Roxane M. Bresette and Dennis Harris, d/b/a Roxv.Sigma Holding CorporationDownload PDFTrademark Trial and Appeal BoardMar 31, 2014No. 92054984 (T.T.A.B. Mar. 31, 2014) Copy Citation Mailed: March 31, 2014 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Roxane M. Bresette and Dennis Harris, d/b/a Rox v. Sigma Holding Corporation _____ Cancellation No. 92054984 _____ Roxane M. Bresette and Dennis Harris, d/b/a Rox, pro se. J. Philip Polster of Polster Lieder Woodruff & Lucchesi LC for Sigma Holding Corporation. _____ Before Seeherman, Wellington and Adlin, Administrative Trademark Judges. Opinion by Seeherman, Administrative Trademark Judge: Roxane M. Bresette, who identified herself as doing business as ROX, a sole proprietorship, filed a petition to cancel Sigma Holding Corporation’s registration for the mark ROX, in standard characters, for “bicycle computers”1 1 Registration No. 3742187, issued January 26, 2010, from an application filed June 18, 2009. THIS OPINION IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92054984 2 on the grounds of likelihood of confusion, fraud and dilution.2 During the testimony of petitioner’s witness, Dennis Harris, it was revealed that he is Ms. Bresette’s husband and started and runs the business with her, see Harris dep, p. 5, TTABVue 23, p. 7. Dennis Harris and Roxane Bresette have both been identified as “Co-Founder and Co-Owner of ROX” Petitioner’s brief, pp. 2-3, TTABVue 40, pp. 8-9. Respondent has agreed with this description: “Roxane M. Bresette, is one half of a company called Rox or Rox USA” and “her husband, Dennis Harris, is the other half.” Respondent’s brief, p. 1, TTABVue 41, p. 6. Accordingly, we treat this husband-and-wife sole proprietorship as being owned by both Roxane M. Bresette 2 The ground of dilution was not well pleaded, e.g., petitioner did not allege that her mark is famous. However, respondent did not challenge the adequacy of the pleading, and has argued all three grounds in its brief, and we therefore have treated the pleadings as including these grounds. We note that in its briefs petitioner has asked that respondent “be held criminally liable for their fraudulent actions against the United States Patent and Trademark Office.” Brief, p. 40. The Board has no authority over criminal matters and petitioner’s request will be given no further consideration. Petitioner also asserts in its brief, under the heading of dilution, that the registration must be cancelled under Section 2(f) of the Lanham Act. This section has no relevance to the ground of dilution, nor does it seem to be relevant to any claim that petitioner might assert, as Section 2(f) is a basis for registering a mark that is not inherently distinctive. Since respondent’s mark is the same as petitioner’s pleaded mark, it does not appear that petitioner would claim that its own mark is not inherently distinctive. In any event, petitioner never pleaded a claim based on Section 2(f), nor was such an issue tried, and therefore we give it no consideration. Cancellation No. 92054984 3 and Dennis Harris, and have amended the caption of this proceeding to reflect this. We will refer to this business/sole proprietorship as “petitioner,” and refer to the co-owners by their names. In its petition to cancel petitioner alleged that it has used the term ROX as a trademark in the bicycle and outdoor recreation industries since December 1987; that the parties use identical trade channels for marketing their products and have identical consumers; that despite having been advised by petitioner that a conflict existed, respondent filed its application that resulted in the registration sought to be cancelled, thereby displaying “a reckless and willful disregard for the truth” ¶ 2; and that respondent’s use of its mark on defect plagued products “tarnish the reputation of the petitioner … and dilutes its brand in the bicycle and outdoor industries.” ¶ 6. In its answer respondent has admitted that certain correspondence attached to petitioner’s petition for cancellation was sent to or received by respondent or its affiliates, and that its application for the subject registration was filed after the correspondence reflected in the exhibits. It also admitted, inter alia, that it has run advertising in a trade publication in which petitioner asserts it has advertised; and that its president is a Cancellation No. 92054984 4 former employee of Downeast Bicycle Specialists, a company through which petitioner alleges it sold products. It otherwise denied the remaining salient allegations in the petition to cancel. The Record The parties have raised an inordinate number of evidentiary and other objections, many of which must certainly be characterized as petty. For example, petitioner moved to strike respondent’s trial brief because the appendices to that brief do not have page numbers. Appendix A to respondent’s brief consists of petitioner’s brief in which respondent has highlighted phrases or sentences on every page, and inserted numerous comments through the “track changes” word processing function. The majority of the comments are simply two-word phrases, e.g., “no evidence” or “purely conclusory.” Appendix B is a one- page listing of respondent’s exhibits, with a description of each. We regard both the motion to strike and the annotated comments, as well as respondent’s request in its brief that any unsubstantiated statements in petitioner’s brief be stricken, and petitioner’s response in its reply brief that some of the comments made by respondent in the appendix should be stricken, as an unwarranted imposition on the Board’s time with no substantive purpose. Suffice Cancellation No. 92054984 5 it to say, the motion is denied and the objections overruled. The objections have not stopped with these two examples. Petitioner’s 