Sayers Printing Co.Download PDFNational Labor Relations Board - Board DecisionsOct 1, 1970185 N.L.R.B. 837 (N.L.R.B. 1970) Copy Citation SAYERS PRINTING COMPANY Sayers Printing Company and Local Union No. 252, Lithographers-Photoengravers International Union, AFL-CIO. Cases 14-CA-5107 and 14-RC-6194 October 1, 1970 DECISION AND ORDER BY MEMBERS FANNING, BROWN , AND JENKINS On May 13, 1970, Trial Examiner Max Rosenberg issued his Decision in the above-entitled proceeding, finding that the Respondent had engaged in and was engaging in certain unfair labor practices and recommending that it cease and desist therefrom and take certain affirmative action, as set forth in the attached Trial Examiner's Decision. He also found that the Respondent had not engaged in certain other unfair labor practices alleged in the complaint and recommended that such allegations be dismissed. Thereafter, the Respondent and the Charging Party filed exceptions to the Trial Examiner's Decision together with supporting briefs. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with this case to a three-member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are here- by affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and briefs, and the entire record in this case, and hereby adopts the findings,' conclusions,' and recommendations' of the Trial Examiner. The Trial Examiner's findings regarding the supervisory status of Maxwell and Hardy are well supported by the record as a whole In view of the exclusion of Maxwell and Hardy from the unit, we find it unnecessary to pass on the unit placement of employees Evans and Schutz We agree with the Trial Examiner that Respondent 's conduct, which included threats to the employees , interrogation , and discriminatory lay- offs, most of which occurred subsequent to the demand for recognition and the filing of the election petition , has undermined the Union 's majority status and impeded the election process Therefore a bargaining order is warranted to remedy the unlawful refusal to bargain Further, we find that the Respondent 's unlawful conduct was of such a pervasive character as to require a bargaining order even in the absence of an 8(a)(5) violation to remedy the other unfair labor practices in this case NLR B v. Gissel Packing Company, 395 U.S 575,615-616. The Charging Party, in its brief to the Board , requests ,the Board to require the Respondent to make whole the employees included in the bargaining unit for the collective benefits they have lost as a result of Respondent 's refusal to bargain This request is denied in view of the recent Decision in Ex-Cell-O Corp, 185 NLRB No 20 Member Brown would grant the requested remedy for the reasons stated in the dissenting opinion in that case. The Charging Party has also requested the Board to require the Respond- ent to make the Charging Party whole by paying it the membership ORDER 837 Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Rela- tions Board hereby adopts as its Order the Recom- mended Order of the Trial Examiner, and hereby orders that the Respondent, Sayers Printing Company, St. Louis, Missouri, its officers, agents, successors, and assigns, shall take the action set forth in the Trial Examiner's Recommended Order. dues it has lost and the expenses it has incurred as a result of Respondent's unlawful refusal to recognize and bargain with it We deem it inappropriate in this case to depart from our existing policy with respect to remedial orders in cases involving violations of Sec 8 (a)(5) and therefore deny the said request TRIAL EXAMINER'S DECISION MAx ROSENBERG, Trial Examiner: This consolidated proceeding was tried before me at St Louis, Missouri, between December 1 and 3, 1969, on an amended complaint filed by the General Counsel of the National Labor Relations Board and an amended answer thereto filed by Sayers Printing Company, herein called the Respondent.' Joined herewith are objections to an election conducted among an appropriate unit of Respondent's employees on June 13, 1969,2 which were filed by Local Union No. 252, Lithographers-Photoengravers International Union, AFL- CIO, herein called the Union, and challenges to the ballots of five individuals whose votes are determinative of the results of that election The issues raised are whether Respondent violated Section 8(a)(1), (3), and (5) of the Act by certain conduct to be detailed hereinafter; or whether, absent affirmative findings on the foregoing issues, Respond- ent's preelection activities, as alleged in the Union's objec- tions, so impinged upon the employees' freedom of choice as to warrant the scheduling of a second election All parties were afforded full opportunity to present evidence, to examine and cross -examine witnesses , to argue orally at the close of the hearing, and to file briefs. Oral argument was waived by all parties. Briefs have been received from the General Counsel, the Respondent, and the Union, which have been duly considered.' Upon consideration of the entire record, including the briefs filed with me, and upon my observation of the demeanor of each witness while testifying, I hereby make the following: FINDINGS OF FACT AND CONCLUSIONS 1. THE BUSINESS OF THE EMPLOYER Respondent, a Missouri corporation, maintains a printing plant in St. Louis, Missouri. During the annual period ' The second amended complaint,, which issued on November 12, 1969, is based upon charges and amended charges which were filed and served on May 16, June 9, July 8, .and August 11, 1969, respectively ' Unless otherwise indicated , all dates fall in 1969 The General Counsel's unopposed motion to correct the record in certain respects is hereby granted 185 NLRB No. 120 838 DECISIONS OF NATIONAL LABOR RELATIONS BOARD material to this proceeding, Respondent purchased paper, ink, and other materials valued in excess of $50,000 from points located directly outside the State of Missouri which were delivered to said plant The complaint alleges, the answer admits, and I find that Respondent is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II. THE LABOR ORGANIZATION INVOLVED The Union is a labor organization as defined in Section 2(5) of the Act. III. THE ALLEGED UNFAIR LABOR PRACTICES, THE CHALLENGES , AND THE OBJECTIONS A. The Contentions The complaint alleges that Respondent, through its super- visors and agents, on various dates between May 1 and July 11, interfered with, restrained, and coerced its employ- ees in the exercise of rights guaranteed in Section 7 of the Act and thereby violated Section 8(a)(1). It further alleges that Respondent discharged Al Polster on June 9, and Carlos Busackino and Thomas Carney on August 11, because they joined and assisted the Union or because they otherwise engaged in concerted, protected activities and that, by this conduct, Respondent violated Section 8(a)(3) Finally, the complaint charges that, at all times since May 2, and continuing to date, Respondent has refused to bargain collectively with the Union as the duly designated majority representative of an appropriate unit of Respond- ent's employees in violation of Section 8(a)(5) of the Act.' For its part, Respondent denies the commission of any labor acts proscribed by the Statute. B. Procedural Background Following an organizational campaign which the Union launched among Respondent's offset and letterpress employ- ees around Christmas 1968, the Union obtained 10 signed authorization cards by April 9. Believing that this figure represented a majority showing, Union Vice President Mar- vin Mantei drafted a letter on May 2 addressed to Respond- ent President Herbert M Sayers, Jr., demanding recognition as the collective agent for those employees. Armed with this letter and a short typewritten recognition agreement, Mantei and Union President Walter Creole visited Respond- ent's plant on the latter date and called upon the receptionist where they introduced themselves and requested an audience with Sayers, Jr. The receptionist contacted her superior and then notified the union officials that Sayers, Jr., was too busy to entertain them and that they should make ' It was stipulated and I find that the following unit is appropriate for the purposes of collective bargaining within the meaning of Sec 9(b) of the Act- All offset and letterpress department employees employed at Respond- ent's St. Louis, Missouri, plant, excluding all bindery department and warehouse (including shipping , receiving and truckdrivers) employees , office clerical and professional employees, guards, and all supervisors as defined in the Act. an appointment to see him Mantel thereupon presented the letter and agreement to the girl and asked her to deliver the documents to Sayers, Jr. She did so and, shortly thereafter, returned with the documents and handed them back to Mantei with the comment "Please take them back." Mantei and Creole immediately proceeded to the Board's Regional Office where they displayed the authorization cards to a Board agent and filed a petition for a representa- tion election in Case 14-RC-6194 on May 2. Pursuant to a Stipulation for Certification Upon Consent Election which the parties executed and which the Regional Director for Region 14 approved on May 22, an election was conduct- ed on June 13 among the unit employees. The resultant tally of ballots showed that, of approximately 21 eligible voters, 8 cast their ballots in favor of the Union, 3 were against that labor organization, and 10 ballots were chal- lenged, a number sufficient to affect the outcome of the election ' On June 19, the Union filed objections to conduct affecting the election results. Thereafter, the Regional Director caused an investigation to be made of the challenges and the objections In a report which he issued on July 29, the Regional Director recommended that certain challenges raised substantial and material issues which could best be resolved by a hearing thereon, that other challenges be overruled and the ballots opened and counted, and that another challenge be sus- tained. With respect to the Union's objections, he recom- mended that some of the objections be overruled and others be referred for hearing. Both parties appealed the Regional Director's recommen- dations to the Board in Washington, D.C In its Decision dated November 3, that tribunal sustained the challenge to the ballot of Mylus T. Powell, thus reducing the number of the eligible unit voters to 20. The Board also remanded the proceeding to the Regional Director with instructions to open and count the ballots of Dale J. Hardy, Milton G. Schmidt, Calvin Isringhaus, and Tom Knudson, and to prepare a revised tally of ballots. If the tally as revised failed to disclose that the Union had achieved a majority of the votes, the Regional Director was advised to conduct a hearing to resolve the issues raised by the challenges to the ballots of Robert E. Evans, David E. Schutz, John A. Maxwell, and Earl W. Hardy, as well as to resolve the viable issues contained in the Union's objections. The Board further directed that the challenge to the ballot of Al Polster, if ultimately determinative of the election, be held in abeyance until such time as the charges filed in Case 14-CA-5107 on his behalf were adjudicated.' Pursuant to the Board's mandate, the Regional Director opened and counted the pertinent ballots. His order dated November 12 contained a revised tally which revealed that the Union had garnered eight votes and had lost seven. Inasmuch as the remaining five challenged ballots continued to shape the outcome of the election, that order ' Nine of