Robbie H. PhillipsDownload PDFTrademark Trial and Appeal BoardMay 26, 2010No. 77277484 (T.T.A.B. May. 26, 2010) Copy Citation Hearing: Mailed: March 17, 2010 May 26, 2010 UNITED STATES PATENT AND TRADEMARK OFFICE _______ Trademark Trial and Appeal Board _______ In re Robbie H. Phillips _______ Serial No. 77277484 _______ Ahmand R. Johnson of Shutts & Bowen LLP for Robbie H. Phillips. Jenny Park, Trademark Examining Attorney, Law Office 104 (Michael Baird, Managing Attorney). _______ Before Quinn, Grendel and Zervas, Administrative Trademark Judges. Opinion by Grendel, Administrative Trademark Judge: Introduction. Robbie H. Phillips (“applicant”) has filed an application seeking registration on the Principal Register of the mark SIREN (in standard character form) for goods and services identified in the application as: “Pre- recorded audio cassette tapes, video cassette tapes, THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser. No. 77277484 2 phonograph records and digital media, namely, CDs, DVDs and downloadable audio files featuring music and spoken words,” in Class 9; and “entertainment in the nature of live performances by a single death metal rock group; production of musical recordings for entertainment,” in Class 41.1 The Trademark Examining Attorney has issued a final refusal of registration of applicant’s mark as to each class of goods and services, on the ground that the mark, as applied to the goods and services identified in the application, so resembles the mark SIREN MUSIC FESTIVAL, previously registered on the Principal Register (in standard character form; MUSIC FESTIVAL disclaimed) for services identified in the registration as “entertainment, 1 Ser. No. 77277484, filed on Sept. 12, 2007. The application is based on use in commerce under Trademark Act Section 1(a), 15 U.S.C. §1051(a). The application sets forth July 7, 1984 as the date of first use of the mark, and August 14, 1984 as the date of first use of the mark in commerce. We note that at footnote 1 of her brief on appeal, the Trademark Examining Attorney states that “[t]he applicant amended its [sic - his] recitation of services in International Class 41 with its [sic] brief. The proposed amendment has been accepted into the record.” Although we have been unable to locate the amendment request itself in the file record, review of the Office’s automated database confirms that the amendment has been entered. In view thereof, and in view of the Trademark Examining Attorney’s apparent approval of the amendment, our determination of this appeal with respect to the Class 41 services shall be based on the services as amended during appeal, i.e., “entertainment in the nature of live performances by a single death metal rock group; production of musical recordings for entertainment.” (Prior to the amendment, the Class 41 identification of services was “entertainment in the nature of live performances by a rock group; production of musical recordings for entertainment.”) Ser. No. 77277484 3 namely, live music concerts,”2 as to be likely to cause confusion. Trademark Act Section 2(d), 15 U.S.C. §1052(d). Applicant has appealed the final refusal. Applicant and the Trademark Examining Attorney have filed appeal briefs. An oral hearing at which applicant’s counsel and the Trademark Examining Attorney presented arguments was held on March 17, 2010. After careful consideration of all of the evidence of record and the arguments of counsel, and for the reasons discussed below, we affirm the Section 2(d) refusals to register as to both applicant’s Class 9 goods and applicant’s Class 41 services. Class 41 Refusal. We begin our Section 2(d) analysis with the Class 41 services identified in the application as “entertainment in the nature of live performances by a single death metal rock group.” Our likelihood of confusion determination under Section 2(d) is based on an analysis of all of the facts in evidence that are relevant to the factors bearing on the 2 Reg. No. 2823190, issued on March 16, 2004. Section 8 affidavit accepted; Section 15 affidavit acknowledged. April 16, 2001 is set forth in the registration as the date of first use of the mark and the date of first use of the mark in commerce. Ser. No. 77277484 4 likelihood of confusion issue (the du Pont factors). See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003); In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). Comparison of the Marks. Under the first du Pont factor, we determine the similarity or dissimilarity of applicant’s mark and the cited registered mark when viewed in their entireties in terms of appearance, sound, connotation and commercial impression. Palm Bay Imports, Inc., supra. The test, under the first du Pont factor, is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods or services offered under the respective marks is likely to result. See Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106 (TTAB 1975). Ser. No. 77277484 5 The mark applicant seeks to register is SIREN (in standard character form).3 The cited registered mark is SIREN MUSIC FESTIVAL (registered in standard character form, MUSIC FESTIVAL disclaimed). Initially, we find that the dominant feature in the commercial impression created by the cited registered mark SIREN MUSIC FESTIVAL is the word SIREN. It is settled that although the marks at issue must be considered in their entireties, one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re Chatam International Inc., 380 F.3d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004); In re National Data Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985). In this regard, the record on appeal includes a dictionary definition of “music festival” (from www.dictionary.com) which defines the term as “an entertainment event featuring a number of musical performers or bands of a certain genre or centered on a 3 At page 2 of his brief, applicant argues that we must take the design elements of applicant’s mark (presumably as depicted on applicant’s specimens) into account in our comparison of the marks. However, any such design elements of applicant’s mark are irrelevant to our analysis because applicant seeks registration of the mark in standard character form, with no design elements appearing in the application drawing of the mark. Ser. No. 77277484 6 theme.” Based on this evidence, we find that the disclaimed term MUSIC FESTIVAL in the cited registered mark has little or no source-indicating significance in that mark as applied to the registrant’s “entertainment, namely live music concerts.” That is, the term MUSIC FESTIVAL informs purchasers what the services are (live music concerts), but it does not aid the purchaser in identifying and distinguishing the source of those services. In contrast, we find that the word SIREN in the registered mark is an arbitrary, highly distinctive term as applied to the services, and that it readily would be used by purchasers as the means of identifying and distinguishing the source of the services. In short, we find that when the registered mark is considered in its entirety, the word SIREN dominates the commercial impression of the mark and the mark’s function as the indication of the source of registrant’s services. We do not ignore the term MUSIC FESTIVAL in the cited registered mark, but we find that the arbitrary word SIREN dominates the mark, and we therefore shall accord it more weight in our comparison of that mark to applicant’s mark under the first du Pont factor. See In re Chatam Ser. No. 77277484 7 International Inc., supra; In re National Data Corp., supra.4 We next find that applicant’s mark SIREN and the cited registered mark SIREN MUSIC FESTIVAL are dissimilar in terms of appearance, sound, connotation and commercial impression to the extent that the cited registered mark, but not applicant’s mark, includes the non-distinctive term MUSIC FESTIVAL. However, we also find that the two marks are essentially identical in terms of appearance, sound, connotation and commercial impression to the extent that the arbitrary word SIREN appears in both marks, as the dominant feature of the cited registered mark and as the whole of applicant’s mark. When we compare the marks in their entireties, we find that the dissimilarities which result from the presence of the non-distinctive term MUSIC FESTIVAL in the cited registered mark are greatly outweighed by the presence in both marks of the arbitrary and highly distinctive word SIREN. The marks are identical but for the presence of the non-distinctive term MUSIC FESTIVAL in the cited registered mark, and we find that the absence of that term from 4 We are not persuaded by applicant’s argument at page 3 of his brief that “the dominant central portion of the Cited Mark is the weak generic term MUSIC.” Ser. No. 77277484 8 applicant’s mark does not suffice to distinguish the two marks as indications of source. For these reasons, we find that applicant’s SIREN mark and the cited registered SIREN MUSIC FESTIVAL mark are similar for purposes of the first du Pont factor. We therefore find that the first du Pont factor weighs in favor of a finding of likelihood of confusion. Comparison of the Services, Trade Channels and Purchasers. The second du Pont factor requires us to determine the similarity or dissimilarity of the goods and/or services as identified in applicant’s application and in the cited registration, respectively. Under the third du Pont factor we determine the similarity or dissimilarity of the trade channels in which and the purchasers to whom the respective goods and/or