40-page trial brief has nine pages discussing petitioner’s objections to respondent’s notice of reliance, in which petitioner either has moved to strike or has objected to virtually every one of the 121 exhibits submitted by respondent under notice of reliance. Respondent’s objections and responses to petitioner’s objections constitute seven pages of its trial brief. And petitioner’s 14-page rebuttal brief contains only two and a quarter pages of actual argument, as opposed to seven pages of responses to respondent’s objections and petitioner’s objections to statements made in respondent’s brief. We will not allow the parties’ tactics to force us to engage in an extended discussion of these objections and complaints. Therefore, we deal with them in a summary manner. Respondent’s motion to strike certain materials submitted with petitioner’s rebuttal notice of reliance is granted. These exhibits consist of “private communications” (Exhibits 61 and 69-73) and “confidential sales reports” (Exhibits 43-47). Such materials may not be made of record by notice of reliance as they are not Cancellation No. 92054984 6 publicly available, see Trademark Rule 2.122(e), and petitioner’s arguments as to the relevance of these materials are beside the point. With respect to the other objections to exhibits, to the extent that the material objected to is germane to our determination, we will discuss its acceptability and probative value in our analysis of the issues. The only exception is respondent’s exhibit 74, in its third notice of reliance, which respondent has agreed should be stricken because it is a summary of search results (of registered names in the state of Arizona), rather than a web site. In view thereof, we have given this exhibit no consideration.3 Accordingly, the record contains the pleadings; the file of the registration sought to be cancelled; the testimony, with exhibits, of petitioner’s witnesses Roxane M. Bresette and Dennis R. Harris; and various materials taken from publications, internet websites and official records, submitted by petitioner and respondent under notices of reliance. As previously discussed, petitioner’s 3 There has also been discussion in the parties’ briefs about the relevance of certain evidence submitted by respondent, with respondent agreeing that the evidence is irrelevant if, as respondent asserts, petitioner has limited the channels of trade of its goods. Petitioner has made clear in its rebuttal brief that it has not limited the channels of trade, p. 9, and therefore we do not consider respondent to have agreed that the evidence it submitted need not be considered. Cancellation No. 92054984 7 exhibits 43-47, 61 and 69-73 and respondent’s exhibit 74 are not part of the record. The case has been fully briefed. The Parties Roxane Bresette and Dennis Harris, who are husband and wife, started their business in December 1987, and have submitted evidence of use of the mark ROX going back to 1988. Mr. Harris identified a photograph of an insulated bottle holder with a label bearing the mark ROX (Exhibit C), and testified that this was from 1988. p. 7. He also identified photographs of backpacks, backpacking equipment and “bikepacking” equipment (Exhibit E) from that time period. p. 8. Petitioner’s 1992 catalog, showing the trade name ROX USA, was distributed at the 1992 International Bike Show, and depicts racing shorts, bib shorts, bike caps, a cycling jersey, anorak, sport bra, windbreaker, wind pants, helmet cover, bike bag, bar bag, rack trunk, underseat wedge bag, back pack, wallet and saddle covers. Rim strips (also known as rim tape), identified by the trademark ROX, (Rox Ultralight Rim Strips), also appear in the catalog. Exhibit B, pp. 6-7. Petitioner stopped making many of these goods at some point; there is some suggestion that this happened rather early in its history. As Mr. Harris testified: Cancellation No. 92054984 8 … we walked through that door [of the International Bike Show] in ’92 and we were a soft goods company that sold clothing and had one wheel good product, and we left four days later as a wheel goods product that had a soft goods line. p. 7. Mr. Harris testified that petitioner currently makes ROX Ultralight Rim Tape, ROX SuperDutE Rim Tape, ROX NePlusUltra Rim Tape, and the ROX Smart Fit clothing line that includes DogEarz balaclavas, skull caps, an Earz band, bicycle shorts and jerseys. p. 6. Petitioner manufactures most its products in Bresette’s and Harris’s home. Harris, p. 26. Respondent has not presented any evidence about itself, but states in its brief that, because the bicycle computers identified in its registration are presumed to include any type of bicycle computer and to travel in all ordinary channels of trade, including those of petitioner, respondent’s “activities are not particularly relevant to the issues in this proceeding.” p. 10. Standing Petitioner’s use of the mark and trade name ROX and ROX USA is sufficient to show that it is not a mere intermeddler and that it has standing. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); Cancellation No. 92054984 9 Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185 (CCPA 1982). Likelihood of confusion There are two elements to proving the ground of likelihood of confusion: priority and likelihood of confusion. Priority To establish priority, a plaintiff must prove that it owns “a mark or trade name previously used in the United States … and not abandoned ….” Trademark Act Section 2, 15 U.S.C. § 1052. As petitioner does not own a registration, it must rely on its common law use to prove priority. In order for a plaintiff to prevail on a claim of likelihood of confusion based on its ownership of common law rights in a mark, the plaintiff must show that its mark is distinctive, inherently or otherwise, and that it obtained rights in that distinctive term through use prior to that of the defendant. See Otto Roth & Co., Inc. v. Universal Foods Corp., 640 F.2d 1317, 209 USPQ 40 (CCPA 1981). There is no question that petitioner’s mark ROX is inherently distinctive, and that petitioner obtained rights in the mark prior to respondent. Respondent has not challenged the distinctiveness of petitioner’s mark, which is the same mark as respondent’s. See, e.g., Giersch v. Cancellation No. 92054984 10 Scripps Networks Inc., 90 USPQ2d 1020, 1023 (TTAB 2009) (“Respondent has not raised an issue as to the distinctiveness of petitioner's mark or otherwise put petitioner on notice of this defense, and therefore we find that the mark is distinctive.”) (citing Wet Seal Inc. v. FD Mgmt., Inc., 82 USPQ2d 1629, 1634 (TTAB 2007) (absent argument or evidence from applicant, opposer's mark deemed distinctive)); Chicago Corp. v. N. Am. Chicago Corp., 20 USPQ2d 1715, 1717 n. 5 (TTAB 1991)(rejecting applicant's argument that opposer failed to prove that its mark was distinctive where applicant failed to plead the issue or introduce evidence of non-distinctiveness). Respondent also “admits that [petitioner] began use of the mark ROX on fabric goods long before [respondent] adopted ROX for bicycle computers.” Brief, p. 16. Respondent has not submitted any evidence regarding its use, so it may rely only on the filing date of the application underlying its registration, namely, June 18, 2009. As previously discussed, petitioner has submitted testimony and evidence of use of the mark ROX on both clothing and rim tape much earlier than that date. However, while we find that petitioner has established its prior common law rights, unlike a registration which gives a plaintiff rights to the goods or services as identified in the registration and the Cancellation No. 92054984 11 ordinary channels of trade for the goods and services as identified, common law rights are based on the evidence of actual use. Likelihood of confusion Our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In this case, petitioner has pointed to a number of du Pont factors that it considers relevant; respondent relies primarily on the alleged dissimilarity of the goods, although it has also submitted evidence and arguments regarding other factors. Turning first to the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression, the marks are both ROX, and therefore they are identical in pronunciation. Although petitioner’s common law rights are for the mark as actually used, which has a slight stylization of the R and the X, see Exhibit F to Harris deposition, respondent’s mark is in standard characters, and therefore may be used in the same stylization. Citigroup Inc. v. Capital City Cancellation No. 92054984 12 Bank Group Inc., 637 F.3d 1344, 98 USPQ2d 1253 (Fed. Cir. 2011). Accordingly, the marks must be deemed identical in appearance. Indeed, the manner in which respondent’s mark is depicted in trade magazines is very similar to the stylization of petitioner’s ROX mark. Respondent’s notice of reliance, exhibit 75 (TTABVue 11, p. 7). There is no evidence that the marks would have different meanings because of the different goods for which they are used. Cf. Parfums de Coeur Ltd. v. Lazarus, 83 USPQ2d 1012 (TTAB 2007); In re Sears, Roebuck & Co., 2 USPQ2d 1600 (TTAB 1987); In re British Bulldog, Ltd., 224 USPQ 854 (TTAB 1984). Their overall commercial impressions are the same. We also note that respondent does not contest that the marks are identical. “In the present case, the marks are identical.” Brief, p. 17. This weighs heavily in favor of a finding of likelihood of confusion. We turn next to the du Pont factor of the similarity or dissimilarity of the goods which, as previously mentioned, is the factor which respondent believes most strongly favors it: “If the Board agrees with [respondent] that the goods of the parties are so utterly different that no evidence could possibly prove likelihood of confusion, then it may skip everything that follows, does not need to review the evidence, and can enter judgment forthwith.” Cancellation No. 92054984 13 Brief, p. 1. However, “the degree of ‘relatedness’ must be viewed in the context of all the factors, in determining whether the services are sufficiently related that a reasonable consumer would be confused as to source or sponsorship.” In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1678, 1689 (Fed. Cir. 1993). “Even when goods or services are not competitive or intrinsically related, the use of identical marks can lead to the assumption that there is a common source.” Id. See also, In re L’Oreal S.A. v. Marcon, 102 USPQ2d 1434, 1439 (TTAB 2012) (where applicant’s mark is identical to opposer’s mark, “there need only be a viable relationship between the goods to find that there is a likelihood of confusion”). We consider petitioner’s bicycle wheel rim tape to be the closest to respondent’s bicycle computers, and therefore concentrate our comments on the similarity or dissimilarity of these goods. Petitioner’s rim tape is used inside bicycle wheels to protect the inner tube from being punctured or damaged by the sharp spoke ends and to cover the spoke holes. Harris, p. 15. As for respondent’s goods, they are identified in the registration as “bicycle computers,” and this identification must be deemed to encompass all types of bicycle computers. Mr. Harris has explained that “all bicycle computers have a unit on the Cancellation No. 92054984 14 handle bars which is your display unit which leads down to the sensor unit which is always placed on the fork which is adjacent to the wheel and then a magnet is placed on the wheel.” pp. 15-16. Catalog and directory listings for bicycle computers advertise that they have functions that