the ballots were challenged by the Union and one, that of Al Polster, by Respondent. ' As indicated elsewhere , the General Counsel alleges that Polster was discharged on June 9 for reasons proscribed by the Act Respondent contends that he was stricken from its payroll on lawful grounds and therefore he was not an eligible unit employee on the election date of June 13 SAYERS PRINTING COMPANY 839 consolidated the hearing on these five votes, as well as the outstanding objections, with the hearing on the alleged unfair labor practices launched against Respondent by the Union. C. The Union's Majority Status on May 2-The Challenges As heretofore chronicled, the complaint avers that the Union represented a majority of the employees in the offset and letterpress departments on May 2 and that the Respond- ent's refusal to accord it exclusive recognition and to bargain with it on that date offended Section 8(a)(5) of the Act The General Counsel introduced into evidence 10 authoriza- tion cards signed by employees whose inclusion in the unit on May 2 is not in dispute. Moreover, the authenticity of these designations has not been attacked by Respondent and I therefore find that they constitute valid authorizations in favor of the Union. The names of the signers, together with the dates of execution, are as follows: Al Poster, Jr. - January 17 Richard G. Brown - March 23 David J. Poole - March 12 James J. Krupp - March 26 Charles M. Brown - April 9 Carlos Busackino - March 23 Melvin A. Lahmann- March 23 Wesley H. Daggett - March 12 Thomas Carney - March 29 Jerry J. Offerman - March 28 As the Board in its decision of November 3 sustained the challenge to Mylus Powell's ballot and thus reduced the number of unit employees to 20, the propriety of Respondent's admitted rejection of the Union's recognitory demand on May 2 therefore rests upon a determination as to whether Robert E. Evans, David E. Schutz, John A. Maxwell, and Earl W. Hardy appropriately belong in the unit, and, consequently, whether their ballots should be opened and counted. I turn to a consideration of the voting status of these individuals. 1. Robert E Evans The Union urges that the challenge to Evan's ballot be sustained on the ground that he was essentially a bindery worker and therefore should be excluded from the unit for which the Union petitioned' It is uncontroverted and I find that Evans was first employed by Respondent on January 15 as a "pressman" for the offset and letterpress departments, having applied for the position of "offset pressman feeder " Respondent President Herbert M Sayers, Jr., testified without contradiction and I find that, during Evans' entrance interview, the former told Evans that, due to his inexperience, Evans "was going to have to learn first of all, all the mistakes on the press in the bindery and from that point the first chance we have an opening and when we have a little bit of time when we're not quite as busy as we are now, this was in January, you will get all the instructions that you will be able ' The General Counsel takes no position as to the unit placement of Evans to receive." Evans was thereupon dispatched to the bindery room where his apprenticeship began.' For the last half of January, he worked in the pressroom on 2 days for a total 2.5 hours In February, Evans toiled for 4 days in that department, logging a total of 11.2 hours. The record further establishes that in March and April, Evans labored in the pressroom approximately 33 and 24 hours, respectively In May, Evans worked there only 1.5 hours. However, it is uncontroverted that work became unusually slack during that month and he spent the vast bulk of his time working in the bindery This was not an uncommon or isolated happenstance, for the record shows that experienced pressmen such as Busakino, Isringhaus, and Offerman spent between 25 and 38 hours in the bindery during May. The record also shows that, as business increased in the ensuing months, Evans returned to the pressroom to continue his apprenticeship on an enlarged basis Thus, in June, Evans spent almost 48 hours in the offset and letterpress departments and was working as a full- time feeder on a two-color press a few months later Accordingly, I find that Evans was hired by Respondent on January 15 with the assurance and expectation that he would be employed in the pressroom on a regular basis after undergoing an apprenticeship program. I also find that Evans was initially assigned to the bindery depart- ment, in conformity with Respondent's normal policy of schooling new employees from the bindery end of its opera- tions, and that his educational progress was programmed on the basis of business exigencies and the availability of work I further find that Evans commenced to perform the duties of a pressroom feeder some 9 to 10 months after his hire, and returned to work during this period in the bindery, along with other experienced pressroom personnel, only during slack printing business conditions In Berea Publishing Company,' the Board announced that "a dual-function employee devoting less than 51 percent of this time to unit work may have sufficient interest in the unit's conditions of employment to be included in the unit " Prior to the date of the election, Evans, while spending a majority of his time working in the bindery, nevertheless performed duties with increasing lon- gevity in the pressroom in anticipation of achieving full- time employment in that area as Sayers, Jr., had promised when Evans was hired. Based on the foregoing factual considerations, I find that, during the critical period between May 9 and June 13,'° Evans possessed a sufficient interest in the terms and conditions of employment of the men in the unit to warrant his inclusion therein. I shall therefore overrule the Union's challenge to his ballot. ' The testimony of Sayers , Jr , regarding Respondent 's recruitment and training of employees for the pressroom was corroborated by the General Counsel 's witnesses Thus, Jerry Offerman testified that "I was told [when hired by Respondent] that they didn 't have a position right away in the offset department so I had to start in the bindery " Approxi- mately 6 weeks later , he was transferred to work as a feeder on a two-color press " 140 NLRB 516,519 ° To be eligible to vote, an employee must occupy a unit position between the payroll eligibility date (which was May 9 in this proceeding) and the date of the election See Williams and Marcus Co., 120 NLRB 211 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 2. David E. Schutz The Union contends that Schutz should be excluded from the unit, and that its challenge to his ballot should be sustained, because he lacked a sufficient community of interest with the other offset and letterpress employees to warrant his inclusion." Schutz was first employed by Respondent in 1965 as a shipping clerk, the only employee who occupied that job classification. Schutz' testimony is undenied and I find that, on an occasion prior to February, he conversed with Sayers, Jr., regarding the possibility of a transfer to a job in the pressroom In February, Schutz once again pressed his request for the transfer, pointing out that a vacancy existed in that department. Sayers, Jr , consented to the transfer and Schutz initially received training on a stamping machine in the pressroom when his shipping duties permitted." On April 14, Schutz formally began his stamping duties and worked at that job for 15 6 hours during the month. During May and June, Schutz' working time in the pressroom escalated to 67.7 and 49 3 hours, respectively, despite the fact that he frequently returned to the shipping department during this period due to Respondent's inability to obtain or retain a replacement as a shipping clerk. Although Schutz expressed his displeasure over the circumstance that his training as a stamper was interrupted by the circumstance, he continued to fulfill his apprenticeship to become a qualified stamping machine operator. As in the case of Robert Evans, I find that Schutz was at the very least, a "dual-function" employee during the eligibility period who had previously embarked upon a program of training in the pressroom with a view toward becoming an accomplished stamper, a classification conced- edly in the unit Working in such a capacity, and with this objective in view, I conclude that Schutz had a sufficient interest in common with the other employees in the unit to justify his inclusion therein. I shall therefore overrule the Union's challenge to this ballot." 3. John A. Maxwell The General Counsel and the Union maintain that Max- well should be excluded from the unit on the ground that he is a supervisor within the purview of Section 2(11) of the Act. The Respondent argues that Maxwell is simply a "senior pressman" or "leadman" who possesses none of the statutory indicia of supervisory authority. Maxwell has been employed by Respondent for 33 years. Until the middle of 1968, Maxwell worked as a pressman. Thereafter, he was taken off press work and assigned duties which included overseeing the general quality of the work, making layouts for printing, supervising register, approving the position of materials, checking for mashes which mar the printing, and purchasing items for the printing process. Henry Schmidt, who has the title of plant superintendent " The General Counsel is silent as to the unit placement of Schutz The record establishes that Schutz had worked in the pressroom for a few days in 1968 " See in 9, supra. and who concededly is a supervisor under the Act, also monitors work quality, performs layouts, and inspects impo- sition. Vice President Evans denied on the stand that Max- well possessed or exercised any authority to assign jobs to the men or responsibly direct their work, claiming that this was solely his responsibility. However, Evans admitted that Maxwell, as well as Schmidt and Hardy, "tends the store" when Evans is absent from the production floor for extended periods Indeed, Evans characterized Maxwell as a man who "is moved about where we need help and supervision to maintain quality, production standards. I quite often take up with him the order in which we want jobs moved out of the shop," adding that "I couldn't possibly be at all these places every particular moment when somebody is needed there to do the thing and it is necessary for somebody to circulate all the time " Jerry Offerman, who was hired in June 1968, testified that he was informed by Sayers, Jr., during his entrance interview that "my immediate supervisor would be John Maxwell," and that he was also informed by management that Maxwell was the "assistant superintendent" at the plant. James Krupp testified that, at the time Maxwell was relieved of his full-time pressman's duties, Krupp was told by Sayers, Jr., that Maxwell "was the boss of the whole shop." Wesley Daggett averred that he understood that Maxwell was the "assistant superintendent" in the plant Melvin Lahmann similarly characterized Maxwell as the "assistant superintendent," predicating this characteri- zation on the fact that, sometime in 1968, he observed a card lying in a desk which bore the name of Maxwell and the title of "assistant superintendent," and the fact that Maxwell received mail at the plant addressed to him in that capacity Offerman further testified that, in September, he was absent from work due to illness and he telephoned the plant to report this circumstance. Earl Hardy answered the call and Offerman asked to speak to Maxwell. When Maxwell was summoned, Offerman explained that