Rise Above Fitness LLCv.Rise Above Performance TrainingDownload PDFTrademark Trial and Appeal BoardMay 28, 201992065837 (T.T.A.B. May. 28, 2019) Copy Citation This Opinion is not a Precedent of the TTAB Mailed: May 28, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Rise Above Fitness LLC v. Rise Above Performance Training _____ Cancellation No. 92065837 _____ Nicholas D. Myers, The Myers Law Group, for Rise Above Fitness LLC. Soyeun D. Choi, Esq., for Rise Above Performance Training. _____ Before Kuhlke, Adlin and Goodman, Administrative Trademark Judges. Opinion by Goodman, Administrative Trademark Judge: Rise Above Performance Training (“Respondent”) owns a registration for the mark RISE ABOVE (in standard characters) for Personal fitness training services and consultancy; Personal fitness training services featuring aerobic and anaerobic activities combined with resistance and flexibility training; Personal training services, namely, strength and conditioning training and speed training; Cancellation No. 92065837 - 2 - Physical fitness training of individuals and groups; Providing a web site featuring information on exercise and fitness; Providing a website featuring online sports training and training advice and the recording of training and workouts; Providing an interactive website featuring information and links relating to fitness; Providing an on- line computer database featuring information regarding exercise and fitness; Providing assistance, personal training and physical fitness consultation to individuals to help them make physical fitness, strength, conditioning, and exercise improvement in their daily living; Providing facilities for strength, speed and physical fitness training; Providing on-line training instruction in the field of physical fitness and nutrition; Training in the use of fitness equipment in International Class 41.1 Rise Above Fitness LLC (“Petitioner”) filed a petition to cancel the registration of Respondent’s mark on the grounds of abandonment,2 fraud, and likelihood of confusion. Petitioner has pleaded ownership of an application for the mark RISE ABOVE FITNESS for Fitness boot camps; Health club services, namely, providing instruction and equipment in the field of physical exercise; Instruction in the field of physical fitness; Membership club services, namely, providing training to 1 Registration No. 4364848 issued July 09, 2013. References to the briefs and the record refer to the Board’s TTABVUE docket system. 2Petitioner alleges in the petition under the heading “nonuse of trademark in commerce” “that Registrant has not been in substantially exclusive and/or continuous use of the Mark in connection with Registrant’s Services” and “that Registrant does not have a bona fide intention of continuing to use Registrant’s Mark in the future and, thus, has abandoned all rights in and to the Registration.” We construe these allegations as an abandonment claim. See n.28 regarding Petitioner’s allegations of exclusive use. Although argued in the brief, no allegations were made in the petition for cancellation that Respondent’s mark was not in use as of the application filing date. While the ESTTA coversheet lists “no use of mark in commerce before application filed” as a ground for cancellation, this ground was not sufficiently pleaded or otherwise elaborated upon in the petition for cancellation. The mere mention of a ground on the ESTTA coversheet is insufficient to allege the ground. Embarcadero Technologies, Inc. v. RStudio, Inc., 105 USPQ2d 1825, 1827 n.2 (TTAB 2013). Cancellation No. 92065837 - 3 - members in the field of physical fitness; Personal fitness training services; Personal fitness training services and consultancy; Personal trainer services; Personal training services, namely, strength and conditioning training and speed training; Personal training services, namely, strength and conditioning training; Physical fitness instruction; Physical fitness training of individuals and groups; Providing fitness and exercise facilities in International Class 41.3 Respondent filed an answer denying the salient allegations in the petition for cancellation. Petitioner filed a brief. Respondent sought to reopen its time to file a brief, but the motion to reopen was denied.4 During its trial period, Respondent did not submit testimony or any evidence. However, even though Respondent has filed no testimony, evidence, or a brief, Petitioner, as plaintiff in this proceeding, must nonetheless prove its standing and its claims by a preponderance of the evidence. I. Unpleaded Claim As stated above, in addition to arguing abandonment, Petitioner also argues in its brief that one of the issues to be decided is “[w]hether Registrant has made the requisite use of the ‘848 Mark in commerce,” which would support a claim of nonuse.5 As indicated, Petitioner did not specifically plead allegations for such a claim in the petition for cancellation nor did it seek leave to amend to add this claim. 3 Application Serial No. 87398479 was filed on April 04, 2017 under Trademark Act Section 1(a), 15 U.S.C. § 1051(a) alleging a date of first use of November 2007 and a date of first use in commerce of January 2009. 4 11 TTABVUE; 15 TTABVUE. 