RGB Systems, Incorporatedv.UG Electronics LimitedDownload PDFTrademark Trial and Appeal BoardFeb 27, 2015No. 92057163 (T.T.A.B. Feb. 27, 2015) Copy Citation Mailed: February 27, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board ______ RGB Systems, Incorporated v. UG Electronics Limited _____ Cancellation No. 92057163 _____ John C. Holman and Robert S. Pierce of Jacobson Holman Hershkovitz PLLC, for RGB Systems, Incorporated. Wendy K. Marsh of Nyemaster Goode, P.C. for UG Electronics Limited. ______ Before Seeherman, Bucher and Wellington, Administrative Trademark Judges. Opinion by Seeherman, Administrative Trademark Judge: RGB Systems, Incorporated (hereafter “Petitioner”) has petitioned to cancel Registration No. 4309701 for XTRONS, in the stylized form shown below, owned by UB Electronics Limited (hereafter “Respondent”) for the following goods, all in Class 9: This Opinion is Not a Precedent of the TTAB Cancellation No. 91208694 2 Audio and video recorders; telephone apparatus; telephone answering machines; automatic telephone exchanges; headsets for mobile telephones; cash registers; calculators; radio and television aerials; audio-receivers and video-receivers; digital media receivers; antennas for radio; television antennas; television sets; VCD machines; DVD machines; CD players; cassette players; amplifiers; audio speakers; film and digital cameras; video cameras; cellular phones; mobile phones.1 Petitioner seeks to cancel the registration on the ground of likelihood of confusion, alleging, inter alia, that starting in June 1984, prior to the filing date of the application underlying the registration sought to be cancelled, and prior to the date of first use in commerce of the mark, Petitioner and its subsidiaries and licensees have engaged in the distribution and sale of audio visual equipment in commerce in the United States under the mark EXTRON; and that Petitioner is the owner of Registration No. 3076105 for EXTRON for various audio visual equipment. In its answer Respondent admitted that Petitioner is the listed owner of Registration No. 3076105 for EXTRON, and that a copy of this registration was attached as an exhibit to the petition for cancellation. Respondent otherwise denied the salient allegations of the petition.2 We grant the petition to cancel. 1 Issued March 26, 2013. 2 In its brief Respondent states that “at no time during the nearly two year time period between Registrant’s filing of the initial XTRONS application and the filing date of the Petition to Cancel did Petitioner notify Registrant of its objection to Registrant’s use and/or registration of the XTRONS mark.” 12 TTABVUE 9. To the extent that Respondent is suggesting that it has a defense of laches, Respondent never asserted such a defense in its answer, and it therefore may not raise it for the first time in its final brief. We also note that Petitioner filed its petition to cancel within two months of the issuance of Respondent’s registration. Cancellation No. 91208694 3 By operation of the trademark rules, the record includes the pleadings and the file of the registration sought to be cancelled. Petitioner made its pleaded registration for EXTRON in standard characters of record by submitting a copy of the registration taken from the Patent and Trademark Office’s TSDR (Trademark Status & Document Retrieval) database. The registration, which issued on April 4, 2006, is for the following goods, in Class 9: Audio visual equipment, namely, computer interfaces, video and audio distribution amplifiers, video and audio switchers, video and audio matrix switchers, transmitters and receivers for sending video, audio, and control signals over unshielded twisted pair cables, video and audio test signal generators, audio amplifiers, audio summing amplifiers, microphone to line level preamplifiers, microphone mixers, volume and tone controllers, digital visual interface or DVI transmitters and receivers, high resolution coaxial cables, audio cables, video cables, control signal cables, unshielded twisted pair cables, audio adapters, video adapters, control signal adapters, video connectors, audio connectors, and control signal connectors; signal converters and processors, namely, computer to video scan converters, video and RGB scalers, video decoders, video transcoders, control signal converters, video tuners, multi-window video processors, video standards converters, video sync converters, video sync stabilizers, analog video to digital video converters, digital video to analog video converters, and balanced to unbalanced audio converters; electronic and digital control panels; ethernet control interfaces; software for video and audio testing and evaluation; software for controlling and monitoring audio visual equipment; software for configuring control panels; software for configuring audio visual equipment; audio visual equipment accessories, namely, audio visual connector plates, audio visual cable holders, audio connector plates, video connector plates, telephone and data connector plates, control signal connector plates, electric power connector plates; mounting devices for audio visual hardware.3 3 Section 8 affidavit accepted; Section 15 affidavit acknowledged. Cancellation No. 91208694 4 Other than Petitioner’s submitting its pleaded registration with its petition, both parties submitted their evidence solely under notices of reliance. Petitioner made of record Respondent’s responses