he was indisposed and would not be able to come to work, to which the former replied that "that was O.K." In his testimony, Maxwell remembered the telephone conversation with Offerman in which the latter "said he was sick, that he wouldn't be able to make it in, and my reply was that I hoped it was not serious " According to Maxwell, "That was the full reply that I made." While Maxwell later claimed in his testimony that notifications of this nature were normally transmitted to Vice President Evans or Plant Superintendent Schmidt, his testimonial utterances fail to disclose that he followed this course with respect to Offerman and Evans had no recollection of having received this intelligence regarding the employee's absence. Offerman also credibly testified that, when he ran out of work, he always asked Maxwell "if they had something for me to do" and Maxwell "would put me on a job," normally without consulting with any other member of management. Busackino credibly testified that Maxwell assigned him to paint the roof, and Polster recounted that he had been transferred to different presses by Maxwell on numerous occasions In addition to performing the same duties as Plant Super- intendent Schmidt, Maxwell shares an office with Schmidt. SAYERS PRINTING COMPANY When Schmidt takes his month's vacation each year, Max- well assumes all of Schmidt's duties and responsibilities. Moreover, Maxwell attends daily supervisory meetings at which scheduling is accomplished, and his judgment on scheduling matters is accorded respect. While the highest paid unit pressman receives $4.72 per hour," Maxwell receives an hourly rate of $5.65. On the basis of the foregoing, I am persuaded and find that Maxwell is a supervisor within the meaning of Section 2(11) of the Act, and I shall consequently sustain the challenge to his ballot and exclude him from the unit 15 4 Earl Hardy It is the contention of the General Counsel and the Union that Hardy should be excluded from the unit on supervisory grounds. The Respondent urges Hardy's inclu- sion because he is a "senior pressman" without supervisory authority. Hardy has been employed by Respondent for 33 years. His forte is offset press work. Hardy, who only operates an offset press during emergencies, described his duties as inspecting sheets for proper color, register, and spots, and, as the occasion arose, he would obtain the necessary inks and stock, check quality control on the offset presses, and perform maintenance work Like Maxwell, Hardy attends the daily supervisory scheduling meetings from which rank-and-file employees are excluded where his judg- ment has been accepted and followed. Although Vice Presi- dent Evans maintained that Hardy had no voice in assigning or directing men in their work, Hardy testified that he ordered pressmen to clean their machines when they had no printing work to perform, and he designated individuals to mow the lawn or paint the exterior of the plant and monitored their performance Wesley Daggett testified that Hardy acted as his foreman. According to Daggett, Hardy informed Daggett on numer- ous occasions of this supervisory status. Whenever Daggett experienced any production difficulties, he would report them to Hardy who would assist in solving them. James Krupp also testified that, upon his hire, he was told by Hardy that the latter was a foreman and Hardy thereafter repeated that he occupied this classification on many occa- sions Melvin Lahmann testimonially related that on occa- sions Hardy would independently assign overtime work to these employees, and that Vice President Evans described Hardy as the offset foreman. Lahmann described the circum- stances which led to this identification. Sometime in 1968, a job had been completed which Hardy believed should be covered with plastic and he ordered Lahmann to perform the chore. Lahmann challenged Hardy's right to issue the order, as a result of which Hardy escorted Lahmann to Schmidt's and Maxwell's office. Present also was Vice Presi- dent Evans Lahmann asked Evans "if Mr. Hardy was the foreman, and he said that he was and I said 0 K. if he is I will treat him like one." During his examination, " Milton Schmidt was paid an hourly wage of $5 20 However, I would note that he is the son of Plant Superintendent Henry Schmidt " See Stratford Lithographers, Inc., 168 NLRB No 8 841 Hardy did not deny that he apprised his men that he was their foreman and, in fact, corroborated Lahmann's recital of the incident in 1968. In Hardy's words, "He [Lahmann] didn't cover the job with plastics and I merely asked him to cover the job with plastic and he said, 'I will absolutely not do it,' and I then said, `Let's go and speak to Mr. Evans.' We went in and spoke to Mr. Evans and Mr. Evans said, 'You will follow orders, Mr. Hardy. " Finally, Hardy described his status as the same as Maxwell's. Viewing the record as a whole, I am convinced and find that Hardy occupied the status of a statutory supervisor during the times material herein.16 I shall therefore sustain the challenge to his ballot and exclude him from the voting unit. As previously found, there were 20 members in the appropriate unit on May 2 when the Union pressed its demand for recognition and Respondent concededly rejected it. On that date, the Union possessed 10 validly executed representational designations . I have heretofore sustained the challenges to the ballots of John A. Maxwell and Earl W Hardy based on my findings that they were supervi- sors of Respondent within the meaning of Section 2(11) of the Act, and I have excluded them from the unit. I have also overruled the challenges to the votes of Robert E. Evans and David E. Schutz and have found that they belong in the unit . And, as chronicled below, I have found that Respondent discharged Al Polster on June 9 because of his activities on behalf of the Union, in violation of Section 8(a)(3), and that he therefore maintained his status as an employee during all salient periods affecting this litigation and appropriately was part of the voting unit. Accordingly, I find that, on May 2, the Union represented 10 of the 18 employees in the appropriate unit. I therefore conclude that the Union was the majority designee of the unit employees on that date. With respect to the election results, the Regional Director in his order of November 12 determined that the Union had obtained eight votes and had lost seven, without considering the challenged ballots of Polster, Robert Evans, and Schutz. Having found that Polster, Evans, and Schutz were eligible voters whose votes should have been counted, I would, under normal circumstances, recommend that their ballots be opened and tallied. However, I have hereinafter found that Respond- ent indulged in a series of acts of interference, restraint, and coercion between May 2 when the Union represented a majority of the unit employees, and June 13 when the election was conducted, which, in my opinion, were suffi- ciently serious and extensive to make it presumptively likely that, even if they had voted against the Union, their negative and determinative votes were molded by Respondent's unlawful conduct. Consequently, I deem it unnecessary to recommend the counting of their ballots. Rather, as indicated below, I shall recommend the imposition of a bargaining order to remedy the effects of Respondent's misconduct." 4 Ibid " In view of this recommendation, I find no need to consider whether the few objections to election filed by the Union, which do not find their parallel in the allegations of the complaint , warrant setting aside the election and conducting another 842 DECISIONS OF NATIONAL LABOR RELATIONS BOARD D. The Alleged Unfair Labor Practices It is undisputed and I find that, in December 1968, some of Respondent's employees, including Al Polster and James Krupp, became concerned with the large volume of overtime work imposed upon them as well as the assign- ment of inexperienced employees to work with them on potentially dangerous presses, and their thoughts turned to the possibility of unionizing the shop Before undertaking any steps in this direction, Polster and Krupp approached Herbert W. Sayers, herein called Sayers, Sr , who is the chairman of the board of Respondent, and laid their com- plaints before him. Sayers, Sr., agreed that the employees had a valid grievance and promised to look into the matter About a week later, the issue again arose. However, on this occasion, Sayers, Sr , informed the men that they could "either take it or leave it" and added that "If you don't like it, you are not shackled here " The abruptness of Sayers, Sr.'s response prompted the concerned employees to dispatch one of their body to the Union's offices in early January to inquire into the possibility of enlisting the Union's assistance . On the evening of January 17, employee Al Polster met with Union Presi- dent Walter Creole and Vice President Marvin Mantei at a local restaurant where they discussed the subject of organizing the employees in the offset and letterpress departments. Mantei explained to Polster that it was neces- sary for the Union to obtain signed authorization cards from a majority of employees in these departments in order to qualify for exclusive recognition. In consequence of this meeting, Polster executed a designation on that date. Between January 17 and April 9 Mantei conducted private meetings with other employees and, by the latter date, was in possession of 10 signed cards. On May 1, Respondent's employees held a picnic after work in the parking lot which was also attended by Respond- ent's officials. James Krupp testified that, after he and Respondents President Sayers, Jr., had eaten, Sayers, Jr., complimented Krupp for the "good show" he and Polster had "put on," an apparent reference to the fact that these two employees had staged the affair. At this juncture, Sayers, Jr , remarked that "All I have been hearing all night is union talk . . . If this place turns union I'll close this building down and take a few of my loyal employees and move to the country." Shortly thereafter, Sayers, Jr., again approached Krupp and inquired as to why the employees "would want a union to represent them." When Krupp replied that "Maybe they need more money," the conversation terminated. Sayers, Jr, testimonially asserted that, on the day of the picnic, he had no specific knowledge of the union's activities among his employees However, he admitted that he was aware that the Union had been in negotiations for several months with his friends in the trade Initially, Sayers, Jr., professed that he did not inform Krupp that the plant would be closed in the event of its unionization. He then brought himself to acknowledge that he told Krupp that "I would find it much easier to move the plant" if the Union were successful In his description of the discussion with Krupp, Sayers, Jr., related that "Mr. Krupp I made the comment that I had heard from other of my friends in the graphic arts business who had union plants that the amount of things that they put up with in the time it took them was rough on them, and then if I personally . . . had to go through the various things that these of my other friends were going through, I would find it a heck of a lot easier to forget this Manchester Road location [where the plant was situated] and move this plant down into the Ozarks and take anybody that wanted to go with me down there and run a print plant." Finally, Sayers, Jr., did not deny that he questioned Krupp regarding the reasons for the employees' adherence to the Union. Accordingly, I