Shelby A. TarletonDownload PDFTrademark Trial and Appeal BoardJun 4, 202088030290 (T.T.A.B. Jun. 4, 2020) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: June 4, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Shelby A. Tarleton _____ Serial No. 88030290 _____ Joshua G. Jones of Law Office of Joshua G. Jones PLLC, for Shelby A. Tarleton. Grace Duffin, Trademark Examining Attorney, Law Office 120, David Miller, Managing Attorney. _____ Before Cataldo, Wolfson, and Larkin, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: Applicant, Shelby A. Tarleton, seeks registration on the Principal Register of the mark LASH BOSS, in standard characters, identifying: “artificial eyelashes; eyelash extension application accessories sold only to salons and licensed professionals” in International Class 3; and “shirts; hoodies; leggings; hats” in International Class 25.1 1 Application Serial No. 88030290 was filed on July 9, 2018, based on Applicant’s allegation of a bona fide intention to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). In response to the Examining Attorney’s requirement, Applicant disclaimed “LASH” as to the goods identified in Class 3. Serial No. 88030290 - 2 - The Trademark Examining Attorney has refused registration of Applicant’s proposed mark under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground of likelihood of confusion with the cited registered mark LASHBOSS (in standard characters) identifying “mascara” in International Class 3.2 In addition, the Examining Attorney refused registration on the basis of Applicant’s failure to submit an acceptable amendment to the wording “eyelash extension application accessories sold only to salons and licensed professionals” in the identification of goods in Class 3. After the Trademark Examining Attorney made the refusals final, Applicant appealed to this Board. We affirm the refusals to register as discussed below. I. Requirement for Amendment to Identification of Class 3 Goods We first turn to the Examining Attorney’s requirement for an amendment to the identification of Class 3 goods pursuant to Trademark Rule 2.32(a)(6), 37 C.F.R. § 2.32(a)(6). In her brief, the Examining Attorney outlines the procedural history of the requirement in the involved application: Applicant’s original identification of goods in International Class 003 was, “Artificial eyelashes; adhesives for affixing false eyelashes; eyelash extension application accessories”. Applicant subsequently revised this identification to, “Eyelash extensions and application accessories sold only to salons and licensed professionals”. See Response to Office Action dated 04/26/19. In a Final Office Action the examining attorney required further amendment to the identification of goods as the wording, “application accessories sold only to salons and licensed professionals” remained indefinite. Additionally, the examining attorney rejected the Page references to the application record are to the downloadable .pdf version of the USPTO’s Trademark Status & Document Retrieval (TSDR) system. References to the briefs, motions and orders on appeal are to the Board’s TTABVUE docket system. 2 Registration No. 5370202 issued on the Principal Register on January 2, 2018. Serial No. 88030290 - 3 - amendment of “artificial eyelashes” to “eyelash extensions” as this amendment identified different goods. In applicant’s Request for Reconsideration dated 9/20/2019 applicant indicated, “As to the request to amend the identification of goods, Applicant respectfully requests and [sic] decision on its above arguments first before it is forced to pay additional filing fees for additional classes of goods.”3 Applicant did not further revise the identification of goods.4 The filing of a notice of appeal has the effect of appealing all refusals or requirements made final. In re Citibank, N.A., 225 USPQ 612, 613 (TTAB 1985). However, an applicant’s failure to address the refusals or requirements in its appeal brief is a basis for affirming an examining attorney’s refusal of registration on those grounds. See In re Rainier Enters., LLC, 2019 USPQ2d 463361, *5 (TTAB 2019) (Board has discretion to “treat the failure as the equivalent of not filing a brief on that issue and dismiss the appeal, or to consider any challenge to