to Petitioner’s requests for admission Nos. 2-9; Respondent’s responses to interrogatories Nos. 2, 3, 7, 10, 11, 22 and 23; a status and title copy of Petitioner’s pleaded EXTRON registration and the registration file;4 the file of Petitioner’s applications for EXTRON, Serial Nos. 86023662 and 86023716; and Internet materials from its own website and those of Wikipedia, ProSound and Ebay. Respondent has submitted its own responses to Petitioner’s request for admission No. 10 and Petitioner’s interrogatory Nos. 4-6 and 24-27;5 third-party trademark registrations for the marks TEXTRON, XETRON, FLEXTRON, XTRON, VOXTRON and NEXTRON; and Internet materials, consisting of pages taken from Petitioner’s website, www.extron.com, from Respondent’s website, www.xtrons.com, from Ebay, http://stores.ebay.com, and Respondent’s Facebook page, www.facebook.com. 4 As noted, the registration itself was already of record by Petitioner’s submission of the TSDR electronic database copy with its petition to cancel, showing status and title. See Trademark Rule 2.122(d)(1). 5 A responding party cannot make its own responses to requests for admission or interrogatories of record by notice of reliance unless they should in fairness be considered so as to make not misleading what was offered by the inquiring party. See Trademark Rule 2.120 (j)(3)(ii)(5). Respondent did not assert that this was the reason for submitting its own responses. However, because Petitioner did not object to these responses, and has treated them of record (see trial brief, 11 TTABVUE 9), we deem them to have been stipulated into the record. We also note that the response to the request for admission has no evidentiary value because it was denied. Cancellation No. 91208694 5 The proceeding has been fully briefed. We point out that many of the statements made in the Statement of Facts in both parties’ briefs are not supported by the record. Materials taken from the Internet cannot be used to prove the truth of the statements made in those materials. See Safer Inc. v. OMS Investments Inc., 94 USPQ2d 1031, 1040 (TTAB 2010) (materials taken from the Internet and submitted under a notice of reliance “are admissible only to show what has been printed, not the truth of what has been printed”). Standing Standing is a threshold requirement for any proceeding. Here, Petitioner has made of record both its registration for EXTRON as well as evidence showing that Petitioner’s pending applications, Serial Nos. 86023662 and 86023716, both for EXTRON, have been refused registration on the basis of likelihood of confusion with Respondent’s registration. Therefore, Petitioner has shown that it has a real interest in the proceeding, and has demonstrated its standing. See Herbko Int’l Inc. v. Kappa Books Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1377 (Fed. Cir. 2002); Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185 (CCPA 1982).6 6 In its brief Respondent asserts that there are two issues presented in this proceeding: whether Petitioner has established that there is a likelihood of confusion between Petitioner’s mark EXTRON and Respondent’s mark XTRONS, and whether “Petitioner has met its burden of proving its EXTRON mark is a strong mark that will be harmed by [Respondent’s] XTRONS registration.” 12 TTABVUE 6. To the extent that Respondent is suggesting, by its reference to “harm,” that Petitioner does not have standing, we confirm that Petitioner has demonstrated its standing. Cancellation No. 91208694 6 Priority Because both Petitioner and Respondent own registrations, priority is in issue. Brewski Beer Co. v. Brewski Brothers Inc., 47 USPQ2d 1281, 1284 (TTAB 1998). Cf. King Candy Company v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974) (in an opposition where the opposer owns a registration, and of course the applicant only has an application, priority is not in issue). Although neither party has submitted probative evidence of when each began using its mark for its goods, each may rely on the filing date of the application underlying its registration. The filing date of the application underlying Petitioner’s pleaded registration is December 17, 2004; the filing date of the application underlying Respondent’s registration is June 3, 2011. Therefore, Petitioner has established that it has priority. Likelihood of confusion Our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). We begin with a consideration of the first du Pont factor, the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression. In conjunction with our analysis of this factor, we consider the strength of Petitioner’s mark, since Respondent Cancellation No. 91208694 7 relies on seven registrations (two owned by the same entity) all having the letter string TRON, to show that Petitioner’s mark is entitled to a limited scope of protection. First, we point out that third-party registrations are not evidence of the use of the marks. See Palm Bay Imports v. Veuve Cliquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1693 (Fed. Cir. 2005) (the probative value of third-party trademarks depends entirely upon their usage); Tektronix, Inc. v. Daktronics, Inc., 534 F.2d 915, 189 USPQ 693, 694 (CCPA 1976) (third-party registrations are entitled to little weight on the question of likelihood of confusion where there is no evidence of actual use). However, third-party registrations may be used to show the meaning of a mark in the same way that dictionaries are used. In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1261 (Fed. Cir. 2010); Tektronix Inc. v. Daktronics, Inc., 189 USPQ2d at 694. Respondent asserts in its brief that “TRON” is “a term uniformly defined by Webster’s and other dictionaries as a suffix for a tool or electronic device.” 