credit the testimony of Krupp, which is not essentially disputed, and find that on May 1, after Sayers, Jr , overheard his employees discussing the advent of the Union at the plant, Sayers, Jr., stated to Krupp that Respondent would terminate operations in St Louis and remove the plant to another area if the employees selected the Union as their bargaining agent I also find that Sayers, Jr., questioned Krupp as to why the employees believed they needed the assistance of the Union. By this conduct, I am persuaded and conclude that Respondent violated Section 8(a)(1) of the Act.1e Employee Richard Brown testified that he, too, had attended the picnic on May 1 He recounted that the subject of the union's campaign was bandied about at the barbecue. As he entered his automobile to leave the parking lot, Supervisor John Maxwell approached and opened a discussion about the Union. In the course of the conversation, Maxwell remarked that "there probably would be no more bonus if the Union came in " As heretofore chronicled, the Union made its demand for recognition upon Respondent on May 2 Maxwell con- cededly became aware of the Union's recognitory claim on that date because, in his words, it was "common knowl- edge in the shop." Brown further testified that, on May 3, and for the first time in more than 20 years of employment with Respondent, he received a telephone call at his home from Maxwell. During the ensuing colloquy, Maxwell reported that Respondent had compiled a list of those employees who leaned toward or away from the Union and that Brown and his brother Charles were on that roster. Maxwell repeated the observations which he made to Brown on May 1 to the effect that a union victory at the polls would result in the loss of existing production bonuses, a reduction in the workweek to 35 hours, the institution of an undesirable two-shift system, and layoffs during slack periods rather than assignments to odd jobs as had been the past custom and practice. Brown was firm in his denials that Maxwell told the former that the foregoing changes would come about only as a consequence of the terms of a union contract which Respondent might execute. In his testimony, Maxwell admitted having a conversation with Brown at the picnic on May 1 concerning the Union. According to Maxwell, he and Brown were good friends and, on this occasion, Maxwell "stopped [Brown] and I and I were on the parking lot during the picnic and " See Fontana Bros., 169 NLRB No 56. SAYERS PRINTING COMPANY asked him if he heard anything about union activity. He showed surprise and I told him that I heard some of the boys were in favor of the union representation. He told me at the time that he didn't hear anything about it . I had no way of knowing then that he knew more about it than I did, so that was the end of that." Maxwell also confessed that he telephoned Brown on the evening of May 3 "after I found out that all this union activity was true and that some of the boys were interested in organizing. I called him to see how he felt about it." Maxwell explained that he posed this inquiry to Brown and other employees because, being opposed to the unioniza- tion of the plant, and believing that he was a member of the voting unit, he was "interested in finding out who was for or against [the Union] . . I like to know how things were going." Maxwell conceded that he mentioned in his telephonic communications that Respondent would cut back the workweek if the Union was successful, that a two-shift operation would be mandatory, and that Brown and other employees could not be kept on during slack periods "if they could not perform other jobs" which they normally performed in such periods, such as painting and mowing the lawns. Maxwell also allowed as how he told the men that Respondent would eliminate production bonus- es because "I have heard that the Union doesn't allow production bonuses." At one point in his testimony, Maxwell flatly denied that he ever told Brown that the Respondent had a list of employees who were for or against the Union. When questioned further on the matter, he responded, "Not a list, per se, but we were talking back and forth. Actually, as I recall it now, I was doing most of the talking. He [Brown] was listening and leading from that, but I mentioned a few of the fellows who I thought would be interested in the Union, having the union organization." I credit the testimony of Brown, not only because he impressed me as a sincere and forthright witness, but also because his averments on the stand were not at substantial variance with those of Maxwell. I find that, on May 1, Maxwell questioned Brown concerning the latter's knowl- edge of union activities and threatened that production bonuses would no longer be awarded if the Union achieved representational status at the plant." I further find that, on May 3, Maxwell informed Brown that the Respondent maintained a list of employees who favored the Union or the Respondent, told Brown that he and his brother would be laid oft rather than be given other work during slack period at the plant if the employees selected the Union as their bargaining agent, cautioned Brown that the employees might not receive the customary production bonuses which Respondent afforded them if the Union prevailed in its organizational drive, and warned that the advent of the Union as the bargaining representative of the employees would prompt Respondent to cut back the workweek to 35 hours and to institute an undesirable two-shift operation, and that the men would be laid off 19 While the misconduct ascribed to Maxwell on May I is not expressly alleged in the complaint , it was fully litigated and offered no element of surprise to Respondent I therefore find that Maxwell's activities in this regard form a proper basis for an unfair labor practice finding See Stokely-Bredo Co, 130 NLRB 869, 872-873. 843 during slack periods rather than be assigned to odd jobs, as had been Respondent's wont, in the event of unionization By these activities, I conclude that Respondent thereby intruded upon rights of its employees guaranteed in Section 7 of the Statute and thereby violated Section 8(a)(1).20 Wesley Daggett had been employed for 8 years by Respondent and performed the duties of an offset pressman. He testified that, on May 9, Supervisor Earl Hardy approached his press and a conversation regarding the Union commenced. Hardy inquired "why I [Daggett] thought I would like to have the Union represent us." Daggett unfolded his reasons which favored unionization and Hardy advanced his bases of opposition to collective representation Following this exchange, Daggett expressed the belief that any further discussion of the matter was useless because he "felt that the Union either got in or I would be out." Hardy rejoined, "If the Union doesn't get in there may be some people go, but they should have been gone a long time ago " Hardy testimonially related that he had engaged in a conversation with Daggett on May 9 during which Hardy "asked him why he wanted a union" and Daggett replied that he desired an equivalency of pay rates for the offset pressmen, whereupon Hardy exclaimed "I do know if a union gets in here some of the guys are going to leave " Having uttered this remarkable, corroborative statement, Hardy then essayed to explain away its meaning . According to Hardy, it was his view that the men who voted for the Union did so out of spite and, because of this, they would voluntarily quit their employment in shame over this dastardly act after the successful organization of the plant. I deem it incredible that Hardy could have genuinely harbored the belief that men such as Daggett, with extensive tenure in the plant, would have relinquished their employ- ment at the very time they had achieved their representation- al goal, or that Hardy's comment to Daggett was premised upon such a belief. Accordingly, I find that, on May 9, Hardy interrogated Daggett as to why the latter desired union representation, and warned this employee that there would be'a dimunition of the work force if the unit comple- ment selected the Union. By this conduct, I find and conclude that Respondent offended the provisions of Section 8(a)(1). James Krupp testified that, on or about May 9, Sayers, Jr., approached the former's machine while he was working on a printing job and remarked that "If the Union goes through you wouldn't get a job like this, because the only people that do it are [Respondent] and Donnelly Printing." A few hours later, Sayers, Jr., returned to the machine and again stated that "if you go through with your plan you won't get work like this," meaning that the customers would not have their jobs performed in a unionized shop. Sayers, Jr., did not deny Krupp's testimo- ny on this issue and I find the facts to be as Krupp reported them I conclude that the utterances of Sayers, Jr. in this regard were violative of Section 8(a)( 1).21 20 The Technical Maintenance, Inc, 172 NLRB No 60; Brennan's, Inc., 147 NLRB 1545 " Ibid. 844 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Continuing the narrative, the Union conducted a meeting of employees on May 15 at the Chatterbox cafe in St Louis. It is undisputed and I find that, when Polster arrived for work on the following morning, Plant Superintendent Henry Schmidt came over to Polster and inquired, "How did the union meeting go last night?" It is also uncontrovert- ed and I find that, on the same morning, Schmidt sought out employee Charles Brown, who had absented himself from the Union gathering on the previous evening, and stated, "I understand you missed the meeting last night." It is further undemed and I find that, around this time, Schmidt informed employee Carney, "You know you guys, if this goes through and these guys keep persisting on having the Union, this letterpress department will probably be done away." On the basis of the foregoing undisputed facts, I find that Respondent thereby created the impression of surveillance of its employees' legitimate union activities and unlawfully threatened that its letterpress operations would be terminated if the men exercised their statutory rights. I conclude that this conduct fell within the proscrip- tive ambit of Section 8(a)(1). Between May 16 and 29, Respondent's employees in the offset and letterpress departments conducted an infor- mal poll to elect a shop steward and other committeemen. This election was openly held in the plant during working hours through the use of slips of paper on which the employees registered their choices. Following the conclusion of the balloting, Al Polster was chosen as the steward The parties stipulated and I find that, after the election, Alex Evans, Respondent's vice president, learned or was advised by an employee that Polster had achieved the office and that, upon acquiring this intelligence, Evans approached Polster and commented, "Congratulations, Al, I hear you have been elected queen of the May " It is undisputed and I find that, on the same day, Sayers, Jr , visited employee Daggett at his press and stated "I hear you have elected Al Polster your leader," to which Daggett gave an affirmative response. The General Counsel takes the position that the comments of Evans and Sayers, Jr., to Polster regarding his election to the office of shop steward created the impression of Respondent's surveillance of its employees' engagement in union activities in violation of Section 8(a)(1). I am unable to agree. Neither Polster nor the other employees who assisted him in obtaining or tallying the votes made