measure speed, distance traveled, altitude and heart rate. Other websites showing bicycle computers advertise that they are low-profile and attach to the bike’s stem or handlebar. See, e.g., respondent’s notice of reliance Exhibit 113, TTABVue 14, p. 4. The parties’ goods are clearly different in purpose. However, in order to find likelihood of confusion, the goods of the parties need not be similar or competitive, or even offered through the same channels of trade. L’Oreal S.A. v. Marcon, supra at 1439. Here, both goods are bicycle accessories, as opposed to structural parts. Both could be purchased separately by cyclists for use with their bicycles. Given the fact that the marks are identical, this is sufficient for us to find that the goods are related. In reaching this conclusion, we have noted respondent’s evidence of third parties that use the same mark, or marks containing the same element, on various Cancellation No. 92054984 15 bicycle components and accessories, which apparently co- exist. Specifically, respondent has made of record a webpage from the REI website showing a “Garmin Edge 500 Wireless Bike Computer” (respondent’s notice of reliance Exhibit 113, TTABVue 14, p. 4), and webpages from the EDGE DESIGN USA website for wheelsets in which Edge or EDGE DESIGN appears on the wheel (respondent’s notice of reliance Exhibits 114 and 115, TTABVue 14, pp. 5-6), as well as showing EDGE COMPONENTS like handlebars and saddles (Exhibit 116, TTABVue 14, p. 7). The Amazon.com website offers a Polar CS400 Heart Rate Bike Computer (Exhibit 117, TTABVue 14, p. 10), while the L.L. Bean website shows an insulated Polar Water Bottle (Exhibit 118, TTABVue 14, p. 11). The REI website features a “CatEye Strada Wireless Bike Computer” (Exhibit 119, TTABVue 14, p. 12) and a “Novara Strada Bike-2013” (Exhibit 121, TTABVue 14, p. 14), and the BikeTiresDirect.Com website shows a “Clement Strada LLG 60 TPI Tire” (Exhibit 120, TTABVue 14, p. 13). We do not find this evidence particularly persuasive that consumers will view petitioner’s and respondent’s ROX marks as indicating different sources for the respective goods. With respect to the EDGE and STRADA example, a house mark is used with the Garmin product, and house marks Cancellation No. 92054984 16 are used with the three Strada products. We are not implying that if respondent’s mark included a house mark we might reach a different result. However, respondent’s mark is for ROX per se, and therefore respondent’s protection is not limited to use of the term with a house mark. We also point out, in connection with the STRADA marks, that “strada” means “road” in Italian, and therefore has at least a highly suggestive connotation for the goods, such that consumers might look to other elements of the marks to distinguish source.4 We also view the water bottle in the POLAR example as being less similar to a bicycle computer than the rim tape on which petitioner uses its mark since a water bottle is not necessarily made for use on a bicycle. The next du Pont factor we consider is the channels of trade. Again, since petitioner is relying only on common law rights, we must consider its actual channels of trade. Mr. Harris’s testimony is that petitioner’s goods are sold through bicycle distributors, who in turn sell the products to bicycle shops and outdoor retailers in the United States and abroad. p. 11. Currently its main distributer is 4 See translation in Collin’s Italian Dictionary, © 2014, www.collinsdictionary.com. The Board may take judicial notice of dictionary definitions, including those that are the electronic equivalent of a print reference work. University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., Inc., 213 USPQ 594 (TTAB 1982), aff’d, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983); In re Dietrich, 91 USPQ2d 1622, 1631 n.15 (TTAB 2009). Cancellation No. 92054984 17 Quality Bicycle Products. p. 28. The end consumer is the cyclist. Id. at 12. Petitioner has submitted pages from multiple editions of the Excel Sports Catalog showing that petitioner’s rim tape was shown in Issue #112 (Page 17 of notice of reliance, TTABVue 8, p. 17) and respondent’s bicycle computer, as well as those of other companies, was also offered in this issue of the catalog (Page 18 of notice of reliance, TTABVue 8, p. 19).5 In addition, the Excel Sports website (which is available to those in the bicycle industry), lists both petitioner’s ROX Ultralight Rim Strips and respondent’s Sigma ROX 6.0 cycling computer. (Petitioner’s notice of reliance, pp. 25 and 26, TTABVue 8, pp. 26-27.) Thus, there is documentary evidence that 5 Respondent has objected to these two exhibits because they do not include a date on either the page itself or the identifying information provided by petitioner. The primary purpose of requiring date information for a printed publication submitted under notice of reliance is so the adverse party can find the information in order to check the material for accuracy. Respondent does not assert that it could not locate the catalog, and given that Issue #111 (p. 16 of petitioner’s notice of reliance, TTABVue 8, p. 17) was dated November 16, 2010, we do not consider respondent to have been unable to determine when the next issue was published, or to find it. It should be noted that respondent has not objected to the exhibits on any other basis, and that respondent has specifically stated that the exhibit from Issue #111 from the Excel Sports Catalog is “admissible under 37 C.F.R. 2.122(e).” Brief, p. 4. Cancellation No. 92054984 18 supports Mr. Harris’s testimony that national retailer Excel Sports sold both parties’ ROX products. p. 17.6 Respondent has attempted to characterize petitioner’s channels of trade as being limited to the bicycle and outdoor retailers to whom