Pioneer PressDownload PDFNational Labor Relations Board - Board DecisionsMar 21, 1990297 N.L.R.B. 972 (N.L.R.B. 1990) Copy Citation 972 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Pioneer Press and Chicago Newspaper Guild, Local 71, affiliated with the Newspaper Guild, AFL- CIO, CLC. Cases 13-CA-27359, 13-CA- 27580, 13-CA-28440, and 13-CA-27533 March 21, 1990 DECISION AND ORDER BY CHAIRMAN STEPHENS AND MEMBERS CRACRAFT AND DEVANEY On August 3, 1989, Administrative Law Judge Nancy M Sherman issued the attached decision The Respondent filed exceptions and a supporting bnef The General Counsel and the Charging Party filed answering briefs The National Labor Relations Board has delegat- ed its authority in this proceeding to a three- member panel The Board has considered the decision and the record in light of the exceptions and briefs and has decided to affirm the judge's rulings, findings,' and conclusions 2 and to adopt the recommended Order ORDER The National Labor Relations Board adopts the recommended Order of the administrative law judge and orders that the Respondent, Pioneer Press, Wilmette, Illinois, its officers, agents, succes- sors, and assigns, shall take the action set forth in the Order 'The Respondent has excepted to some of the judge's credibility find- ings The Board s established policy is not to overrule an administrative law judge's credibility resolutions unless the clear preponderance of all the relevant evidence convinces us that they are Incorrect Standard Dry Wall Products, 91 NLRB 544 (1950), enfd 188 F 2d 362 (3d Cir 1951) We have carefully examined the record and find no basis for reversing the findings In finding that the Respondent did not have a good-faith and reason- ably grounded doubt as to the Union's loss of majority status in the pro- duction unit, the judge relied, in part, on the fact that the Respondent committed certain unfair labor practices subsequent to its withdrawal of recognition We find It unnecessary to rely on the postwithdrawal unfair labor practices as evidence of the Respondent s lack of good faith In its exceptions, the Respondent argues that the judge miscalculated the number of authorization cards signed by employees prior to the Re- spondent s withdrawal of recognition Even if the Respondent s calcula- tions are correct, we agree with the judge that the Respondent failed to prove that the Union lacked majority status because evidence that less than half of the unit employees have signed authorization cards is insuffi- cient to prove that the incumbent Union's presumption of continuing ma- jority status has been rebutted 2 Member Cracraft agrees with the judge and with her colleagues that none of the Issues in this case are deferrable to arbitration She does not, however, rely on Heck s Inc , 293 NLRB 1111, 1115 (1989), cited by the judge In Heck's, Member Cracraft would have deferred the access issues because they were not factually intertwined with the handbook promul- gation allegations Here, by contrast, Member Cracraft finds that the Issues involving solicitation and posting of notices by editorial unit em- ployees are intertwined with nondeferrable complaint allegations with re- spect to the production unit employees (imposition of an overly broad no-solicitation rule and unilateral change in bulletin board policy) Reso- lution of the production unit allegations requires resolution of the same factual and legal Issues affecting the ednonal unit employees Rentta Reynolds and Sheryl G Sternberg, Esqs , for the General Counsel John A McDonald, Esq , of Chicago, Illinois, for the Re- spondent Nancy K Reed, Esq , of Chicago, Illinois, for the Charg- ing Party DECISION STATEMENT OF THE CASE NANCY M SHERMAN, Administrative Law Judge These consolidated cases were heard before me in Chica- go, Illinois, on May 18, 19, and 20, 1988 The charge in Case 13-CA-27359 was filed against Respondent Pioneer Press by Chicago Newspaper Guild, Local 71, affiliated with the Newspaper Guild, AFL-CIO, CLC (the Union or the Guild) on November 24, 1987, and the complaint in that case was issued on January 28, 1988 The charge in Case 13-CA-27533 was filed against Respondent by the Union on February 22, 1988, and the complaint in that case was issued on March 22, 1988, and amended on May 18, 1988 The charge in Case 13-CA-27580 was filed against Respondent by the Union on March 8, 1988, and the complaint in that case was issued on April 18, 1988, and amended on May 18, 1988 The charge in Case 13-CA-28440 was filed on February 27, 1989, and the complaint in that case was issued on March 23, 1989 1 The complaint in Case 13-CA-27359 alleges that Re- spondent violated Section 8(a)(5) and (1) of the National Labor Relations Act (the Act) by making unilateral changes in the health insurance program which covers two separate Unions-represented bargaining units of Respondent's employees-namely, the production unit and the editorial unit The complaint in Case 13-CA- 27533 alleges that Respondent violated Section 8(a)(5) and (1) of the Act about February 18, 1988, by with- drawing recognition from the Union as the exclusive bar- gaining representative of the production unit and by thereafter unilaterally granting a wage increase to em- ployees in that unit The complaint in Case 13-CA- 27580 alleges, in its final form, that Respondent violated Section 8(a)(1) of the Act in March 1988 by imposing an overly broad no-solicitation and distribution rule, violat- ed Section 8(a)(1) and (3) of the Act in March 1988 by issuing a written warning to employee Jim Robinson, and violated Section 8(a)(5) and (1) of the Act about February 22, 1988, (1) by unilaterally changing its bulle- tin board policy by refusing to allow (a) union agents to post notices to employees in the production unit and (b) editorial unit employees to post union notices relating to employees in the production unit, and (2) by unilaterally adding a long-term employee disability plan to its em- ployee disability plan relating to the production unit The complaint in Case 13-CA-28440 alleges that as to the production unit, Respondent violated Section 8(a)(5) and (1) of the Act about February 16, 1989, by unilater- ally implementing a voluntary termination agreement plan, whereby production unit employees can agree to ' The record made after the issuance of the complaint in Case 13-CA- 28440 consists entirely of certain pleading 297 NLRB No 160 PIONEER PRESS 973 voluntarily terminate their employment if they are sched- uled for layoff On the basis of the entire record, including the de- meanor of the witnesses, and after due consideration of the briefs filed by Respondent, by the Union, and by counsel for the General Counsel (the General Counsel), I make the following FINDINGS OF FACT I JURISDICTION_ Respondent is a limited partnership with an office and place of business in Wilmette, Illinois At that facility, and at various other facilities in and around the Chicago, Illinois suburban area, Respondent has been, engaged in the publication and printing of suburban newspapers During the calendar or fiscal year preceding the issuance of each complaint, a representative period, products, goods, and materials valued in excess of $50,000 were sold and shipped by Respondent, and/or purchased and received by Respondent, directly between its Wilmette, Illinois fmlity and points outside Illinois, and Respond- ent derived gross revenues in excess of $200,000, pub- lished various nationally syndicated features, and adver- tised vanous nationally sold products I find that, as Re- spondent admits, Respondent is engaged in commerce within the meaning of the Act, and that assertion of ju- nsdiction over its operations will effectuate the policies of the Act The Union is a labor organization within the meaning of the Act II THE ALLEGED UNFAIR LABOR PRACTICES A The Alleged Unlawful Change in the Health Insurance Program 1 Background At all matenal times since January 1978, the Union has admittedly been the exclusive bargaining representative, under Section 9(a) of the Act, of an admittedly appropri- ate unit which is specifically described infra in Conclu- sion of Law 3, and which is referred to herein as the edi- tonal unit Since about 1977, and at least until about Feb- ruary 15, 1988, the Union has admittedly been the exclu- sive bargaining representative, under Section 9(a) of the Act, of an admittedly appropriate unit which is specifi- cally descnbed infra in Conclusion of Law 4, and which is referred to herein as the production unit A collective- bargaining agreement with respect to the editonal unit was effective on February 1, 1987, and is to expire by its terms on 'January 31, 1990 A collective-bargaining agreement with respect to the production unit was effec- tive between January 19, 1985, and February 11, 1988 The editorial contract includes