that requirement or refusal waived and affirm.”); In re Harley and Jones, 119 USPQ2d 1755, 1757 (TTAB 2016) (refusing registration based on failure to address or argue in its appeal brief any of the examining attorney’s refusals or requirements); In re DTI P’ship, LLP, 67 USPQ2d 1699, 1701-02 (TTAB 2003) (refusing registration based on failure to address request for information requirement, finding Section 2(e)(1) refusal moot); In re The Ridge Tahoe, 221 USPQ 839, 840 (TTAB 1983) (failure to argue correctness of requirement may result in refusal on that ground alone); In re Big Daddy’s Lounges Inc., 200 USPQ 371, 372 (TTAB 1978) (failure to respond or argue correctness of requirements on appeal could result in a decision refusing registration by default); cf. 3 Applicant submitted a filing fee for only one International Class of goods. 4 Examining Attorney’s brief; 10 TTABVUE 22. Serial No. 88030290 - 4 - Hyatt v. Dudas, 551 F.3d 1307, 89 USPQ2d 1465, 1469 (Fed. Cir. 2008) (an appellant who fails to provide any argument in the appeal brief directed to rejected claims has waived a challenge to that ground of rejection, and the Board of Patent Appeals has the discretion to simply affirm any rejections against such claims). In her brief, Applicant failed to address the Examining Attorney’s outstanding requirement for an amendment to the identification of Class 3 goods, or argue the merits thereof.5 See, e.g., In re Harley and Jones, 119 USPQ2d at 1757-58. In view thereof, the refusal based on the requirement that Applicant submit an acceptable amendment of her identification of Class 3 goods is hereby affirmed. Applicant’s failure to comply with the requirement is a sufficient basis, in itself, for affirming the refusal of registration of Applicant’s mark, and deeming moot the refusal of registration under Trademark Act Section 2(d). In re DTI P’ship, LLP, 67 USPQ2d at 1701-02. Nonetheless, we exercise our discretion to determine below the merits of the Section 2(d) refusal of registration. II. Likelihood of Confusion We base our determination of likelihood of confusion under Trademark Act Section 2(d) on an analysis of all of the probative facts in evidence that are relevant to the factors enunciated in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (“DuPont”), cited in B&B Hardware, Inc. v. Hargis Indus., Inc., 575 U.S. 138, 135 S. Ct. 1293, 113 USPQ2d 2045, 2049 (2015); see also In re Guild Mortg. Co., 912 F.3d 1376, 129 USPQ2d 1160, 1161-62 (Fed. Cir. 2019). 5 Applicant did not submit a reply brief. Serial No. 88030290 - 5 - We have considered each DuPont factor that is relevant, and have treated other factors as neutral. See Cai v. Diamond Hong, Inc., 901 F.3d 1367, 127 USPQ2d 1797, 1800 (Fed. Cir. 2018) (quoting In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1259 (Fed. Cir. 2010) (“Not all of the DuPont factors are relevant to every case, and only factors of significance to the particular mark need be considered.”)); ProMark Brands Inc. v. GFA Brands, Inc., 114 USPQ2d 1232, 1242 (TTAB 2015) (“While we have considered each factor for which we have evidence, we focus our analysis on those factors we find to be relevant.”). Varying weights may be assigned to each DuPont factor depending on the evidence presented. See Citigroup Inc. v. Capital City Bank Grp. Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1261 (Fed. Cir. 2011); In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1688 (Fed. Cir. 1993) (“the various evidentiary factors may play more or less weighty roles in any particular determination”). Two key considerations are the similarities between the marks and the relatedness of the goods. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (the “fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”); In re FabFitFun, Inc., 127 USPQ2d 1670, 1672 (TTAB 2018). A. The Marks Under the first DuPont factor, we determine the similarity or dissimilarity of Applicant’s and Registrant’s marks in their entireties, taking into account their appearance, sound, connotation and commercial impression. DuPont, 177 USPQ at Serial No. 88030290 - 6 - 567; Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1160 (Fed. Cir. 2014); Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014); accord Krim- Ko Corp. v. Coca-Cola Bottling Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”) (citation omitted).” In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018). Applicant’s standard character LASH BOSS mark embodies the registered standard character LASHBOSS mark in its entirety, merely adding a space between the component terms. The presence or absence of a space between the same two words is not a significant difference. Stockpot, Inc. v. Stock Pot Rest., Inc., 220 USPQ 52, 54 (TTAB 1983), aff’d, 737 F.2d 1576, 222 USPQ 665 (Fed. Cir. 1984) (“There is no question that the marks of the parties [STOCKPOT and STOCK POT] are confusingly similar. The word marks are phonetically identical and visually almost identical”); In re Best Western Family Steak House, Inc., 222 USPQ 827, 827 (TTAB 1984) (“There can be little doubt that the marks [BEEFMASTER and BEEF MASTER] are practically identical”). Applicant’s LASH BOSS mark is nearly identical in appearance to the registered LASHBOSS mark, and is identical in sound. The marks are also identical in meaning or connotation, suggesting a beneficial effect on the user’s eyelashes, and convey identical commercial impressions. Serial No. 88030290 - 7 - We find, as a result, the Applicant’s LASH BOSS mark is legally and virtually identical to the registered LASHBOSS mark. The first DuPont factor thus weighs heavily in favor of finding a likelihood of confusion. B. The Goods, Channels of Trade, and Classes of Customers The second DuPont factor concerns the “similarity or dissimilarity and nature of the goods or services as described in an application or registration,” Stone Lion, 110 USPQ2d at 1159, and the third DuPont factor concerns “[t]he similarity or dissimilarity of established, likely-to-continue trade channels.” Id. at 1161 (quoting DuPont, 177 USPQ at 567). With respect to the second DuPont factor, the question of likelihood of confusion must be determined based on an analysis of the goods identified in Applicant’s application vis-à-vis the goods identified in the cited registration. See Stone Lion, 110 USPQ2d at 1161; Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001 (Fed. Cir. 2002); Octocom Sys., Inc. v. Hous. Comput. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). Further, “even when goods or services are not competitive or intrinsically related, the use of identical marks can lead to an assumption that there is a common source.” Shell Oil Co., 26 USPQ2d at 1689; see also Amcor, Inc. v. Amcor Indus., Inc., 210 USPQ 70, 78 (TTAB 1981) (When both parties are using or intend to use the identical designation, “the relationship between the goods on which the parties use their marks need not be as great or as close as in the situation where the marks are not identical or strikingly similar”). Applicant’s goods are “artificial eyelashes; eyelash extension Serial No. 88030290 - 8 - application accessories sold only to salons and licensed professionals,” in Class 3 and “shirts; hoodies; leggings; hats” in Class 25. Registrant’s goods are “mascara” in Class 3. In support of the refusal of registration, the Examining Attorney introduced with her October 26, 2018 first Office Action,6 June 25, 2019 final Office Action,7 and October 17, 2019 denial of Applicant’s Request for Reconsideration,8 printouts from the following third-party internet websites offering both artificial eyelashes, eyelash adhesive and applicators, on the one hand, and mascara on the other, under the same marks: Sephora; Nars Cosmetics; Ulta; Revlon; Nordstrom Rack; and Beauty Grade. The evidence further shows the following third-party websites offering, under the same mark, mascara as well as various items of clothing, including shirts, hoodies, leggings and hats: Yves Saint Laurent, Dior, Marc Jacobs, Tom Ford and Giorgio Armani. These websites demonstrate that goods of the type identified in both classes and the goods identified in the cited registration are marketed and sold together online under the same marks. See Hewlett-Packard Co., 62 USPQ2d at 1004 (evidence that “a single company sells the goods and services of both parties, if presented, is relevant to the relatedness analysis”). “We find that consumers would readily perceive these 6 At .pdf 116-188. 7 At .pdf 6-43. 