petitioner’s distributor, Quality Bicycle Products, sells its goods, and argues that the retailers that assemble bicycles are the installers of the tape, and thus would be the only consumers who would actually purchase and have contact with petitioner’s rim tape. However, that position is contradicted by Mr. Harris’s testimony, as reported above, that the end consumer is the cyclist. Moreover, respondent’s argument does not account for cyclists who purchase and install rim tape themselves. In short, because respondent’s goods must be deemed to be sold in all channels of trade that are appropriate for such goods, including bicycle stores, and because petitioner has shown that its goods are sold in bicycle stores, and because the evidence further shows that both 6 Mr. Harris also testified that both parties’ products have been sold at REI. Respondent has attempted to rebut this testimony by submitting a webpage from the REI website, printed on January 30, 2013, indicated one match for “rim tape,” with the product bearing the mark VELOX, not ROX. There may be many explanations as to the discrepancy between Mr. Harris’s testimony and the physical exhibit, including that petitioner’s product has been sold through REI but is not available there at the moment; in any event, we have not relied on petitioner’s rim tape being sold through REI in reaching our conclusion herein. Cancellation No. 92054984 19 parties’ goods are, in fact, sold through at least one of the same distributors and retailers, we find that the goods move in the same channels of trade. We now turn to the du Pont factor of the fame or strength of petitioner’s mark. Petitioner does not claim that its mark is generally famous: “Although no claim has ever been made by [petitioner] that their mark is famous in the vast ocean of marks, it is famous, strong, and well known within the pond known as the bicycle industry.” Brief, p. 30. However, petitioner has not proved the niche fame it claims. It has not submitted any evidence of its sales,7 and its advertising has been minimal. It has not been to the Interbike trade show since 1998 and there is no evidence that it participated in other trade shows. Articles about petitioner and its ROX products and ads for ROX rim tape, submitted by petitioner under notice of reliance, are primarily from the 1990s. There is only one apparently recent article on the Bicycling.com website, “Cheap Bike Gear Upgrades,” that mentions Rim Strips, and recommends Rox Ultralights (Petitioner’s Notice of 7 As previously noted, petitioner attempted to submit sales reports with its rebuttal notice of reliance (Exhibits 43-47). Even if these documents could have been made of record by notice of reliance, they would have been improper rebuttal. Showing fame or strength of a mark is part of the plaintiff’s case-in- chief. Cancellation No. 92054984 20 Reliance, p. 10, TTABVue 8, p. 11).8 The mere fact that petitioner has been using the trademark ROX for 20+ years, without evidence of sales or more evidence of promotion or consumer recognition, is insufficient for us to find that its mark is famous, even in a niche market. As we have said before about famous marks, “It is the duty of a party asserting that its mark is famous to clearly prove it.” Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82 USPQ2d 1901, 1904 (TTAB 2007). Even for niche fame, petitioner’s proof falls far short. However, this does not mean that petitioner’s mark is not entitled to protection. We note that respondent has submitted 67 third-party registrations, taken from the USPTO database, for marks that consist of or include the element ROX. It appears that respondent submitted these registrations as being “probative of their owner’s use of and their right to use these ROX formatives for clothing including athletic clothing that could be sold in bicycle shops and at REI stores.” Brief, p. 6. However, third- party registrations are not evidence of use of the marks shown therein. See In re Albert Trostel & Sons Co., 29 USPQ2d 1783 (TTAB 1993). They may be used to show that a 8 The webpage was printed on February 11, 2012; it is unclear when the article first appeared. Cancellation No. 92054984 21 term has a significance in a particular industry, but since we are concentrating on the similarity of petitioner’s rim tape and respondent’s bicycle computers, any significance that ROX may have with respect to clothing does not affect the scope of protection to be accorded petitioner’s mark for rim tape. In any event, respondent has not limited the registrations to goods or services related to bicycles or sports or clothing, but has submitted what appear to be all third-party “ROX” registrations, for any and all goods and services, e.g., ROX ELECTRONICS for “manufacturing services for others in the field of audio equipment,” Registration No. 85445298. After carefully reviewing the third-party registrations, we cannot determine what significance, if any, petitioner’s mark ROX might have for rim tape. We can, however, draw some conclusions as to possible meanings of ROX in general. For example, it appears that in a number of cases, ROX has been chosen because it is the phonetic equivalent of ROCKS, and it has the meaning of actual rocks or stones in these marks. See, for example, Registration No. 3263500 for ROX PANELS for stones, namely, selected ledge stones adhered together to form standardized panels for installation of natural stone veneers; Registration No. 3166796 for ROX BOX for stone, gravel or similar products, namely boulders, stepping stones, stone Cancellation No. 92054984 22 veneer, and crushed stone for use in landscaping, building construction and paving; Registration No. 4220118 for jewelry, with “ROX” disclaimed. In other cases, ROX has the slang meaning of “rocks”: “something that