the following provi- sions The Company agrees to make available to its employees, and the [dependent's] of such employees, the insurance plan which is in effect as of the date of the execution of this Agreement for hospital care, physical, dental and major medical coverage and shall pay for the costs of such insurance 'according to [a schedule which requires the Company to pay 90 percent of monthly premium cost for full-time employees, and between 30 and 70 percent of monthly premium cost for many part-time employ- ees] The Company will maintain health benefits at least at a level substantially equivalent to the level in effect at the time this contract is put into effect The Company shall have the right to change carri- ers, provided that notice is given to the [Union] If such proposed change would result m an increase in the employee's costs, such change in earners shall take place upon agreement with the [Union] The production contract included the following provi- sion The Company agrees to make available for its employees and the dependents of such employees the insurance plan, which is in effect as of the date of execution of this Agreement, for hospital care, surgical, dental and major medical coverage, and to pay the cost of such insurance as provided in [a schedule which calls for Respondent to pay 90 per- cent of the foregoing insurance premiums for full- time employees, and between 30 and 70 percent of the monthly premium cost for many part-time em- ployees] 2 The institution of the Medical Services Advisory Program At all times relevant here, Respondent has been a party to contracts with Blue Cross/Blue Shield to pro- vide employees in both units with a health care benefit program 2 On an undisclosed date before October 29, 1987, the Medical Services Advisory Program (MSAP), which is descnbed in detail below, was added to Re- spondent's current contracts with Blue Cross/Blue Shield By memorandum to "All Blue Cross/Blue Shield Enrollees" and bearing that date, Respondent's human resources director, Frank Santos, stated in part In a continuing move to enhance Pioneer Press employees' health benefits another feature has been added to the traditional Blue Cross/Blue Shield package Starting November 1, 1987, Pioneer Press will add the Medical Services Advisory feature to the current contracts, resulting in a 20 percent cost sav- ings to you, the consumer Under MSA (Medical Services Advisory) when you or your dependent are required by your doctor to be hospitalized you must contact an MSA regis- tered nurse (1-800-247-9211) for a date In the event of an emergency or maternity admission you will have to contact MSA at the above number two business days following admission 2 Technically, Respondent's contracts are with Health Care Service Corporation, which is the Blue Cross and Blue Shield Plan serving the State of Illinois 974 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Also, under MSA there are 13 surgical proce- dures that are required to have a second opinion MSA will provide the names of consulting surgeons for the second opinion These are just some of the features in the "new" Blue Cross/Blue Shield benefit plan Within the next two weeks, Margie Willis, bene- fits administrator, will be scheduling orientation ses- sions at your work site to give you full details on the program Meanwhile, if you have any questions regarding MSA feel free to contact margie In late October 1987, some of Respondent's union-rep- resented employees told the Union that Respondent was describing to them a change in medical coverage benefits in that people covered by the insurance plan would be subject to penalties if the employees did not follow the procedures that were imposed by the "cost containment features" On November 1, 1987, and admittedly without notice to the Union, Respondent implemented the MSA program (see R Br 16) By letter to Santos dated No- vember 12, 1987, the Union's associate director, Cather- ine L Struzynski, requested that "copies of all informa- tion relating to [the] change [in the Blue Cross/Blue Shield medical insurance policy] be sent to this office" The letter went on to say, "Since the policy changes were implemented without agreement or consultation with [the Union], we request to meet with you concern- ing this matter" After referring to the grievance-arbitra- tion articles in each of the two current collective-bar- gaining agreements, the letter went on to say, "We are filing this grievance directly with your office, rather than with the managing director or foreman, because the issue affects all employees in both units Please contact this office to set a mutually convenient meeting time" Under a covering letter to Struzynski dated November 17, 1987, Santos forwarded a copy of the above-quoted memorandum to "All Blue Cross/Blue Shield Enrollees" Santos' letter stated, "please contact me and we can ar- range for a date and time for a meeting on the subject" However, by letter to Struzynski dated November 20, 1987, Santos stated After taking a closer look [at the] grievance con- cerning Blue Cross/Blue Shield Insurance coverage I find that this is not a gnevable matter since [Re- spondent] has not violated the contract Therefore we will not meet on this matter In mid or late December 1987, employee James Robin- son (the editorial unit chairperson) and several stewards from that unit attended one of the regular labor-manage- ment meetings called for by the editorial unit bargaining agreement Robinson advised the management represent- atives that the Union wanted to ask about some changes in the Blue Cross coverage Santos, who was one of Re- spondent's representatives at that meeting, said that man- agement was not going to talk about that during the meeting, that the Blue Cross coverage was to be handled in a grievance, that he had had correspondence with As- sociate Director Struzynski about it, but that the labor- management meeting was not the proper forum to dis- cuss it As previously noted, Santos had advised Stru- zynski several weeks earlier that Respondent would not meet on the grievance concerning the Blue Cross/Blue Shield insurance because "this is not a gnevable matter" The Union filed its charge as to this matter on Novem- ber 24, 1987 As described infra part II, B1, in January 1988 the Union and Respondent conducted several bar- gaining sessions directed toward a new bargaining agree- ment (which was never in fact reached) to replace the production unit contract to expire by its terms on Janu- ary 21 During one of these bargaining sessions, Compa- ny Attorney John A McDonald asked Union Executive Director Gerald Minkkinen if the Union had any propos- al to make about "the cost containment matter" in the hospitalization plan Mmkkinen replied that the Union had no proposal to make as to this matter, that this was a subject of "ongoing litigation" and that was something that the Union did not want in any way to affect by bar- gaining The Union further stated that it did not want to make this matter a subject for that bargaining because (the Union said) it felt the subject was inappropriate for that bargaining 3 The allegedly material changes effected by the Medical Services Advisory Program At no relevant time has Respondent's medical insur- ance policy with Blue Cross/Blue Shield called for pay- ment for hospitalization costs irrespective of any deter- mination by it as to whether the hospitalization was needed at all or was too long Nor at any relevant time has Respondent's medical insurance policy called for payment for a physician's diagnostic services irrespective of his fee However, before Respondent put the MSAP into effect, the amount which Blue Cross/Blue Shield would pay to the hospital did not depend at all on whether Blue Cross/Blue Shield had been advised by telephone on the employee's behalf that he had been or would be admitted, or on whether the employee had re- ceived a second medical opinion as to the need for sur- gery which had led or would lead to his admission to the hospital 3 Nor had the amount of which Blue Cross/Blue Shield would relieve an employee for a physician's diag- nostic services depended at all on whether that physi- cian's name appeared on any list maintained by it Fur- ther, Blue Cross/Blue Shield has at all relevant times continued to offer coverage without the MSA feature However, the MSAP requires an employee to pay the first $500 of a hospital bill incurred in consequence of an emergency admission unless, within 2 business days after the admission, a telephone call was made on his behalf to the "Medical Service Advisory" (MSA), which is a group of doctors and registered nurses who work at Blue Cross/Blue Shield 4 The required telephone call must 3 All references under this heading to employee' Include, unless oth- erwise stated or necessarily