any secret of their efforts to select a shop steward or to fill other intraunion posts during working time. While Polster did not make any general announcement concerning his elevation to this post, it is clear on the record that all of the employees were informed of the results of the balloting and that Respondent had received word of what was com- mon knowledge in the offset and letterpress departments. Accordingly, I am not convinced that the utterances of Evans and Sayers, Jr., under the circumstances presented herein, ran afoul of Section 8(a)(1). I shall therefore dismiss this allegation in the complaint It is undisputed and I find that, on or about May 29, Polster and Krupp heard that employee Robert Evans was to be assigned to their crew as a "feeder" on the press. Because of his persistent concern regarding the dan- gers posed by the assignment of inexperienced personnel to work on his five-color press, and believing that Evans' assignment to this machine had already been decided upon by Respondent and that it would create safety problems, Polster telephoned Union Official Mantei to register his fear that the impending transfer of Evans to the large press would be hazardous. Thereupon, Mantei contacted the Missouri Division of Industrial Inspection which resulted in a visit to the plant by an inspector named Chartrand on May 29 Polster and Krupp testified without contradiction and I find that, on the morning of May 29, Chartrand, in company with Sayers, Sr , and Sayers, Jr., approached their press and Sayers, Jr., ordered Krupp to stop the machine. The younger Sayers then asked Krupp whether "there are any inexperienced help on the presses" and, when Krupp answered in the negative, the former remarked, "That's all we have to know." At this point in time , Polster was stationed a short distance away on a catwalk, apparently out of sight and hearing The Sayers and Chart- rand then proceeded to leave the scene. However, spying the presence of Polster, the management party and Chart- rand returned to the press, picking up employee Mel Lah- mann on the way and informing him that "You are on this job." Approaching the press, Sayers, Sr., pointed to Polster and inquired, "Who made these alleged charges?" and angrily proclaimed to Chartrand and the assemblage that "I think this is where you can find out about these alleged charges " While Polster attempted to interject that he was not solely responsible for summoning Chartrand, Sayers, Sr, exclaimed, "Well, here's the man that made these alleged charges, that's all you need to know." Sayers, Sr., added that "this wasn't safety business, this was union business." Sayers, Sr., continued his castigation of Polster by stating, "Here is a man. He has a fine home, He has two fine cars He is never satisfied I used to like this man, but I am beginning not to like him." Polster protested that the inspector had been called to the plant because of the fact that three serious accidents had occurred at the presses in which some men severely injured their fingers Polster thereupon identified Carlos Busackino as one of the injured employees and Busackino was directed to join the group where he related that he had seriously injured a finger in the press As Busackino returned to his work area, Sayers, Sr., retorted, "Well, there's a man who is doing a woman's job back there, and if the Union comes in here I have to lay him off and take a chance of losing him." Following this discussion, Chartrand advised Krupp and Polster that it was the duty of his agency to investigate complaints regarding industrial safety and he encouraged them to report any instances of hazardous working conditions. Rounding out the undenied testimony on this issue, Sayers, Sr., visited Krupp later that day and commented,, "You might not know it, but I am prounion where union is needed, but I am just disgusted" and, with this, the former turned and walked away. The complaint alleges that Respondent unlawfully interro- gated employees when Sayers, Jr., questioned them as to who had lodged the charge with the state agency concerning unsafe conditions, and I so conclude on dual grounds. SAYERS PRINTING COMPANY 845 First, the uncontroverted testimony discloses that, when the elder Sayers investigated the matter, he made it clear that the inquiry was prompted by his belief that charge was inspired by the Union and he sought to establish the identity of the Union-oriented employee who triggered the inspector's visit to the plant. Second, safe working conditions in the plant were of utmost concern to the employees in light of the history of injuries which certain employees had sustained. Affecting their terms and condi- tions of employment, as it did, the action of the employees to insure the elimination of potential hazards constituted a protected, concerted activity within the purview of the Act. Accordingly, I find that the questioning of employees to ascertain the identity of the instigators of such activity intruded upon their nghts guaranteed under Section 7 to engage in that endeavor I therefore conclude that Respond- ent violated Section 8(a)(1) by the foregoing conduct. The General Counsel asserts that, on two occasions in early June, Sayers, Jr., illegally threatened to discharge Al Polster if he left his work station to talk with other employees while, at the same time, Respondent permitted other employees to absent themselves from their work to converse with employees; that, on June 9, Respondent Sales Manager Richard Thomas once more uttered this threat to Polster; and, that, on June 9, Respondent unlawful- ly discharged Polster because of his union activities and/ or because he engaged in concerted activities protected by the statute. Polster had been employed by Respondent for 9 years prior to his discharge on June 13. So far as this record stands, he had never been criticized by his superiors for any work deficiencies and had never been the subject of disciplinary action previous to June. As chronicled earlier, Polster drew the wrath of Sayers, Sr., in December 1968 when the former complained about the excessive volume of overtime work and the utilization of inexperienced person- nel by Respondent, with Sayers, Sr., retorting that "If you don't like it, you are not shackled here " Polster was the first to enlist in the Union's ranks when he signed a union card on January 17. That Respondent's officials gained early knowledge of Polster's prominence in the union's organizational campaign is made manifest by Super- visor Maxwell's statement to Richard Brown on May 3 that Respondent had compiled a list of the known union adherents and those who remained loyal to the company. Any doubt as to Respondent's knowledge that Polster was the prime movant of the union cause is dispelled by the comments of Respondent's Vice President Alex Evans some- time between May 16 and May 29 when the latter congratu- lated Polster upon his accession to the office of shop steward, and by the statement of Sayers, Jr., to Daggett that Sayers, Jr., had heard "you have elected Al Polster your leader." Upon learning of Polster's efforts to inject the Union as the bargaining agent in the plant, Respondent did not take kindly to this intelligence. I have heretofore found that, on May 29, when Polster caused the inspector of the Missouri Division of Industrial Inspection to visit the shop to survey safety conditions, Sayers, Sr , charged that this happenstance was occasioned by "union business" and the elder Sayers wryly observed that "I used to like this man [Polster], but I am beginning not to like him." Further- more, Sayers, Sr , confessed that he was "just disgusted" by these union activities in which Polster indulged. Accord- ingly, I find that, prior to June 9, Respondent knew that Polster was the most active union protagonist in the plant and was strongly opposed to his union activities. Within a few days following Inspector Chartrand's visit to the print shop on May 29, Polster noticed that Sayers, Jr., was engaged in a lengthy conversation with employee Charles Brown whose work station was located about 100 feet from Polster's press. When the discussion ended, and out of curiosity, Polster ventured to Brown's workbench and inquired into the topic of the latter's conversation with Respondent's president. After Polster returned to his machine, which was operating under the guidance of James Krupp, the senior pressman, and Dale Hardy, a junior pressman, Sayers, Jr, and Alex Evans approached and Sayers, Jr , told Polster that "You are not allowed to leave the press and you are not allowed to campaign." Polster asked whether it was permissible to go to the bath- room, and Sayers, Jr., repeated that "You are not allowed to leave the press. You are not allowed to campaign This is your first warning " According to Polster, this was the first time in the 9 years of his employment that he had ever been criticized for leaving his machine, and he expressed a total unawareness that the Respondent had ever previously maintained a rule forbidding conversations between employees on company time Indeed, Sayers, Jr., admitted on the stand that Respondent initially formulated and enforced its rule against talking and leaving the presses in May only after it had been apprised that the Union sought recognition, that it had union leaders in its midst, and that the employees were discussing the topic of unioniza- tion. About a week later, Polster and his crew experienced a breakdown on his press which was caused by a faulty feeder mechanism. With the machine stopped, Polster removed a part and proceeded to another area to obtain a piece of emory cloth with which he intended to smooth the surface of the part and make the press once more operable. While he was engaged in this mission, Sayers, Jr., appeared and summoned him back to the press where Sayers, Jr., warned that "You are not allowed to leave the press. You are not allowed to campaign." So far as appears, Sayers, Jr., made no inquiry into the reason for Polster's absence from his work station either before or after giving this second warning. In this connection, Polster testified without contradiction and I find that, in the past, he had left his machine, even while it was operating, to obtain materials and that some of the absences on these chores were as a result of Respondent's edict The next day, June 9, Polster heard the call of nature and repaired to the bathroom. As he emerged from that room, he was beckoned by Charles Brown who worked near the door to that enclosure. Brown informed Polster that the former had received a telephone call the preceding evening from a Board agent who inquired whether Brown felt he was being harassed by Respondent. Brown stated that he had informed the agent that this was not the case, and Polster commented, "Charley, that's the best way Stick to the truth and we will be ahead " Following 846 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the conversation, which lasted 30 seconds, Polster proceeded back to his machine. As he did so, Respondent Sales Manager Richard Thomas called to Polster, "Hey aren't you going to be by your presses. This is your third warning. Get back to your press" Polster resumed work and, a few minutes later, Sayers, Jr., Thomas, and Alex Evans approached the machine. Sayers, Jr., immediately informed Polster that "You were warned not to leave your press. You are fired?" Drawn to anger, Polster retorted that "I don't care what that little [foul word] said [a reference to Thomas], I wasn 't away from the press unnecessarily." Whereupon, Polster