services would be marketed. To review, applicant’s services (those pertinent to the present discussion) are identified as “entertainment in the nature of live performances by a single death metal rock group.” The services identified in the cited registration are “entertainment, namely, live music concerts.” Initially, we find that in the context of music entertainment services, “live performances” (as identified Ser. No. 77277484 9 in applicant’s application) are the same thing as “live music concerts” (as identified in the cited registration). We find, for purposes of this proceeding involving the registrability of applicant’s mark, that applicant’s “live performances by a single death metal rock group” are encompassed within and thus legally identical to the broadly-identified “live music concerts” covered by the cited registration. We also presume and find that these legally identical services are or could be marketed in the same trade channels and to the same classes of purchasers. Applicant argues that his musical concert services and registrant’s musical concert services are dissimilar because they feature “vastly different” music genres with correspondingly different trade channels and purchasers, i.e., applicant’s “death metal rock” versus what applicant asserts (without supporting evidence) to be the registrant’s “indie and alternative rock.” Applicant also argues that applicant’s and registrant’s respective musical concert services are dissimilar because they are presented in different concert formats, i.e. registrant’s concerts feature multiple performers,5 while applicant’s concerts 5 As noted above in connection with our comparison of the marks, applicant relies on a dictionary entry which defines “music festival” as “an entertainment event featuring a number of musical performers or bands of a certain genre or centered on a theme.” Ser. No. 77277484 10 feature only a single performer, presumably applicant’s band.6 Both of these arguments appear to be based on applicant’s voluntary amendment of his identification of services (in conjunction with his appeal brief; see above at footnote 1) to narrow the scope of his services from “entertainment in the nature of live performances by a rock group” to “entertainment in the nature of live performances by a single death metal rock group.” Both of these arguments are unavailing. Although applicant, by amendment, has narrowed his musical concert services to a single music genre and a single concert format, no such limitations appear in the identification of services in the cited registration. The Board has held: Where the goods in the application at issue and/or in the cited registration are broadly identified as to their nature and type ... such that there is an absence of any restrictions as to the channels of trade and no limitation as to the classes of purchasers, it is presumed that in scope the identification of goods encompasses not only all the goods of the nature and type described therein, but that the identified goods are offered in all channels of trade which would be normal therefor, and that they would be purchased by all potential buyers thereof. 6 As an aside, we note that reading applicant’s amended identification of services in this manner, i.e., as limiting applicant’s services to concerts at which only applicant’s band would be performing, would seem to preclude applicant’s band from ever being an opening act, or having an opening act, at a concert at which applicant’s band is performing. However, in this case we take the amended identification of services as it stands. Ser. No. 77277484 11 In re La Peregrina Ltd., 86 USPQ2d 1645, 1646 (TTAB 2008). In our comparison of applicant’s services to the registrant’s services, “…it is the identification of goods [and/or services] that controls, not what extrinsic evidence may show about the specific nature of the goods [and/or services]. ... An applicant may not restrict the scope of the goods [and/or services] covered in the cited registration by argument or extrinsic evidence.” Id. We therefore must presume that registrant’s broadly- identified “entertainment, namely live music concerts” would encompass concerts featuring any genre of music, including applicant’s death metal rock genre. We also must presume that registrant’s concert services, as broadly identified in the cited registration, are not limited to concerts featuring multiple performers or bands, but would encompass any concert format, including applicant’s “single band” format. Finally, applicant argues (at page 4 of his brief) that “...the fact that the Applicant’s Mark and the Cited Mark are related to music should not bar registration. Music is a vast field, including diverse areas such as festivals, instrument manufacture, instrument