implied by the context, individuals Included as dependents in the employee s coverage 4 My findings as to the time within which such a call must be made and as to the composition of the MSA are based on brochures Issued by Blue Cross/Blue Shield Steven Barr, a marketing executive for Blue Cross/Blue Shield testified that the call must be made within 48 hours, and that MSA consists of registered nurses PIONEER PRESS 975 tell the MSA advisor the employee's group and member number, his doctor's name, phone number, and address, the name of the hospital, the date of admission, and "the diagnosis and what's to be done If you do not have all the information regarding your condition, the MSA Advisor can contact your doctor" Blue Cross/Blue Shield undertakes to supply each insured em- ployee with a "handy wallet-sized card with this infor- mation and the MSA Advisor's phone number on it" The 2-day telephone call requirement is not imposed where the employee's medical condition (for example, a coma) would not allow the employee to make the call, whether he had such an ability is ultimately determined by Blue Cross/Blue Shield after discussing the situation with the hospital admissions department, the attending emergency physician, and the nurses on duty In addition, the MSAP requires an employee to pay the first $500 of a hospital bill incurred in consequence of a nonemergency admission unless, before being admit- ted to the hospital, he has made a telephone call as de- scribed above and, if the MSA advisor so directs, has ob- tained a second opinion as to the need for surgery to which the hospitalization will be incident Also, if the second opinion has been given by a physician who is not on a list maintained by Blue Cross/Blue Shield for that purpose, the employee is required to pay not only the difference between Blue Cross/Blue Shield's "usual and customary allowance" for such services and what the physician's fee is in fact, but 20 percent of the "usual and customary allowance" itself If the second opinion is given by a physician on that list, all of whom have agreed to accept as their full fee Blue Cross/Blue Shield's "usual and customary allowance," the employee pays no money for the physician's service 5 The physi- cian who gives the second opinion may or may not choose to conduct additional . diagnostic procedures, in addition to inspecting any medical records which he may receive from the employee's private physician A second opinion which recommends against surgery does not pre- clude Blue Cross/Blue Shield coverage, if the employee nonetheless undergoes the surgery and related hospitali- zation 6 As to whether a particular hospitalization inci- dent to surgery is subject to a $500 employee payment because not preceded by a second opinion, whether the surgery was emergency surgery not subject to the second-opinion requirement is ultimately determined by Blue Cross/Blue Shield Blue Cross/Blue Shield main- tains a , schedule of procedures which it regards as none- mergency procedures and as to which MSA directs the 5 Barr testified that Blue Cross/Blue Shield has a list of over 1000 doc- tors in the metropolitan area, and on the employee's request will give him as many names as he wants However, a Blue Cross/Blue Shield bro- chure which Respondent distributed to us employees merely states that for the purpose of obtaining a second opinion, Blue Cross/Blue Shield will provide the employee with a list of three physicians That same bro- chure states that Blue Cross/Blue Shield "is not in any event liable for any act or omission of any Provider,' a term elsewhere defined to in- clude physician 6 The same is true if the employee has elected to obtain a third opin- ion, which is reimbursable by Blue Cross/Blue Shield to the same extent as a second opinion The record is silent as to whether a second and/or third opinion which recommended against the surgery would affect Blue Cross/Blue Shield s determination as to whether such services satisfied the Insurance policy's requirement that they be medically necessary employee to obtain a second opinion At least one of these procedures (a particular kind of gallbladder sur- gery) is on this list but is sometimes an emergency proce- dure, if no prior second opinion was obtained, whether it was a nonemergency procedure subject to a $500 pay- ment by the employee is made by Blue Cross/Blue Shield from the opinion of the hospital and the employ- ee's own physician based on surgical notes Blue Cross/Blue Shield will provide benefits for certain pre- operative tests, but not if the employee cancels or post- pones the surgery The 1987-1990 editorial unit contract provides for up to 5 paid days of leave per year for illness, accruable up to 10 days, and for two-thirds of regular pay for up to 13 weeks where illness or disability extends beyond the 5 paid days The 5-day provision applies by its terms to full-time employees only, inferentially, the same is true of the 13-week provision The 1985-1988 production unit contract provides for group accident and sickness bene- fits consisting of two-thirds of regular pay per week for up to 13 weeks Although both contracts provide for paid vacations for employees with more than 6 months of service (ranging between 1 and 4 weeks, depending on length of service), neither contract provides in terms for paid time off to undergo medical examinations or to ac- company children who must undergo such examina- tions 7 Blue Cross/Blue Shield will not pay for a longer stay in the hospital than is "Medically Necessary" The "Ex- clusions" provisions of a brochure issued by Blue Cross/Blue Shield state, inter aim, Medically Necessary means that Inpatient Hospital care and treatment will not be covered when, in the reasonable judgment of Blue Cross and Blue Shield, your medical symptoms and condition no longer ne- cessitate your continued stay in a Hospital The fact that a Physician may prescribe, order, recom- mend or approve a service or supply does not of Itself make a service or supply Medically Necessary As to the MSAP, that same brochure provides for a "length of stay" determination by the MSA advisor, which is subject to review by an MSA physician if the employee's own physician recommends a longer stay The brochure goes on to say As applied to the length of stay review, Medical- ly Necessary means that Inpatient care and treat- ment will not be covered when, in the reasonable judgment of the Medical Services Advisor, your symptoms and condition no longer necessitate your continued stay in a Hospital The fact that your Physician may prescribe, order, recommend or approve continued Inpatient hospitalization beyond 7 At least as of February 1988, Respondent s employee handbook stated, in a section entitled 'Other Benefits," that all full time and some part-tune employees receive two annual personal days off with pay However, the handbook further states that as to jobs covered by a labor contract, "there may be some difference in benefits [and] policies In those Instances the labor contract will prevail This handbook does not provide benefit or working condition information for employees covered by labor contracts 976 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD the length of stay authorized by the Medical Serv- ices Advisor does not of itself make such an Inpa- tient Hospital stay Medically Necessary Even if your Physician prescribes, orders, recom- mends, approves or views continued Inpatient hos- pitalization beyond the length of stay assigned by the Medical Services Advisor as Medically Neces- sary, Blue Cross and Blue Shield will not pay for Inpatient hospitalization which exceeds the assigned length of stay if the Medical Services Advisor de- cides an extension of the assigned length of stay is not Medically Necessary The length of the hospital stay which is found to be "Medically Necessary" under the "Exclusions" provision may differ from the length of the hospital stay which is found to be "Medically Necessary" under the MSA pro- gram Barr testified that as to length of hospital stay, dis- crepancies between the MSA's authorization and the rec- ommendation of the employee's own physician are rare He further testified that if the employee stays beyond the number of days authorized by the MSA, although no longer than recommended by his own physician, the em- ployee must pay the first $500 of the consequent cost As to the MSAP, the Blue Cross/Blue Shield brochure fur- ther states RIGHT TO APPEAL If you or your Physician disagree with the rec- ommendations of the Medical Services Advisor prior to receiving services, you may appeal that de- cision by contacting the Medical Services Advisory Unit or the Blue Cross and Blue Shield of Illinois Medical Department If your admitting Physician's request for an ex- tension of the assigned length of stay is