changed clothes, clocked out, and left the premises. It is undenied and I find that, later that day, Sayers, Jr., summoned all unit employees to the lunchroom where he informed them of Polster's discharge. In the younger Sayers' words, "I wanted everybody to know what was going on, how this had come about, and also we got a lot of valuable employees at this plant and turning out the work we have we can't afford to lose many more of them, and I wanted everybody to know that this had happened and how it had happened, and these warnings that he had received that they had been told that this is very, very serious, and this is how Mr. Polster was fired was because of the third warning being away from his work station " James Krupp testified without denial that, at this meeting, Sayers, Jr., told the assembled men "that Al Polster was fired for campaigning and was advised by their attorney to fire him." It is Krupp's further uncon- tradicted testimony that, after the gathering broke up, Say- ers, Sr., ventured to Krupp's press and remarked that "we had one bad [one] there he dust hoped they didn't have any more." Charles Brown related on the stand that, during the meeting, he informed Sayers, Jr., that he, not Polster, had originated the conversation which led to Pol- ster's termination, exclaiming to Sayers, Jr., that "I would neither cheat, lie nor steal and that I had stopped Mr. Polster." Sayers, Jr., while not admitting that Brown had uttered such a statement, confessed that it would have made no difference in Respondent's decision to discharge Polster even if Brown had so advised Sayers, Jr. Moreover, it is clear on this record that none of Respondent's officials made any inquiry into the reasons for the absence of Polster from his work station on this or any other occasion." The General Counsel contends that Polster was selected for discharge because of his known union activities. Alterna- tively, the General Counsel urges that the discharge stemmed from the application of a no-solicitation rule which was discriminatorily devised and/or applied. Respondent defends its action with respect to the separation of Polster solely on the ground that he consciously and persistently violated the "no-talk" and "no-walk" rule whose origin was bottomed on Respondent's demonstrated need for maintaining increased production standards. I find no merit in this defense Sayers, Jr., testified that, after the Union made its repre- sentational demand in May, the employees spent a considera- " Respondent's officials admitted on the stand that, notwithstanding the "no-talk" and "no-walk" rule, it was permissible for employees to absent themselves to visit the bathroom. ble amount of their time roaming around the offset and letterpress departments discussing the pros and cons of unionization rather than working. This activity led Vice President Evans to check his cost sheets at which juncture he noted that production "was going down pretty bad." Evans brought this to the attention of Sayers, Jr., and a joint decision was made to formulate the "no-talk" and "no-walk" rule in order to escalate productivity in the departments However, not only did Respondent fail to support this thesis by the introduction of the cost sheets, but Respondent's own officials controverted the thesis by testifying that business had so fallen off for economic reasons in May and June in the offset and letterpress departments that unit employees were assigned to mowing the lawn, painting, or working in the bindery so that time would not lie heavy on their hands In short, I am convinced on this record that the rule was not promulgated in furtherance of a legitimate interest of maintaining production standards. Moreover, Respondent does not claim that the rule was necessary to uphold discipline in the plant or preserve order. In light of the fact that Respondent admittedly promulgated the rule only after it became aware of the Union's incursions in the plant, and solely to curb employee-discussions of the Union, I conclude that the rule was devised specifically for the purpose of defeating union organization and was utilized to restrain and coerce employees in the exercise of their rights under Section 7 of the Act. By the promulgation and enforcement of the rule, I find and conclude that Respondent thereby violated Section 8(a)(1) 21 Furthermore, I am also convinced that Polster was discharged, not only pursuant to a rule which was formulated and applied to defeat unionization of the plant and thus frustrate rights guaranteed under Section 7 of the Act, but also because he was an active, known adherent of the Union. I therefore conclude that, by Respondent's termination of Polster, it violated Section 8(a)(3). It is uncontroverted and I find that, on June 11, 2 days before the election and 2 days after Polster's illegal discharge, Sayers, Sr., delivered a speech to assembled employees in the unit and, on the same day, this address was mailed to the employees. Couched in the jargon of the sea, the elder Sayers recounted the history of the "good ship Sayers" and then launched into the following observation: So much for the past! It's the present and the future we'll dwell on nowt Each of you crew men has received the loyalty, the trust and the respect due you from the men on the bridge. But this is a two way traffic lane The men on the bridge must command that same loyalty, trust and respect in return. A questionable undercover harbor pilot, underwritten by a questionable foreign element, under federal law, has hailed us down to question our ship's operating policy. The men on the bridge know their legal rights under domestic and international law. Those rights will be preserved and exercised to the full extent of the law. " See The Wm. H. Block Company, 150 NLRB 341, 342-343. SAYERS PRINTING COMPANY 847 i Luckily for all of us, we have been hailed down in a democratic society port where the secret ballot is secret and its results will be honored and upheld by the good laws of this land. I hope each of you will show his colors proudly by voting out of existence the mutinous small element attempting to convert this happy flagship into one of those ordinary line hulls. Man your guns, men! Use your fire power! Vote these misguided mutineers off our ship' You will have earned renewed loyalty, trust and respect from every man on the bridge. And finally, NOW HEAR THIS- now is the chance for any squeamish sailors to walk down the gang plank and sign on to a new berth. Temporarily, the waters ahead may be a bit choppy for the good ship "Sayers." However, the barometer is rising and the bridge forecasts smooth and more profitable sailing coming up for all loyal members of her fine crew The General Counsel and the Union argue that the aforementioned final paragraph of the speech held out the promise of benefits to those employees who voted against the Union in the forthcoming election and was violative of Section 8(a)(1) Viewing the contents of this paragraph against the backdrop of Respondent's antecedent conduct, I find this argument persuasive As heretofore found, Respondent made no bones about its opposition to the unionization of the plant or its antipathy toward the union protagonists. Sayers, Jr., admittedly told the employees that Respondent would move its installation rather than deal with the Union as their bargaining agent. Other supervisors, notably Maxwell, warned the men that economic retribution would be visited upon the employees if they chose to embrace the Union in the election of June 13. Moreover, Maxwell made it known that Respondent was in possession of the names of the union adherents and Sayers, Sr., openly manifested his dislike for the leading union adherent in the plant, namely, Polster, going so far as to discharge him for his union activities. On this state of the record, it is not difficult to define the identity of the "mutineers" or reasonably to deduce that, when Sayers, Sr, predicted "smooth and more profitable sailing coming up for all loyal members" of his crew, he had reference to the award of more lucrative economic benefits if his "sailors" sank the raider "Union " Viewing this aspect of the case as I do, I conclude that the speech of Sayers, Sr., taken in context, violated Section 8(a)(1).2° The complaint alleges that, on June 13, Respondent refused to allow an employee to serve as an observer in the Board election held that day, and interrogated an employee as to how he cast his ballot. While the facts surrounding these allegations are not presented on this record with the desired degree of clarity, I glean them to be as follows. Prior to the election Polster had been designated by Union Vice President Mantei to act as a union observer during the balloting. On the morning of June 13, Polster accompanied Mantei to the plant where they were ushered '• See Garland Knitting Mills of Beaufort, South Carolina, Inc, 170 NLRB No 39. into a conference room. Present were the Sayers, as well as an employee named Schott who had been selected to serve as the Respondent's observer. After the parties assem- bled, the Board agent in charge of the election requested that they present their poll watchers The Respondent pro- posed Schott to whom the Union registered no objection The Union thereupon presented Polster on its behalf. How- ever, Sayers, Jr., objected to Polster's service on the ground that he had been lawfully discharged on June 9 and therefore was not an employee of Respondent and was thus disquali- fied. Following a discussion of the matter, Sayers, Jr., suggested that it might be wise for the Board agent to speak with Respondent's counsel in Phoenix, Arizona. Say- ers, Jr , and the agent left the room and the former tele- phoned his counsel and turned the phone over to the agent. Sayers, Jr., returned to the conference room while the agent conversed alone with counsel When the agent concluded his conversation, he, together with Mantei, tele- phoned Union President Creole. After this communication, the agent and Mantei entered the conference room where Mantei voluntarily agreed to substitute employee Krupp as an observer in lieu of Polster. Polster thereupon was instructed to leave the premises until the vote was taken. When the balloting commenced, Polster walked back into the plant to cast his ballot and, as he passed by the office of Sayers, Jr., the latter told Polster that "I [Po]ster] didn't have to be on the wrong side all the time." After Polster voted, he proceeded to leave the plant and again passed by the office. Observing Polster, the younger Sayers inquired, "Which way did you go?" Polster replied, "What do you think?" and to make himself abun- dantly clear he retorted "I voted for the Union." The General Counsel takes the position that Respondent possessed no right to debar Polster from serving as a union observer because he remained a statutory employee on the election date, and counsel urges that Respondent's conduct in this regard was offensive to Section 8(a)(1) of the Act. I am not so persuaded. When Polster appeared at the plant on June 13 to serve his turn as a union poll watcher, a genuine question existed as to his employ- ment status with Respondent. After the Respondent regis- tered its objection to the designation of Polster, the Union was fully consulted, interposed no objection to the substitu- tion of an alternate, and voluntarily agreed to utilize the services of Krupp. Under the circumstances here presented, I am not convinced that this is the stuff out of which interference, coercion, and restraint in the statutory sense is made. I therefore conclude that Respondent did not violate Section 8(a)(1) by refusing to accede to Polster's selection as a union observer and I shall therefore dismiss this allegation in the complaint. On the other hand, I am not persuaded that Sayers, Jr , was legally privileged to inquire into Polster's voting propensities. Whether in political or labor elections, the secrecy of the ballot is the touchstone of a free choice. In my opinion, questioning an employee regarding his union leanings is just as coercive when done after balloting as it is when the question is posed before the vote. Accordingly, I conclude that Sayers, Jr., offended the provisions of Section 8(a)(1) of the Act by asking Polster how he voted. 