is ultra cool,”9 e.g., Registration No. 4114362 for LA ROX for physical fitness instruction; Registration No. 3262054 for HOCKEY ROX! Or ROX may have been derived from the trademark owner’s name, e.g., Registration No. 3583944 for ROX ROX is owned by RoxAnn Stalberger, LLC; Registration No. 4048668 for ANGELROX is owned by Pamela Roxann Sliger. Based on the record before us, it appears that ROX is a strong mark that does not have a meaning when used in connection with rim tape. Respondent has also submitted evidence of webpages in connection with the sixth du Pont factor, the number and nature of similar marks in use on similar goods.10 Many of the third-party uses are for goods that we would 9 See respondent’s exhibit 1 to its notice of reliance, TTABVue 9, p. 4, taken from Urban Dictionary, defining “Rox” as another spelling of the word “rocks.” “Rox is a shorter and sometimes cooler version of ‘rocks.’ Rox=Rocks. Hannah is awesome! She rox! Ben rox! This new song rox!” 10 Exhibit 79 (TTABVue 12, p. 4) shows the results of a search for “rox backpack” on the website “TheFind,” which site has the subhead “EVERY PRODUCT EVERY STORE.” This webpage lists “23 products from 10 stores for rox backpack.” The listings on this webpage are somewhat truncated, and appear to merely identify where the products can be found, so we treat this exhibit as being in the manner of a Google search summary, rather than as actual evidence of third-party use. See TBMP Section 1208.03 and cases cited therein at note 5. Cancellation No. 92054984 23 characterize as outside the general category of bicycle products or accessories. For example, Exhibit 80 (TTABVue 12, p. 5), from the Amazon.com website, is for “CAMP USA Rox Plus Bag.” The next webpage (Exhibit 81) is from the Camp USA website, www.camp-usa.com, and shows a backpack that is advertised as being for “a day at the crags.” It is clear from the rest of the text on this website that CAMP USA’s products are directed toward rock climbers. Several exhibits (82, 87 and 89-93, TTABVue 12, p. 7, 13 and 15-19) are from the website http://roxvolleyball.com, and the text shows that this is a site offering products for volleyball players. The website with the URL www.prepsportswear.com has a webpage featuring “Shoals High School Jug Rox Backpacks” (Exhibit 84, TTABVue 12, p. 9) and a “Rockford Rox Baseball” sweatshirt (Exhibit 94). The text on the webpage for the latter product indicates that it is a custom ordered product, since the “expected production time” for individual orders is 5 business days, and 10 business days for bulk orders. This information gives credence to petitioner’s statement that this is merely a piece of memorabilia, and to its evidence, rebuttal exhibit 54, TTABVue 31, p.8, showing that there was a 1949 Rockford Rox baseball team. As for the Jug Rox webpage, petitioner has submitted rebuttal evidence Cancellation No. 92054984 24 indicating that Shoals is the name of a high school, and Jug Rox is the name of the team. Petitioner’s Rebuttal Exhibit 52, TTABVue 31, p. 5. The My Locker website (Exhibit 85) features “Sto Rox Elementary School Vikings Backpacks” and STO ROX lunch bags, coolers and laptop sleeves. Respondent’s rebuttal Exhibit 53, TTABVue 31, p. 7, is a webpage for the STO-ROX School District, providing information for Kindergarten Registration at the Sto-Rox Elementary School. The webpages that appear to be for bicycle-related goods and services include two pages from the Buzzillions website, consisting solely of reviews from 2009 of an “ETXE ONTDO Rox Thermal Cycling Jacket.” Exhibit 96, TTABVue 12, pp. 23-24. There is no other evidence regarding the product itself that would indicate that it is currently offered for sale. Indeed, petitioner’s rebuttal evidence, Exhibit 57, TTABVue 31, pp. 14-18, shows that the Etxeonde website does not list this jacket at all. Respondent’s Exhibit 92 from MTBR website lists the “Selle Italia Rox Saddle,” but without a price, so it is not clear whether it is available for sale; petitioner’s rebuttal exhibit 58, TTABVue 31, pp. 19-22, taken from the Selle Italia website and depicting that company’s road and off-road saddles, does not show a Rox saddle at all. A webpage showing the Cancellation No. 92054984 25 name ROCK’S Cycling is essentially contact information, and is headed “Bicycle Dealers Burley, ID.” Exhibit 98, TTABVue 12, p. 26. Another website called Local Bicycle Trader lists a “Womens Mountain Bike Magna” for sale, with the description “Womens Magna Wall Rox 18 Speed 24" tires” (Exhibit 101, TTABVue 12, p. 29). These apparently limited usages of the term “ROX” call to mind Judge Rich’s statement regarding information obtained through NEXIS: “It is indeed remarkable to see the thoroughness with which NEXIS can regurgitate a placename casually mentioned in the news.” In re Societe Generale des Eaux Minerales de Vittel S.A., 824 F.2d 957, 3 USPQ2d 1450, 1451 (Fed. Cir. 1987).11 Other third-party uses are for variations of ROX that have a different meaning from ROX per se, e.g., a triathlon located in the Rocketts Landing area of Richmond, VA (Exhibit 110, TTABVue 12, p. 39), and the Toyota SheROX Triathlon Series (Exhibit 111), which has the slogan “She SWIMS, She RIDES, She RUNS,” in which ROX has the 11 Respondent also submitted a webpage showing a “ROXY ‘Dots rox’ Mini Backpack” on the Bilbo Surf Shop website (Exhibit 83, TTABVue 12, p. 8). However, the URL shows that this is a UK company, www.bilbosurfshop.co.uk, and therefore, in addition to the fact that these goods apparently are not targeted to consumers of bicycles or bicycle accessories but rather to surfers, this use outside of the United States would not be probative evidence on this du Pont factor. Similarly, a webpage showing a “Magna Wall Rox Green Mountain Bike” as