Sheet Metal Workers' Local Union No. 22 Of New Jersey (Paul Miller Sheet Metal, Inc.)Download PDFNational Labor Relations Board - Board DecisionsOct 5, 1989296 N.L.R.B. 1146 (N.L.R.B. 1989) Copy Citation 1146 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Sheet Metal Workers' Local Union No . 22 of New Jersey (Paul Miller Sheet Metal, Inc.) and Richard Zimmerman and Bernard Yamakaitis and Sheet Metal Workers' International Asso- ciation Local Union No . 27, AFL-CIO and Sheet Metal Contractors' Association of Union, Morris, Somerset and Sussex Counties, New Jersey. Cases 22-CB-5882, 22-CB-5949, and 22-CB-5953 October 5, 1989 DECISION AND ORDER BY MEMBERS CRACRAFT, HIGGINS, AND DEVANEY On March 31, 1989, Administrative Law Judge Steven Davis issued the attached decision . The Re- spondent and Sheet Metal Contractors' Association of Union, Morris, Somerset and Sussex Counties, New Jersey (the Association), filed exceptions and supporting briefs,' and Charging Party Sheet Metal Workers' International Association Local Union No. 27, AFL-CIO (Local 27) filed cross-exceptions and a brief in support of the cross-exceptions and in response to the Respondent's exceptions. The Respondent also filed an answering brief. The National Labor Relations Board has delegat- ed its authority in this proceeding to a three- member panel. The Board has considered the decision and the record in light of the exceptions and briefs and has decided to affirm the judge's rulings, findings, and conclusions2 only to the extent consistent with this Decision and Order and to adopt the recommended Order as modified. The judge found that the Respondent (Local 22) violated Section 8(b)(1)(A) of the Act by imposing a court collectible fine on Richard Zimmerman, a member of Respondent, because he also maintained ' The Association's exceptions consisted of a statement that it was adopting and incorporating by reference the Respondent 's exceptions, and relying on the Respondent 's brief 2 The judge found , and we agree , that the Respondent violated Sec. 8(b)(1)(A) and/or (2) of the Act by instituting internal union charges against Bernard Yamakaitis , by imposing a court collectible fine on him, and by failing and refusing to refer him to employment In adopting the judge 's conclusion that the Respondent's failure and refusal to refer Ya- makaitis to employment was unlawful , we find it unnecessary to rely on the language the judge quoted from an administrative law judge's deci- sion in Denver Stereotypes Local 13 (Denver Post), 231 NLRB 678 (1977) The judge also noted that the expulsion of Bernard Yamakaitis from the Respondent had not been alleged as an unfair labor practice and observed that , had it been alleged, Yamakaitis ' expulsion for giving testimony at a Board hearing would clearly violate the Act. Local 27 contends in cross- exceptions that both it and the General Counsel asserted that any disci- pline of Yamakaitis in retaliation for his testimony at a Board proceeding, including expulsion , is violative of the Act The General Counsel filed no exceptions to the judge 's decision We have carefully reviewed the com- plaint and find no allegation that the Respondent's expulsion of Yamakar- tis was unlawful . We find it unnecessary to pass on the judge's further observation that, had it been alleged , the expulsion would violate the Act membership in Sheet Metal Workers ' International Association , Local Union No. 28 , AFL-CIO (Local 28). The Respondent excepts , contending that because of the proviso to Section 8(b)(1)(A), it is outside the scope of the Act for the Board to interfere in the internal affairs of a union where the union tries and fines members for acts of dual un- ionism, disloyalty , or such similar conduct.3 For the reasons set forth below , we reverse the judge's conclusion that the Respondent 's fining of Zimmer- man was unlawful. Zimmerman had been a member of Local 28 since 1981 when the International Union directed that its then Local 22 merge with Local 28 . Rather than merge with Local 28, the members of Local 22 voted to disaffiliate from the International and form a new , independent Local 22. Zimmerman, who had been a member of the internationally af- filiated Local 22 since 1963 , testified that he was told by leaders of Local 22 in 1981 when the merger first went into effect to pay dues to Local 28 also , and that he has been a member of and paid dues to both unions since that time.4 Zimmerman applied for a teaching position in the Respondent 's evening school for apprentices sometime in 1987 . In May 1987 he received a call from the Respondent 's president , Al O'Neill, who told him to withdraw his teaching application. O'Neill told Zimmerman that as long as he contin- ued paying dues to Local 28 he would never become a teacher in the apprentice school. Zim- merman testified that he believed that O'Neill also told him that he had notified the executive board of the situation , "of me paying double dues and that he was trying to nip it all in the bud." Subsequently , on January 11, 1988 , O'Neill brought internal union charges against Zimmerman for violating a provision of the Respondent's con- stitution , which prohibits dual unionism .5 The Re- a Sec 8(b)(1)(A) of the Act states as follows. It shall be an unfair labor practice for a labor organization or its agents- (1) to restrain or coerce (A) employees in the exercise of the rights guaranteed in section 7 : Provided, That this paragraph shall not impair the right of a labor organization to prescribe its own rules with respect to he acquisition or retention of membership therein 4 Apparently most of the Local 22 members paid dues to Local 28 for an interim period in 1981 when they were involved in the disaffiliation movement , for Bernard Yamakaitis also testified that he and a majority of the Local 22 members paid dues to Local 28 at that time s The provision reads Article IV, Section 5-Membership in One Union : No member shall be permitted to hold membership in any other union other than this Union at the same time nor be permitted to pay dues or assessments into any other union , directly or indirectly , other than this Union, as a condition of membership for employment , except to a building trade's council or other similar type body . Dual unionism shall be grounds for expulsion from this Union. 296 NLRB No. 150 SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) spondent held a hearing with respect to these charges before Local 22' s trial board . Zimmerman appeared at the hearing and, according to the min- utes , denied that he had ever admitted to O'Neill that he paid dues to Local 28, but acknowledged that when O'Neill had asked him to stop paying dues to Local 28 he had responded that O'Neill was asking something he could not do. Zimmerman would not answer whether he was currently paying Local 28 dues when asked that question at the hearing. Zimmerman stated that he felt he was being singled out and being discriminated against, and asked to see some proof to back up the charges . O'Neill replied that others had verified Zimmerman 's membership in Local 28, and that his employer, Paul Miller Sheet Metal , Inc., had told O'Neill that Zimmerman admitted membership in Local 28. The trial board found Zimmerman guilty of vio- lating article IV, section 5, of the Respondent's constitution , and recommended that he be fined $4000 and suspended from Local 22. At a meeting held on February 10, 1988 , the membership voted to accept the trial board's decision . Zimmerman never resigned his membership in Local 22, nor did he appeal the trial board's decision. For some time prior to the Respondent's disci- plining of Zimmerman , Local 28 had been solicit- ing authorization cards and encouraging employees represented by the independent Local 22 to reaffili- ate with Local 28 and the International Union. The Association has entered into collective-bargaining agreements with Local 22, which it continued to recognize following Local 22's disaffiliation. How- ever, in June 1988 Local 28 engaged in organiza- tional activities and filed petitions to represent em- ployees of some of the Association's member em- ployers including Paul Miller Sheet Metal (Miller), which was Zimmerman 's employer at the time of the operative events in this case.6 Zimmerman testified that he was aware of two organizing drives conducted at Miller 's by Local 28-one in 1983 or 1984 , and one in 1987 shortly before he was brought up on charges in January 1988. Zimmerman told of representatives of Local 28 being on Miller's premises in October or No- vember 1987, talking with employees on their lunch hour. The Respondent was aware of these activities , Zimmerman stated , because he observed a representative of the Respondent come to the shop on the day following one such visit and speak with an employee who had been talking to the Local 28 organizer. Zimmerman could not hear 6 Local 28 filed a petition seeking to represent Miller's employees on June 7 , 1988 As a result of the unfair labor practice allegations , the rep- resentation proceeding was held in abeyance 1147 what was being said , but averred that the Local 22 representative was speaking to the employee in an unfriendly tone and that he was "trying to get a message across to this fellow ." The Local 28 orga- nizer had not spoken with Zimmerman , nor did the Respondent 's representative do so. Local 28 International Organizer Charles Peters testified that he had engaged in organizing activi- ties at Miller 's from December 1986 to the time of the hearing . The Respondent 's president , O'Neill, admitted that he had been aware of Local 28's or- ganizing activities at employers represented by Local 22 since the early spring of 1988. Based on the above facts , the judge found that the Respondent had fined Zimmerman in order to discourage him and other employees of Miller from supporting Local 28 in its organizational campaign. The judge noted that the campaign had, as its in- tended purpose , the filing of a representation peti- tion in which Local 28 would seek to represent the employees of Miller . Thus, the fine tended to re- strain and coerce employees in their right of free access to the Board and the invocation of the Board 's processes in their behalf by the filing of a petition by Local 28 , the judge concluded. We find that there is not a sufficient nexus here between the Respondent's fining of Zimmerman for maintaining dual membership and the invocation of the Board's processes to render that fine unlawful. At issue is the proper accommodation of the Re- spondent 's right to regulate its internal affairs and the employee's right to have free and unimpeded access to the Board 's processes . The Board and courts have long recognized that Congress in en- acting Section 8(b)(1) did not intend to regulate the internal affairs of unions, and that the proviso to that section preserves the rights of unions to impose fines as well as to expel members .7 As the Board has stated:8 The Supreme Court in Allis-Chalmers recog- nized that the right of collective bargaining is a paramount policy of national labor law and that , in order for a union to fulfill this obliga- tion, it must be able to promulgate its own rules and have the right to impose reasonable discipline on members who do not obey such rules . The Court further found that integral to this policy is the union's right to protect itself against the erosion of its status of collective- bargaining representative by reasonably disci- plining members for violating internal regula- tions. [Footnote omitted.] 