12 TTABVUE 17. However, Respondent did not submit any dictionary definitions to support this assertion nor, indeed, did it submit such a dictionary definition with its brief and request that we judicially notice it. We have consulted Dictionary.com Unabridged, which is based on the Random House Dictionary (2015), and the definition for the suffix “-tron” is: a combining form extracted from electron, used with nouns or combining forms, principally in the name of electron tubes (ignitron; klystron; magnetron) and of devices for accelerating subatomic particles (cosmotron; cyclotron); also, more generally, Cancellation No. 91208694 8 in the names of any kind of chamber or apparatus used in experiments (biotron).7 In other words, this dictionary definition does not bear out Respondent’s claim regarding the suffix “tron.” Certainly there is no evidence to show, as Respondent asserts, that it is a generic portion of the parties’ marks. Nor are the third-party registrations probative evidence that TRON has a significance for Petitioner’s or Respondent’s goods, in that the goods in these third-party registrations are not all similar. For example, Registration No. 1090737 for TEXTRON is for, inter alia, digital frequency synthesizers; oscillators, crystals and filters, precision fluid system components and assemblies, inertial instruments, aerospace antennas, electromagnetic defense units, electro optics and high energy laser beam systems. Registration No. 2483516 for XTRON is for computer equipment, e.g., integrated circuits, computer chips, computer disc drives and computer hardware memory cards, and Registration No. 1850217 for is for computer equipment, namely connectors, sockets and cable assemblies. Registration No. 1230953 for the mark shown at right registered in connection with photographic projectors and photographic film handling apparatus. There are 7 The Board may take judicial notice of online dictionary definitions based on printed dictionaries, including the Random House Dictionary. In re Premiere Distillery LLC, 103 USPQ2d 1483, 1484 (TTAB 2012). Cancellation No. 91208694 9 three third-party registrations that are for arguably similar goods to Petitioner’s and Respondents. Two are owned by the same entity and are for VOXTRON in standard characters, No. 4304243, and No. 4303206, for, inter alia, apparatus for recording or reproduction of sound, images and data, computer software for sound and data exchange applications in the field of interactions via phone, email, fax, web chats. Registration No. 3782096 for FLEXTRON is for antennas. However, these registrations for VOXTRON and FLEXTRON are not sufficient to show that TRON has a significance for Petitioner’s and Respondent’s goods. Even if we were to treat TRON as having a significance, the similarity of the marks EXTRON and XTRONS (stylized) is not based on the presence of TRON alone, but on the similarities of the marks in their entireties. The marks differ only in that Petitioner’s mark begins with the letter “E” and Respondent’s mark ends with the letter “S.” The slight stylization of Respondent’s mark is not sufficient to distinguish it from Petitioner’s mark, since Petitioner’s mark is registered in standard characters, and therefore the registration is not limited to any particular font, size, style or color. In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1909 (Fed. Cir. 2012). Thus, Petitioner is entitled to use its mark in the same stylized format that Respondent uses. As for the “S” at the end of Respondent’s mark, the presence or absence of the “S” is not sufficient to distinguish the marks. See Wilson v. Delaunay, 245 F.2d 877, 114 USPQ 339, 341 (CCPA 1957), finding Cancellation No. 91208694 10 ZOMBIE and ZOMBIES “substantially the same mark.” As for the beginnings of the marks, in this particular case we find that the presence of absence of the initial letter “E” is not sufficient to distinguish the marks either. Respondent has admitted that “EX” is an alternate spelling for “X” and both can be pronounced the same. Response to request for admission No. 9. As a result, the marks are virtually identical in pronunciation. Similarity in sound alone may be sufficient for a finding of likelihood of confusion. In re 1st USA Realty Professionals Inc., 84 USPQ2d 1581, 1586 (TTAB 2007). As for meaning, although neither mark has been shown to have a meaning, because EX and X are alternate spellings, the marks convey a similar, even if unclear, meaning, and they also convey a similar commercial impression. Thus, any differences in appearance due to the initial letter “E” in Petitioner’s mark are outweighed by the similarities in pronunciation, connotation and commercial impression. We note that Respondent adopted its mark because “‘x’ is commonly used in mathematics as a symbol for an independent variable or unknown value. Registrant likewise wanted its ‘XTRONS’ brand to be independent and full of possibilities.” Response to interrogatory No. 10. However, there is no indication that consumers would be aware of Respondent’s thought process in choosing its mark, and in fact Respondent has admitted that XTRONS has no