an item in a 2012 auction in the United Kingdom (Exhibit 102, TTABVue 12, p. 30) has no probative value. Cancellation No. 92054984 26 “ultracool” meaning mentioned previously, i.e., the woman who competes in the triathlon “rocks” or is cool. There are some third-party uses that are for bicycle parts or accessories, including for the “Michelin Country Rock” tire, but in view of the text in this ad (“Able to tackle city streets, hardpack and gravel”), the meaning of “Rock” appears to be that the tire can withstand rocky roads or trails. Exhibit 107, TTABVue 12, p. 36. And there are three exhibits showing “Alius ROX” cassette hubs (Exhibits 103 and 104, both from the website for TIME2SHINE, and Exhibit 105 from the website for POWERS BIKE SHOP with the text Alius Rox Custom wheels); in both ROX is used with what appears to be the house mark ALIUS, and in fact, in the POWERS webpage, the more prominent display of the mark is for just ALIUS CUSTOM WHEELS. Finally, respondent has submitted under notice of reliance a webpage from BicycleBuys.com featuring the Spinergy Rev- X-Roks front wheel, Exhibit 106, TTABVue 12, p. 35. Ms. Bresette has testified that she objected when Spinergy initially planned to use the mark REV-X-ROX, and that it changed the mark in response. The above discussion is not an exhaustive list of the evidence of third-party usage, but gives a general idea of it. After reviewing the evidence thoroughly, we conclude Cancellation No. 92054984 27 that respondent has not shown that the term ROX is in such common and generally known use in the relevant industry that the protection to be accorded to petitioner’s ROX mark for rim tape is so limited that it cannot prevent the use of the identical mark for bicycle computers. The third- party uses in the bicycle field of marks containing ROX or a similar formative all have other distinguishing features, such as a house name or other element or a difference in spelling. However, in this case the marks are identical, and have no additional element that can be used as a distinguishing feature. This situation thus differs from those in which, because of the common use of a particular element in third-party marks, consumers would be presumed to distinguish between marks based on the other elements. The next du Pont factor we consider is the conditions of purchase. Petitioner has admitted that its consumers are “inherently sophisticated,” and that “thought is given before the bicyclist purchases this component [ROX rim tapes].” Brief, p. 31. Petitioner also asserts that respondent “considers its computers to appeal to a sophisticated user; certainly there is no need for a computer on the bicycle, it works fine without one.” Id. In addition, petitioner states: Cancellation No. 92054984 28 The specialty retail channel, like the independent bicycle dealer, enjoys the consumer with more knowledge of bicycles and their components than the mass merchant customer. An argument can be made that all consumers who seek out specialty retail channels are inherently sophisticated. Id. Although petitioner then concludes that this du Pont factor weighs in its favor, it is clear from its statements about the sophistication of the consumers and care with which the parties’ goods are purchased that this factor favors respondent’s position. The factors of actual confusion and potential of confusion can be dealt with briefly. Although there is no evidence of actual confusion, we do not have any evidence as to the extent of respondent’s sales, or any evidence as to the extent of petitioner’s current sales, and petitioner has not engaged in any advertising for many years. As a result, we can draw no inference regarding the lack of evidence of actual confusion. As for the potential for confusion, petitioner would have us analyze this by merely revisiting the du Pont factor of trade channels: “The potential for confusion here is great as both [petitioner’s and respondent’s] products are sold through identical trade channels to identical consumers.” Brief, p. 23. However, we approach this factor in terms of the number of people who are likely to be confused. By petitioner’s own Cancellation No. 92054984 29 admissions, they would be limited to consumers who shop in independent bicycle dealers and specialty retail stores carrying bicycle accessories, and would be serious bicycle riders, as opposed to simply a member of the public at large who would purchase a bicycle for him or herself or for a child. Although there is no specific evidence as to the number of people who would be in this category, the evidence of third-party use and catalogs indicate that this is not a de minimis number. Finally, petitioner claims that respondent has acted in bad faith in adopting its mark, intending to cause confusion, and therefore its mark should be deemed likely to do so. Petitioner bases this claim on the fact that one of respondent’s officers, Brian Orloff, had worked at a company called Downeast Bicycle Specialists between 1999 and 2002, and therefore would have known of petitioner at that time. We are not persuaded that petitioner has shown bad faith adoption by respondent. There is no actual evidence, only speculation, that Mr. Orloff knew of petitioner’s mark and product at the time he worked at Downeast, but more importantly, there is no evidence that, even if Mr. Orloff had known of it at that time, that he would have been aware of petitioner’s mark and activities at the time respondent adopted the mark almost ten years Cancellation No. 92054984 30 later. Petitioner has not provided any evidence about its sales, such that we could conclude that its rim tape was widely known throughout the bicycle industry at the time respondent chose its mark. And petitioner has acknowledged that it has not done any advertising since