Sam H. Smith, Appellant,v.Togo D. West, Jr., Secretary, Department of Veterans Affairs, Agency.

Equal Employment Opportunity CommissionJun 22, 1999
01973956 (E.E.O.C. Jun. 22, 1999)

01973956

06-22-1999

Sam H. Smith, Appellant, v. Togo D. West, Jr., Secretary, Department of Veterans Affairs, Agency.


Sam H. Smith v. Department of Veterans Affairs

01973956

June 22, 1999

Sam H. Smith, )

Appellant, )

) Appeal No. 01973956

v. ) Agency Nos. 91-1315

) 92-2074

Togo D. West, Jr., ) 93-2531

Secretary, )

Department of Veterans Affairs, )

Agency. )

)

DISMISSAL

Appellant filed the instant appeal on April 17, 1997, from a final agency

decision ("FAD") dated March 12, 1997. The FAD held that the evidence of

record failed to substantiate appellant's allegations of discrimination.

The FAD also determined that appellant's complaints were mixed case

complaints and that such complaints are only appealable to the MSPB.

It is from these determinations that appellant now appeals.

BACKGROUND

Appellant filed his initial EEO complaint on May 3, 1982, contending that

the agency discriminated against him on the basis of race (Black) and

age (53). On January 23, 1989, the Administrative Judge ("AJ") assigned

to the case rendered a recommended decision finding discrimination and

ordering certain remedial measures. The agency adopted the AJ's finding

of discrimination on April 3, 1989. After the parties disputed the

implementation of the remedy, this Commission issued an order instructing

the agency to retroactively promote appellant to the position of Hospital

Housekeeping Officer (Trainee), GS-673-09. The Order further directed the

agency that after appellant successfully completed his training period,

he was to be placed in a Housekeeping Officer, GS-11, position.

On March 29, 1991, appellant filed a formal EEO complaint alleging

that, during his training, the agency provided him with trivial,

non-instructive assignments as means of harassment and retaliation.

Appellant filed another complaint, on May 22, 1992, alleging further

harassment and retaliation by means of improper assignments and training.

On August 10, 1992, appellant filed a complaint after the agency removed

him from his training position and reassigned him to the position of

Pest Control Operator, WG-08. The agency stated that the reassignment

resulted because appellant had failed to successfully complete his

Hospital Housekeeping Officer training.

After the agency accepted and processed appellant's complaints,

he requested a hearing before an AJ. On October 31, 1996, the AJ

remanded the complaint back to the agency, noting that the reassignment

and events surrounding the reassignment were appealable to the Merit

Systems Protection Board ("MSPB"). See 5 C.F.R. part 432; 5 U.S.C. 4303.

Therefore, the AJ found that the reassignment complaint was a mixed

case complaint as defined by 29 C.F.R. � 1614.302(a) and that the other

complaints were intertwined with the mixed case complaint. Thus, the

AJ determined that she did not have the authority to hold a hearing and

remanded the case for the issuance of a FAD. In its FAD dated March 12,

1997, the agency found that appellant had not been discriminated against

with regard to the reassignment and notified appellant that, if he was

dissatisfied with the agency's decision on his mixed case complaint,

he must appeal the matter to the MSPB.

Instead of filing an appeal with the MSPB, appellant appealed the FAD to

the Commission, asserting that the complaints involve reprisal and are

not mixed case complaints. Appellant further requests that the Commission

enter a substantive judgement in his favor with the appropriate remedies.

ANALYSIS

Initially, appellant should be aware that a mixed case complaint is a

complaint of employment discrimination filed with an agency relating

to or stemming from an action that may be appealable to the MSPB.

See 29 C.F.R. � 1614.302(a). A MSPB appealable claim generally

involves a competitive service employee who was subject to actions

such as a reduction in grade or removal for unacceptable performance.

If an individual is dissatisfied with the FAD concerning her/his mixed

case complaint, the individual must file the appeal with the MSPB.

See generally 29 C.F.R. � 1614.302. In the instant case, appellant was

reassigned from his position as a Hospital Housekeeping Officer Trainee,

GS-11, to the position of Pest Control Operator, WG-08. Since this is

a demotion, the jurisdiction for such a case lies with the MSPB. As for

the other complaints in this appeal, we agree with the AJ and find that

such allegations are inextricably intertwined with appellant's allegation

challenging his reassignment, and thereby should be heard by the MSPB.

Consequently, the Commission finds that it does not have jurisdiction to

entertain a direct appeal from the FAD, which correctly advised appellant

that his appeal must be filed with the MSPB. Therefore, this appeal is

hereby DISMISSED.

Appellant is advised that 5 U.S.C. �7702(f) provides that when "an

employee timely files [an] appeal ... with an agency other than the

agency with which the ... appeal ... is to be filed, the employee shall

be treated as having timely filed the ... appeal ... as of the date it

is filed with the proper agency."

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0795)

The Commission may, in its discretion, reconsider the decision in this

case if the appellant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. New and material evidence is available that was not readily available

when the previous decision was issued; or

2. The previous decision involved an erroneous interpretation of law,

regulation or material fact, or misapplication of established policy; or

3. The decision is of such exceptional nature as to have substantial

precedential implications.

Requests to reconsider, with supporting arguments or evidence, MUST

BE FILED WITHIN THIRTY (30) CALENDAR DAYS of the date you receive this

decision, or WITHIN TWENTY (20) CALENDAR DAYS of the date you receive

a timely request to reconsider filed by another party. Any argument in

opposition to the request to reconsider or cross request to reconsider

MUST be submitted to the Commission and to the requesting party

WITHIN TWENTY (20) CALENDAR DAYS of the date you receive the request

to reconsider. See 29 C.F.R. �1614.407. All requests and arguments

must bear proof of postmark and be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

19848, Washington, D.C. 20036. In the absence of a legible postmark,

the request to reconsider shall be deemed filed on the date it is received

by the Commission.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely. If extenuating circumstances

have prevented the timely filing of a request for reconsideration,

a written statement setting forth the circumstances which caused the

delay and any supporting documentation must be submitted with your

request for reconsideration. The Commission will consider requests

for reconsideration filed after the deadline only in very limited

circumstances. See 29 C.F.R. �l6l4.604(c).

RIGHT TO FILE A CIVIL ACTION (S0993)

It is the position of the Commission that you have the right to file

a civil action in an appropriate United States District Court WITHIN

NINETY (90) CALENDAR DAYS from the date that you receive this decision.

You should be aware, however, that courts in some jurisdictions have

interpreted the Civil Rights Act of 1991 in a manner suggesting that

a civil action must be filed WITHIN THIRTY (30) CALENDAR DAYS from the

date that you receive this decision. To ensure that your civil action

is considered timely, you are advised to file it WITHIN THIRTY (30)

CALENDAR DAYS from the date that you receive this decision or to consult

an attorney concerning the applicable time period in the jurisdiction

in which your action would be filed. If you file a civil action,

YOU MUST NAME AS THE DEFENDANT IN THE COMPLAINT THE PERSON WHO IS THE

OFFICIAL AGENCY HEAD OR DEPARTMENT HEAD, IDENTIFYING THAT PERSON BY HIS

OR HER FULL NAME AND OFFICIAL TITLE. Failure to do so may result in

the dismissal of your case in court. "Agency" or "department" means the

national organization, and not the local office, facility or department

in which you work. If you file a request to reconsider and also file a

civil action, filing a civil action will terminate the administrative

processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1092)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. �2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. ��791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

June 22, 1999

DATE Carlton M. Hadden, Acting Director

Office of Federal Operations