We next address the Examining Attorney’s refusal of registration for the Class 3 goods on the ground that Applicant’s specimen of use is not an acceptable display associated with any of those goods pursuant to Trademark Act Sections 1(a)(1) and 45 and Trademark Rules 2.34(a)(1)(iv) and 2.56(a). Section 45 of the Trademark Act states in part that: For purposes of this chapter, a mark shall be deemed to be in use in commerce— (1) on goods when— (A) it is placed in any manner on the goods or their containers or the displays associated therewith or on the tags or labels affixed thereto, or if the nature of the goods makes such placement impracticable, then on documents associated with the goods or their sale . . . . Trademark Rule 2.56 provides in part: (a) An application under section 1(a) of the Act . . . must [ ] include one specimen per class showing the mark as used on or in connection with the goods or services. . . . (b)(1) A trademark specimen is a label, tag, or container for the goods, or a display associated with the goods. The Office may accept another document related to the goods or the sale of the goods when it is impracticable to place the mark on the goods, packaging for the goods, or displays associated with the goods. 4 Although there is no basis on which to add another class of goods to the application before us on appeal, nothing in this opinion precludes Applicant from filing another application seeking to register its mark for jewelry goods that it provides or intends to provide. Serial No. 85309228 - 9 - With its October 21, 2013 Response to Office Action, Applicant submitted for the first time the following specimen, described as a: “Screen grab of order page wherein cosmetic product is featured”:5 The specimen includes Applicant’s mark SHEREE ELIZABETH in large letters on a banner in the upper part of the page. Below the banner, the following categories are listed: “WHAT’S NEW Brands Earrings Bracelets Necklaces Handbags Rings Watches Jackets & Vests Other.” The wording immediately above a picture of the goods is “Home > Other > Whoop Ash.” The label of the goods includes most prominently the term WHOOP ASH and design, followed by a registration symbol. Other wording on the label reads: “WHITE HONEY MANGO & SHEA BUTTER BODY BUTTER CREAM INTENSE MOISTURIZ[ER].” On the page to the right of the goods is a space to specify quantity and a button to “Add To Cart.” 5 Applicant stated in its first Response to Office Action that its specimens were not legible when uploaded but had been submitted by mail. It appears from the record that, before Applicant’s response to the Office Action that was issued after remand, the specimens either had never been received or had not been matched with the application. Serial No. 85309228 - 10 - In the November 18, 2013 Final Office Action, the Examining Attorney refused registration because the specimen fails to show the applied-for mark in use in commerce in connection with the goods identified in International Class 3. Specifically, the Examining Attorney contends that the specimen consists of a web page that does not constitute a display associated with the goods because the mark is not used in a manner in which it is associated with the goods. As our primary reviewing court has said, “the test for an acceptable website- based specimen, just as any other specimen, is simply that it must in some way evince that the mark is ‘associated’ with the goods and services as an indicator of source.” In re Sones, 590 F.3d 1282, 93 USPQ2d 1118, 1123 (Fed. Cir. 2009). However, “there is no per se rule that any use of a mark on a website is trademark use for all goods sold on that web page.” In re Supply Guys Inc., 86 USPQ2d 1488, 1495 (TTAB 2008). In particular, a retailer that sells the goods of others does not necessarily have a trademark for those goods. “The mere fact that applicant is a retailer selling products of others does not by itself establish that applicant’s mark, which may function as its trade name or service mark, necessarily also functions as a trademark for the goods applicant sells.” Id. at 1494. See also 2 J. THOMAS MCCARTHY, MCCARTHY ON TRADEMARKS & UNFAIR COMPETITION § 16:32.70 (4th ed. 2014); Trademark Manual of Examining Procedure (TMEP) § 904.03(i) (providing examples of electronic displays) (April 2014). We agree with the Examining Attorney and find that the specimen of use displays the mark SHEREE ELIZABETH in association with online retail sale Serial No. 85309228 - 11 - services for the pictured product, but not with the goods themselves.6 Thus, we affirm the refusal. Finally, we note that we have no authority to reopen the application to amend the Class 3 filing basis from 1(a) to 1(b) (intent-to-use), as proposed in Applicant’s Reply Brief.7 See Trademark Rule 2.142(g); TBMP § 1218. If Applicant wished to preserve its right to substitute Section 1(b) as a basis for this class, it should have either made this an alternative request during the examination phase or, if it could have shown good cause, requested remand of the application to the Examining Attorney during the briefing stage of the appeal. In re Societe D’Exploitation de la Marque Le Fouquet’s, 67 USPQ2d 1784, 1789 (TTAB 2003). Decision: The refusal to register Applicant’s mark SHEREE ELIZABETH under Sections 1 and 45 of the Trademark Act is affirmed as to Class 3 for failure to submit a specimen showing use in commerce of the mark in association with the goods. The refusal to register the Class 14 goods pursuant to Trademark Rules 2.6(a)(1), 2.85(a), and 2.86 because they were misclassified and Applicant failed to submit an application filing fee for the correct class is affirmed. The refusal to register the goods identified in Classes 3 and 25, as amended, is dismissed as moot. The application will proceed in due to course as to the Class 25 goods only. 6 Applicant filed a slightly different version of the Internet specimen with its Supplemental and Reply Briefs, and also attached what it described as a “copy of the label that is affixed on Applicant’s cosmetic (body cream) products” to its Reply Brief. See 13 TTABVUE at 8 (Exhibit A); 17 TTABVUE at 10, 17 (Exhibit A), 19 (Exhibit C). These exhibits do not change our decision. Rather, the product label reinforces the perception that the mark SHEREE ELIZABETH is associated with a distributor, not the source, of the goods in that it states in small print near the bottom: “Distributed by: Sheree Elizabeth for Whoop Ash.” 7 Reply Brief at 10, 17 TTABVUE at 11. Copy with citationCopy as parenthetical citation