5 See n.2 regarding a ground listed on an ESTTA coversheet but not set forth in the petition for cancellation. Cancellation No. 92065837 - 4 - Because Petitioner may not rely on an unpleaded claim, we determine whether this claim was tried by implied consent. Implied consent can only be found where the non-offering party: (1) raised no objection to the introduction of evidence on the issue; and (2) was fairly apprised that the evidence was being offered in support of the issue. Citigroup Inc. v. Capital City Bank Grp. Inc., 94 USPQ2d 1645, 1656, aff’d, 637 F.3d 1344, 98 USPQ2d 1253 (Fed. Cir. 2011) (quoting TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 501.03(b)). We find that Petitioner did not give any indication to Respondent that a nonuse claim based on Respondent never using the mark in commerce as of the application filing date was being tried. For this claim, Petitioner relies on certain of the requests for admission that, as discussed below, have been deemed admitted. In its notice of reliance, Petitioner explains the relevance of the “requests for admissions”6: The document is relevant to establish that: (a) Registrant no longer uses the mark; (b) Registrant obtained the mark in bad faith/fraud; and (c) there is a likelihood of confusion between Petitioner’s Mark and Registrant Rise Above Performance Training’s Mark. Because we cannot say that Respondent was on notice that Petitioner was asserting a claim based on Respondent never using the mark in commerce as of the application filing date, we find that this nonuse claim was not tried with Respondent’s implied consent. We therefore do not consider this claim. 6 Petitioner’s notice of reliance, 6 TTABVUE 30. Cancellation No. 92065837 - 5 - II. The Record The record includes the pleadings and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), the file of the involved registration. Petitioner introduced the declaration testimony of Nicholas D. Myers, Esq., its counsel, and Brandon Schiepatti, its Chief Executive Officer.7 Petitioner also introduced a notice of reliance upon the following: 1) its pleaded application; 2) the underlying application for the involved registration; 3) certificate of registration for the involved registration; 4) Petitioner’s Request for Admissions; 5) Petitioner’s Request for Production; 6) Petitioner’s Interrogatories; 7) Notice of deposition of Respondent’s Rule 30(b)(6) corporate designee; 8) Certificate of non-appearance by Respondent’s 30(b)(6) corporate designee; 9) Internet materials; and 10) California Secretary of State entity detail page for Rise Above Fitness LLC.8 With respect to “Petitioner’s requests for admissions,” submitted under notice of reliance, Petitioner’s counsel testified that Respondent did not respond to the requests for admission.9 Respondent does not dispute this testimony. Accordingly, the requests for admission are deemed admitted pursuant to Fed. R. Civ. P. 36 (a)(3). We highlight the importance of these admissions because all matters are considered to be “conclusively established unless the court on motion permits withdrawal or 7 7 TTABVUE. 8 6 TTABVUE. 9 Myers Decl., ¶ 6, 7 TTABVUE 4. Cancellation No. 92065837 - 6 - amendment of the admission.” See Fed. R. Civ. P. 36(b). Respondent has not filed such a motion, and Respondent did not submit evidence or testimony. III. Standing To have standing, a plaintiff must have a real interest, i.e., a personal stake in the outcome of the proceeding and a reasonable basis for its belief that it will be damaged. See Empresa Cubana Del Tabaco v. Gen. Cigar Co., 753 F.3d 1270, 111 USPQ2d 1058, 1062 (Fed. Cir. 2014); Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025-28 (Fed. Cir. 1999). Petitioner has established that it has a commercial interest in using RISE ABOVE FITNESS by testimony from Petitioner’s witness, Mr. Schiepatti, that Petitioner has adopted and used the mark RISE ABOVE FITNESS on or in connection with services that are identical in part to Respondent’s services.10 Petitioner also has submitted a copy of its pleaded application. Giersch v. Scripps Networks, Inc., 90 USPQ2d 1020, 1022 (TTAB 2009) (“Petitioner has established his common-law rights in the mark DESIGNED2SELL, and has thereby established his standing to bring this proceeding.”); Syngenta Crop Prot. Inc. v. Bio-Chek LLC, 90 USPQ2d 1112, 1118 (TTAB 2009) (testimony that opposer uses its mark “is sufficient to support opposer’s allegations of a reasonable belief that it would be damaged …” where opposer alleged likelihood of confusion). The testimony and evidence shows that Petitioner is not an intermeddler. Accordingly, we find that Petitioner has established its standing in this proceeding. 10 Schieppati Decl., ¶ 6, 7 TTABVUE 99-100. Cancellation No. 92065837 - 7 - IV. Priority In order for Petitioner to prevail on a claim of likelihood of confusion based on its ownership of common-law rights in a mark, the mark must be distinctive, inherently or otherwise, and Petitioner must show priority of use. See Otto Roth & Co. v. Universal Foods Corp., 640 F.2d 1317, 209 USPQ 40, 44 (CCPA 1981). Absent argument or evidence showing otherwise, we find the RISE ABOVE FITNESS mark is distinctive. Wet Seal Inc. v. FD Mgmt., Inc., 82 USPQ2d 1629, 1634 (TTAB 2007). In a cancellation proceeding, to establish priority on a likelihood of confusion claim brought under Section 2(d) of the Trademark Act, a party must prove, vis-à-vis the other party, that it owns “a mark or trade name previously used in the United States and not abandoned.” Trademark Act Section 2(d), 15 U.S.C. § 1052(d). A party may establish its own prior proprietary rights in a mark through actual use, use analogous to trademark use, or an earlier constructive use date accorded to the party’s own application or registration. See Giersch 90 USPQ2d at 1022. Respondent has not