sales, music production, songwriting and performances. It would be Ser. No. 77277484 12 unfair to allow one mark to monopolize a vast field of goods and services merely because it was related to music.” This argument is unpersuasive in this case, not least because applicant’s and registrant’s respective services are not just broadly “related to music,” they are the same particular services within that broad field, i.e., live music performances and concerts. In short, because applicant’s services as identified in the application are encompassed within the registrant’s services as identified in the cited registration, we find that the respective services are legally identical for purposes of this proceeding involving the registrability of applicant’s mark. See In re La Peregrina, supra. We also presume and find that these legally identical services would be marketed in the same trade channels and to the same classes of purchasers. See In re Smith & Mehaffey, 31 USPQ2d 1531 (TTAB 1994); In re Elbaum, 211 USPQ 639 (TTAB 1981). For all of these reasons, we find that applicant’s and registrant’s respective services, trade channels and purchasers are legally identical, and that the second and third du Pont factors therefore weigh in favor of a finding of likelihood of confusion in this case. Ser. No. 77277484 13 Strength of the Cited Registered Mark. We turn next to the sixth du Pont factor (raised by applicant), under which we consider evidence pertaining to the number and nature of similar marks in use on similar goods and/or services. Evidence of widespread actual use of similar marks on similar goods and/or services would tend to narrow the scope of protection afforded to the cited registered mark, and would weigh against a finding of likelihood of confusion under the sixth du Pont factor. See In re Broadway Chicken Inc., 38 USPQ2d 1559 (TTAB 1996); see also Palm Bay Imports, Inc., supra; In re Davey Products Pty Ltd., 92 USPQ2d 1198 (TTAB 2009). In this case, however, we find that there is no such evidence of actual third-party use of SIREN marks in connection with the relevant services, i.e., entertainment in the nature of live music performances. Applicant has made of record copies of fourteen third- party registrations of marks which applicant describes as “having the term ‘SIREN’.” Based on this evidence, applicant argues (at pages 5 and 6 of his brief) that “...it is well settled that a mark lacks strength and distinctiveness where there is a crowded field”; that in this case “the fact that there appears to be a crowded field [of SIREN marks] suggests that there is room for Ser. No. 77277484 14 another mark in the field”; and that “...given the large number of marks incorporating the term ‘SIREN’ in the field, the Cited Mark is afforded weak protection, and even the slight differences in marks and/or goods should permit registration.” We are not persuaded by applicant’s arguments. First, it is settled that third-party registrations of marks are not in themselves probative evidence of actual third-party use of those marks in the marketplace, for purposes of the sixth du Pont likelihood of confusion factor. See Olde Tyme Foods Inc. v. Roundy’s Inc., 961 F.2d 200, 22 USPQ2d 1542 (Fed. Cir. 1992); In re Davey Products Pty Ltd., supra, 92 USPQ2d at 1204.7 Moreover, most of the third-party SIREN registrations submitted by applicant would have no probative value even if they could be considered to be evidence of third-party use under the sixth du Pont factor, because they cover goods and/or services which are far afield from the goods and services at issue in the present case. Only four of the registrations cover music-related goods and/or 7 Compare In re Broadway Chicken Inc., supra, upon which applicant relies, where in addition to third-party registration evidence there was plentiful evidence of actual marketplace use of the term BROADWAY in connection with restaurant services. No such evidence of actual use of SIREN marks in the music field is of record in the present case. Ser. No. 77277484 15 services,8 and of those, one (THE VILLAGE VOICE SIREN MUSIC FESTIVAL) is owned by the owner of the cited registration in this case, and two others are of a single mark (SIRENS OF TI) owned by a single owner. In short, applicant’s “crowded field” argument is unsupported by the evidence of record. As discussed above in connection with our comparison of the marks, we find that the dominant word SIREN in the cited registered mark is arbitrary and highly distinctive as applied to the goods and services at issue here. Nothing in the record supports a contrary finding, nor applicant’s contention that the scope of protection to be afforded to the cited registered mark should be narrowed due to widespread third-party use of similar marks on