denied on the basis that continued hospitalization is not Medi- cally Necessary, and you disagree with the Medical Services Advisor's decision, you may appeal that decision by following the procedures for Claim Review in the section of this Certificate entitled "How to File a Claim" In most instances, the reso- lution of the appeal process will not occur until your assigned length of stay has elapsed You must exercise your right to this appeal as a precondition to the taking of any further action against Blue Cross/Blue Shield, either at law or in equity FAILURE TO COMPLY WITH MSA REC- OMMENDATION should you decide not to follow the recom- mendation of the Medical Services Advisor as pre- viously described, you will then be responsible for the first $500 of the Hospital's charges for an eligi- ble Inpatient stay in addition to any deductibles or co-payments applicable to this Certificate This amount shall not be eligible for later consideration as an unreimbursed expense under any Benefit Sec- tion of this Certificate The record fails to show whether, before the institu- tion of MSAP, any employee of Respondent had his Blue Cross/Blue Shield claims reduced The record also fails to show whether MSAP had caused the reduction of any claim of Respondent's employees during the 6- month period between the institution of MSAP and the heanng 4 Analysis and conclusions It is well settled that health insurance constitutes a mandatory subject of collective bargaining Capitol-Hos- ting Co v NLRB, 671 F 2d 237, 246 (7th Cir 1982), Beitler-McKee Optical Go, 287 NLRB 1311, 1312 (1988), Aztec Bus Lines, 289 NLRB 1021 fn 3, 1036 (1988) Ac- cordingly, an employer violates Section 8(a)(5) and (1) of the Act if, without first giving his employees' statutory bargaining representative notice and an opportunity to bargain, he effects material, substantial, or significant changes in such employees' conditions of employment with respect to health insurance Tecumseh Products Go, 285 NLRB 781, 785-786 (1987), United Technologies Corp, 278 NLRB 306 (1986), Taino Paper Go, 290 NLRB 975, 978 (1988) I agree with the Union and the General Counsel that Respondent's institution of the MSAP, admittedly with- out giving the Union notice and an opportunity to tar- gain, effected a material, substantial, and/or significant change in the unit employees' conditions of employment with respect to their health benefits Thus, after but not before the institution of MSAP, an employee stood to pay $500 out of pocket, a sum which could constitute almost 2 weeks' gross wages for some employees, 8 if he or one of his dependents (1) failed to telephone an MSA advisor before a nonemergency admission to the hospital, (2) failed to comply with any instructions the eniployee may have received to obtain a second opinion as to pro- posed surgery, (3) failed to telephone an MSA advisor within 2 business days after an emergency admission, or (4) stayed in the hospital longer than MSA believed to be appropriate, although no longer than was "Medically Necessary" within the meaning of the "Exclusions" pro- vision of the insurance policy I conclude that the changes effected by Respondent's unilateral adoption of the MSA program are material, substantial, and signifi- cant See Tecumseh Products, supra, 785-786, Athey Prod- ucts Corp, 282 NLRB 203, 205 (1986), Aztec Bus Lines, supra at 1021 fn 3, 1036-1037, Keystone Consolidated In- dustries v NLRB, 606 F 2d 171, 179 (7th Cir 1979) 9 Respondent's contention otherwise seems to disregard the $500 payment which must be made by an employee who fails to comply with the MSA advisor's instructions to obtain a second physician's opinion before undergoing nonemergency surgery Furthermore, if the second phy- sician desires to base his opinion partly on a physical ex- amination of the employee or his dependent, that individ- ual must undergo a procedure which is unpleasant at best and is occasionally painful or even dangerous Further, 8 At the time that Respondent instituted MSAP, editonal unit employ- ees were paid, for their usual full-time 37-1/2-hour week, a minimum of about $257, and production unit employees were paid, for their standard 35-hour week, a minimum of about $253 9 The complaint does not allege that Respondent violated the Act in that MSAP calls for a different review procedure, by different persons, than previously called for PIONEER PRESS 977 the employee may lose worktime, and consequently lose pay, if he must spend time either undergoing a physical examination himself, or accompanying a dependent child who is undergoing such an examination Moreover, the employee may have to choose between obtaining a second opinion from a physician whom he does not know, or from a physician part of whose fee must be de- frayed by the employee In addition, arranging for the second opinion, and assembling papers relevant to the first opinion for the use of the physician who is to give the second opinion, may turn out to be burdensome to the employee Nor do I agree with Respondent that the telephone- call aspect of the MSAP "was no more a unilateral change in benefits or working conditions, than would be a new form from the insurance company [which] would have to be filled [out] before a claim could be made "10 Failure to make a timely call would cost the employee $500 even though the call would likely be occasioned by an unusual situation highly distressing to the employee and his family, and even though they might not have either any recollection of the telephone-call requirement, the employee's group and member number, the MSA ad- visor's telephone number, or the telephone number and address of the employee's doctor, nor ready access to the "handy wallet-sized card with this information" prom- ised by Blue Cross/Blue Shield, nor ready access to a telephone 11 All these factors are disregarded by the tes- timony of Blue Cross/Blue Shield Marketing Executive Barr, relied upon by Respondent, that the institution of MSAP did not affect benefits because the employee's failure to make "a simple phone call" constituted a "choice" to pay the $500 Respondent's answer to the relevant complaint, and Respondent's postheanng brief, allege that as to the edi- tonal unit, any duty to bargain which Respondent may have had with respect to the MSAP was waived by the provision, in the editorial unit contract, which requires Respondent to "maintain health benefits at least at a level substantially equivalent to the level in effect at the time this contract is put into effect" Respondent does not appear to contend that such a waiver is effected by the provisions in both contracts which state that Respondent would make available "the insurance plan, which is in effect as of the date of this Agreement" However, in support of the waiver contention as to both units, Re- spondent's brief relies on Minkkmen's testimony to the following effect As to health insurance, the language in the 1985-1988 production unit contract is identical to the language which appeared in "several" preceding con- tracts During the negotiations which preceded the first production unit contract containing this language, the parties agreed that the Union was not interested in bar- gaining about administrative terms of the insurance, but rather substance of the terms Thereafter, the parties agreed on the first of several editorial unit contracts which contained as to health insurance the same Ian- 10 "Major Medical' claims may be filed within 12 months, and other claims within 6 months, from the date a service is received " Blue Cross/Blue Shield will not defray the cost of a hospital pa- tient's bedside telephone guage as the 1987-1990 contract "I think" the "lan- guage" that Respondent "could change the plans, if it was not a substantive change," is "virtually the same" in both contracts However, for the reasons previously indicated, I do not believe that the institution of MSAP clearly and un- mistakably constituted a change in administrative terms rather than level of benefits Accordingly, to accept Re- spondent's contention otherwise would run afoul of the well-settled principle that to be effective, the waiver of a statutory nght to compel bargaining must be expressed clearly and unmistakably Metropolitan Edison Co v NLRB, 460 U S 693, 708-710 (1983), Keystone, supra, 606 F 2d at 180, Owens-Corning Fiberglas Corp, 282 NLRB 609 (1987) 12 need not and do not consider whether the Union would have been under any Novem- ber 1987 duty to bargain about the institution of the MSAP if Respondent had requested it to do so See Speedrack, Inc , 293 NLRB 1054 (1989) For the foregoing reasons, I find that Respondent vio- lated Section 8(a)(5) and (1) of the Act by implementing the MSAP without giving the Union prior notice and an opportunity to bargain about it My conclusions in this respect are