submitted any testimony or evidence in this case, and we rely on the underlying application filing date of November 21, 2012 for the involved registration. Id. Petitioner must prove its priority by a preponderance of the evidence. Hydro- Dynamics, Inc. v. George Putman & Co., 811 F.2d 1470, 1 USPQ2d 1772, 1773 (Fed. Cir. 1987), Here, Petitioner relies on its asserted prior use of RISE ABOVE FITNESS to prove priority. “Oral testimony, if sufficiently probative, is normally satisfactory to establish priority of use.” Powermatics, Inc. v. Globe Roofing Prods. Co., 341 F.2d 127, Cancellation No. 92065837 - 8 - 144 USPQ 430, 432 (CCPA 1965). Petitioner’s witness testified that in November 2007 he adopted and began using the mark RISE ABOVE FITNESS on or in connection with: Fitness boot camps; Health club services, namely, providing instruction and equipment in the field of physical exercise; Instruction in the field of physical fitness; Membership club services, namely, providing training to members in the field of physical fitness; Personal fitness training services; Personal fitness training services and consultancy; Personal trainer services; Personal training services, namely, strength and conditioning training and speed training; Personal training services, namely, strength and conditioning training; Physical fitness instruction; Physical fitness training of individuals and groups; Providing fitness and exercise facilities.11 “In or about January 2009,” he began offering the services throughout the United States.12 In March 28, 2011, he formed Rise Above Fitness, LLC, and “assigned all right, title, interest, and goodwill in and to the RISE ABOVE FITNESS mark to Petitioner Rise Above Fitness, LLC.”13 We also have a request for admission that has been conclusively established: Admit that Petitioner’s use of Petitioner’s goods and services in connection with Petitioner’s mark pre-dates Registrant’s use of Registrant’s goods and services in connection with Registrant’s mark. 14 11 Schieppati Decl., ¶ 6, 7 TTABVUE 99-100. 12 Schieppati Decl., ¶ 6, 7 TTABVUE 99. 13 Schieppati Decl., ¶¶ 8-9, 7 TTABVUE 100. 14 Petitioner’s notice of reliance, request for admission, no. 22, 6 TTABVUE 39, emphasis in original omitted). In the requests for admission, “Petitioner goods and services” and “Petitioner’s mark” are defined as referring to the mark and the goods and services in application Serial No. 87398479 for RISE ABOVE FITNESS. Cancellation No. 92065837 - 9 - Petitioner’s witness’ testimony is clear and uncontradicted. This testimony, coupled with the admission that Petitioner’s use of RISE ABOVE FITNESS predates Respondent’s use of RISE ABOVE for the services identified in Petitioner’s application (which are the same services identified by Mr. Schiepatti’s testimony) is sufficient to establish Petitioner’s priority of use for RISE ABOVE FITNESS in connection with the aforementioned services. V. Likelihood of confusion Our determination under Trademark Act Section 2(d) is based on an analysis of all probative facts in evidence that are relevant to the factors bearing on the issue of likelihood of confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, however, two key considerations are the similarities between the marks and the similarities between the goods or services, the first two du Pont factors. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). The admissions relevant to likelihood of confusion include the following:15 15 Petitioner’s notice of reliance, requests for admission nos. 2, 10, 12-21, 6 TTABVUE 37-39 (for all quoted requests for admission, emphasis in original omitted). In reaching our ultimate conclusion regarding likelihood of confusion, we have only considered Respondent’s factual admissions. We have not considered Respondent’s admission that there is a likelihood of confusion in this case (request for admission no. 11, 6 TTABVUE 38). See Interstate Brands Corp. v. Celestial Seasonings, Inc., 576 F.2d 926, 198 USPQ 151, 153-54 (CCPA 1978) (likelihood of confusion is a legal conclusion, therefore, it cannot be an “admission,” only facts may be admitted; a party’s opinion regarding the ultimate conclusion is not an admission and Cancellation No. 92065837 - 10 - Admit that Registrant’s mark and Petitioner’s mark contain the component “Rise Above.” Admit that Registrant’s mark and Petitioner’s mark are similar in sound. Admit that Registrant’s mark and Petitioner’s mark are similar in appearance. Admit that Registrant’s mark and Petitioner’s mark are similar in connotation. Admit that Registrant’s mark and Petitioner’s mark are likely to impose upon customers a similar commercial impression. Admit that Registrant’s goods and services are substantially similar to Petitioner’s goods and services. Admit that the target customers of Registrant’s goods and services in connection with Registrant’s mark are likely to include customers and potential customers of Petitioner’s goods and services in connection with Petitioner’s mark. Admit that you were aware Petitioner offered Petitioner’s goods and services under “Rise Above Fitness” prior to filing the application. Admit that your selection and adoption of Registrant’s mark was done in bad faith. Admit that your decision to file the application was done in bad faith. A. Second du Pont factor We first consider the second du Pont factor which pertains to the similarity or dissimilarity of the services. du Pont, 177 USPQ at 567. Where, as here, Petitioner is does not relieve the decision maker of reaching its “own