similar goods and services. For these reasons, we find that the sixth du Pont factor does not weigh in applicant’s favor, but rather is 8 These registrations are: 1. Reg. No. 3176378: THE VILLAGE VOICE SIREN MUSIC FESTIVAL for “entertainment, namely live music concerts.” The Office’s records show that this registration is owned by the owner of the cited registration in this case. 2. Reg. No. 3035852: SIRENS OF TI for “pre-recorded CD’s, video tapes and DVDs featuring music and theatrical performances.” (Owned by Treasure Island Corp.) 3. Reg. No. 3054331: SIRENS OF TI for “entertainment services namely live performances of actors, dancers, stunt performers, swimmers, and acrobats with live special effects and prerecorded music.” (Owned by Treasure Island Corp.) 4. Reg. No. 3126596: SEA SIREN for “compact discs featuring music.” Ser. No. 77277484 16 neutral in our likelihood of confusion analysis in this case. The SYRENZ Registrations. Under the miscellaneous thirteenth du Pont factor, we consider any other evidence in the record which is pertinent to our likelihood of confusion determination. In this case, we shall address under this factor applicant’s argument relating to two (now-cancelled) third-party registrations of the mark SYRENZ. The file of applicant’s application shows that, in addition to the cited SIREN MUSIC FESTIVAL registration involved in this appeal, two other registrations, of the mark SYRENZ for Class 9 “prerecorded compact discs, audio cassette tapes and video cassette tapes featuring music and spoken words” (Reg. No. 2930826), and of the mark SYRENZ for Class 41 “entertainment services in the nature of live performances by a musical group” (Reg. No. 2933407), also were initially cited by the Trademark Examining Attorney as Section 2(d) bars to registration of applicant’s mark. The two registrations were owned by the same owner. During a suspension of prosecution of the present application, applicant successfully petitioned to cancel those two Ser. No. 77277484 17 registrations.9 The Trademark Examining Attorney subsequently withdrew her Section 2(d) refusals as to those registrations. Applicant notes correctly that the two SYRENZ registrations were issued after the issuance of and despite the prior existence on the Register of the cited SIREN MUSIC FESTIVAL registration involved in this appeal. Applicant further notes that the owner of the cited SIREN MUSIC FESTIVAL registration did not oppose registration of or petition to cancel the two SYRENZ registrations. Applicant argues that the two SYRENZ registrations and the cited SIREN MUSIC FESTIVAL registration co-existed on the Register for three years and would still be co-existing but for applicant’s cancellation of the two SYRENZ registrations. Applicant argues that his SIREN mark likewise should be allowed to co-exist on the Register with the cited SIREN MUSIC FESTIVAL registration. This argument is not persuasive. We are not bound by or influenced by the apparent decision (whether appropriate 9 Cancellation Nos. 92048103 and 92048776. The Board’s records show, and applicant’s counsel acknowledged at the oral hearing in this case, that applicant prevailed as petitioner in the two cancellation proceedings as a result of the entry of default judgment in each case. Default judgment was entered after the Board was unable to locate the owner of the registrations and therefore served notice of the petitions to cancel by publication in the Official Gazette, with no response by the owner of the registrations. Ser. No. 77277484 18 or not) of the Trademark Examining Attorney who examined the two SYRENZ registrations to allow those registrations to issue over the SIREN MUSIC FESTIVAL registration. Nor are we bound by or influenced by the apparent decision or failure of the owner of the SIREN MUSIC FESTIVAL not to oppose or petition to cancel the two SYRENZ registrations (assuming that the owner was even aware of those registrations). Rather, our decision in this case is based on the facts presented in this case. See In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564 (Fed. Cir. 2001). We find that the fact that the two SYRENZ registrations and the cited SIREN MUSIC FESTIVAL registration apparently co- existed on the Register for a time does not support or warrant the issuance to applicant of a registration of his SIREN mark. Cf. In re Davey Products Pty Ltd., supra; In re Wilson, 57 USPQ2d 1863 (TTAB 2001). Class 41 Refusal - Conclusion. After considering all of the evidence and applicant’s arguments, and for all of the reasons discussed above, we conclude that the weight of the evidence pertaining to the du Pont factors suffices to establish that a likelihood of confusion exists as to applicant’s Class 41 services. We have considered applicant’s arguments