the 1990s. In any event, mere knowledge of another’s mark is not enough to infer bad faith. Action Temporary Services, Inc. v. Labor Force, Inc., 870 F.2d 1563, 10 USPQ2d 1307, 1310 (Fed. Cir. 1989) (“mere knowledge of the existence of the prior user should not, by itself, constitute bad faith”); Big Blue Products Inc. v. International Business Machines Corp., 19 USPQ2d 1072, 1075-76 (TTAB 1991). On this record, we cannot conclude that respondent adopted its mark with an intent to trade on petitioner’s mark and goodwill. In considering all the relevant du Pont factors, we find that the identity of the marks weighs heavily in favor of petitioner, and requires only a viable relationship between the goods. The channels of trade are presumed to be the same, since respondent’s goods can be sold in the same bicycle specialty stores in which petitioner’s goods are sold, and the goods in fact are sold through the same catalogs. Although the purchasers are careful and sophisticated, because the marks are identical even such purchasers can be confused, since there is no additional Cancellation No. 92054984 31 element in respondent’s mark to which they can look to distinguish the marks. Further, on this record, we find that petitioner’s mark is sufficiently strong that it is entitled to protection against respondent’s identical mark. In view thereof, we find that petitioner has met its burden of proving likelihood of confusion, and that the petition to cancel must be granted on this ground. Dilution and Fraud Because the petition to cancel is granted on the ground of likelihood of confusion, there is no need for us to address the additional grounds for cancellation. However, in order to render a complete opinion, we will address them briefly. We dismiss the petition on these grounds. With respect to the ground of dilution, Section 43 of the Trademark Act requires that, to be afforded relief under this section, the owner must have a famous mark. See Section 43(c)(1). Further, “a mark is famous if it is widely recognized by the general consuming public of the United States as a designation of source of the goods or services of the mark’s owner.” Section 43(c)(2); Coach Services Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1724 (Fed. Cir. 2012). Petitioner does not even argue that its mark is famous among the general Cancellation No. 92054984 32 consuming public, and has certainly not submitted evidence, such as sales figures, advertising figures, or even substantial advertising, that would allow us to make a finding of fame. As for the ground of fraud, petitioner bases this claim on the fact that, in the underlying application to register its mark, respondent’s representative signed a declaration stating that to the best of his/her knowledge no other person, firm, corporation or association had the right to use the mark in commerce, when respondent knew of petitioner’s use of the mark ROX as of April 1, 2009. That April 1, 2009 date is the date of petitioner’s letter to respondent, demanding that respondent cease using the mark ROX. In Alcatraz Media Inc. v. Chesapeake Marine Tours Inc., 107 USPQ2d 1750, 1767 (TTAB 2013), the Board summarized the principles for proving a fraud claim as follows: Fraud in procuring a trademark registration or renewal occurs only when an applicant or registrant knowingly makes a false, material representation with the intent to deceive the PTO. In re Bose Corp., 580 F.3d 1240, 91 USPQ2d 1938 1941 (Fed. Cir. 2009) (“Bose”). A party seeking cancellation of a trademark registration for fraudulent procurement bears a heavy burden of proof. Id., citing W.D. Byron & Sons, Inc. v. Stein Bros. Mfg. Co., 377 F.2d 1001, 153 USPQ 749, 750 (CCPA 1967). Indeed, “the very nature Cancellation No. 92054984 33 of the charge of fraud requires that it be proven ‘to the hilt’ with clear and convincing evidence. There is no room for speculation, inference or surmise and, obviously, any doubt must be resolved against the charging party.” Id., at 1939, quoting Smith Int'l, Inc. v. Olin Corp., 209 USPQ 1033, 1044 (TTAB 1981). There are many reasons why petitioner’s claim of fraud must fail, not the least of which is that it has not proven that respondent had an intent to deceive the PTO. That is, respondent could have had a good faith belief that the differences in the parties’ goods were sufficient to avoid a likelihood of confusion, such that it could truthfully state in the application declaration that “no other person, firm, corporation, or association has the right to use the mark in commerce, either in identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such person to cause confusion, or to cause mistake, or to deceive.” The fact that respondent was in receipt of a letter from petitioner, in which petitioner claimed rights in the mark ROX, without more, is not sufficient for petitioner to meet the stringent requirement that fraud be proven to the hilt with clear and convincing evidence, including of intent to deceive the Office.12 12 Petitioner also asserts in its brief that respondent is using the mark on ancillary products, but did not include these goods Cancellation No. 92054984 34 Decision The petition to cancel is granted only on the ground of likelihood of confusion. It is dismissed on the grounds of dilution and fraud. Registration No. 3742187 will be cancelled in due course. in its underlying application, and therefore “this is contrary to the stated use of the mark ROX in their registration.” Brief, p. 39. This claim was never pleaded in the petition to cancel (fraud must be pleaded with particularity), nor was it tried by consent. In any event, there is no requirement that a trademark owner include in its application every item on which it uses its mark. Copy with citationCopy as parenthetical citation