ultimate conclusion on the entire record”). Cancellation No. 92065837 - 11 - relying upon common law use of its mark, consideration of the question of likelihood of confusion must be confined to the specific services on which the mark has been used. Petitioner has shown use of its pleaded mark for Fitness boot camps; Health club services, namely, providing instruction and equipment in the field of physical exercise; Instruction in the field of physical fitness; Membership club services, namely, providing training to members in the field of physical fitness; Personal fitness training services; Personal fitness training services and consultancy; Personal trainer services; Personal training services, namely, strength and conditioning training and speed training; Personal training services, namely, strength and conditioning training; Physical fitness instruction; Physical fitness training of individuals and groups; Providing fitness and exercise facilities.16 Respondent’s services are identified in the involved registration as Personal fitness training services and consultancy; Personal fitness training services featuring aerobic and anaerobic activities combined with resistance and flexibility training; Personal training services, namely, strength and conditioning training and speed training; Physical fitness training of individuals and groups; Providing a web site featuring information on exercise and fitness; Providing a website featuring online sports training and training advice and the recording of training and workouts; Providing an interactive website featuring information and links relating to fitness; Providing an on- line computer database featuring information regarding exercise and fitness; Providing assistance, personal training and physical fitness consultation to individuals to help them make physical fitness, strength, conditioning, and exercise improvement in their daily living; Providing facilities for strength, speed and physical fitness training; Providing on-line training instruction in the field of physical fitness and nutrition; Training in the use of fitness equipment. 16 Schieppati Decl., ¶ 6, 7 TTABVUE 99-100. Cancellation No. 92065837 - 12 - The services are identical in part. The fact that some of the services listed in the involved registration are identical to some of Petitioner’s services is sufficient to support a finding that there is a likelihood of confusion. Tuxedo Monopoly, Inc. v. General Mills Fun Group, Inc., 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981) (likelihood of confusion must be found if there is likely to be confusion with respect to any items that come within the identification of goods in the application). In addition, Respondent has admitted that its services are “substantially similar” to Petitioner’s services.17 Because Petitioner’s and Respondent’s services are identical in part, this factor favors Petitioner and a finding of a likelihood of confusion. B. Third and Fourth du Pont factors We next consider the third du Pont factor involving the established and likely-to- continue channels of trade. du Pont, 177 USPQ at 567. Because Petitioner relies on its common-law rights, for the purposes of this analysis, Petitioner can claim only those channels of trade and classes of consumers which it has established on the record. We cannot rely on a presumption that because the services are identical in part they move in the same channels of trade. Bell’s Brewery, Inc. v. Innovation Brewing, 125 USPQ2d 1340, 1345 (TTAB 2017) (no presumptions attach to unregistered common law mark). While there is no specific testimony about Petitioner’s customers’ channels of trade, because the identification in the involved 17 Petitioner’s notice of reliance, request for admission no. 19, 6 TTABVUE 39. Cancellation No. 92065837 - 13 - registration has no restrictions on channels of trade, or classes of consumers, we must presume that Respondent’s services travel in all channels of trade appropriate for such services, and to all usual purchasers of them, which necessarily includes Petitioner’s actual channels of trade and classes of consumers for the identical in part services. Bell’s Brewery, 125 USPQ2d at 1345; Cf. In re Viterra Inc., 671 F.3d 1358, 1362, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (quoting Hewlett-Packard Co. v. Packard Press, Inc., 281 F.3d 1261, 1268, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002)). In addition, Respondent has admitted that the target customers of Respondent’s services are likely to include customers and potential customers of the services offered under Petitioner’s mark.18 This du Pont factor favors a finding of likelihood of confusion. The fourth du Pont factor considers conditions under which and buyers to whom sales are made, e.g., whether the services are purchased on impulse or after careful consideration, as well as the degree, if any, of sophistication of the potential purchasers. du Pont, 177 USPQ at 567. Although the record includes an admission that the parties’ target customers are the same, there is no evidence of record on the purchasing process for these fitness services or any evidence of purchaser sophistication. Petitioner argues that purchasers would, at most, exercise a slight 18 Petitioner’s notice of reliance, request for admission no. 12, 6 TTABVUE 38. Respondent also admitted that Respondent’s and Petitioner’s marks “are or will be advertised through the same channels of trade.” We view this admission to only relate to the advertising channels (type of advertising), and not to the channels of trade in which the services move. “The use of similar methods of advertising does not mean that their respective services will be offered to consumers under circumstances and through channels of trade which would create a likelihood of confusion.” Sports Authority Michigan Inc. v. PC Authority Inc, 63 USPQ2d 1782, 1794 (TTAB 2002). Cancellation No. 92065837 - 14 - degree of care. Considering that relevant customers would include ordinary consumers using an average degree of care, we find this du Pont factor to slightly favor a finding of likelihood of confusion. C. First du Pont factor We turn now to the first du Pont factor. We compare Respondent’s mark and Petitioner’s common law mark for similarities and dissimilarities in appearance, sound, connotation and commercial impression. See Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). While the marks are compared in their entireties, in articulating reasons for reaching a conclusion on the issue of likelihood of confusion, “there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties.” In re National Data Corp., 732 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). In cases such as this, where Petitioner’s services are identical in part to Respondent’s services, the degree of similarity between the marks which is required to support a finding of likelihood of confusion is less than it would be if the services were not identical in part. Century 21 Real Estate Corp. v. Century Life of America, 970 F.2d 874, 23 USPQ2d 1698, 1700 (Fed. Cir. 1992). Respondent’s mark is in standard characters: RISE ABOVE. Petitioner’s mark has been displayed on its website and in social media in slightly stylized form and with designs: Cancellation No. 92065837 - 15 - 19 20 21 22 Although Petitioner’s common law rights are for the mark as actually used, which has a slight stylization, Respondent’s mark is in standard characters, and therefore may be used in the same stylization. Citigroup Inc. v. Capital City Bank Grp. Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1259 (Fed. Cir. 2011). The entirety of Respondent’s mark RISE ABOVE is included and prominent within Petitioner’s mark RISE ABOVE FITNESS. The dominant feature in Petitioner’s mark is RISE ABOVE because FITNESS is a generic term for Petitioner’s services and is entitled to less weight in our comparison of the marks. Respondent admits that both marks contain the term RISE ABOVE. Although we acknowledge that there are visual and aural differences due to the additional term FITNESS in Petitioner’s mark, the marks are similar in appearance and sound, as they both contain the term RISE ABOVE. Respondent admits that the marks are similar in appearance and sound. Given that the dominant term in 19 Website, March 15, 2018, Myers Decl., Exhibit 9, 7 TTABVUE 85. 20 Facebook, March 15, 2018, Myers Decl., Exhibit 9, 7 TTABVUE 87. 21 Twitter, March 15, 2018, Myers Decl., Exhibit 9, 7 TTABVUE 89. 22 Advertisement on social media, March 15, 2018, Myers Decl., Exhibit 9, 7 TTABVUE 93. Cancellation No. 92065837 - 16 - Petitioner’s mark is RISE ABOVE, the meanings and overall impressions conveyed by the two marks are substantially similar, although Petitioner’s mark would have a more specific meaning in connection with fitness, since its mark includes such a term. Respondent has admitted that the marks are similar in connotation and commercial impression. When viewed in their entireties, the marks are more similar than dissimilar. The generic term FITNESS, while not present in Respondent’s mark, adds little to the overall commercial impression and virtually nothing to its source-identifying function as it merely identifies the type of services provided under the mark; it does not serve to distinguish the marks to avoid confusion. See In re National Data Corp., 224 USPQ at 752 (“That a particular feature is descriptive or generic with respect to the involved goods or services is one commonly accepted rationale for giving less weight to a portion of a mark”). We find that the marks on the whole engender similar overall commercial impressions. The du Pont factor regarding the similarity of the marks also favors a finding of likelihood of confusion. D. Fifth & Sixth du Pont Factors The fifth du Pont factor requires consideration of the fame of Petitioner’s mark. du Pont, 177 USPQ at 567. In determining fame, or the strength of a mark, we consider both inherent strength, based on the nature of the mark itself, and commercial strength or recognition. Bell’s Brewery, 125 USPQ2d at 1345. There is no evidence in the record that Petitioner’s RISE ABOVE FITNESS mark is conceptually weak, nor is there evidence as to commercial strength, recognition, or reputation. Cancellation No. 92065837 - 17 - Although Petitioner does not argue its mark is famous, it argues that this factor should be weighed in its favor due to its “reputation” and “goodwill” based on 10 year’s use and 9 year’s use in interstate commerce. However, length of use alone does not entitle Petitioner to a broad scope of protection. We accord Petitioner’s mark the normal scope of protection and find this du Pont factor neutral. The sixth du Pont factor is the number and nature of similar marks in use for similar goods or services. du Pont, 177 USPQ at 567. As Petitioner points out, there is no evidence of any third-party use of similar marks on similar services. The sixth du Pont factor also is neutral. E. Seventh, Eighth and Twelfth du Pont Factors The seventh and eighth du Pont factors consider, respectively, the nature and extent of any actual confusion, and the length of time and conditions under which there has been concurrent use without evidence of actual confusion. du Pont, 177 USPQ at 567. The twelfth du Pont factor considers the potential for confusion, i.e., whether de minimis or substantial. Id. Petitioner points to Respondent’s admission of actual confusion to argue that these factors weigh in its favor.23 Respondent’s admission lacks sufficient clarity or specificity as to the matters to which actual consumer confusion exists. Accordingly, we have not accorded any probative value to the admission regarding actual consumer confusion in our determination of likelihood of confusion. We find these du Pont factors neutral. 