8 At .pdf 56-91. Serial No. 88030290 - 9 - types of [goods] as being sufficiently related as to be offered by a single business.” In re Integrated Embedded, 120 USPQ2d 1504, 1515 (TTAB 2016). In addition, the Examining Attorney introduced into the record with her October 17, 2019 denial of Applicant’s Request for Reconsideration,9 copies of at least ten use- based, third-party registrations issued on the Principal Register for marks identifying mascara as well as various clothing items, including shirts, hoodies, leggings and hats. These include:10 Reg. No. 4392836 for the mark GRETCHEN CHRISTINE, identifying, inter alia, shirts, hats and mascara; Reg. No. 5229094 for the mark CARLA ANGOLA, identifying, inter alia, hats, shirts, hooded sweatshirts and mascara; and Reg. No. 5510777 for the mark EVE BY EVE’S, identifying, inter alia, hats, hooded sweatshirts, shirts of various types, leggings and mascara. “As a general proposition, although use-based, third-party registrations alone are not evidence that the marks shown therein are in use or that the public is familiar with them, they nonetheless may have some probative value to the extent they may serve to suggest that the goods are of a kind that emanate from a single source.” In re I-Coat Co., LLC, 126 USPQ2d 1730, 1738 (TTAB 2018) (citing Hewlett-Packard v. Packard Press, 62 USPQ2d at 1004). With regard to her goods identified in Class 25, Applicant argues: the examiner has not demonstrated that consumers would tend to believe that mascara and clothing products emanate from the same source. The Board and the Federal Circuit have said that “the mere fact that goods and services are ‘used together’ does not, on its own, show 9 At .pdf 6-55. 10 All listed marks are in standard characters. Serial No. 88030290 - 10 - relatedness.” In re St. Helena Hosp., 774 F. 3d 747, 753 (Fed. Cir. 2014). “In situations like the present, in which the relatedness of the goods and services is obscure or less evident, the PTO will need to show ‘something more’ than the mere fact that the goods and services are ‘used together.’” Id.11 We disagree. Unlike the circumstances in St. Helena Hosp. in which the Federal Circuit found that the relatedness of hospital-based weight and lifestyle services and printed materials on the subject of physical activity and fitness was not clearly evident, the record here shows that the relatedness of artificial eyelashes and eyelash extension apparatus and clothing, especially fashion-forward designer clothing, is more apparent. “That is to say, purchasers acquainted with the fact that companies are selling items of clothing and cosmetic or toiletry products under the same designer’s name are not likely to engage in the kind of reasoning applicant advances but are rather most likely to believe, because of the close relationship and association of names in these related fields, that applicant’s clothing items and opposer’s cosmetic and beauty care products and services have the same source, or at least are produced under license from the designer.” Seligman & Latz, Inc. v. Merit Mercantile Corp., 222 USPQ 720, 723 (TTAB 1984); see also, e.g., Faberge, Inc. v. Madison Shirt Corp., 192 USPQ 223 (TTAB 1976) (holding applicant’s mark BRUTUS for men’s dress wear and sportswear so similar to opposer’s BRUT marks previously used for men’s toiletries as to be likely to cause confusion). The Examining Attorney’s evidence shows that these goods are produced and marketed under the same trademarks by 11 Applicant’s brief, 8 TTABVUE 3-4. Serial No. 88030290 - 11 - common sources. As a result, consumers would expect these goods “to be offered by a single business.” In re Integrated Embedded, 120 USPQ2d at 1515. Applicant further argues that her “products are limited to salons and licensed professionals while the registrant’s products are consumer facing mascara products.”12 While Applicant has attempted to restrict her products to use by salons and professionals, the goods in the cited registration are unlimited as to their intended end users and must be viewed as encompassing all types of mascara, including such products used in salons by licensed professionals as well as by ordinary consumers. “We have no authority to read any restrictions or limitations into the registrant’s description of goods.” In re Thor Tech Inc., 