848 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The parties stipulated and I find that, on or about June 30, Respondent increased the medical, dental, and vacation benefits for its bindery department employees, while at the same time it did not do so with respect to the unit employees and, that in the past, both unit and bindery employees shared mutual insurance benefits. The parties further stipulated and I find that, on or about July 11, Respondent failed to grant the unit employees a pay increase which normally was afforded in July of each year. According to Respondent, it withheld these benefits until the majority status of the Union had been finally resolved by the Board and because it feared that it would be the target of additional unfair labor practices if it awarded these emoluments on those dates. At the hearing, Respondent offered and the Union accepted a stipulation whereby Respondent agreed to grant the employ- ees in the unit the pay increase normally afforded in July and to make it retroactive to July 1 Respondent also offered and the Union accepted the Respondent's immediate extension of the medical, dental, and vacation benefits to the offset and letterpress employees In return for these offers, the Union pledged not to file unfair labor practice charges against Respondent based upon these awards. In light of this compromise, I deem it unnecessary to pass upon the General Counsel's contention that Respondent violated Section 8(a)(1) of the Act by withholding these benefits from the unit personnel. On August 11, and without prior notice, Thomas Carney and Carlos Busackino were summoned into Vice President Alex Evans' office where, in the presence of Sayers, Jr., they were discharged. Carney had been employed by Respondent since 1966, and Busackino was hired in 1967, and I find based on their undenied testimony that neither had previously experienced a reduction in force during the course of their employment. Both had executed union authorization cards in March, with Carney signing his at a union meeting at the Chatterbox cafe and Busackino at a gathering in the Flaming Pit lounge. That Respondent's officials knew that these men were union members is amply demonstrated by findings, heretofore made, that Supervisor Maxwell informed Richard Brown on May 3 that Respond- ent had compiled a list of the union supporters. Moreover, Respondent's antipathy toward Busackino, predicated upon its belief that he was involved in the "union business" which prompted the visit of a safety inspector to the plant on May 29, is exemplified by the comment of Sayers, Sr., on that date that Busackino was "a man who is doing a woman's job back there, and if the Union comes in here I have to lay him off and take a chance of losing him." Furthermore, Plant Superintendent Schmidt made a point of warning Carney and Busackino prior to the election that "if this union business went through-he knew that we belonged to the Union and they were signing cards to the Union-he said if this went through, they would probably do away with the letterpress department altogether," a warning which Schmidt delivered on three different occasions It is undisputed and I find that, immediately prior to August 11, Respondent utilized two Heidelberg cylinder presses for letterpress work and Busackino and Carney were assigned to those machines. Due to the slackness of letterpress work, Respondent sold one of the presses that day Respondent asserts that the loss of the press, in conjunction' with deteriorating business conditions, prompted the discharge of Carney and Busackino, and that they were selected for termination based upon "sen- iority." I am not convinced that his defense stands up under scrutiny of the facts unfolded on this record. Carney had toiled in the printing industry for 24 years and he credibly testified that, when he was hired by Respondent, Sayers, Jr., assured him that, if business became slack Respondent "would always have something for you to do, either painting the ceiling, clean the floors, or clean the presses, but there wouldn't be any layoff." During slack periods, he was assigned to duties in the bindery, painted the pipes and ceilings, painted the presses, and performed odd jobs. Carney also averred and I find that he was capable of running the stamper and that he had in fact done so during a stretch of 3 months Busackino credibly testified that, when there was a shortage of letter- press work, he was delegated to perform tasks in the bindery, paint the premises, and cut grass. Moreover, during 1 year, he worked as a feeder on an offset press without assistance. In the course of his explanation for the separation of Carney and Busackino, Sayers, Jr., commenced to dance a testimonial quadrille. Thus, upon being queried as to the criteria utilized to select men for a reduction in force, Sayers, Jr , initially responded that he decided to sever the "two junior men in the letterpress department" based upon their seniority in that department When reminded that Carney had greater seniority in the pressroom than Schutz, who was retained by the company, Sayers, Jr., altered course and claimed that "companywide" seniority was determinative of the retention of employees and Schutz was retained because he had been in Respondent's employ for a longer period of time. Hence, an analysis of the testimony of Sayers, Jr., logically would lead to the conclu- sion that, under either of the criteria advanced by him, Evans should have been discharged. Furthermore, utilizing "companywide" seniority, Evans and Busackino, rather than Carney and Busackino, should have received exit interviews on August 11 Finally, both Carney and Busackino possessed greater seniority that Schutz in the letterpress department. While I am prepared to and do find that Respondent's letterpress work decreased and that it sold a Heidelberg press on August 11, I am convinced that some criteria was used by Respondent other than that which it suggests. In light of Respondent's unconcealed animosity toward unionization of its offset and letterpress department, its pronounced antipathy toward the employees who were union boosters, its knowledge that both Carney and Busackino had joined and embraced the union's cause, and its estab- lished policy of assigning other work to employees during slack periods, I find that Respondent selected these men for discharge, not because of lack of work, but because they joined and assisted the Union. I accordingly conclude that, by this conduct, Respondent violated Section 8(a)(3) Finally, I turn to a consideration of the General Counsel contention that Respondent unlawfully refused to bargain with the Union as the majority representative of the unit employees on May 2 On that date, the Union represented SAYERS PRINTING COMPANY 849 10 of the 18 employees in the appropriate unit Faced with a valid recognitory demand , Respondent concededly rejected it. Between May 2 and the holding of the election on June 13, Respondent loosed a massive barrage of interfer- ence, restraint , and coercion against its employees which offended the provisions of Section 8(a)(1) and , almost on the eve of the balloting , it discriminatorily discharged Pol- ster , the shop steward and most ardent supporter of the Union in the plant. Against the backdrop of Respondent's flagrant disregard of its employees ' statutory rights freely to accept or reject a bargaining agent in an unfettered election , it is no wonder that the union 's majority status, early gained , was seemingly dissipated or lost in the voting booth on June 13 In his brief, the General Counsel urges the the ballots of Polster , Evans, and Schutz be opened and counted and, in the event the Union does not receive a majority of the votes , its objections to election be sustained and the election be set aside and a new balloting take place Alternatively, he requests that a bargaining order should run against Respondent because its preelection mis- conduct made it impossible for the employees to express their true sentiments on behalf of the Union . I deem it unnecessary to indulge in the suggested administrative hop- scotch The Union had an uncoerced majority on May 2. In my judgment , even if the foregoing ballots were opened and tallied and the Union was shown to have been defeated in the election , a bargaining order would nevertheless be warranted because of Respondent 's extensive preelection misconduct . Accordingly , I conclude that Respondent violated Section 8(a)(5) of the Act on May 2 when it rejected the Union 's demand for recognition." IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of Respondent set forth in section III, above, occurring in connection with the operations of Respondent set forth in section 1, above, have a close, intimate , and substantial relationship to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow thereof V. THE REMEDY Having found that Respondent has engaged in unfair labor practices in violation of Section 8(a)(1), (3), and (5) of the Act, I will recommend that it cease and desist therefrom and take certain affirmative action designed to effectuate the policies of the Act. I have found that Respondent discriminatorily discharged Al Polster, Carlos Busackino, and Thomas Carney. I will therefore recommend that Respondent offer them immediate and full reinstatement to their former jobs or , if those jobs no longer exist , to substantially equivalent positions and make them whole for any loss of pay they may have suffered by reason of the discrimination practiced against them , by payment to them of a sum equal to that which 11 Cf N.LR.B v Gissel Packing Company, 395 U S. 575 they would normally have earned from the date of the discrimination to the date of reinstatement , less net earnings during said period, if any The backpay provided herein shall be computed in accordance with the Board 's formula set forth in F. W Woolworth Company, 90 NLRB 289, with interest thereon at the rate of 6 percent per annum computed in the manner prescribed in Isis Plumbing & Heating Co., 138 NLRB 716 Having found that Respondent unlawfully refused to bargain with the Union on and after May 2, 1969, when the latter represented a majority of Respondent's employees in an appropriate unit , and having found that Respondent's engagement in a series of unfair labor practices prior to the election of June 13 which caused inconclusive results of the balloting, I shall recommend the issuance of an order directing Respondent , upon request , to bargain with the Union as the exclusive representative of all employees in the unit herein found appropriate I shall also recommend that the petition filed in Case 14-RC-6194 be dismissed. Because of the nature and extent of the unfair labor practices engaged in by Respondent, which evince an attitude of opposition to the purposes of the Act in