23 Petitioner’s notice of reliance, request for admission no. 15, 6 TTABVUE 38. Cancellation No. 92065837 - 18 - F. Ninth du Pont Factor This du Pont factor considers the variety of goods on which a mark is used. du Pont, 177 USPQ at 567. Petitioner argues that this factor weighs in its favor, based on Respondent’s admission that the parties’ services are substantially similar.24 But there is no testimony or evidence in the record to support Petitioner’s use of the mark on a wide variety of goods and services. To the contrary, it appears that Petitioner only uses its mark for fitness-related products and services. We find this du Pont factor neutral. G. Tenth du Pont Factor The tenth du Pont factor requires us to consider evidence pertaining to the “market interface” between the parties, including evidence of any past dealings between the parties which might be indicative of a lack of confusion. du Pont, 177 USPQ at 567. As Petitioner points out, Respondent has admitted through the requests for admission that there is no evidence of any type of a consent, license or arrangement between the parties.25 Consequently, this du Pont factor is neutral. H. Eleventh du Pont Factor This du Pont factor considers any evidence that Respondent has a right to exclude third parties from using its applied-for mark. du Pont, 177 USPQ at 567. Petitioner argues that this factor weighs in its favor, pointing to Respondent’s admissions as to 24 Petitioner’s notice of reliance, request for admission no. 19, 6 TTABVUE 39. 25 Petitioner’s notice of reliance, requests for admission nos. 6, 7 and 8, 6 TTABVUE 37-38. Cancellation No. 92065837 - 19 - lack of exclusive and non-continuous use.26 Because there is no evidence in the record that Respondent has successfully asserted its rights so as to “exclude” anyone else from using its mark, we treat this du Pont factor as neutral. I. Thirteenth du Pont Factor This factor considers “any other established fact probative of the effect of use.” du Pont, 177 USPQ at 567. Petitioner argues that Respondent acted in bad faith in adopting the RISE ABOVE mark. Petitioner specifically relies on Respondent’s admission that it was aware that Petitioner offered goods and services under the RISE ABOVE FITNESS mark prior to filing its RISE ABOVE application, and that the selection and adoption of RISE ABOVE, as well as the filing of an application for the RISE ABOVE mark, was in bad faith.27 While we deem the factual matters covered by these requests admitted as a result of Respondent’s failure to respond, we accord little probative value to these admissions. Mere knowledge of the existence of Petitioner’s mark does not, in and of itself, constitute bad faith. See Action Temporary Services Inc. v. Labor Force Inc., 870 F.2d 1563, 10 USPQ2d 1307, 1310 (Fed. Cir 1989). A finding of bad faith must be supported by evidence of an intent to confuse, rather than mere knowledge of another’s mark or even an intent to copy. See e.g., Starbucks Corp. v. Wolfe’s Borough Coffee, Inc., 588 F.3d 97, 92 USPQ2d 1769, 1782 (2d Cir. 2009). The admissions 26 Petitioner’s notice of reliance, requests for admission nos. 23-28, 6 TTABVUE 39-40. 27 Petitioner’s notice of reliance, requests for admission nos. 2, 20 and 21, 6 TTABVUE 37, 39. Cancellation No. 92065837 - 20 - regarding Respondent’s knowledge of Petitioner, and its basis for adopting and seeking to register the mark, are lacking in specificity sufficient to reach any legal conclusion regarding bad faith. Accordingly, this du Pont factor also is neutral. Considering and balancing all of the evidence pertaining to the relevant du Pont factors, we find the first, second, third and fourth du Pont factors weigh in Petitioner’s favor, while the other du Pont factors are neutral. We therefore find that confusion is likely between Respondent’s mark RISE ABOVE and Petitioner’s mark RISE ABOVE FITNESS. We grant the petition for cancellation on the likelihood of confusion ground. VI. Abandonment The Trademark Act provides for the cancellation of a registration if the registered mark has been abandoned. See Trademark Act Section 14, 15 U.S.C. § 1064. A mark is deemed abandoned if its use has been discontinued without intent to resume use. Trademark Act Section 45, 15 U.S.C. § 1127. Nonuse in the United States for a period of three consecutive years establishes a prima facie case of abandonment. Id. Petitioner must show that Respondent’s use of the mark has been discontinued for at least three consecutive years, or that Respondent has discontinued use of the mark without an intent to resume use. Id.; see also, On-Line Careline, Inc. v. America Online, Inc., 229 F.3d 1080, 1087, 56 USPQ2d 1471, 1476 (Fed. Cir. 2000) (citing 15 U.S.C. § 1127). “[I]f plaintiff can show three