unaffected by the evidence that in January 1988, after this program had been in effect since Novem- ber 1, 1987, and Respondent had refused on November 20 to meet with the Union on this matter, Respondent asked during bargaining negotiations as to the production unit whether the Union had any proposals about "the cost containment matter," to which the Union replied no because of the "ongoing litigation" about it Any, offer by Respondent to bargain about the matter, after Re- spondent had taken unilateral action, came too late to constitute a legal defense to such action Wisconsin Alu- minum Foundry Go, 173 NLRB 1160, 1161 (1968), enfd in this respect 440 F 2d 393 (7th Cir 1971), see also Soule Glass Co v NLRB, 652 F 2d 1055, 1084 (1st Cir 1981), NLRB v Plymouth Stamping Division, 870 F 2d 12 Respondent's posthearing brief does not renew the contention in its answer that a waiver of the Union s right to bargain about the MSAP effected by the contractual entire agreement" and management-rights clauses On the basis of the legal principles set forth in the text, I con- clude that any such contention would be unwarranted Both contracts contain the following language Entire Agreement The Agreement constitutes the total agreement between the parties and, other than as explicitly set forth herein, concludes all collective bargaining between the parties as to all subject matters, whether or not covered herein, or discussed during negotiations, for the full du- ration of the Agreement The editorial unit management rights clause reads as follows (emphasis supplied, for reasons which will appear) The management of the business of the Company and the direction of its employees, including the nght to plan, direct, and control op- erations, to determine the size of the work force, and to hire, suspend or discharge its employees for proper cause or to transfer or relieve such employees from duty because of lack of work or other valid reasons, shall be vested exclusively in the Company, together with the right to study and Introduce other and Improved methods or fa- cilities of operating the Company's business and the right to establish and maintain rules and regulations relating to and governing the op- eration of that business, provided, however, that these rights shall be exercised by the Company with justice and equity and without con- flict with any provision of this Agreement The production unit clause is identical, except that the emphasized clause is not Included 978 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD 1112 1117 (6th Cir 1989) Further the context of Re spondent s remarks to the Union suggests that they were directed to the production unit only and did not extend to the editorial unit Moreover because Respondent never did rescind the unilateral change Respondent s fi nancial responsibility therefor is unaffected by any subse quent unwillingness by the Union to bargain about the matter See Lehigh Portland Cement Co, 286 NLRB 1366 fn 5, 1389 (1987) B The Allegedly Unlawful Withdrawal of Recognition and Subsequent Economic Changes with Respect to the Production Unit 1 Background As previously noted the Union had represented Re spondent s production employees since about 1977 and had been a party to a series of collective bargaining agreements with Respondent covenng that production unit The most recent of these agreements was effective by its terms between January 19 1985 and January 21 1988 About January 12, 1988, the parties agreed to extend this contract until a party gave 3 days notice of a desire to terminate it Between about January 12 and February 4 1988 the parties engaged in about six bargaining sessions The Union s chief spokesman dunng these negotiations was Gerald Mmkkinen, who has been the Union s executive director during the entire time the Union has been the exclusive bargaining representative for both units of Re spondent s employees Respondent s pnmary negotiating team included Chief Financial Officer Thomas Nen Human Resources Manager Frank Santos and Company Attorney John McDonald The February 4 meeting was attended by Federal Mediator Sergio Delgado Each party identified the open issues to Delgado and advised him of its position Then, the parties separated and went into different rooms Delgado tned to obtain concessions from both sides on different matters Respondent made some concessions but was advised by Delgado that the Union was not prepared to make any The Union asked him to try to set up another bargaining session He stated that not much progress had been made, that he believed the parties needed some time apart that at that time he was not going to set up another bargaining session and that he would get in touch with them later to make such arrangements Nen credibly testified that dunng this meeting the Union did not state that it was unwilling to continue negotiations or to seek additional meetings with Respondent regarding the new contract 2 The 2-5 letter On February 5, 1988 a letter referred to herein as the 2-5 letter was posted on a bulletin board where bulletins could be and were posted by employees including those who were union officials The notice had been pre pared by production unit employee Peter Wagner and, perhaps, production unit employee Charles Porter both of whom were production unit stewards who on several occasions had appeared for the Union during negotia tions as members of the employee bargaining commit tee 13 Editorial unit employee James Robinson the chairman of that unit first saw the letter about the first day it was posted Mmkkmen credibly testified that he first became aware of this letter when Wagner drew it to his attention a day or two after it had been posted Pro duction unit employee Kenneth Forster the chairman of that unit and a union negotiator, credibly testified that he had no role at all in writing the document that he did not post it and that he first saw it when he was handed a copy about February 20 1988 after his return from va cation There is no evidence that anyone except Wagner and Porter knew anything about the letter before it was posted The letter read as follows We the Union Negotiators have agreed to pro pose a 0 % pay increase for production personnel for the next 3 years Without the support of the production personnel we have found that we dont [sic] have a leg to stand on We have decided to suffer the consequences to make non union mem bers understand what we were fighting for all along THEM [Emphasis in ongmal ] If you have any comments you would like to be heard I would plan to attend the union meeting next Monday If you dont [sic] have any comments I hope you will understand this contract has been given up as a loss It seems the company has won this battle and we hope the next contract we will have the support to put forth our proposals with the force we wish we had now It seems the company has control of the whole process It has been a defi mte no or a change of wording to everything we propose They understand how much we are at a loss and they are taking total advantage of this fact All Union Members must plan to attend this meeting What we have to say will shock most but hopefully we will be able to show our reasoning Its [sic] time to give up the Battle, lick our wounds and hope for another Battle that we can win at another time The Union Negotiators Time & Place Feb 8 1988 St Johns Church 2 30-400 2nd & 3rd Shifts 4 00-5 30 1st Shift The entire notice was typewntten except for the nota bons after the underscored language The Union Negotia tors Nen credibly testified that as of the February 4 meeting the Union was adhenng to its initial proposal for a 15 percent wage increase and that Respondent had agreed to at least a 3 percent wage increase Mmkkmen testified that he did not know if there was any wntten notice to the employees, other than the 2-5 letter about the time and place of the February 8 meeting 13 My finding that Wagner was a steward is based on employee Ken neth Forster s testimony Because he was the production unit chairper son I regard him as having a better source of knowledge as to this matter than Mmkkmen whose duties as executive director encompass several employers PIONEER PRESS 979 Early in the morning of February 5, Santos ( gave Nen a copy of the 2-5 letter 14 Nen testified that after read- ing the letter, he told Santos that "based upon this it ap- pears that the [Union] does not have the support of the production workers", Nen testified that in so stating, he was relying upon the second and third sentences of the letter Nen went on to testify that Santos agreed with Nen's comments, and that Santos ,'believed that on the basis of this [letter] and this conversation that the [Union] did not have the support of the production workers" Nen further testified that during this conversa- tion, he told Santos that