90 USPQ2d 1634, 1638 (TTAB 2009). Nor may an applicant restrict the scope of the goods covered in the cited registration by argument or extrinsic evidence. In re Midwest Gaming & Entm’t LLC, 106 USPQ2d 1163, 1165 (TTAB 2013); In re La Peregrina Ltd., 86 USPQ2d 1645, 1647 (TTAB 2008); In re Bercut-Vandervoort & Co., 229 USPQ 763, 764 (TTAB 1986). In the absence of limitations in the cited registration, we must presume that the goods travel through all usual channels of trade and are offered to all normal potential customers―in this case, salon professionals and ordinary consumers. In re i.am.symbolic, LLC, 866 F.3d 1315, 123 USPQ2d 1744, 1750 (Fed. Cir. 2017). The Examining Attorney has introduced third-party evidence showing that both Applicant’s goods and the goods identified in the cited registration are available on 12 8 TTABVUE 2. Serial No. 88030290 - 12 - the websites of third-party manufacturers and retail stores, and are offered to the same consumers, including salons and licensed beauty professionals. Therefore, under the second and third DuPont factors, Applicant’s and Registrant’s goods are considered related, and their channels of trade are the same or overlap for likelihood of confusion purposes. C. Conditions of Purchase Under the fourth DuPont factor, we consider “[t]he conditions under which and buyers to whom sales are made, i.e., ‘impulse’ vs. careful, sophisticated purchasing.” DuPont, 177 USPQ at 567. Applicant asserts that “given Applicant’s goods are limited to licensed professionals and salons, the purchasers are sophisticated such that they would exercise care in purchasing products that would minimize the potential for confusion.13 However, Applicant’s argument is predicated on her attorney’s assertion, which is not evidence and no substitute for it. Cai, 127 USPQ2d at 1799 cited in Performance Open Wheel Racing, Inc. v. U. S. Auto Club Inc., 2019 USPQ2d 20891, *8 n.62 (TTAB 2019). There is nothing in the nature of the goods that would suggest that their purchasers are particularly sophisticated or careful. See In re I-Coat, 126 USPQ2d at 1739. In fact, the standard of care is that of the least sophisticated potential purchaser. Stone Lion, 110 USPQ2d at 1163 (cited in In re FCA US LLC, 126 USPQ2d 1214, 1222 (TTAB 2018) (“Board precedent requires our decision to be based on the least sophisticated potential purchasers.”)). In the absence of any 13 8 TTABVUE 3. Serial No. 88030290 - 13 - evidence relating to the degree of care purchasers exercise, the identity of the marks and relatedness of the goods outweigh Applicant’s assertion that purchasers are sophisticated or careful in their purchases. See HRL Assocs., Inc. v. Weiss Assocs., Inc., 12 USPQ2d 1819, 1823 (TTAB 1989), aff’d, Weiss Assocs., Inc. v. HRL Assocs., Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods). Moreover, even sophisticated purchasers are not immune from source confusion, especially in cases such as the instant one involving virtually identical marks. See In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986) (citing Carlisle Chem. Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) (“Human memories even of discriminating purchasers...are not infallible.”)). All in all, we have no basis to find that consumers, even salon professionals, would exercise more than an ordinary degree of care. The fourth DuPont factor is neutral. III. Conclusion When we consider the record and the relevant likelihood of confusion factors, and all of Applicant’s arguments relating thereto, including those arguments not specifically addressed herein, we conclude that consumers familiar with Registrant’s goods offered under its mark would be likely to believe, upon encountering Applicant’s proposed mark used in connection with the goods identified in the application, that the goods originated with or are associated with or sponsored by the same entity. Serial No. 88030290 - 14 - Decision: The refusals to register the mark in subject application Serial No. 88030290: (1) under Section 2(d) of the Trademark Act; and (2) on the basis of the Examining Attorney’s requirement for Applicant’s to submit an acceptable identification of Class 3 goods under 2.32(a)(6), 37 C.F.R. § 2.32(a)(6), are affirmed. Copy with citationCopy as parenthetical citation