Sage Capital Global Ltd.Download PDFTrademark Trial and Appeal BoardMay 10, 2017No. 86586715 (T.T.A.B. May. 10, 2017) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: May 10, 2017 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Sage Capital Global Ltd. _____ Serial No. 86586715 _____ Alain Villeneuve of Vedder Price PC, for Sage Capital Global Ltd. Parker Howard, Trademark Examining Attorney, Law Office 117, Hellen Bryan Johnson, Managing Attorney. _____ Before Zervas, Shaw, and Masiello, Administrative Trademark Judges. Opinion by Shaw, Administrative Trademark Judge: Sage Capital Global Ltd. (“Applicant”) seeks registration on the Principal Register of the mark FORSIGHT, in standard characters, for “Consulting in the field of installation, use and maintenance of software designed to plan information technology hardware infrastructure capacity changes,” in International Class 42.1 1 Application Serial No. 86586715, filed on April 3, 2015 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), claiming dates of first use anywhere and in commerce of December 5, 2014. Serial No. 86586715 - 2 - Registration has been refused under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark, when used in connection with the identified services, so resembles the mark FORESIGHT, in standard characters, for “Computer consulting services, namely, installation, maintenance and updating of computer software in the field of business process automation; technical support services, namely, troubleshooting of computer software problems in the field of business process automation,” in International Class 42, as to be likely to cause confusion, mistake or deception.2 After the Examining Attorney issued a final refusal, Applicant appealed and requested reconsideration. The Examining Attorney denied the request for reconsideration, and the appeal was resumed. The case is fully briefed.3 We affirm the refusal to register. Analysis Our determination of the issue of likelihood of confusion is based on an analysis of all the probative facts in evidence relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between 2 Registration No. 4508778, issued April 8, 2014. The Examining Attorney also finally refused registration based on Reg. Nos. 4209067 (FORESITE) and 3635389 (FORESITE); however, the refusal to register based on these registrations was withdrawn in the Examining Attorney’s brief. 10 TTABVUE 3. 3 The Examining Attorney’s brief does not comply with rule 2.126, 37 CFR § 2.126, inasmuch as it is not double-spaced. We have exercised our discretion to overlook this shortcoming, and have considered the brief. Serial No. 86586715 - 3 - the services and the similarities between the marks. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks.”). A. The number and nature of similar marks in use on similar services We first consider the strength of the marks under the sixth du Pont factor. Du Pont, 177 USPQ at 567. If the evidence establishes that the consuming public is exposed to third-party use of similar marks used in connection with similar services, it “is relevant to show that a mark is relatively weak and entitled to only a narrow scope of protection.” Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee en 1772, 396 F.3d 1369, 1373-74, 73 USPQ2d 1689, 1693 (Fed. Cir. 2005). “Third party registrations are relevant to prove that some segment of the [marks] has a normally understood and well recognized descriptive or suggestive meaning, leading to the conclusion that that segment is relatively weak.” Juice Generation, Inc. v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1675 (Fed. Cir. 2015) (internal quotation marks omitted). See also Jack Wolfskin Ausrustung Fur Draussen GmbH v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d 1129, 1136 (Fed. Cir. 2015). The record includes the following eleven third-party registrations, owned by nine different entities, including one owned by registrant but not cited.4 All of the registrations are for marks containing the term FORESIGHT or FORESITE, and are 4 Applicant also submitted pending applications which we have not considered. Pending applications have “no probative value other than as evidence that the application was filed.” Edwards Lifesciences Corp. v. VigiLanz Corp., 94 USPQ2d 1399, 1403 n.4 (TTAB 2010), citing In re Phillips Van Heusen Corp., 63 USPQ2d 1047, 1049 n.4 (TTAB 2002). Serial No. 86586715 - 4 - registered for, inter alia, computer software or services related to computers or software.5 Reg. No. Owner Mark Relevant Goods/Services 3635389 Fortek Ltd. FORESITE Computer software relating to processing, analyzing and managing financial and business data and information, in International Class 9. Design and development of software applications for statistical or mathematical analysis of business data in the commercial or industrial business, in International Class 42. 