to the contrary but Ser. No. 77277484 19 we are not persuaded by them. To the extent that any doubts might exist as to the correctness of our conclusion that confusion is likely, we resolve such doubts against applicant. See In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687 (Fed. Cir. 1993); In re Hyper Shoppes (Ohio) Inc., 837 F.2d 840, 6 USPQ2d 1025 (Fed. Cir. 1988); and In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289 (Fed. Cir. 1984). Accordingly, we affirm the Section 2(d) refusal as to Class 41.10 Class 9 Refusal. We turn now to the Trademark Examining Attorney’s Section 2(d) refusal as to applicant’s Class 9 goods identified as “pre-recorded audio cassette tapes, video cassette tapes, phonograph records and digital media, namely, CDs, DVDs and downloadable audio files featuring music and spoken words.” This refusal, like the Class 41 10 Our finding of likelihood of confusion as to applicant’s Class 41 “entertainment in the nature of live performances by a single death metal rock group” warrants the affirmance of the refusal to register as to Class 41 in its entirety. See In re La Peregrina Ltd., supra, 86 USPQ2d at 1647. We therefore need not and do not reach the Class 41 services identified in the application as “production of musical recordings for entertainment.” We note as well that applicant has never presented any specific arguments in opposition to (nor made any mention of) the Section 2(d) refusal as it pertains to “production of musical recordings for entertainment.” Ser. No. 77277484 20 refusal, is based on the existence of prior Registration No. 2823190, which is of the mark SIREN MUSIC FESTIVAL for “entertainment, namely, live music concerts.”11 For all of the reasons discussed above in connection with the Class 41 refusal, we find that applicant’s mark is similar to the cited registered mark, that there is no evidence of any third-party use of similar marks on similar goods which might tend to limit the scope of protection to be afforded the cited registered mark, and that the prior co-existence on the Register of the cited registered mark and the two now-cancelled SYRENZ registrations does not warrant issuance of the registration applicant seeks. We hereby incorporate those findings with respect to the Class 9 refusal, and we find that they weigh in favor of a finding of likelihood of confusion. Under the second du Pont factor (similarity of the goods), the Trademark Examining Attorney has made of record eight third-party registrations which include in their identifications of goods and services both Class 9 musical 11 We note that in neither his appeal brief nor in his responses to the Trademark Examining Attorney’s prior Office actions has applicant presented any specific arguments in opposition to, nor made any mention of, the Trademark Examining Attorney’s Section 2(d) refusal as to the Class 9 goods identified in his application. Rather, applicant’s arguments have been addressed solely to the refusal as to his Class 41 live music performance entertainment services. Ser. No. 77277484 21 recordings like those identified in applicant’s application and Class 41 live music concerts and performances like those identified in the cited registration.12 Although such registrations are not evidence that the marks shown therein are in use or that the public is familiar with them, they nonetheless have probative value to the extent that they serve to suggest that the goods and/or services listed therein are of a kind which may emanate from a single source under a single mark. See In re Albert Trostel & Sons Co., 29 USPQ2d 1783 (TTAB 1993); and In re Mucky Duck Mustard Co. Inc., 6 USPQ2d 1467 (TTAB 1988). Moreover, we find that the relatedness of applicant’s goods and registrant’s services is further established by the fact that applicant himself offers both types of goods and services under a single mark, as indicated by the identification of goods and services in his application. Based on this evidence, we find that applicant’s Class 9 goods and the Class 41 services identified in the cited registration are related, and that the second du Pont factor accordingly weighs in favor of a finding of likelihood of confusion as to those Class 9 goods. 12 Reg. Nos. 28822210, 2723643, 2835620, 3268733, 3206560, 3457173, 3487700 and 3299277. Ser. No. 77277484 22 In summary, based on the similarity of the marks and the relatedness of the goods and services, we conclude that a likelihood of confusion exists as between applicant’s Class 9 goods and the Class 41 services identified in the cited registration. We therefore affirm the refusal to register as to Class 9. Decision: The Section 2(d) refusals to register as to Class 9 and Class 41 are affirmed. Copy with citationCopy as parenthetical citation