the first sentence of the letter, "which indicated they were going to propose a zero per- cent pay increase," did not accurately describe what the Union's proposal had been during negotiations Also, Nen testified that dunng this conversation, he and Santos decided to issue to the staff a memorandum, quoted below, indicating their understanding of the posi- tion that "we" had taken during the bargaining sessions Santos was called by Respondent as a witness, but was not asked about this conversation Nen further testified that on that day, February 5, he told Respondent's chief executive officer, Richard Gil- bert, that Nen thought the letter indicated that the Union did not have the support of the production work- ers, and that the letter did not accurately represent either Respondent's or the Union's bargaining position Nen went on to testify that after reading the 2-5 letter, Gil- bert said that he thought Nen's conclusion to be correct, and was "somewhat puzzled as to why the zero percent pay increase" had been put into the letter Gilbert did not testify, nor was his absence explained That same day, February 5, Nen prepared the following memoran- dum (emphasis in original), which was posted that day on all the bulletin boards over his and Santos' signatures TO All Employees FR Management RE Negotiations Update Even though the Union has told all employees, in writing, it will not seek a wage increase, you should be aware that the company has advised the Guild that it would be agreeable to an initial lump sum payment and/or a wage increase of approximately 3% Even if the Guild does not pursue the matter of a wage increase BUT STAYS ON ITS COURSE OF SIMPLY TRYING TO FORCE COMPULSORY UNIONISM AT THE BARGAINING TABLE WE STILL STAND BY OUR COMMITMENT TO THESE WAGE INCREASES AND OUR COMMITMENT STANDS WHETH- ER OR NOT A CONTRACT IS NEGOTIATED WITH THE GUILD 14 Nen initially testified that Santos did not tell him where Santos had obtained his copy of the letter A few minutes later, and while Nen was still on the witness stand, Respondent s counsel stated that copies had been put under Santos door as he came in on February 5 On the next day of the hearing, Nen testified that Santos had said it was placed under his door The latter testimony was not received to show the truth of Santos' alleged report Santos testified for Respondent, but was not asked about this matter Ned testified that he wrote the last paragraph of this memorandum because he inferred, from the first two sen- tences in the second paragraph of the 2-5 letter, that the Union intended to give up the contract as a loss unless there was support or comments from "other production workers" and might be giving up the contract negotia- tions, and because, "based upon the previous night's bar- gaining session with the mediator in which there had been no progress made, I was a little bit concerned" that there were not going to be continuing conversations be- tween Respondent and the Union About February 5 or 6, employee Wagner told Mink- kinen that it was Wagner who had written and posted the 2-5 letter Minklunen asked him why he had done this Wagner replied that "his purpose in writing this was simply to attempt to shake people up To attempt to make them angry so that they would start getting wor- ried about their own pay and working conditions and therefore start getting involved in the process" Mink- kmen told Wagner not to do this again Then, Mmkkmen asked "somebody" to send him a copy, which he re- ceived about February 7 He did not give Wagner any instructions about countermanding or disclaiming the 2-5 letter, or take, on the Union's behalf, any action to coun- termand or disclaim to Respondent anything in that letter Nor, so far as the record shows, were any such instructions given, or any such action taken, by any other union representative 3 Respondent's notice of termination of the bargaining agreement By letter dated February 8, 1988; and received by Minkkinen that same day, Nen gave notice of the termi- nation of the bargaining agreement with respect to the production unit, effective February 11, 1988 Nen testi- fied that he wrote this letter because of concern that "ne- gotiations had broken down and - it appeared that this process could continue on indefinitely," and because of concern with statements in the 2-5 letter "in which it was unclear whether the [Union] was planning to contin- ue the negotiations" 4 The Union's February 8 membership meeting That evening, Monday, February 8, the Union .con- ducted a 3-hour membership meeting which was sched- uled between 2 30 and 4 p m for the second and third shifts and between 4 p m and 5 30 p m for the first shift This meeting was attended at one time or another by 30 to 35 employees, a number perhaps slightly larger than had attended other meetings held during bargaining ses- sions 15 Wagner did not attend, Porter may have done 15 My finding as to the number of employees who attended is based on the testimony of Minklunen, a professional union official who was present throughout the meeting Because of his further credible testimony that there was a changing crowd throughout the meeting, I do not regard Minkkinen s testimony as inconsistent with the testimony of Ray Kang, who testified to an attendance of about 10 Kang is a production employ- ee, who inferentially was able to attend only the portion of the meeting which did not overlap his workshift V 1 980 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD so After learning of the existence of the 2-5 letter, Minkkmen had prepared a document headed "Compari- son of Positions as of 2/8/88" He distributed copies of this "Comparison" to the employees who attended the meeting, and arranged for copies to be posted, later that day, on bulletin boards at Respondent's facility As to wage rates, the "Comparison" summarized the Union's position as "Across-the-board increases to be determined with total economic package," and Respondent's position as "Freeze wage scales in first year, with a 'lump sum' payment, undetermined increases in second and third years of three-year contract" As to "Security of the [Union]," the "Comparison" summanzed the Union's po- sition as "Revise to provide modified [union] shop—cur- rent employees could join or not join, but remain mem- bers if join New employees required to join"," and summarized Respondent's position as "Old contract" (which did not require union membership of anyone as a condition of continued employment) Some of the em- ployees asked about the 2-5 letter Minkkinen said that Wagner had written it, and relayed to those present what Wagner had told him regarding Wagner's purpose in writing it Mmkkmen went on to say that the "zero in- crease stuff was certainly not the Union's position "17 There is no evidence that Mmkkmen told the employees that putting up inaccurate notices was not a good idea On February 8, Kang distributed copies of Minkkm- en's "Companson" to other employees, and also posted a copy on the bulletin board in the press room, where the document remained for a reasonable period 5 The 2-9 letter On the following day, February 9, another letter, herein called the 2-9 letter, was posted on the bulletin board in the lunchroom and (according to R Br 7) "on the production employees' bulletin boards" Editorial Unit Chairman Robinson credibly testified that he did not see it on any bulletin boards other than the one in the lunchroom, and that he did not know who wrote or posted it Minkkinen credibly testified that he had not seen the 2-9 letter until shown it by the General Coun- sel's attorneys in early March 1988 in preparation for the hearing, and that prior to that time he had never been told by anyone that this notice had been posted on the company bulletin board He further testified that he could not recall whether anyone had ever told him that it had been posted There is no evidence as to who pre- pared or posted this letter, which reads as follows (em- phasis in original) February 9, 1988 TO ALL EMPLOYEES The Union had figured that money which is basi- cally peoples [sic] livelihood would make people motivated enough to express some valuable opin- 18 This summary is consistent with Nen's rather vague testimony re- garding the Union's union-security proposals 17 My findings as to Minkkinen s remarks are based on his testimony To the extent that Kang's testimony may be inconsistent with Minkkm- en's testimony, for demeanor reasons I accept the latter See also supra, fn 15 ions Obviously we were wrong People chose to believe that they could do better on there [sic] own This time they may get there [sic] chance A re- minder, once the contract is terminated by the Company, everyones [sic] basic protections setup [sic] by the Union over the years will be void The Union has no idea how the Company will deal with