3738041 Celtic Testing Experts, Inc. FORESIGHT Computer software for use in quality assurance processes, namely, tracking, mapping and viewing the progress of quality assurance resources and tools, in International Class 9. 4096449 Catalyst Systems, LLC FORESIGHT Computer software containing databases used to evaluate the delivery of patient care by healthcare organizations, in International Class 35. Business management services, namely, assisting hospitals and health care facilities to increase their efficiency by collecting, evaluating, and maintaining data for a database and database management featuring the reporting of information concerning patient classification, staff utilization, and workloads and related consultation therewith, in International Class 35. 4753282 & 4721665 Holstein Aviation, LLC & Application service provider (ASP) featuring software for use in management, tracking, monitoring, 5 Office Action of July 16, 2015. Serial No. 86586715 - 5 - Reg. No. Owner Mark Relevant Goods/Services FORESIGHT analysis, and reporting of aircraft and aircraft fleet management, activities, in International Class 42. 4132081 TIBCO Software, Inc. FORESIGHT Computer software used to facilitate the implementation and operation of automated electronic commerce transactions between organizations and to assure their accuracy, in International Class 9. Training services relating to the installation, implementation, management, monitoring and support of computer software used to define and automate business processes, in International Class 41. 4209067 ENom, Inc. FORESITE Computer software for monitoring and diagnosing central computing platform requirements in the field of common computer system management enterprise web technologies that are designed to handle intranet portals, extranets, websites, business intelligence, process integration, system integration, workflow automation, core infrastructure for third-party solutions, content, enterprise search, document, and file management applications, in International Class 9. 4514321 4514322 Insurance Technologies, LLC FORESIGHT Computer software for use by financial service institutions to perform point of sale management for investment products, in International Class 9. Providing temporary use of software for use by financial service institutions to perform point of sale management for investment products, in International Class 42. 4739502 Korn/Ferry FORESIGHT Downloadable computer software for use in accessing, tracking, Serial No. 86586715 - 6 - Reg. No. Owner Mark Relevant Goods/Services International, Inc. monitoring, managing, and analyzing information and data for personnel recruitment and management for use in career development, in International Class 9. Consulting services relating to career development, namely, personnel recruitment and management consulting; providing a database for personnel recruitment and management, and information relating to career development, in International Class 35. Providing use of software for accessing, tracking, monitoring, managing, and analyzing information and data for personnel recruitment and management for use in career development, in International Class 42. 4785289 FLYR, Inc. FORESIGHT Application service provider featuring application programming interface (API) software for predictive analytics in the field of travel, in International Class 42. Applicant argues that “[t]he coexistence of the above-cited registrations and the Cited Marks on the Principal Register demonstrates that consumers would be readily able to distinguish Appellant’s Mark FORSIGHT from the Cited Mark[] FORESIGHT . . . such that there is no likelihood of confusion in the present case.”6 For his part, the Examining Attorney argues that “[u]ltimately, the registration for FORESIGHT 6 Applicant’s Br., p. 12, 8 TTABVUE 17. Serial No. 86586715 - 7 - is too close to applicant’s mark FORSIGHT both in terms of the similarity of the marks and the relatedness of the parties’ services. . . .”7 Nine of the registrations are for the term FORESIGHT. Two registrations are for the term FORESITE, with an alternative spelling. None of the third-party marks share the alternative spelling of Applicant’s mark, FORSIGHT. Nevertheless, all of the marks, including Applicant’s, share the same pronunciation which suggests that the marks may be “relatively weak and entitled to only a narrow scope of protection.” Palm Bay Imports, 73 USPQ2d at 1693. Regarding the nature of the goods and services offered in connection with the third-party marks, however, only one of the marks, Registration No. 4739502, is used in connection with “consulting services.” But this registration is used in connection with “career development” consulting services, not computer-related consulting services such as those provided by Applicant and Registrant. The remainder of the third-party marks are used in a variety of different fields such as financial and business data, patient care, aircraft fleet management, and travel. In sum, this