7 NLRB v Allis-Chalmers Mfg. Co., 388 U S 175, 191-192 (1967) 8 Meat Cutters Local 593 (S & M Grocers), 237 NLRB 1159, 1160 (1978) 1148 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD The Supreme Court , in the seminal case of Scofield v. NLRB, observed:9 ยง 8(b)(1) leaves a union free to enforce a properly adopted rule which reflects a legiti- mate union interest , impairs no policy Con- gress has imbedded in the labor laws, and is reasonably enforced against union members who are free to leave the union and escape the rule. The Respondent 's constitutional article prohibit- ing dual unionism is a lawful provision . No party has argued that it is facially invalid or was improp- erly adopted , and it appears to have been promul- gated pursuant to a valid union objective of insur- ing the loyalty of its members . The rule thus re- flects a legitimate union interest .' 0 As Zimmerman was free to resign from the Respondent and escape the rule had he chosen to do so , the question to be determined under the teaching of Scofield is wheth- er the rule as applied to Zimmerman impairs any policy Congress has imbedded in the labor laws. If the rule as applied invades or frustrates an overrid- ing policy of the labor laws, the rule may not be enforced without violating Section 8 (b)(1). Clearly, there is an overriding public labor policy in insuring unimpeded access to the Board's processes by employees . The judge noted a number of Board decisions in which violations of Section 8(b)(1)(A) have been found where individuals were disciplined for exercising Section 7 rights aimed at invoking the Board 's processes." In all of those cases, however, the individuals at issue had en- gaged in some activity that was at the least an ini- tial step in actively invoking access to the Board.' 2 Here , by contrast , there is simply no evidence that Zimmerman ever did anything in support or fur- therance of Local 28 's organizing drive. As found by the judge , he did not solicit cards for it or sup- port its replacement of the Respondent. He merely maintained membership , as he had done since 1981 when the Respondent refused to merge with Local 28 and became an independent union. 9 Scofield Y NLRB , 394 U S 423, 430 (1969) 10 There also is no contention that the Respondent 's enforcement of its provision prohibiting dual unionism affected Zimmerman 's employment status Cases cited by the judge included instances where we have found unlawful a union 's fining of employees for, inter alga, initiating decertifi- cation petitions , supporting rival unions by signing authorization cards and soliciting other employees to sign such cards or otherwise support a rival union , and for essential preliminary work such as obtaining signa- tures on a petition prior to its filing with the Board 12 Roofers Local 81 (Beck Roofing), 294 NLRB 286 ( 1989), is not to the contrary There , we found that a union that fined employees for initiating and/or signing a petition to repudiate their union violated Sec 8(b)(1)(A) even though the petition was only given to the employer and not filed with the Board . While the employees ' petition had not directly invoked the Board 's processes , it was decertification-like activity that is an initial step in access to the Board. We decline to extend to the facts of this case the holdings in finding unlawful a union's actions against employees for invoking the Board 's proc- esses . Zimmerman was fined only for dual member- ship . He was not fined for engaging in activity on Local 28 's behalf which had the objective of gain- ing sufficient employee support to file a petition, or for preliminary work attendant to the filing of a petition , or for any other activity directed at invok- ing the Board 's processes . Nor has Zimmerman's dual membership been shown to be related to the filing of Local 28 's petition . Union membership standing alone is not an activity directed at invok- ing the Board 's processes. Any connection between the Respondent 's disciplining of Zimmerman and the activities of other employees involved in Local 28's organizational efforts is simply too attenuated to be violative of the Act. We have here only a union that has fined its member for violating a valid prohibition against dual unionism enacted to insure the loyalty of its members. That rule impairs no policy imbedded in the labor laws, either on its face or as applied here. Accordingly, we shall modify the judge 's recom- mended Order and dismiss those portions of the complaint relating to the Respondent 's fining of Zimmerman. ORDER The National Labor Relations Board adopts the recommended Order of the administrative law judge as modified below and orders that the Re- spondent, Sheet Metal Workers ' Local Union No. 22 of New Jersey, Linden , New Jersey , its officers, agents, and representatives , shall take the action set forth in the Order as modified. 1. Delete paragraph 1(a) and reletter the subse- quent paragraphs. 2. Substitute the following for paragraph 2(a). "(a) Rescind the internal union charges brought against Bernard Yamakaitis and the fines imposed on him. Expunge any reference thereto from its files and records and immediately notify Yamakaitis of such action." 3. Substitute the attached notice for that of the administrative law judge. IT IS FURTHER ORDERED that the complaint alle- gations relating to the imposition of court collect- ible fines on Richard Zimmerman are dismissed. SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) 1149 APPENDIX NOTICE To MEMBERS POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government The National Labor Relations Board has found that we violated the National Labor Relations Act and has ordered us to post and abide by this notice. WE WILL NOT institute internal union charges against and impose court collectible fines on Ber- nard Yamakaitis because he expressed support for Local 28 and testified at a representation hearing in Cases 22-RC-9967 and 22-RC-9970. WE WILL NOT fail or refuse to refer Bernard Ya- makaitis to employment with members of Sheet Metal Contractors' Association of Union, Morris, Somerset and Sussex Counties, New Jersey, be- cause he expressed support for Local 28 and testi- fied at a representation hearing, set forth above. WE WILL NOT in any like or related manner re- strain or coerce employees in the exercise of the rights guaranteed them by Section 7 of the Act. WE WILL rescind the internal union charges brought against Bernard Yamakaitis and the fines imposed on him and expunge any reference thereto from our files and records and immediately notify Yamakaitis of such action. WE WILL accept and give effect to the valid res- ignation from full membership of Bernard Yama- kaitis, and recognize his financial core status. WE WILL maintain and operate our exclusive hiring hall referral system in a nondiscriminatory manner. WE WILL make whole Bernard Yamakaitis for any loss of pay or other benefits suffered by reason of the discrimination against him. SHEET METAL WORKERS' LOCAL UNION No. 22 OF NEW JERSEY Marta Figueroa , Esq., for the General Counsel. John A . Craner, Esq. (Craner, Nelson, Satkin & Scheer), of New York, New York, for the Respondent. James Katz, Esq. (Tomar, Parks, Seliger, Simonoff & Adourian), of Haddonfield , New Jersey , for Local 27. Ronald L Tobia, Esq. and Kent A. Weisent, Esq. (Schwartz, Tobia & Stanziale, P.A.), of Montclair, New Jersey, for the Association. DECISION nard Yamakaitis on September 12, 1988, in Case 22-CB- 5953 by Sheet Metal Workers' International Association, Local Union No. 27, AFL-CIO (Local 27), a consolidat- ed complaint was issued against Sheet Metal Workers' Local Union No. 22 of New Jersey (Respondent) on Oc- tober 28, 1988. The complaint names, as a party in interest, the Sheet Metal Contractors' Association of Union, Morris, Somer- set and Sussex Counties, New Jersey (Association). The complaint essentially alleges that Respondent (a) imposed a court collectible fine upon Zimmerman, its member, because he maintained membership in Sheet Metal Workers' International Association, Local Union No. 28, AFL-CIO (Local 28), and (b) instituted internal union charges against Yamakaitis, imposed a court col- lectible fine upon him and failed and refused to refer him to employment because he expressed support for Local 28 and testified at a National Labor Relations Board hearing, notwithstanding that he tendered a valid resig- nation from Respondent. Answers were filed by Respondent and the Associa- tion, which essentially denied the commission of the unfair labor practices alleged. On January 19 and 20, 1989, a hearing was held before me in Newark, New Jersey. Upon the entire case, including my observation of the demeanor of the witnesses and after consideration of the briefs filed by the General Counsel, Local 27, and Respondent, and a statement in lieu of brief filed by the Association, I make the following' FINDINGS OF FACT 1. JURISDICTION Paul Miller Sheet Metal, Inc. (Miller), a corporation having an office and place of business in Linden, New Jersey, has been engaged in the fabrication and erection of wall sheet metal. Annually, Miller purchases and re- ceives at its New Jersey facility products, goods, and materials valued in excess of $50,000 directly from points outside New Jersey. The Association, an organization composed of employ- ers engaged in the fabrication and erection of wall sheet metal, exists for the purpose, inter alia, of representing its employer-members in negotiating and administering col- lective-bargaining agreements with various labor organi- zations, including Respondent. Miller, Casale Industries, Inc. (Casale), and E & R Industries, Inc. (E & R) have been and are now employer-members of the Association, and have authorized the Association to represent them in negotiating and administering collective-bargaining agreements. Annually, the Association caused to be purchased, transferred, and delivered to construction jobsites in New Jersey construction materials valued in excess of $50,000 which were transported to jobsites in interstate commerce directly from points outside New Jersey. STATEMENT OF THE CASE STEVEN DAVIS, Administrative Law Judge. Pursuant to a charge filed on May 25, 1988, in Case 22-CB-5882 by Richard Zimmerman (Zimmerman), and a charge filed on September 8, 1988 , in Case 22-CB-5949 by Ber- ' The General Counsel's brief notes that on February 10, 1989, the U S District Court for the District of New Jersey issued an injunction against Respondent Respondent has advised me that the court's order states that it "shall not constitute a finding . that respondent has vio- lated the Act .. " 1150 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Respondent has admitted all the above facts, and has also admitted that Miller and the Association are em- ployers engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. Also admitted are the facts that Respondent and Local 28 are labor organi- zations within the meaning of Section 2(5) of the Act. ued independence, which included "six good years of freedom ...." 