English meaning and has no meaning or significance in either Petitioner’s or Respondent’s trade or industry. Responses to requests for admission 2 and 4. Cancellation No. 91208694 11 The du Pont factor of the similarities of the marks favors Petitioner, and factors 5 (the strength of the prior mark) and 6 (the number and nature of similar marks in use on similar goods) are neutral. The next factor we consider is the similarity or dissimilarity of the goods. Petitioner asserts that the audio-receivers and video-receivers; digital media receivers and amplifiers identified in Respondent’s registration overlap with the following goods identified in Petitioner’s registration: video and audio distribution amplifiers, transmitters and receivers for sending video, audio, and control signals over unshielded twisted pair cable, audio amplifiers and audio summing amplifiers. Petitioner also asserts that the goods “audio and video recorders, radio and television aerials, antennas for radio, television antennas, television sets, VCD machines, DVD machines, CD players, cassette players, audio speakers; film and digital cameras, and video cameras” are closely related to Petitioner’s goods because they are all components of systems that reproduce, play and transmit audiovisual signals. In support of this position, Petitioner points to the evidence submitted by the Examining Attorney during the examination of Respondent’s underlying application, when the Examining Attorney had cited Petitioner’s registration in refusing registration of Respondent’s then- application.8 For example, the Examining Attorney submitted evidence of single sources that make speakers, amplifiers and audio receivers; and AV 8 Obviously, the Examining Attorney subsequently withdrew the refusal of registration. Cancellation No. 91208694 12 receivers, speakers, amplifiers and CD players; and of registrations indicating that third parties have adopted a single mark for many of the goods listed in both Petitioner’s and Respondent’s registrations. Respondent does not really dispute Petitioner’s evidence or assertions. Instead, it points to arguments made by Petitioner during the course of prosecution of its underlying application, when it was attempting to overcome a likelihood of confusion refusal with respect to one of the third-party registrations listed above, No. 2483516, for the mark XTRON for “integrated circuits, computer chips, computer memory modules and computer memory devices, namely floppy discs for computers, computer discs drives, computer hardware memory cards.” Petitioner, as applicant, then argued, inter alia, that its goods allow audio visual equipment to communicate with each other and with computers, and that this is a relatively narrow and specialized market niche, with no evidence that the cited registrant’s goods overlap with it. 9 TTAB 65. Applicant also stated that its goods “are not marketed to the general public,” and that they “are not the typical stereo equipment or computer sound systems marketed to the ordinary consumer in the usual channels of commerce such as consumer electronic shops or department stores.” 9 TTABVUE 67. A party’s prior arguments may be considered as “illuminative of shade and tone in the total picture,” but do not alter the Board’s obligation to reach its own conclusion on the record. Stone Lion Capital Partners, LP v. Lion Cancellation No. 91208694 13 Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014), quoting Interstate Brands Corp. v. Celestial Seasonings, Inc., 576 F.2d 926, 198 USPQ 151, 154 (CCPA 1978). In this particular situation, we give Petitioner’s earlier remarks virtually no probative value. They were made in connection with goods that are very different from the goods in Respondent’s registration, such that Petitioner’s comments regarding dissimilarities between that third-party registrant’s goods and Petitioner’s goods are not relevant to the similarities or dissimilarities between Petitioner’s identified goods and Respondent’s identified goods. The “amplifiers” identified in Respondent’s registration would encompass the “video and audio distribution amplifiers,” “audio amplifiers” and “audio summing amplifiers” identified in Petitioner’s registration. Further, the “audio-receivers and video-receivers” identified in Respondent’s registration would encompass the “… receivers for sending video, audio, … over unshielded twisted pair cable.” As a result, the parties’ goods are, in part, legally identical. In view of this, we need not discuss the evidence regarding the relatedness of some of the additional goods of Petitioner and Respondent. If there is likely to be confusion with respect to any item that comes within the identification of goods, likelihood of confusion must be found. Tuxedo Monopoly, Inc. v. General Mills Fun Group, 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981). The du Pont factor of the similarity of the goods favors Petitioner. Cancellation No. 91208694 14 The goods that are legally identical must be deemed to be sold in the same channels of trade. We are aware of Respondent’s arguments that the goods, in fact, travel in different channels of trade. However, it is appropriate to focus on the identifications set forth in the registrations “rather than on real- world conditions.” Stone Lion Capital Partners, LP v. Lion Capital LLP, at 110 USPQ2d at 1162. The question of likelihood of confusion must be determined based on an analysis of the mark as applied to the goods as identified in each party’s registration, regardless of what the record may reveal as to the particular nature of each party’s goods, the particular channels of trade or the class of purchasers to which sales of the goods are directed. See Octocom Sys., Inc. v. Houston Comp. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990); Canadian Imperial Bank of Commerce v. Wells Fargo Bank, N.A., 811 F.2d 1490, 1 USPQ2d 1813 (Fed. Cir. 1987). Neither Petitioner’s nor Respondent’s identifications limit the channels of trade through which their goods are sold, and we must therefore assume that they are sold through all channels of trade appropriate for the goods. This du Pont factor also favors Petitioner. The next factor we consider is the conditions under which and buyers to whom sales are made, i.e., “impulse” vs. careful, sophisticated purchasing. The amplifiers identified in Petitioner’s registration (and the goods which we have found to be legally identical to Respondent’s goods) include “audio amplifiers.” These are goods that can be purchased by the general public as Cancellation No. 91208694 15 part of a stereo system,9 and therefore we do not view the purchasers as particularly discriminating. There is no specific evidence as to the cost of amplifiers, but on the assumption that they are expensive enough not to be “impulse” purchases, we are not persuaded that consumers exercising ordinary care would distinguish between the marks when, as previously discussed, the marks are so similar. Therefore, we treat this du Pont factor as neutral. In saying this, we are aware that Petitioner, in arguing against the citation of the third-party registration for XTRON during the examination of its underlying application, argued that its consumers “are sophisticated institutional purchasers employing sophisticated well-educated personnel, specifically audio visual systems integrators.” 9 TTABVUE 66. However, we cannot treat this statement as limiting Petitioner’s customers. First, Petitioner’s registration includes “audio amplifiers” without any limitation, and therefore gives Petitioner the right to use its mark with all kinds of “audio amplifiers” that would be sold to all appropriate classes of consumers. Second, Petitioner’s customer base may have expanded since it made this statement in 2005. Cf. In re Majestic Distilling Co., 65 USPQ2d at 1205-06 (prior agreements with third parties that are several years old may not reflect current views). 9 See definition of “amplifier” taken from merriam-webster.com: one that amplifies; specifically: an electronic device (as in a stereo system) for amplifying voltage, current, or power. Cancellation No. 91208694 16 The final du Pont factor discussed by the parties is number 13, any other established fact probative of the effect of use. Both parties point to actions of examining attorneys in support of their positions. Petitioner contends that the fact that its pending applications for EXTRON marks have been refused on the basis of likelihood of confusion with Respondent’s mark shows that confusion is likely, while Respondent contends that, because the Examining Attorney examining its underlying application first cited Petitioner’s registration, but then withdrew the refusal of registration based on that registration, there has been a finding that confusion is not likely. We are not persuaded by the actions of the Examining Attorneys during examination of any of these applications. It hardly needs saying, but the Board is not bound by the actions of examining attorneys. If that were the case, there would be no point to having a cancellation proceeding based on a plaintiff’s registration, since the examining attorney would presumably have made a decision that there was no likelihood of confusion between the two party’s marks. Further, examining attorneys do not normally consider the same record that is present in an inter partes proceeding, and certainly they have no opportunity to hear from the adverse party, or to consider any evidence from that party. Accordingly, we treat this factor as neutral. Respondent also claims that the extent of potential confusion du Pont factor favors it. Respondent argues that “should any potential for confusion be found, such confusion will be de minimis given the differences in Cancellation No. 91208694 17 customers and channels of trade and the extensive third-party use of the TRON component by others.” 12 TTABVUE 26. As previously discussed, the goods are, in part, legally identical and these goods must therefore be deemed to travel in the same channels of trade to the same classes of customers. We have also explained that the third-party registrations do not constitute evidence of third-party use. Therefore, the bases for Respondent’s assertion that potential confusion is de minimis fails. We treat this factor as neutral. These are the only du Pont factors discussed by the parties. To the extent that any others are relevant, we treat them as neutral. After reviewing all of the evidence of record, and considering the parties’ arguments, we find that Respondent’s use the mark XTRONS in stylized form for the goods identified in Respondent’s registration is likely to cause confusion with Petitioner’s mark EXTRON used with the goods identified in Respondent’s registration. Decision: The petition for cancellation is granted. Copy with citationCopy as parenthetical citation