case differs from Jack Wolfskin and Juice Generation, where the third-party registrations involved the same goods and services at issue. Further, third-party registrations are “not evidence that the registered marks are actually in use or that the public is familiar with them.” In re Midwest Gaming & Entm’t LLC, 106 USPQ2d 1163, 1167 n.5 (TTAB 2013) (citing In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1259 (Fed. Cir. 2010)). See also Olde Tyme Foods Inc. v. Roundy’s Inc., 22 USPQ2d 1542, 1545 (Fed. Cir. 1992) (“As to strength 7 Examining Attorney’s Br., p. 12, 10 TTABVUE 12. Serial No. 86586715 - 8 - of a mark, however, registration evidence may not be given any weight. (citing AMF Inc. v. Am. Leisure Prods., Inc., 474 F.2d 1403, 1406, 177 USPQ 268, 269 (CCPA 1973) (“The existence of [third party] registrations is not evidence of what happens in the market place or that customers are familiar with them. . . .”)). Accordingly, we find that the third-party registrations do not demonstrate that “foresight” is weak as applied to the services at issue in this appeal. B. The similarity or dissimilarity of the marks in their entireties in terms of appearance, sound, connotation and commercial impression We next consider the similarity of the marks. In comparing the marks we must consider their appearance, sound, connotation and commercial impression. Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin, 73 USPQ2d at 1692. The emphasis of our analysis must be on the recollection of the average purchaser who normally retains a general, rather than specific, impression of trademarks. Although we consider the mark as a whole, “in articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark. . . .” In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). Applicant’s mark is FORSIGHT in standard characters. Registrant’s mark is FORESIGHT, also in standard characters. Applicant argues that the absence of the letter “e” in its mark creates a difference “in visual appearance, auditory appearance and connotation” as compared to Registrant’s mark.8 We find the visual difference— 8 Applicant’s Br., p. 13, 8 TTABVUE 18. Serial No. 86586715 - 9 - the absence of the letter “E”—to be slight. When spoken, both marks will be pronounced the same. Similarity in sound alone may be sufficient to support a finding that the marks are confusingly similar. See Krim-Ko Corp. v. The Coca-Cola Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”); In re White Swan Ltd., 8 USPQ2d 1534, 1535 (TTAB 1988); In re 1st USA Realty Prof’ls, Inc., 84 USPQ2d 1581, 1586 (TTAB 2007). Regarding connotation, although the record does not show whether FORSIGHT has a meaning, it is likely that consumers would understand it simply as a misspelling of FORESIGHT, which is defined as “the power of foreseeing” or “provident care.”9 Applicant nevertheless argues that: If separated, the applied-for mark includes the two words “for” and “sight” and thus also has the meaning “for sight.” This has a separate meaning from the word “foresight.” This is important to recognize in the context of Appellant’s tradename. As shown in Appellant’s specimen submitted in connection with the instant application . . . Appellant uses the tradename “Sightline Systems.” * * * The “sight” portion of Appellant’s mark refers to and calls to mind the tradename Sightline Systems. This reference and association in the mind of consumers is sufficient to prevent any likelihood of confusion.10 This argument is unpersuasive. It is settled that we must determine likelihood of confusion based on the mark as shown in the application. Other matter, such as 9 Office Action July 16, 2015, TSDR pp. 34-36. 10 Applicant’s Reply Br., p. 3, 11 TTABVUE 3. Serial No. 86586715 - 10 - Applicant’s trade name, which is not part of the mark Applicant seeks to register, is not relevant to the analysis. The right to register a mark must be determined on the basis of Applicant’s mark “exactly as shown in the application” regardless of the manner of actual use. See Jim Beam Brands Co. v. Beamish & Crawford, Ltd., 937 F.2d 729, 19 USPQ2d 1352 (2d Cir. 1991) (distinguishing infringement proceedings from Board proceedings). See also Bellbrook Dairies, Inc. v. Hawthorn-Mellody Farms Dairy, Inc., 117 USPQ 213, 214 (CCPA 1958); Blue Cross and Blue Shield Assoc. v. Harvard Cmty. Health Plan Inc., 17 USPQ2d 1075, 1077 (TTAB 1990). The trade name Sightline Systems is not part of the mark sought to be registered and, if Applicant were to obtain a registration, its use of the mark would not require the inclusion of the trade name. Thus, for purposes of our determination of the similarity or dissimilarity of the marks, we may not consider designs or other matter that are not part of the marks as applied-for and registered. This du Pont factor weighs in favor of a finding of a likelihood of confusion. C. Similarity of the services We next consider the similarity of Registrant’s and Applicant’s services, keeping in mind that the services of the parties need not be identical or even competitive to find a likelihood of confusion. See On-line Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 1086, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000). The respective services need only be “related in some manner and/or if the circumstances surrounding their marketing [be] such that they could give rise to the mistaken belief that [they] emanate from the same source.” Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 1369, 101 Serial No. 86586715 - 11 - USPQ2d 1713, 1722 (Fed. Cir. 2012) (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)). Applicant’s services are “Consulting in the field of installation, use and maintenance of software designed to plan information technology hardware infrastructure capacity changes.” Registrant’s services are “Computer consulting services, namely, installation, maintenance and updating of computer software in the field of business process automation; technical support services, namely, troubleshooting of computer software problems in the field of business process automation.” Applicant’s and Registrant’s services are the same in that they both consist of consulting services relating to the installation and maintenance of computer software. However, the subjects of the respective consulting services differ inasmuch as Applicant’s services focus on software for planning “information technology hardware infrastructure capacity changes,” whereas Registrant’s consulting services focus on software for “business process automation.” Applicant argues that “[n]othing in the identification of goods and services for the Cited Marks suggest that the Cited Marks are used with consulting services relating to the installation, use, and maintenance of software used to plan information technology hardware infrastructure capacity changes.”11 This argument is unpersuasive. It is not necessary for Registrant’s mark to be used in connection with the exact same services as Applicant. Rather, it is enough that the services are related in some manner or that some circumstances surrounding their 11 Applicant’s Br., p. 16, 8 TTABVUE 21. (Emphasis in original). Serial No. 86586715 - 12 - marketing are such that they would be likely to be seen by the same persons under circumstances which would give rise to a mistaken belief that they originate from the same source. Coach Services, 101 USPQ2d at 1722. The Examining Attorney argues that [A]pplicant’s software consultation regarding various aspects of providing or optimizing information technology hardware infrastructure (which can include computer hardware and software) can necessarily encompass registrant’s installation, maintenance, and/or updating of software in the field of business process automation and vice versa. In other words “information technology hardware infrastructure” can include such infrastructures for the purpose of business process automation and business process automation can include information technology hardware infrastructure.12 In support, the Examining Attorney has made of record internet articles and excerpts from websites purporting to show the relationship between business process automation and information technology hardware infrastructure. The following examples are the most relevant: • Http://beforeitsnews.com – An internet article titled Important Hardware Involved in Business Process and Workflow Automation (December 16, 2015) discussing the impact of business process automation and computer hardware: When it comes to business process or workflow automation, it’s relatively easy to find information and options on what software to get. However, automating business processes and workflows is not just about the software. There are also hardware involved which may not appear conspicuous because they are too common or because they work behind the scenes. * * * 12 Examining Attorney’s Br., p. 10, 10 TTABVUE 10. Serial No. 86586715 - 13 - However, it’s virtually impossible for business process and workflow automation to happen without both software and hardware.13 • Http://www.swipsystems.com – An internet article titled Automating to Succeed (November 12, 2012) discussing Business Process Automation: “Once the team has identified the shortcomings and inefficiencies of the process . . . evaluate the process as a whole, look at the technologies available to solve the identified problems, then implement the software, hardware and tools necessary to streamline the process.”14 • Http://www.bmc.com – The website of BMC Digital Enterprise Management, offering information technology “capacity management solutions” as well as “workload automation.”15 • Http://www.hcltech.com – The website of HCL Technologies, an information technology services company, offering services to “simplify and accelerate business processes” as well as “data center infrastructure services.”16 • Https://www.hpe.com – The website of Hewlett Packard Enterprise, offering services involving “automation” as well as “infrastructure solutions.”17 These internet articles and web site excerpts show that Registrant’s consulting services involving business process automation and Applicant’s consulting services involving information technology hardware infrastructure capacity changes are sometimes offered by the same firm. Further, the articles suggest that the services are overlapping, and therefore related, because companies seeking to automate 13 Office Action of February 19, 2016, TSDR p. 4. 