2. The conflict between Respondent and its members a. Richard Zimmerman II. THE ALLEGED UNFAIR LABOR PRACTICES A. The Facts 1. The conflict between respondent and the International Union Local 22 had been affiliated with the Sheet Metal Workers' International Association, AFL-CIO (Interna- tional) for 50 years prior to 1981. As such an affiliate, the jurisdiction of Local 22 extended to four counties in New Jersey-Union, Morris, Somerset, and Sussex- which is coextensive with the Association. Before 1981, the jurisdiction of Local 28 included New York City. In October 1981, for reasons unexplained on this record, the International directed that Local 22 merge with Local 28. Rather than merge with Local 28, the members of Local 22 voted to disaffiliate from the International and in December 1981, a new organization, known as Sheet Metal Workers' Local No. 22 of New Jersey (Respond- ent) was formed. As a result of Respondent's disaffiliation from the International, it was not bound by any territorial con- straints of that body, and accordingly expanded its juris- diction to encompass the entire State of New Jersey. The International reacted by extending the jurisdiction of Local 28 to include Morris and Union counties, in addi- tion to New York City. The Association, which had a collective-bargaining agreement with the Respondent before 1981, continued to recognize it after the disaffiliation, and in fact entered into a new collective-bargaining agreement with it in 1984, and an addenda in 1986. Charles Peters, an organizer for the International, stated that he organized at Miller from December 1986 to the time of the hearing. He further stated that in Janu- ary 1988, he visited Miller's shop and jobsites, where Casale, and other employers under contract with Re- spondent were working. Peters stated that he solicited authorization cards for Local 28 and encouraged em- ployees, who are members of Respondent, to reaffiliate with Local 28 and the International. On June 3 and 7, 1988, petitions for representation were filed by Local 28 in which that Union sought to represent the employees of Casale and Miller, respective- ly. O'Neill, the president of Respondent, testified that in the early spring of 1988 (or the summer of 1988) he was aware of Local 28's organizing activity within the Re- spondent's jurisdiction. On May 10, 1988, O'Neill sent a letter to Respondent's members asking them not to sign anything given to them by the International. The letter accused the International of attempting to "break up" Respondent, and urged its members to support its contin- Richard Zimmerman has been a member of Local 22 since 1963. At the time of the disaffiliation of Local 22, Zimmerman was also a member of Local 28 and was then employed by Miller. Zimmerman also testified that he was told by certain officials of Local 22 at that time that he should retain his membership in Local 28, which he did. Zimmerman stated that some time in 1987 he submit- ted an application to teach in Respondent's apprentice- ship school. On May 11, 1987, O'Neill, the president of Respondent, phoned him and told him to withdraw his application. O'Neill told him that as long as he continued paying dues to Local 28 he would never become a teach- er in the apprenticeship school.2 O'Neill told Zimmer- man that he notified Respondent's executive board that he was paying dues to two locals, and said that he was trying to "nip it in the bud." This was Zimmerman's first conversation with O'Neill or any official of Respondent concerning his membership in Local 28. Zimmerman then withdrew his application to teach. At that time, Local 28 was not organizing at Miller. Zimmerman stated that in about October or November 1987, Local 28 representatives visited Miller, where he was employed, and spoke to employee Kulman and others, but not Zimmerman. The next day Edward Gal- lagher, Respondent's business manager, came to Miller's premises and spoke to Kulman in an unfriendly voice. Zimmerman did not hear what they spoke about. On January 11, 1988, O'Neill brought internal union charges against Zimmerman for violating the Respond- ent's constitutional provision, as follows: Article IV Section 5-Membership in One Union: No member shall be permitted to hold membership in any other union other than this Union at the same time nor be permitted to pay dues . . . into any other union . . . other than this Union, as a condition of membership for employment ... . Dual unionism shall be grounds for expulsion from this Union. In the letter advising Zimmerman of the charges, O'Neill stated that Zimmerman admitted that he is paying dues to Local 28. The letter also stated that O'Neill verified that Zimmerman is a dues-paying member of that union. A trial was held on the charges, which Zimmerman at- tended. According to the trial's minutes, Zimmerman denied admitting paying dues to Local 28, but conceded 2 Respondent 's answer denied that O'Neill, its president, is its agent. O'Neill testified that it is his function as president to chair meetings, to ensure that the officers perform their duties and the workers are properly represented; and to authorize expenditures of funds It is clear that O'Neill is an agent of Respondent , and I so find. SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) that O 'Neill asked him to stop paying dues to that Union and he refused . Zimmerman refused to answer whether he was currently paying dues to Local 28, and offered the defense that he was being "singled out and being dis- criminated against ." Zimmerman asked to see the proof against him. O 'Neill replied that others verified his mem- bership in Local 28, and that his employer, Miller, told O'Neill that Zimmerman admitted membership in Local 28. The trial board found Zimmerman guilty as charged, and recommended that he be fined $4000 and suspended from Respondent. Thereafter, at a meeting held on Feb- ruary 10, 1988, the membership voted to accept the trial Board 's decision. Zimmerman stated that he never resigned his member- ship in Respondent. b. Bernard Yamakaitis Yamakaitis has been a member of Local 22 since 1961. He was elected business agent of that union in 1980. He stated that at the time of the disaffiliation movement, his personal opinion was that he would have preferred that Local 22 remain with the International, but since he was business agent he believed that he had to support the wishes of the members, and went along with the disaffili- ation drive. He was also a trustee of all of Local 22's funds, and remained a trustee until July 1988. In 1981, the International discharged Yamakaitis as business agent because of Local 22's actions in disaffiliat- ing from it. In addition , the International fined him $20,000 and expelled him from Local 28. In 1983, Yamakaitis was elected business agent of Re- spondent , and served in such capacity until 1985. Yamakaitis stated that in the past couple of years, he and O'Neill engaged in 7 or 8 "light conversations" con- cerning Respondent 's future. Yamakaitis expressed the opinion that perhaps Respondent should think about reaf- filiating with International . O'Neill was opposed to reaf- filiation. As set forth above, in 1988 the International , in behalf of Local 28, was organizing employees of Casale. Yama- kaitis was at that time employed by Casale. He stated that in early 1988 he first met Charles Peters, the Inter- national 's organizer , and he was asked to support Local 28. On June 4, 1988 , Yamakaitis sent the following letter to Respondent , which it received: Declaration of Financial Core Status: I Bernard Yamakaitis employed by Casale Indus- tries, do not want to be a member of Sheet Metal Workers Local Union 22. However, I am willing to pay the equivalent of initiation fees and Union dues as a condition of my employment. This is my right under Federal law. The letter was received by Respondent on June 5 or 6. On June 6, Yamakaitis sent the following letter to the membership of Respondent: 1151 This is an open letter to all of my friends in Local #22 that I hope to show my reasons for my moves to go back to the International Union. What we had done 6-1/2 years ago to disaffiliate ourselves from the International , because we did not agree with the merge order may have been our true strong feelings at that time, but it is now time to step back and take a look at ourselves to learn from the past and look to the FUTURE. I do not believe we are as independent and free as we had hoped , many men have found out they can not speak out for fear of what they say will get back to their employer or their Union. The men have lost interest in going to Union meetings, or if they do attend , don't participate. I have been told by other officers that we are not the same, and (I agree) and that I should and have to change . Well, I guess I can ' t! I believe this situa- tion will get worse in the future . Job opportunities are something I am and we should all be concerned about, men are losing many months of work with no real job opportunity. When and if they are fortu- nate to get a job, it is only until the next slow down , then they wait again . Even if you feel