consecutive years of nonuse, it has established a prima facie showing of abandonment, creating a rebuttable presumption that the registrant has abandoned the mark without intent to resume Cancellation No. 92065837 - 21 - use.” ShutEmDown Sports Inc. v. Lacy, 102 USPQ2d 1036, 1042 (TTAB 2012). In the absence of any rebuttal of the presumption of abandonment raised by three years nonuse of the registered mark, abandonment has been established. Satinine Societa in nome collettivo di S.A. e. M. Usellini v. P.A.B. Produits et Appareils de Beaute, 194 USPQ 209, 213 (TTAB 1977). Because the subject registration issued under Section 1(a), the earliest date on which the three-year period may trigger the statutory presumption of nonuse in this case is the application filing date, November 21, 2012. ShutEmDown Sports, Inc. v. Lacy, 102 USPQ2d at 1042. Here, Petitioner’s abandonment claim is based on Respondent’s admissions, which have been conclusively established due to Respondent’s failure to respond.28 Admit that you have failed to exercise continuous use of Registrant’s mark since November 21, 2012. Admit that you have failed to exercise continuous use of Registrant’s mark since July 9, 2013. Admit that you do not have any bona fide future plans to use Registrant’s mark in connection with Registrant’s goods and services. 28 Petitioner’s notice of reliance, requests for admission nos. 26, 28 and 29, 6 TTABVUE 40 (for all quoted requests for admission, emphasis in original omitted). Petitioner also references, in connection with the abandonment claim, requests for admission nos. 23, 25 and 27, Id. at 39-40, which relate to admissions that Respondent has not had exclusive use of the mark during certain time periods in 2008, 2012 and 2013. However, maintenance of exclusivity of rights in a mark is not required to avoid a finding of abandonment. A mark becomes abandoned only when the mark loses its significance as an indication of origin, not the sole identification of source. Wallpaper Manufacturers, Ltd. v. Crown Wallcovering Corp., 680 F.2d 755, 214 USPQ 327, 336 (CCPA 1982). Thus admissions as to exclusivity of use are not indicative of abandonment. See Girard Polly-Pig, Inc. v. Polly-Pig by Knapp, Inc., 217 USPQ 1338, 1342 (TTAB 1983) (the fact that a registered mark identifies Respondent as one of two sources of the services negates an inference of abandonment) (citing Wallpaper Manufacturers, 214 USPQ at 327). Cancellation No. 92065837 - 22 - Respondent’s admissions are evidence that Respondent was not using its mark at least since July 9, 2013. Petitioner’s showing that Respondent has not used the registered mark in interstate commerce continuously for more than three consecutive years establishes a prima facie case of abandonment that has been unrebutted by Respondent. In addition, Respondent has admitted it has no intent to resume use. In view of Respondent’s failure to rebut the presumption of abandonment, Petitioner has established abandonment by a preponderance of the evidence. We grant the petition for cancellation on the abandonment ground. VII. Fraud We turn last to Petitioner’s fraud claim. Fraud in procuring a trademark registration occurs when an applicant knowingly makes false, material representations of fact in connection with its application with an intent to deceive the USPTO. See In re Bose Corp., 580 F.3d 1240, 91 USPQ2d 1938, 1941 (Fed. Cir. 2009) (quoting Torres v. Cantine Torresella S.r.l., 808 F.2d 46, 48, 1 USPQ2d 1483, 1484 (Fed. Cir. 1986)). A party alleging fraud in the procurement of a registration bears the heavy burden of proving fraud with clear and convincing evidence. Bose, 91 USPQ2d at 1939 (quoting Smith Int’l, Inc. v. Olin Corp., 209 USPQ 1033, 1044 (TTAB 1981)). Subjective intent to deceive is an indispensable element in the analysis. Id. at 1941. “[B]ecause direct evidence of deceptive intent is rarely available, such intent can be inferred from indirect and circumstantial evidence. But such evidence must still be clear and convincing, and inferences drawn from lesser evidence cannot satisfy Cancellation No. 92065837 - 23 - the deceptive intent requirement.” Id. (quoting Star Scientific, Inc. v. R.J. Reynolds Tobacco Co., 537 F.3d 1357, 88 USPQ2d 1001, 1007 (Fed. Cir. 2008)). Petitioner bases its claim of fraud on various theories that require some construction and which we summarize. Petitioner has alleged fraud based on Respondent’s lack of substantially exclusive and continuous use, Respondent’s conduct in applying for and maintaining a registration that is inconsistent with “norms of reasonable, honest, and fair commercial behavior,” and its continued maintenance of its registration despite its knowledge of Petitioner’s rights in Petitioner’s mark. Additional allegations related to the fraud claims are that Respondent sought the registration in bad faith by misrepresenting its use under the RISE ABOVE mark, and that it made a false statement to the Office as to its March 24, 2008 dates of use.29 We construe the allegations of lack of “substantially exclusive and continuous use” to relate to a Section 2(f) affidavit. Marshall Field & Co. v. Mrs. Fields Cookies, 11 USPQ2d 1355 (TTAB 1989). However, Respondent’s registration is on the Principal Register without a claim of acquired distinctiveness. We construe the allegations related to “maintenance” and Respondent’s conduct in maintaining a registration to be references to maintenance filings made in connection with a registration. See 29 Petitioner did not adequately plead its