seniority, vacations, holidays, hours and overtime When Frank Santos was asked he did not know The Company put on a show before the Unions even got started The only thing we- can't under- stand is that a Company who's [sic] goal it is to be profitable would STOP production cold, to sell em- ployees a package, that they should be negotiating with the Union This shows a strong desire for the Union to be weak, enough so that they would spend valuable production time bypassing the Union as a bargaining [sic] unit One thing that bothers the Union is that, most everything the Company is tell- ing you, hasn't been said at the negotiating table This gives us the impression that the Company is dealing in bad faith Yet they keep accusing the Union of holding up the negotiating process I would like to point out to production personnel a strong example of how the Company can deceive [sic] one In December a Company Official [sic] told production personnel that he would have a meeting with all production crews to iron out exist- ing problems with management, work conditions and to get departments to work together This Offi- cial [sic] promised things would be done He even went as far as saying he would come back and work in the Bressroom [sic] and Bindery to see what conditions were really like What was DONE? How sure are we of this mans [sic] word`, The Union would like to pose one Question to all contract employees The Companys [sic] desire is to have all shifts on the alternate work schedule of the 37-1/2 hr - 4 day week KNOWING THAT THERE ARE ONLY 24 HOURS IN A DAY WHICH SHIFTS WILL BE REQUIRED TO WORK WEEKENDS? The Unions [sic] intention is to negotiate this contract To keep the protections setup [sic] by the Union for all employees under contract It is our in- tention to negotiate this contract fairly for all Con- tract Employees THE UNION NEGOTIATORS On the morning of February 9, Nen drafted the fol- lowing notice to "All Employees," which later that day was posted (over Nen's and Santos' signatures) on the bulletin boards for employees in both units, and may also have been distributed to all the employees (emphasis in original) As of midnight Thursday, February 11, 1988, the collective bargaining agreement between Pioneer Press and the production unit will be terminated, meaning the contract will no longer be in effect PIONEER PRESS 981 The decision to end the contract at this time WILL NOT AFFECT YOUR JOB SECURITY, WAGES, OR BENEFITS And as indicated previ- ously, the Company is agreeable to an initial lump sum payment and/or a wage increase of a approxi- mately 3% (Some people have asked is the increase over 3 years? The answer is NO This is just for 1988 The lump sum would be paid immediately) Why is Pioneer Press ending the contract at this time The main reason is because the Guild contin- ues to place , strong emphasis on compulsory union- ism And in no uncertain terms is Pioneer Press going to make all employees join the Guild to keep their jobs . Secondly, we are concerned that spice there has been very little progress in negotiations that this sit- uation could drift on indefinitely We have made a commitment to YOU, THE EMPLOYEE YOU WILL RECEIVE YOUR WAGE INCREASES WHILE MAINTAINING BENEFITS AT THE SAME LEVELS Nen testified that about 9 30 or 10 that morning, and after he had drafted the foregoing memorandum, Santos brought him a copy of the 2-9 letter Nen went on to testify that he told Santos the first few sentences of the 2-9 letter indicated that the Union did not get the sup- port it was looking for as indicated in the 2-5 letter, and that Santos agreed with him Santos testified for Re- spondent, but was not asked about this conversation or where he obtained his copy of the 2-9 letter Nen went on to testify that about 10 45 or 11 a m that day, February 9, he telephoned CEO Gilbert, who was then in Hawaii and received this call at about 645 or 7 a m local time Nen further testified that he read Gilbert the 2-9 "memo" and expressed the conclusion that "the meeting that was held the night before, based upon this memo, did not secure the support that the [Union] had been seeking and that in this memo the [Union] had indi- cated that the employees had chosen to do better on their own" Still according to Nen's testimony, Gilbert asked for his "interpretations" of the 2-9 "memo" and "the situation at the time", and Nen replied that "at this point I had a doubt as to whether in fact the [Union] did represent a majority of workers" Gilbert did not testify, nor was his absence explained 6 The withdrawal of recognition Shortly after receiving Respondent's February 8 letter which terminated the contract effective February 11, Mmkkmen requested Federal Mediator ,Delgado to try to set up another bargaining session Early in the morning of February 18, Santos informed Nen that Santos had re- ceived a call from Company Attorney John A McDon- ald indicating that the mediator had been in contact with him About 9 30 or 10 a m that day, Nen and Santos telephoned McDonald "to discuss what options that we had from the standpoint of what we needed to do at that point" Immediately thereafter, at about 10 15 or 10 30 a m, Nen conferred with Santos Nen testified as follows He told Santos that a question of the Union's continued majority status was suggested by the following language in the 2-5 letter We the Union Negotiators have agreed to pro- pose a 0% pay increase for the next 3 years Without the support of the production personnel we have found that we d̀on't have a leg to stand on It seems the company has won this battle and we hope the next contract we will have the support to put forth our proposals with the force we wish we had now It's time to give up the battle, lick our wounds and hope for another battle that we can win at another time Santos stated that the 2-9 letter indicated that the Union's February 8 meeting had not gained the support the Union had been seeking, and Nen expressed agree- ment, these conclusions were based on the following lan- guage in that letter "The Union had figured that money which is basically people's livelihood would make people motivated enough to express some valuable opinions Ob- viously we were wrong People chose to believe that they could do better on their own" Then, he and Santos discussed the fact that of the 99 unit members only 29 were on checkoff Also, Nen told Santos that because the Union had proposed a "modified Union Security Clause" at an informal bargaining session where the union bargaining committee was not present, and at the next bargaining session attended by the committee "mis- represented" that Respondent was willing to compromise on that issue, Nen believed that this "was an attempt to create an illusion that we were reneging on some previ- ous commitment," and that the Union "was not seeking to reach an agreement [but was] in fact creating or look- ing for issues in which to generate excitement among the employees in order to gain more support" Santos was called by Respondent as a witness, but was not asked about this conversation The expired production unit contract did not require union membership of anyone as a condition of employ- ment As previously noted, 10 days earlier, on February 8, Kang had posted on a bulletin board in the pressroom a copy of the "Comparison of Positions" summary, dis- tributed by Minkkinen at the union meeting that day, which stated that as to union security, Respondent wanted the old contract Nen and Santos both testified that they had not seen this document until it was pro- duced at the hearing, on May 20, 1988 I do not credit their testimony in this respect, for demeanor reasons, be- cause the document was posted for a reasonable period on one of the same production unit bulletin boards as the 2-9 letter, which Santos obtained on February 9 and showed to Nen, and because Nen's own testimony shows that his February 11 notice, in which he an- nounced Respondent's termination of the production unit contract, was untruthful in at least implying that the Union's pending request for a maintenance-of-member- ship clause as to incumbent employees called for "all em- ployees [to] join the [Union] in order to keep their jobs" By hand-delivered letter to Minkkinen dated February 18, 1988, Nen stated that Respondent had "good faith 982 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD doubt that the [Union] represents a majority of the pro duction unit employees therefore we will no longer bar gain with the [Union] in respect to these employees Immediately after receiving this letter Minkkinen tried to reach Nen by telephone Upon being told that Nen was not available at that time Minkkinen left a message for him to return Mmkkmen s call About 10 minutes later, the call was returned by Santos Minkkinen said that he had just received Nen s letter and