secure for the moment, what would happen if your em- ployer decided to close the doors tomorrow? Do not let SMOKE cloud your eyes, get a good clear look into the future . I have talked to the other officers of Local 22 directly and indirectly on these matters, some are concerned & others just shrug their shoulders and walk away only now to be con- cerned because the international is knocking at our door . . . . for shame to [sic] late!!!! I could go on with a litany of reasons, but I choose not to, my friends know the reasons for my actions and my true friends will always be there. My detractors and enemies , I have been taught to pray for, therefore I will remember you in my Mass on Sunday. Yamakaitis testified that on June 7 O'Neill called him and asked if he was doing the "right thing?" and also asked if had a "deal " with Local 28. Yamakaitis replied that he had everything taken care of O 'Neill responded that he would take care of Yamakaitis ' three sons, who were members of Respondent. On June 13, O'Neill sent the following letter to Re- spondent 's members: Recently you may have received a letter from Bernard Yamakaitis . In this letter he is telling you that he has made a deal with the International Union and they are to take him back into their "grasp ." He feels that we should all join him. Ber- nie's letter was just one small part of the price he must pay in order to buy his way back ino the International Union . I wonder what else Bernie had to give them? Bernie's letter came as a complete surprise to me because it was just a few months ago that he in- formed me that he was going to ask the Trustees of the Pension, Welfare and Annuity Funds if he could 1152 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD attend a seminar on June 6th in Nevada . June 6, 1988 is the exact date on which Bernie wrote his letter. I can not understand when Bernie made up his mind about the "Future" of our Local Union 22? Was it before he asked to attend the seminar? The "Future" of Sheet Metal Workers' Local Union No. 22 (our local) is as bright as ever. We have had a very good six and one-half years and will continue to have many more . To all my Broth- ers! We have a strong and independent union and have overcome every attempt the SMWIA has made to interfere with our right to work . We also have the support and respect of all the other trades in New Jersey . Our Union will continue to grow and prosper despite the efforts of the SMWIA to overthrow and destroy our Local Union. We are now in negotiation and I can assure you that you will be well satisfied with the outcome. PS: I too pray for my enemies but I also was taught never to betray my trusted friends. Sometime before July 1, the International Association Organizing Team sent a letter to the membership of Re- spondent , asking those members to sign cards for the International in anticipation of its filing petitions on July 1. The letter included a quote from Yamakaitis' June 6 letter. Yamakaitis was subpoenaed by Local 28's attorney to testify at the Board hearing on the petitions filed by that Union . He testified at that hearing on July 22 . The fol- lowing day he sent a letter to Respondent , as follows: "Effective immediately , I resign as trustee from all Local #22 Sheet Metal Workers Fringe Benefit Funds." On July 25, Edward Gallagher, Respondent 's business manager, sent a letter to Respondent, bringing charges against Yamakaitis under the following provision of its constitution: Article VII, Section 1(e) and (1) Misconduct and Penalties-Officers, Members and Representatives3 .. . any officer or member of this Union may, after trial and conviction on any of the following of- fenses, be reprimanded , fined, removed from office, suspended or expelled as the evidence may warrant. (e) Attempting, inaugurating or encouraging seces- sions from this Union or advocating or encouraging, directly or indirectly , any dual labor movement. (1) Engaging in any conduct which is detrimental to the best interest of this Union and which tends to bring said union into disrepute. Reason for charges: Enclosed letter mailed to all members of Sheet Metal Local 22 of New Jersey from you, Bernard Yamakaitis, stating your intention to join the Inter- national Union and encouraging all members of 3In its letter of charges Respondent incorrectly charged Yamakartts with violating sec 1(i) However, the provision quoted in the July 25 letter was sec 1(1), which is set forth above. In later correspondence, the correct provision, sec 1(1) was cited. Local 22 to leave also and join the International Union. On August 4, Yamakaitis was advised by Respondent of a trial to be held on the charges , on August 25. On August 9, Yamakaitis sent a letter to Respondent, as follows : "Based on my Financial Core status , I am not subject to the charges filed against me." On August 16, Respondent replied , in relevant part, as follows : "The constitution and by-laws of Sheet Metal Workers Local Union 22 of New Jersey does not include or recognize a Core member." Yamakaitis did not attend the trial , which was held on August 25. At the trial, which O'Neill chaired, three ex- hibits were introduced . According to the minutes of the trial , the exhibits were described as follows: Exhibit 1: A letter sent to Local #22 members from the International Association Organizing Team quoting Bernie Yamakaitis in their letter. Exhibit 2: A letter dated 6/6/88 from Bernie Ya- makaitis to all local #22 members explaining his move back to the I.A. Exhibit 3: A copy of Labor Board hearing testi- mony of Bernie Yamakaitis , pages 302-392, where Mr. Yamakaitis voluntarily testified against Local #22. At the trial , Gallagher, displaying the transcript to O'Neill, thumbed through it, showing its size. In so doing, Gallagher was referring to the great length of time that Yamakaitis testified.4 The trial board recommended that Yamakaitis be fined $10,000 for each of the 2 violations , and expelled from Respondent . On September 14, the membership voted to accept the trial board's recommendations. On August 22, Yamakaitis and employee Robert Yutz were both laid off from Casale . Yutz had called Re- spondent's office 3 days before and had been told to call back when he was actually laid off. Yamakaitis called Respondent 's office on August 22 and told O 'Neill that he and Yutz had been laid off, and that they wanted to be placed on the work list-the referral list to go to work. O'Neill asked him what happened to Local 28. Yamakaitis replied that he was still applying for work with Respondent. Hiring through the Respondent is done as follows: An employee who is out of work calls the Respondent and notifies it that he is available for work . He is then put on a list . Workers are then referred to jobs in the order in which they are on the list-the first person to call in gets the next job . However, if the employee is a foreman, has a specialty, such as a certified welder, or is requested by an employer , that person is referred ahead of others on the list. 4 As will be discussed , infra, Respondent argues that the sole purpose of the introduction of the transcript of the Board hearing at the trial of Yamakartis was to show that he testified therein that he was then a member of Respondent I reject this contention O'Neill testified at the instant hearing that the transcript was shown to him at Yamakaitis' trial in order to demonstrate that Yamakaitis gave substantial additional testi- mony besides his testimony concerning his membership in Respondent. SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) 1153 The following day Yutz visited Respondent 's office and asked O'Neill how many employees were out of work. O'Neill told him that he, Yamakaitis , and one other worker were unemployed . That evening, Yutz called Gallagher and asked to be placed on the job list. Gallagher asked why he wanted a job since he was going to Local 28. Yutz replied that that was a misun- derstanding ,5 and said that he wanted to work for Re- spondent , adding that he would stay with Respondent. Gallagher answered that he would put him on the list for a job. Yutz asked Gallagher if he could solicit his own work. Gallagher said that he could. Yutz called employer Howard Taylor and asked for a job. Taylor said he needed a worker and was busy. He also said that he told Gallagher that if anyone was laid off he should be sent to Taylor. Taylor said he would call Gallagher and call Yutz back. By the following morning, Taylor had not called Yutz. Yutz called him and was told that he Taylor had spoken to Gallagher, and that although nothing was wrong he learned that he had workers returning from vacation and Yutz was not needed. The following day, Yutz visited Casale, and met with Casale and Richard Rogge, Respondent 's recording sec- retary, who was employed there. Rogge told Yutz that he heard that he was having problems with Gallagher. Yutz replied that it was a misunderstanding in that Galla- gher believed that he attended the hearing voluntarily. Rogge said that he understood , and asked if Yutz planned on going to Local 28, adding that if Yutz intend- ed to stay with Respondent he would call Gallagher and try to resolve the matter . Yutz replied that he had no plans to go to Local 28. Yutz then told Casale that if there was work and he was not hired he would charge the Company with a violation , and referred to his experi- ence with Taylor. Casale said that if he had a job for him he would hire him regardless of what Gallagher said , but added that he could not do anything to hurt Gallagher or make him angry . Yutz told the 2 men that he would be out of state for a long weekend. On Monday morning , Yutz returned home and learned that Gallagher had called . Yutz called Gallagher back and was told that a job was available at E & R , and had been available, but Yutz was not home . Gallagher said he could start the next day, August 30. Yutz began work that day. After August 22, Yamakaitis called Respondent every week . About August 29, he made such a call and told O'Neill that he was still available for work. O'Neill told him that he was still on the list and asked what happened at Local 28. Yamakaitis replied that he was still a dues paying member of Respondent and was applying for 5 The misunderstanding arose from Yuti being subpoenaed by Local 28 to the Board hearing in July Before he testified he told Gallagher that Local 28 subpoenaed him because it mistakenly believed that Respondent would not refer him to work O'Neill asked Yutz why he received a sub- poena When Yutz said he did not know , O'Neill asked if he