fraud claim because it did not allege that Respondent knowingly made false statements with the intent to deceive the USPTO. See e.g., Daimlerchrysler Corp. and Chrysler, LLC v. American Motors Corp., 94 USPQ2d 1086, 1088- 89 (TTAB 2010) (intent is an indispensable element of a fraud claim). Nonetheless, Respondent did not move to dismiss the claim. Noble House Home Furnishings, LLC v. Floorco Enterprises, LLC, 118 USPQ2d 1413, 1422-23 (TTAB 2016) (considering insufficiently pleaded fraud claim because respondent did not challenge the pleading and identified the claim as one of the issues in the case). Cancellation No. 92065837 - 24 - TRADEMARK MANUAL OF EXAMINING PROCEDURE (TMEP) Sections 1602 and 1604.02 (Oct. 2018); Mister Leonard Inc. v. Jacques Leonard Couture Inc., 23 USPQ2d 1064 (TTAB 1992). However, nothing in the record shows that Respondent has made such a filing. Therefore, we find that even if requests for admission are deemed admitted as to Respondent’s failure to exclusively and continuously use its mark, no fraud could be found on the basis of either of these theories, in spite of certain of Petitioner’s requests for admission being deemed admitted. We construe Petitioner’s allegation relating to “norms of reasonable, honest, and fair commercial behavior” to be allegations that Respondent filed its application in bad faith with a fraudulent purpose. Although, as stated above, Respondent has admitted that it selected and adopted the mark in bad faith, and that its decision to apply for the RISE ABOVE mark was in bad faith, these admissions are conclusory, lacking in factual detail, and are insufficient for us to infer that Respondent willfully made false statements in bad faith with the intent to deceive the USPTO. We further note that Respondent’s admissions of mere knowledge of Petitioner’s mark, its failure to conduct a trademark search, and its failure to seek legal advice prior to its selection and adoption of its mark do not establish bad faith. Action Temporary Services, 10 USPQ2d at 1310; Techex, Ltd. v. Dvorkovitz, 220 USPQ 81, 84 (TTAB 1983). In its brief, Petitioner characterizes its fraud claim as based on a false declaration “submitted by Registrant when filing Application Serial No. 85785471 to Register the ’848 Mark.” It appears that Petitioner’s argument is that the application declaration was fraudulent because Respondent knew of Petitioner’s allegedly prior rights in Cancellation No. 92065837 - 25 - RISE ABOVE FITNESS and that the parties’ marks and services are confusingly similar. Petitioner relies on all of the requests for admission deemed admitted that were relevant to the likelihood of confusion ground. However, this theory of fraud was not alleged in the petition for cancellation and could not be so construed from the allegations provided. As a result, Respondent was not put on notice that the fraud claim included an allegation of a false declaration submitted during the filing of the application. Therefore, we have not considered this theory as a separate basis for the fraud claim. Noble House, 118 USPQ2d at 1423 (not considering an unpleaded fraud claim due to lack of notice to respondent). Finally, we consider Petitioner’s allegation that Respondent provided a false date of use of March 24, 2008 in its underlying application and that Respondent misrepresented that it was using the mark. Even if the stated first use date is false, that is not material. The mark need only be in use in commerce as of the application filing date, November 21, 2012. Hiraga v. Arena, 90 USPQ2d 1102, 1107 (TTAB 2009) (citations omitted). As for the alleged misrepresentation that Respondent was using the mark, the most relevant admissions are that Respondent failed to exercise continuous use of RISE ABOVE since March 24, 2018, that it failed to exercise continuous use since November 21, 2012, and that it did not begin offering services in connection with its mark on or before March 24, 2008.30 30 Petitioner’s notice of reliance, requests for admission nos. 24, 26, 30, 6 TTABVUE 39-40. Cancellation No. 92065837 - 26 - Although there is an admission that Respondent was not offering the services in connection with the mark on or before March 24, 2008, the other two admissions do not clearly establish that there was no use under the mark in connection with the services at the time the application was filed. Rather, these admissions establish that use of the RISE ABOVE mark was not continuous since March 24, 2008 and November 21, 2012.31 Standing alone, these admissions also fall far short of qualifying as “clear and convincing” indirect or circumstantial evidence so as to justify drawing an inference sufficient to satisfy the intent to deceive requirement. “[A]bsent the requisite intent to mislead the PTO, even a material misrepresentation would not qualify as fraud under the Lanham Act warranting cancellation.” Bose, 91 USPQ2d at 1940 (citing King Auto., Inc. v. Speedy Muffler King, Inc., 667 F.2d 1008, 212 USPQ 801 (CCPA 1981)). This record does not support an inference of willful intent. Accordingly, the petition for cancellation on the fraud ground is denied. Decision: In summary, the petition for cancellation is granted on the abandonment and likelihood of confusion grounds and denied as to the fraud ground. Registration No. 4364848 will be cancelled in due course. 31 An applicant seeking registration under Section 1(a) of the Trademark Act need only use the mark before the application’s filing date. Copy with citationCopy as parenthetical citation