14 Id. at 5. 15 Office Action of September 9, 2016, TSDR pp. 6 and 11. 16 Id. at 15 and 17. 17 Id. at 24 and 25. Serial No. 86586715 - 14 - business processes must also determine whether their information technology infrastructure capacity is sufficient to support the process automation. The du Pont factor relating to the similarity of the services favors a finding of likelihood of confusion. D. Channels of trade With regard to the channels of trade, there is little evidence of record to help us identify them. The briefs primarily discuss trade channels only in terms of the types of customers to which the services are directed. Applicant argues that: Appellant’s services are for a highly specialized and specific field, and they are not offered to or targeted at customers generally. The goods and services offered under the Cited Mark are directed to entirely different fields, and likewise are not offered to or targeted at customers generally[.] There is little to no overlap in consumers; these services would not be offered to or targeted at the same entities. The Examining Attorney argues that: [T]he parties’ services are sold or provided through the same trade channels and used by the same classes of consumers in the same fields of use, namely, computer hardware and/or software companies (e.g., Hewlett Packard, HCL Tech, and BMC) commonly provide hardware and/or software as well as consulting related thereto to businesses in order to effectuate business process automation which can include computer hardware to change a business’s infrastructure capacity. In the absence of evidence regarding channels of trade, we do not find either argument to be persuasive. This du Pont factor is neutral. Serial No. 86586715 - 15 - E. Consumer sophistication Applicant argues that: [T]he services at issue are not “impulse” purchases but rather are purchased because the consumer has a specific need for them. In this regard, the purchase and use of the services at issue involve considerable planning. Because of the importance of these services, the purchasers undoubtedly exercise care and correspondingly pay careful attention to the trademark for the services. Moreover, these services are not ordinary consumer products that are purchased on a regular basis, but instead unusual and complex services and purchases to which the prospective consumers will pay particular attention to ensure that their needs are met.18 Given the nature of the respective services which involve creation and maintenance of complex computer systems, we think it likely that the relevant customers would apply a higher degree of care to the selection of the services, commensurate with that given to business decisions. This factor weighs against a finding of a likelihood of confusion. However, even if we assume that the prospective purchasers are sophisticated, “even careful purchasers are not immune from source confusion.” See Wincharger Corp. v. Rinco, Inc., 297 F.2d 261, 132 USPQ 289 (CCPA 1962); In re Total Quality Grp. Inc., 51 USPQ2d 1474 (TTAB 1999); and In re Decombe, 9 USPQ2d 1812 (TTAB 1988). See also In re Hester Indus., Inc., 231 USPQ 881, 883 (TTAB 1986) (“While we do not doubt that these institutional purchasing agents are for the most part sophisticated buyers, even sophisticated purchasers are not immune from confusion as to source where, as here, substantially identical marks are applied to related products.”). That is, even relatively sophisticated purchasers of 18 Applicant’s Br. p. 5, 7 TTABVUE 5. Serial No. 86586715 - 16 - these services are likely to believe that they come from the same source, if offered under the involved substantially similar marks. See Weiss Assocs. Inc. v. HRL Assocs. Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990); and Aries Sys. Corp. v. World Book Inc., 23 USPQ2d 1742, n.17 (TTAB 1992). This du Pont factor slightly weighs against a finding of a likelihood of confusion. F. Balancing the factors We have considered all of the arguments and evidence of record, including those not specifically discussed herein, and all relevant du Pont factors. We find that the similarity of the marks in appearance, sound, and connotation and the similarity in the services outweigh any weakness in the marks and the care exercised by consumers. Decision: The refusal under Section 2(d) is affirmed. Copy with citationCopy as parenthetical citation