signed a card for Local 28 Yutz admitted that he had Yutz was told that if it was a misunderstanding he should be excused from the subpoena and need not testify They also told him to ask Local 28's attorney to excuse him Yutz did so but was not excused , and testified at the hearing Thereafter, Gal- lagher told Casale that Yutz' testimony did not hurt Respondent work in Respondent . O'Neill answered that he was still on the list. On or about September 12, Yamakaitis called Re- spondent and told O 'Neill that he was available for work. O'Neill asked him what happended at Local 28. Yamakaitis again said that he was avaiable for work. O'Neill again asked what happended at Local 28, and asked him if he remembered their conversation in June, which Yamakaitis told him that he had a deal "cut in stone" with Local 28. Yamakaitis replied that he did not remember . O'Neill then told Yamakaitis that he was still on the list. On Tuesday, September 13, Gallagher called Yamakai- tis and referred him to a job at Kenney Roofing (Kenney). Yamakaitis then realized that the following day he was scheduled to attend a Board hearing, for which he had been subpoenaed . He called Gallagher and told him that he could not work the following day be- cause of the subpoena, but could work Thursday and Friday. Yamakaitis added that he would be going on va- cation the following week . Gallagher replied that the hearing would be postponed . Yamakaitis replied that he had not been notified . Gallagher advised that he call Kenney anyway . Yamakaitis called Kenney and told a representative that he could not work the following day or the next week, but could work that Thursday and Friday. Kenney's official told him that he had a 1-week job and wanted someone to do the whole job , and there- fore could not use Yamakaitis. Yamakaitis went on vacation and returned on October 2. He called O'Neill on October 3 and told him that he wanted to work. O'Neill replied that he had been sus- pended, and asked why he is not applying for work at Local 28. Yamakaitis answered that he is still seeking work from Respondent. On October 6, Yamakaitis went to the Respondent's office and had his unemployment form stamped, as he had done in the past . Gallagher told him that this was the last time he would do so. On or about October 19, an official of Midlantic Me- chanical called Yamakaitis and asked if he wanted to work with that company. Yamakaitis said he did. The of- ficial said he would call Gallagher and request him. Later that day, Gallagher called him and referred him to work at Midlantic . He began work the next day and was still employed there at the time of the hearing. B. Evidence Concerning Referrals The complaint alleges that from August 23 to Septem- ber 14 and from October 3 to 20, 1988 , Respondent un- lawfully failed and refused to refer Yamakaitis to em- ployment with members of the Association. Yamakaitis stated that from August 23 to September 14 he was unaware of any jobs that were available which he was qualified to perform . He does not know who was listed out of work ahead of him on or after August 22, and he did not ask. He further testified that aside from Yutz, no one was referred to work between August 23 and September 12. He stated that inasmuch as he and Yutz had been laid off on the same day, either one could have been referred first, and he does not question Yutz' 1154 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD referral before his. He further noted that between Octo- ber 2 and 6 no employees were referred, to his knowl- edge. John Sirak, a member of Respondent , testified that in August or early September 1988, he was employed by E & R, performing renovation work, which included re- moving duct work, welding , piping, moving and setting heavy machinery, and driving forklift trucks. He ob- served four millwrights working there for 3 to 4 weeks performing work normally done by employees represent- ed by Respondent, such as removing duct work, which is sheet metal work. The millwrights and the sheet metal workers, in fact, worked side by side, performing all the above work together. Sirak asked his foreman , who was a member of Re- spondent , why the millwrights were doing sheet metal work. The foreman replied that no one else was available for work since no one was out of work, and people were needed to complete the work. Sirak did not know if the foreman called the Respondent 's office to request em- ployees, and did not know if Respondent 's officials were aware that millwrights were doing sheet metal work. C. Additional Facts Concerning the Charges and Fines In the 8 years of its existence , the only persons charged by Respondent with violations of its constitution were Yamakaitis and Zimmerman . Other members who left Respondent and joined Locals 27 and 28 were not brought up on charges, but none of them sent a letter to the members as Yamakaitis did. O'Neill testified that the amount of the fine of Yama- kaitis, $20,000, was a matter within the discretion of the trial board, which decided that it (a) was a reasonable amount considering the seriousness of the violation, (b) would serve as a "signal" to the membership that Yama- kaitis' conduct would not be tolerated, and (c) would serve to advise them of the consequences of his actions. At the time the fine was levied , Yamakaitis' annual wage was $40,000 to $50,000. III. ANALYIS AND DISCUSSION Richard Zimmerman The complaint alleges that on or about February 16, 1988, Respondent imposed a court collectible fine on Zimmerman, its member, because he maintained member- ship in Local 28. Respondent knew of Zimmerman's memberhship in Local 28 since at least May 1987, when Respondent's president , O'Neill, told him that he was aware that he was a member of Local 28 and would not permit him to teach in the apprenticeship school as long as he was a member of that union as he wanted to "nip it in the bud." In October or November 1987, Local 28 representa- tives visited Zimmerman 's place of work and Miller, and spoke to one employee there . The following day, Galla- gher visited Miller and spoke to the same worker in an unfriendly manner . Miller is a member of the Associa- tion , and a Local 22 shop . Apparently, after the disaffili- ation , Miller came within the jurisdiction claimed by Local 28, and that union sought to organize it. In January 1988, Respondent brought charges against Zimmerman for violating its constitutional provision, which prohibits members of Respondent from holding membership in any other union, and which states that "dual unionism" is grounds for explusion from Respond- ent. Pursuant to that provision , Zimmerman was fined $4000 and suspended from Respondent . Only the fine is alleged to be unlawful here. Section 8(b)(1)(A) of the Act states as follows: It shall be an unfair labor practice for a labor or- ganization or its agents- (1) to restrain or coerce (A) employees in the ex- ercise of the rights guaranteed in section 7: Provid- ed, That this paragraph shall not impair the right of a labor organization to prescribe its own rules with respect to the acquistion or retention of membership therein... . In Allis-Chalmers Mfg. Co., 388 U.S. 175 (1967), the Supreme Court held that, pursuant to the above provi- sion , a union may prescribe and enforce rules concerning its membership. However, this authority is not unlimited. In NLRB v. Marine & Shipbuilding Workers, 391 U.S. 418 (1968), the Court decided that a union has no power to "penalize a member who invokes the protection of the Act for a matter that is in the public domain and beyond the internal affairs of the union ." In that case a member was expelled for filing a charge against the union with the Board . The Court stated that "matters of overriding public interest makes unimpeded access to the Board the only healthy alternative , except and unless plainly inter- nal affairs of the union are involved." In Scofield v. NLRB, 394 U.S. 423, 430 (1969), the Su- preme Court stated that if the union's rule "invades or frustrates an overriding policy of the labor laws the rule may not be enforced." The Court summarized this area as follows: [Section] 8(b)(1)(A) leaves a union free to enforce a properly adopted rule which reflects a legitimate union interest , impairs no policy Congress has im- bedded in the labor laws, and is reasonably enforced against union members who are free to leave the union and escape the rule. The General Counsel argues that Respondent's con- duct in fining Zimmerman is unlawful based on the public policy interest in ensuring free and unimpaired access to the Board 's processes . She contends that by fining Zimmerman, Respondent thereby restrained or co- erced other employees of Miller into refusing to support Local 28's organizing drive. By thus coercing its mem- bers, Respondent impeded the future access to the Board by Local 28 by interfering with its obtaining of a proper showing of interest necessary to file a petition. The Board has found violations of Section 8(b)(1)(A) where a union has fined an employee for initiating a de- certification petition Allied Workers Local 125 (Black- hawk Tanning), 178 NLRB 208 (1969). In that case, the SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) 1155 Board stated that the effect of such a fine is "punitive- to discourage members from seeking such access to the Board 's processes." Similarly, the Board has found such fines to be unlaw- ful where employees engaged in activities in behalf of a rival union , such as where they signed authorization cards ; solicited other employees to sign such cards; or spoke to coworkers about the need to replace the incum- bent union . Inland Boatmen 's Union (Dillingham Tug), 276 NLRB 1261, 1270 ( 1985); Communications Workers Local 6306 (Vactec), 212 NLRB 768, 772 (1974); Inde- pendent Shoe Workers (U.S. Shoe), 208 NLRB 411 (1974); Machinists Lodge 837 (McDonnell Douglas), 206 NLRB 662, 663 (1973); Textile Workers Local 953 (Visinet Mill), 189 NLRB 598, 604 (1971); Tri-Rivers Marine Engineers (U.S. Steel), 189 NLRB 838 , 839 (1971). In those cases the Board emphasized the importance of protecting members from fines seeking to invoke its processes . The fact that a petition in behalf of the rival union had not yet been filed when the members were fined was not fatal to a finding of a violation of the Act. The Board reasoned that the members' solicitation of cards for the rival union was for the purpose of invoking the Board 's processes by the filing of a petition, and they were fined for engaging in such "essential preliminary work attendant to the filing of a