general, I deem it necessary to recommend that Respondent cease and desist from in any other manner infringing upon the rights of employees guaranteed in Section 7 of the Act. Upon the basis of the foregoing findings of fact and conclusions upon the entire record in the case, I hereby make the following: CONCLUSIONS OF LAW 1. Respondent is engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. By coercively interrogating employees concerning their union activities and the union activities of their fellow employees; threatening employees that the plant would be closed and moved to another location if the employees selected the Union as their representative ; threatening employees with loss of employment during slack periods in the event they voted for the Union; threatening employees with loss of production bonuses and other benefits if they chose the Union in the election, threatening employees with discharge in the event of a union victory; creating the impression of surveillance of its employees ' union activi- ties; threatening to eliminate the letterpress department in the event of unionization ; threatening to discharge employees under color of a rule which was devised and applied solely to restrain and coerce employees in the exercise of rights under Section 7 of the Act; coercively interrogating employees as to how they voted in the election; and promising employees enhanced economic benefits if they voted against the Union, Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(1) of the Act. 4. By discharging Al Polster, Carlos Busackino, and Thomas Carney because they assisted and supported the Union, thereby discriminating in regard to their hire and tenure of employment , in order to discourage membership in and activity on behalf of the Union, Respondent has 850 DECISIONS OF NATIONAL LABOR RELATIONS BOARD engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(3) of the Act. 5. All offset and letterpress department employees employed at Respondent's St. Louis, Missouri, plant exclud- ing bindery department and warehouse (including shipping, receiving and truckdrivers) employees, office clerical and professional employees, guards, and all supervisors as defined in the Act, constitute an appropriate unit for the purposes of collective bargaining within the meaning of Section 9(b) of the Act. 6. By refusing to recognize and bargain with the Union as the duly designated collective-bargaining representative of its employees, Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(5) of the Act 7. The aforesaid unfair labor practices are unfair labor practices within the meaning of Section 2(6) and (7) of the Act. RECOMMENDED ORDER Upon the foregoing findings of fact and conclusions of law and the entire record in this proceeding, and pursuant to Section 10(c) of the National Labor Relations Act, as amended, I recommend that Respondent, Sayers Printing Company, St. Louis, Missouri, its officers, agents, successors, and assigns, shall: I Cease and desist from (a) Coercively interrogating employees concerning their union activities and the union activities of their fellow employees (b) Threatening employees that the plant will be closed and moved to another location if the employees selected the Union as their bargaining agent. (c) Threatening employees with loss of employment during slack periods in the event they voted for the Union. (d) Threatening employees with loss of production bonuses and other benefits if they choose the Union in a Board election. (e) Threatening employees with discharge in the event of a union victory. (f) Creating the impression of surveillance of the employ- ees' union activities. (g) Threatening to eliminate the letterpress department in the event the plant becomes unionized. (h) Threatening to discharge employees under color of a rule which is devised and applied solely to restrain and coerce employees in the exercise of their statutory rights. (i) Coercively interrogating employees as to how they voted in Board elections (1) Promising employees enhanced economic benefits for voting against the Union (k) Discouraging membership in the Union, or any other labor organization, by discharging employees of otherwise discriminating in respect to their hire or tenure of employ- ment. (1) Refusing to bargain, upon request, with Local Union No. 252, Lithographers-Photoengravers International Union, AFL-CIO, as the exclusive representative of the employees in the following appropriate unit- All offset and letterpress department employees employed at Respondent's St. Louis, Missouri, plant, excluding bindery department and warehouse (includ- ing shipping, receiving and truckdrivers) employees, office clerical and professional employees, guards, and all supervisors as defined in the Act. (m) In any other manner interfering with, restraining, or coercing employees in the exercise of their right to self-organization, to form labor organizations, to join or assist the Union, or any other labor organization, to bargain collectively through representatives of their own choosing, and to engage in concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from any and all such activities. 2. Take the following affirmative action which I find is necessary to effectuate the policies of the Act: (a) Offer to Al Polster, Carlos Busackino, and Thomas Carney immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equiva- lent positions and make them whole for any loss of pay they may have suffered as a result of the discrimination practiced against them, in the manner set forth in the of this Decision entitled "The Remedy." (b) Notify Al Polster, Carlos Busackino, and Thomas Carney if presently serving in the Armed Forces of the United States of their right to full reinstatement upon application in accordance with the Selective Service Act and the Universal Military Training and Service Act, as amended, after discharge from the Armed Forces. (c) Upon request, bargain collectively with Local Union No. 252, Lithographers-Photoengravers International Union, AFL-CIO, as the exclusive representative of all employees in the above-described appropriate unit, and embody in a signed agreement any understanding reached. (d) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all payroll records, social security payment records, timecards, person- nel records and reports, and all other records necessary to ascertain any backpay due under the terms of this Recommended Order (e) Post at its plant in St. Louis, Missouri, copies of the attached notice marked "Appendix."" Copies of said notice, to be furnished by the Regional Director for Region 14, shall, after being duly signed by a representative of Respondent, be posted by Respondent immediately upon receipt thereof and maintained by it for 60 consecutive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reason- able steps shall be taken by Respondent to insure that 36 In the event that no exceptions are filed as provided by Sec 102 46 of the Rules and Regulations of the National Labor Relations Board, the findings , conclusions , recommendations , and Recommended Order here shall , as provided in Sec 102 48 of the Rules and Regulations, be adopted by the Board and become its findings , conclusions, and order, and all objections thereto shall be deemed waived for all purposes In the event that the Board 's Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations! Board" shall be changed to read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." SAYERS PRINTING COMPANY said notices are not altered, defaced, or covered by any other material. (f) Notify the Regional Director for Region 14, in writing, what steps Respondent has taken to comply therewith." IT IS FURTHER RECOMMENDED that the election conduct- ed on June 13, 1969, be declared a nullity and that the petition filed in Case 14-RC-6194 be dismissed. IT IS ALSO FURTHER RECOMMENDED that, except as hereinabove found, all other allegations in the complaint be dismissed. " In the event that this Recommended Order is adopted by the Board, this provision shall be modified to read "Notify said Regional Director, in writing, within 10 days from the date of this Order, what steps Respondent has taken to comply herewith " APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT coercively interrogate our employees about their union activities or the union activities of their fellow employees. WE WILL NOT threaten to close our plant and move it to another location if our employees select Local Union No 252, Lithographers-Photoengravers International Union, AFL-CIO as their bargaining agent. WE WILL NOT threaten our employees with loss of their jobs during slack business periods if they vote for the above-named Union WE WILL NOT threaten our employees with the loss of production bonuses or other benefits if they choose the Union in a Board election. WE WILL NOT threaten our employees with discharge if they select the Union to represent them. WE WILL NOT create the impression that we are spying upon the union activities of our employees. WE WILL NOT threaten to eliminate the letterpress department if the plant is unionized. WE WILL NOT threaten to discharge employees under color of a rule which is formulated and applied solely to restrain and coerce our employees in the exercise of their rights under the National Labor Relations Act, as amended. WE WILL NOT coercively interrogate our employees as to how they voted in Board elections. WE WILL NOT promise our employees better wages and conditions of employment for failing to support the Union. 851 WE WILL NOT discourage our employees from joining or helping Local Union No. 252, Lithographers-Pho- toengravers International Union, AFL-CIO, or any other union, by discharging them or otherwise making their working conditions worse. WE WILL NOT, upon request, refuse to bargain with Local Union No 252, Lithographers-Photoengravers International Union, AFL-CIO, as the exclusive repre- sentative of all employees in the appropriate unit at the plant. WE WILL NOT in any other manner interfere with, restrain, or coerce our employees in the exercise of their right to self-organization, to form labor organiza- tions, or to join or assist Local Union No. 252, Lithogra- phers-Photoengravers International Union, AFL-CIO, or any other labor organization, to bargain collectively through representatives of their own choosing, or to engage in concerted activities for the purpose of collec- tive bargaining or other mutual aid or protection, or to refrain from any or all such activities. WE WILL offer to Al Polster, Carlos Busackino, and Thomas Carney immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions and we will pay them for any wages lost when we discharged them forjoining and assisting the Union. WE WILL notify Al Polster, Carlos Busackino, and Thomas Carney if presently serving in the Armed Services of the United States of their right to full reinstatement upon application in accordance with the Selective Service Act and the Universal Military Train- ing and Service Act, as amended, after discharge from the Armed Forces. All our employees are free to become or refrain from becoming members of the above-named Union or any other labor organization Dated By SAYERS PRINTING COMPANY (Employer) (Representative) (Title) This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this notice or compliance with its provisions may be directed to the Board's Office, 1040 Boatmen's Bank Building, 314 North Broadway, St. Louis, Missouri 63102, Telephone 314-622-4167. Copy with citationCopy as parenthetical citation