petition ." Independent Shoes, supra; Visinet Mill, supra . The Board has also found that a fine imposed for voting against the union in a decertification election violates Section 8(b)(1)(A). Automotive Salesmen 's Assn. (Spitler-Demmer), 184 NLRB 608 (1970). In the instant case , it does not appear that Zimmerman engaged in any activity in behalf of Local 28 other than being a member of that labor organization . He did not solicit cards for it, or support its replacement of Re- spondent . However, as argued by the General Counsel, I believe that Respondent 's conduct in fining Zimmerman tended to restrain or coerce employees of Miller into not supporting Local 28's organizing drive . As set forth above, Local 28's representatives visited Miller 's shop in October or November 1987, while engaged in an orga- nizing campaign which sought the replacement of Re- spondent . Zimmerman was employed by Miller. Re- spondent 's official visited the next day and spoke with the same employee spoken to by Local 28's agent. Two or three months later , Zimmerman was charged with violating Respondent 's rule prohibiting membership in unions other than Respondent. In deciding this issue , the context in which the fine was imposed must be examined . Respondent had disaffili- ated with the International 7 years earlier after it was or- dered to merge with Local 28. A bitter rivalry has ap- parently developed between two unions , both claiming jurisdiction over the same areas and shops . The Interna- tional and Local 28 have actively sought to persuade members of Respondent to reaffiliate with the Interna- tional and join Local 28. Respondent has vigorously op- posed this. An issue exists as to Respondent's knowledge of Local 28's organizing drive at Miller . I find that it was aware of it. Respondent's president , O'Neill, testified that he had knowledge of the campaign in the early spring or summer of 1988, and his letter of May 10 stated that he was aware of letters sent by the International for the past few months prior to May 10. In addition , Gallagher vis- ited Miller 's premises one day after a visit by Local 28's organizer and spoke to the same worker spoken to by Local 28's agent . Moreover , in denying Zimmerman's re- quest to teach because he was a member of Local 28, O'Neill told him he wanted to "nip it in the bud ." In ad- dition , International Organizer Peters credibly testified that organizing activities have been conducted at Miller since December 1986. It is therefore unlikely that Re- spondent would not have known that the International and Local 28 were engaged in an attempt to wrest Mil- ler's shop from its representation. Zimmerman finds himself caught in the middle of this struggle. He is a member of both unions , and employed in a shop under contract with Respondent but sought by Local 28. Taking into consideration the background of this dispute, which involves the strenuous opposition by Respondent to any attempt by Local 28 to encroach upon it territory, I find that Zimmerman was fined by Respondent in order to discourage him and other em- ployees of Miller from supporting Local 28 in its organi- zational campaign . That campaign had, as its intended purpose, the filing of a representation petition in which Local 28 would seek to represent the employees of Miller . Such a petition was ultimately filed on June 7, 1988. The fines tended to restrain and coerce Zimmerman and other employees of Miller from participating in Local 28's organizing campaign. Respondent 's actions [in finding its member for signing authorization cards ] could well have pre- vented the obtaining of the required number of au- thorizations to support a timely petition for a certifi- cation election . [ Visinet, supra at 604.] Accordingly, I find and conclude that Respondent's fine of Zimmerman tended to restrain and coerce em- ployees in their right of free access to the Board and the invocation of the Board 's processes in their behalf by the filing of a petition by Local 28.6 IV. THE INTERNAL UNION CHARGES AND THE FINE Bernard Yamakaitis The complaint alleges that on July 25, 1988, Respond- ent instituted internal union charges against Yamakaitis, and on September 14 it imposed a court collectible fine against him because he expressed support for Local 28 and testified at a representation hearing , and notwith- standing that he tendered a valid resignation from Re- spondent on June 4, 1988.7 6 Respondent's argument that since it did not seek collection of the fine it has not violated the Act is without merit . In Machinists Lodge 405 (Boeing Co.), 185 NLRB 380, 381 (1970), the Board noted that "the impo- sition of a fine has immediate coercive consequences " r Yamakaitis' expulsion from Respondent has not been alleged as an unfair labor practice . If alleged , it is clear that Respondent 's expulsion of Yamakaitis for giving testimony at a Board hearing would violate the Continued 1156 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Respondent argues that Yamakaitis was properly fined because of his support for a rival labor organization, Local 28, specifically for the letter he sent to members of Respondent on June 6, 1988, stating why he was return- ing to the International , and urging others to do so. In a letter in response , Respondent 's president , O'Neill, states that Yamakaitis ' letter expressed the belief that "we should all join him." The internal union charges brought against Yamakaitis alleged that he violated Respondent 's constitution, in part, by "attempting , inaugurating or encouraging seces- sion from this Union or advocating or encouraging .. . any dual labor movement ." The June 6 letter was alleged as the sole reason the charges were brought. However, at the trial board hearing, one of the three exhibits introduced was described in the trial board min- utes as "a copy of Labor Board hearing testimony of Bernie Yamakaitis, pages 302 -392, where Mr. Yamakaitis voluntarily testified against Local #22." At the trial board hearing , Respondent's official thumbed through the transcript , showing its size and thereby referring to the great length of time that Yamakaitis testified. After the hearing, a $20,000 fine was recommended by the trial board, approved by the membership, and im- posed on Yamakaitis. It is clear, based on the cases discussed above, that the fine meted out to Yamakaitis violated Section 8(b)(1)(A) of the Act on either or both of the grounds discussed at the trial board hearing . Yamakaitis ' activities on behalf of rival Local 28 did not constitute grounds for fining him. Blackhawk Tanning, supra. It is also clear that the trial board based its decision to fine him , in part , upon his "voluntarily" given testimony "against Local #22." Thus, Yamakaitis testified at a rep- resentation hearing on a petition filed by Local 28, in which it sought to represent employees of his employer, Casale. His testimony, given on July 22 only 3 days before Respondent instituted these charges against him, was given in response to a subpoena served by Local 28's attorney. Casal was then under contract with Re- spondent. In addition , article VIII, section 1, of Respondent's constitution and bylaws provides that internal union charges must be filed not more than 30 days after the charging party becomes aware of the offense. If, as argued by Respondent, Yamakaitis was disciplined only for the writing of the June 6 letter, the charges should have been brought by July 6. However, no charges were instituted until July 25 , long past the required filing time. That the charges were imposed on July 25, only 3 days after Yamakaitis ' testimony in behalf of Local 28 at the representation hearing, is strong proof that the internal union charges were brought because of such testimony. The Board has long held that the imposition of fines for testifying in support of a rival union at a Board represen- tation hearing violates Section 8(b)(1)(A) of the Act. Communications Workers Local 6306 (Vactec Inc.), 212 NLRB 768, 772-773 (1974).8 V. THE EFFECT OF THE RESIGNATION FROM RESPONDENT The General Counsel alleges that Respondent further violated Section 8(b)(1)(A) of the Act by imposing inter- nal union charges and fining Yamakaitis after he resigned from it. Respondent argues that Yamakaitis never effectively resigned his membership in it, and it therefore was per- mitted to take the actions it took. Respondent 's constitution provides as follows: Any member in good standing may sever his con- nection with this Union by written resignation pro- vided he has paid all dues and financial obligations, he does not continue to work at any branch of the trade covered by this Union, and his resignation is accepted by this Union . No resignation shall be ac- cepted if offered in anticipation of charges being preferred , during the pendency of such charges. On June 4, 1988, Yamakaitis sent a letter to Respond- ent entitled "Declaration of Finanicial Core Status" in which he stated that "I do not want to be a member of Sheet Metal Workers Local Union 22. However, I am willing to pay the equivalent of initiation fees and union dues as a condition of my employment. . . ." The letter was received by Respondent on June 5 or 6. Respondent argues that the above letter does not constitute an effec- tive resignation from it, but merely expresses Yamakaitis' desire not to be a member . I do not agree. In order to effectively resign from membership, it is only necessary that the member "clearly indicate that he no longer wishes to be bound by the union ." Electrical Workers IBEW Local 340 (Hulse Electric), 273 NLRB 428, 432 (1984). "There is no requirement that an em- ployee use any magic words in order to resign member- ship from the union ." Shopmen's Local 539 (Zurn Indus- tries), 278 NLRB 149, 152 (1986). Where an employee states that I "wish to withdraw from the Union...." Zurn , supra, or changes a form to indicate that "I retire my membership in the union" instead of "I resign" etc. Hotel & Restaurant Employees Local 50 (Dick's Restau- rant), 287 NLRB 1180 (1988), the Board has found that the member has effectively resigned from the union. Respondent further argues that Yamakaitis ' testimony at the representation hearing, which occurred after he sent the letter and before any charges were imposed on him, establishes that he did not effectively resign from it. At the hearing, Yamakaitis was asked "and are you a member of Sheet Metal Independent Union Local 22?" He answered , "yes, I am," and stated that he has been a member for about 28 years. Respondent seizes on this Act In NLRB Y. Shipbuilders, 391 U.S 418, 424-425 ( 1968), the Supreme Court recognized that maintaining unimpeded access to the processes of the Board was kind of public interest that is "overriding " See Oil Work- ers Local 4-23 (Gulf Oil), 274 NLRB 475 (1985), where the Board held that a union violated Sec 8(b)(1)(A) of the Act by expelling a member for testifying at a contractual arbitration hearing 8 Although employee Yutz testified at the same hearing and he was not fined by Respondent, the cases of the two men are substantially different Yamakaitis, a longtime official and founding member of Respondent, was well known among the membership Yutz was simply a member of Re- spondent, and its official had said that his testimony did not hurt it SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) 1157 answer as proof that Yamakaitis considered himself to be a member of Respondent , and therefore did not resign through his letter of June 4. However, only seven ques- tions later he was asked "and are you a full fledged member currently of Local 22?" He replied: "No, pres- ently I'm a core member of Local 22" and have been such for about the previous 2 or 3 months. In Carpenters Local 470 (Tacoma Boatbuilding), 277 NLRB 513 (1985), the Board found an effective resigna- tion from full membership in the union through a letter sent by a member which stated , inter alia, that he was not resigning from the union , but only changing his membership status from that of a "full" member to that of a "financial core" member. The employee further stated that as a "financial core" member he would con- tinue to pay to the union all initiation fees and dues uni- formly required of all members for maintaining member- ship. The Board held that the letter "reasonably placed the respective unions on notice that the members were resigning from full union membership ." The Board held that by their receipt of the financial core letters, the unions were unable to discipline those persons for actions taken by them thereafter. See Carpenters Seattle Council (Gordon Construction), 277 NLRB 530 (1985). Here, Yamakaitis' financial core letter clearly ex- pressed his desire to cease being a full member of Re- spondent, and his intent to become a financial core member. The letter, combined with his testimony at the representation hearing at which Respondent was a party, further served to put Respondent on notice as to his in- tention to become a financial core member . Respondent's receipt of the letter on June 5 or 6 occurred before or on the same day that he sent a letter to the membership on June 6. In any event , Yamakaitis' letter to the member- ship was not received until June 7, after his financial core letter was received by Respondent. Thus, by impos- ing charges against him and fining him for actions taken after it received his financial core letter, Respondent vio- lated Section 8(b)(1)(A) of the Act. Respondent 's argument that its constitution does not recognize financial core status is unavailing . The Su- preme Court in NLRB v. General Motors Corp., 373 U.S. 734, 742 (1963), noted that: It is permissible to condition employment upon membership , but membership , insofar as it has sig- nificance to employment rights, may in turn be con- ditioned only upon payment of fees and dues. "Membership" as a condition of employment is whittled down to its financial core. Recently, in Pattern Makers League v. NLRB, 473 U.S. 95 fn. 16 (1985), the Court stated: Therefore , an employee required by a union -securi- ty agreement to assume financial "membership" is not subject to union discipline . Such an employee is a "member" of the union only in the most limited sense. Accordingly , I find and conclude that the imposition of union charges, and fines on Yamakaitis for conduct he engaged in after Respondent received his financial core letter violates the Act. Sheet Metal Workers Local 16 (Jacobs Heating), 286 NLRB 266 (1987). Respondent argues that its constitution requires that a resignation must be accepted by it before it is effective. However, the Board has held that "when a union seeks to delay or otherwise impede a member's resignation , it directly im- pairs the employee 's Section 7 right to resign or other- wise refrain from union or other concerted activities." Machinists Local 1414 (Neufeld Porsche-Audi), 270 NLRB 1330 (1984); Shopmen's Local 539 (Zurn Industries), supra. VI. THE REFUSAL TO REFER TO EMPLOYMENT The complaint alleges that from August 23 to Septem- ber 14 and from October 3-20, 1988, Respondent failed and refused to refer Yamakaitis to employment with members of the Association . The reason alleged for this conduct is that Yamakaitis expressed support for Local 28 and testified at a representation hearing. Respondent refers employees to work through an ex- clusive hiring hall . Its operation consists of a worker calling the hall when he is laid off, and requesting work or the placement of his name on the work list . Workers are referred to work in the order in which they call in- with the first person calling in being the first one re- ferred out. In cases where the worker has a specialty, is a foreman , or is requested by an employer, he would be referred before others on the list not having such at- tributes. As set forth above, Yamakaitis was laid off by Casale on August 22. By that time, Yamakaitis had (a) resigned from full membership in Respondent , (b) sent a letter to the membership of Respondent advising that he was re- turning to Local 28 and urged others to do so, (c) Re- spondent had sent a letter to its members criticizing Ya- makaitis' letter, (d) internal union charges were brought against Yamakaitis which alleged that he violated Re- spondent 's constitution by encouraging secession from it, encouraging dual labor movement and engaging in con- duct detrimental to it , and (e) been notified of a trial on the charges. On August 22, Yamakaitis called Respondent 's office and told O'Neill that he and Yutz had been laid off, and they wanted to be placed on the referral list. O'Neill asked him what happened to Local 28. Yamakaitis re- plied that he was still applying for work with Respond- ent. Thereafter, Yamakaitis called Respondent every week. On August 25, Yamakaitis' trial was held, he was found guilty of violating the constitution , and it was rec- ommended that he be fined $20 ,000 and expelled from the Union . On each of the two occasions thereafter when Yamakaitis called Respondent-August 29 and Septem- ber 12-Yamakaitis advised O'Neill that he was available for work, to which O'Neill asked what happened at Local 28, adding that he was still on the list. In addition, on September 12, O'Neill asked Yamakaitis if he remem- bered their conversation in June, in which Yamakaitis al- legedly told him that he had a deal " cut in stone" with Local 28. On September 13, Gallagher called Yamakaitis and referred him to a job which was to begin on Sep- tember 14. 1158 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Yamakaitis did not actually work on September 14 for the reasons set forth above, and was on vacation until he called Respondent on October 3. On that day he advised O'Neill that he wanted to work. O'Neill told him that he had been suspended , and asked why he was not applying for work at Local 28 . Yamakaitis replied that he was still seeking work from Respondent. On October 19, Yama- kaitis was asked by an employer if he wanted to work. He said he did. Gallagher then called him and referred him to work at that employer, where he began work on October 20. I believe that the evidence supports the General Coun- sel's theory of a violation in Respondent 's failure and re- fusal to refer Yamakaitis. The Board has held that in cases involving a failure to refer an individual because of intraunion considerations, the General Counsel is required to [E]stablish that a particular individual engaged in dissident activities , that these activities were known to the Respondent , and that the individual sought and was denied referral because of these activities. Laborers Local 158 (Contractors of Pennsylvania), 280 NLRB 1100, 1101 (1986). The evidence is clear that Yamakaitis' support for Local 28 was well known, and his letter to the member- ship and encouragement that they join that union were also common knowledge. In fact, these activities were al- leged in the internal union charges brought against him. It is undisputed that Yamakaitis sought referrals during the times alleged in the complaint and was not given any referral. The issue therefore is whether Yamakaitis was denied referral for his intraunion activities. The responses made to Yamakaitis when he advised Respondent that he was available for work and sought referral is instructive. On each such occasion he was asked what was happen- ing with Local 28, and on one occasion was asked di- rectly why he was not applying for work with that union. He was also reminded of a conversation in which he allegedly told Respondent that he had a deal cut in stone with Local 28. These responses all provide support for a finding that Yamakaitis was refused referral because of his support for Local 28, which includes his testimony on its behalf at the representation hearing. He was never told, when he requested referral, that no jobs were avail- able. The most that he was told was that he was still on the list. Accordingly, I find that Respondent's failure and re- fusal to refer Yamakaitis was due to his support for Local 28 and his testimony in its behalf. " It is well estab- lished that any attempt to derogate one's employment status because of dual unionism is violative of the Act." Denver Stereotypers (Denver Post), 231 NLRB 678, 686 (1977). In making this finding, I do not rely on the fact that Yutz had received a referral on August 30. He and Ya- makaitis were laid off on the same day and a referral could have been made to either of them. However, the facts concerning that referral are instructive. When Yutz first requested placement on the work list on August 23 he was asked by Gallagher why he wanted a job since he was going to Local 28. (One month earlier, Yutz was called to testify at a representation hearing by the attor- ney for Local 28 .) He then pronounced his continued loyalty to Respondent. Within 2 days, Yutz was told by Respondent 's recording secretary , Richard Rogge, that he heard that Yutz was having problems with Gallagher. Yutz again said that he did not want to go to Local 28 and would stay with Respondent . Rogge told Yutz that if Yutz wished to stay with Respondent Rogge would call Gallagher and try to resolve the matter . Shortly, thereafter Yutz was referred to E & R.9 In making this finding, I do not rely on the testimony of Sirak concerning the fact that millwrights were per- forming sheet metal work at E & R in August or early September . The General Counsel argues that this testi- mony shows that work was available for sheet metal workers, but that Yamakaitis was not referred to perform such work . Sirak 's testimony only established that mill- wrights were doing sheet metal work , and the sheet metal workers were doing millwrights work and the work of other trades on that job. There was no showing that the foreman sheet metal worker who told Sirak that no sheet metal worker was out of work was an agent of Respondent , and there was no evidence that Respondent was aware that millwrights were performing sheet metal work or that there was a need for sheet metal workers. In any event , the Board has consistently held that "where discrimination is directed against political oppo- nents the General Counsel does not have to show ever that jobs were available at the time of request for refer- ral." Laborers Local 158, supra at 19. The only require- ment is that the alleged discriminatee show that he re- quested referral during the relevant period. Carpenters District Council of Ohio Valley (Catalytic), 267 NLRB 1223, 1228-1229 (1983); Painters Local 277 v. NLRB, 717 F.2d 805, 813 (3d Cir. 1983). The reason for this is that the violation consists of the union's refusal to refer be- cause of the employee's union politics , and a prima facie case is established because he has been refused referral for that reason , regardless of whether any jobs were available at the time of his request for referral. I accordingly, find that the General Counsel has made a prima facie case of discrimination in Respondent 's fail- ure and refusal to refer Yamakaitis . The burden of negat- ing that case "falls on Respondent as the sole custodian of the hiring hall records . Its failure to do so creates an adverse inference that such evidence in its possession is not favorable to Respondent 's case." Ohio Valley, supra, fn. 13. CONCLUSIONS OF LAW 1. Respondent, Sheet Metal Workers' LocaL Union No. 22 of New Jersey, is a labor oganization within the meaning of Section 2(5) of the Act. 9 Respondent denies that Rogge is its agent As its recording secretary, Rogge keeps the minutes of meetings ; keeps records of the names of members and apprentices; has custody of the official seal and uses it on all official documents, signs orders directing the payment of bills, and in the absence of the president and vice president , calls meetings to order and directs Respondent to select a presiding officer pro tern Based on the above , I find that Rogge is Respondent 's agent SHEET METAL WORKERS LOCAL 22 (MILLER SHEET METAL) 1159 2. Paul Miller Sheet Metal , Inc. is an employer en- gaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 3. By imposing a court collectible fine on Richard Zimmerman because he maintained membership in Local 28, Respondent violated Section 8(b)(1)(A) of the Act. 4. By instituting internal union charges against Bernard Yamakaitis , and by imposing a court collectible fine on him because he expressed support for Sheet Metal Work- ers' International Association Local Union #28, AFL- CIO and because he testified at a representation hearing in Cases 22-RC-9967 and 22-RC-9970, Respondent vio- lated Section 8(b)(1)(A) of the Act. 5. By failing and refusing to refer Bernard Yamakaitis to employment with members of the Sheet Metal Con- tractors' Association of Union, Morris, Somerset and Sussex Counties, New Jersey, Respondent violated Sec- tion 8(b)(1)(A) and (2) of the Act. 6. By engaging in the conduct set forth above in para- graphs 4 and 5, notwithstanding that Bernard Yamakaitis had tendered a valid resignation from Respondent, Re- spondent violated Section 8(b)(1)(A) and (2) of the Act. 7. By refusing to give effect to the valid resignation of full membership by Bernard Yamakaitis , Respondent has violated Section 8(b)(1)(A) of the Act. 8. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the meaning of Sec- tion 2(6) and (7) of the Act. THE REMEDY Having found that Respondent has engaged in certain unfair labor practices , I shall recommend that it be or- dered to cease and desist therefrom and take certain af- firmative action designed to effectuate the purposes of the Act. I shall recommend that Respondent be ordered to re- scind the unlawfully imposed fines on Richard Zimmer- man and Bernard Yamakaitis , expunge any reference thereto from its files and records, and immediately notify the two employees of such action. Having found that Respondent unlawfully denied re- ferrals to Bernard Yamakaitis from August 23 to Septem- ber 14 and from October 3-20, 1988 , I shall recommend that Respondent be ordered to make him whole for any loss of earnings suffered as a result of the discrimination against him by the payment to Yamakaitis of a sum of money equal to that which he normally would have earned as wages during those periods set forth above. Backpay is to be computed in the manner set forth in F. W. Woolworth Co., 90 NLRB 289 (1950), and New Ho- rizons for the Retarded, 283 NLRB 1173 (1987).10 The Charging Party requests that I recommend that Respondent be ordered to mail a copy of the notice to all its members . It argues that such an extraordinary remedy is necessary because of (a) the excessive fine against Yamakaitis which was read to the members at a membership meeting, (b) the fact that Respondent's wit- ness admitted that one purpose of the fine was to send a 10 Under New Horizons, interest is computed at the "short -term Federal rate" for the underpayment of taxes as set out in the 1986 amendment to 26USC ยง 6621. signal to the membership , and (c) the nature of the viola- tions which go to basic Section 7 rights. Ordinarily, mailing of a notice is deemed to be unnec- essary in cases, such as this, where it can be posted in a union hall and where members attend meetings . Abiline Area Sheet Metal Contractors, 236 NLRB 1652, 1660 (1978); Newport News Shipbuilding, 236 NLRB 1499, 1509 (1978). In addition, although members of Respondent ap- parently make their requests for referral and receive their referrals by telephone, there are occasions when such members appear at the union hall . For example, Yutz went to the hall to request a referral and check on his status on the out of work list. Yamakaitis , during the period when he was requesting referrals went to the hall to have his unemployment book signed . Accordingly, it cannot be said that members of Respondent will not re- ceive notice of the violations by ordinary means. On these findings of fact and conclusions of law and on the entire record, I issue the following recommend- edit ORDER The Respondent, Sheet Metal Workers' Local Union No. 22 of New Jersey, Linden, New Jersey, its officers, ag''its, and representatives, shall 1. Cease and desist from (a) Imposing court collectible fines on Richard Zim- merman because he maintained membership in Sheet Metal Workers ' International Association Local Union #28, AFL-CIO. (b) Instituting internal union charges against and im- posing court collectible fines on Bernard Yamakaitis be- cause he expressed support for Local 28 and testified at a representation hearing in Cases 22-RC-9967 and 22-RC- 9970. (c) Failing and refusing to refer Bernard Yamakaitis to employment with members of Sheet Metal Contractors' Association of Union , Morris, Somerset , and Sussex Counties , New Jersey, because he expressed support for Local 28 and testified at a representation hearing, set forth above. (d) Engaging in the conduct set forth in subparagraphs (b) and (c) above inasmuch as Bernard Yamakaitis has tendered a valid resignation from Respondent. (e) In any like or related manner restraining or coerc- ing employees in the exercise of the rights guaranteed them by Section 7 of the Act. 2. Take the following affirmative action necessary to effectuate the policies of the Act. (a) Rescind the internal union charges brought against Bernard Yamakaitis and the fines imposed on Richard Zimmerman and Bernard Yamakaitis . Expunge and refer- ence thereto from its files and records and immediately notify these employees of such actions. 11 If no exceptions are filed as provided by Sec 102 46 of the Board's Rules and Regulations , the findings , conclusions, and recommended Order shall, as provided in Sec 102 48 of the Rules, be adopted by the Board and all objections to them shall be deemed waived for all pur- poses 1160 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD (b) Accept and give effect to the valid resignation from full membership of Bernard Yamakaitis , and recog- nize his financial core status. (c) Maintain and operate its exclusive hiring hall refer- ral system in a nondiscriminatory manner. (d) Make whole Bernard Yamakaitis for any loss of pay or other benefits suffered by reason of the discrimi- nation against him in the manner set forth in the remedy section of this decision. (e) Preserve and, on request , make available to the Board , or its agents for examination and copying, all records, reports , work lists, and all other documents nec- essary to analyze the amount of backpay due under the terms of this recommended Order. (f) Post at all places where notices to members or ap- plicants for referral are posted copies of the attached notice marked "Appendix." 1 2 Copies of the notice, on forms provided by the Regional Director for Region 22, after being signed by the Respondent 's authorized repre- sentative , shall be posted by the Respondent immediately upon receipt and maintained for 60 consecutive days in conspicuous places including all places where notices to members are customarily posted . Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered , defaced, or covered by any other materi- al. (g) Sign and return to the Regional Director sufficient copies of the notice for posting by all employers utilizing its hiring and referral hall, if willing , at all places where notices to employees are customarily posted. (h) Notify the Regional Director in writing within 20 days from the date of this Order what steps the Re- spondent has taken to comply. 12 If this Order is enforced by a judgment of a United States court of appeals , the words in the notice reading "Posted by Order of the Nation- the United States Court of Appeals Enforcing an Order of the National al Labor Relations Board" shall read "Posted Pursuant to a Judgment of Labor Relations Board." Copy with citationCopy as parenthetical citation