asked the rea sons for Respondent s claim of good faith doubt Santos replied just what it says in the letter Minkkinen said that he could read what was in the letter but what he needed to know was the basis for Respondent s claim of good faith doubt Santos again replied just what it says in the letter Between the February 1988 withdrawal of recognition and the May 1988 hearing the Union attempted to proc ess grievances, which Respondent refused to entertain on behalf of the employees in the production unit During this period, at the end of an editorial unit gnev ance meeting whose subject is not shown by the record, Minkkinen commented to Santos that the Union would see him back at the bargaining table but did not make any specific reference to numbers of employees repre sented by the Union 7 The unilateral economic changes In late February or early March 1988 Respondent gave employees in the production unit a 4 percent wage increase retroactive to about the end of January 1988 Also, about March 1988 Respondent extended coverage under an existing long term disability plan to such em ployees About February 16, 1989 Respondent imple mented a voluntary termination plan whereby produc tion unit employees can agree to voluntanly terminate their own employment if they are scheduled for layoff Respondent had no contact with the Union prior to im plementation of any of these changes Admittedly during bargaining negotiations Respond ent had offered the Union only a 3 percent wage in crease Further there is no evidence that Respondent had offered during bargaining negotiations to extend this disability plan to production employees The complaint as to the wage increase and the disability plan refers only to Respondent s alleged duty to bargain when they were effected, nor does the General Counsel appear to con tend that this conduct constituted an unfair labor prac tice regardless of any such duty 8 Evidence allegedly bearing on the Union s production unit majority status vel non At all relevant times the production unit has consisted of about 99 employees 18 As of the May 1988 hearing, the Union had in its possession about 54 cards which constituted membership applications and authorization cards and which bore at least the purported signatures of employees in the unit As of January or February 1988 all of the Union s members were on checkoff more LB Respondent s withdrawal of recognition on February 18 1988 and the hearing on May 18 1988 turnover in the unit was negligi ble specifically dues were being checked off from the pay checks of 23 unit employees from whom the Union pos sessed membership cards and in addition 6 employees from whom the Union did not possess membership cards Checkoff authorizations can be revoked only in Novem ber and can be revoked only after 1 year or after the termination of the contract whichever is the earlier No records were produced to show how long any of these employees had been on checkoff Of the approximately 21 employees who were on checkoff and from whom the Union possessed dated membership cards about 12 signed such cards before November 1986 There is no evidence that anyone sought to revoke his checkoff au thonzation at any material time 19 Minkkinen credibly testified that at least five of the employees who had been on checkoff had expressed interest to him after dues were no longer being checked off in continued represen tation by the Union None of them signed union authon zation cards after checkoff was discontinued at least two such employees were requested but failed to do so for reasons not shown by the record Of the approximately 54 membership cards in the Union s possession as of the May 18-20, 1988 hearing about 42 are dated on or before February 18 1988, the date on which Respondent delivered its letter to the Union withdrawing recogni lion Of the approximately 25 membership cards bearing a 1988 date about 21 (about 10 dated before February 18 and about 11 on various subsequent dates through April 5 1988) were authenticated by witnesses who saw the employee sign the card or to whom the employee re turned the signed card No similar testimony was ad duced as to the remaining four cards with 1988 dates (only one dated after February 18) or as to the six cards bearing dates between November 1981 and March 1985 and at least the purported signatures of employees who terminated their checkoff on undisclosed dates Respond ent did not produce from its files any exemplars of any employees signatures Production unit employee Kang credibly testified that in January and/or February 1988 Herschall Todd who signed a card dated March 9 said that he would not sign because he didn t want to really pay the dues Kang further credibly testified that in January and/or February 1988 Robert Sanhamel who signed a card dated March 9, said that he supported the Union but would not sign a card because he would not pay dues when not all the others were paying Mmkkmen credibly testified that at least three composing room employees told him that they supported the Union but would not sign cards be cause they were afraid of retaliation by Respondent However he could not recall the names of these employ ees and was not asked whether any of them eventually did sign cards (although his testimony at least implies 19 Respondent stopped checking off dues upon the termination of the contract on February 11 1988 Between that time and the May 1988 heanng nobody in the unit paid dues Where the employer has suspend ed checkoff upon the expiration of a contract the Union has a policy of suspending dues until a new contract has been put Into effect During the effective period of a contract employees who joined the Union but ceased paying dues cannot vote or hold union office but otherwise enjoy the same Internal union nghts as members who are up to date in their dues PIONEER PRESS 983 that they never did) or whether these conversations oc- curred before or after the withdrawal of recognition Production Unit Chairperson Forster credibly testified to various conversations with other production employees, mostly on his own (first) shift, during the first 3 months of 1988, about the progress of negotiations He credibly testified that none of the employees who had been on the checkoff list gave him any indication that they did not support the Union The Union processed grievances under the production unit contract during the last 6 months of the effective period of that contract, and thereafter continued to file production unit grievances which Respondent refused to entertain At all material times, all union offices in the production unit have been filled Laying to one side the 2-5 and 2-9 letters, there is no evidence that any em- ployee told either Respondent or the Union, at any mate- rial time, that he or any other employees did not want the Union to represent them C Unfair Labor Practice Allegations Which Respondent Wants Deferred to Arbitration Under the Editorial Unit Contract 1 The location and use of Respondent's bulletin boards and posting areas All of Respondent's production unit employees, and some of Respondent's editorial unit employees, work in Respondent's Wilmette facility, which contains several bulletin boards and posting areas One bulletin board is located at the main employee entrance, which employees in both units regularly use to enter and leave the facility Another bulletin board is located next to the lunchroom, which is also used by employees in both units Right next to this bulletin board are glass doors, leading to the composing department, which have been routinely used for posting In addition, several other bulletin boards are physically located in the editorial unit work areas (in- cluding over the copy machine, in the photo lab, and above the coffee machine), and others are physically lo- cated in the production-unit work areas (including the pressroom and the bindery) In supervisors' presence, Respondent's employees have used all these bulletin boards and posting areas to post such items as tickets to plays, material regarding tickets to an amusement park, invitations to parties, requests for pet sitters or apartment sitters, football and baseball pools, for-rent notices, an- nouncements of a seminar on police reporting, and for- sale notices with respect to ballet tickets, Avon products, Girl Scout cookies, used furniture, and old tires Such notices (sometimes with the names of the posting em- ployees) have been posted by production unit employees on the bulletin boards in the editorial department, and by editorial unit employees on the bulletin boards in the production department In addition, both before and after Respondent withdrew recognition from the Union with respect to the production unit, the bulletin boards in the production area have borne notices, which show on their face to have proceeded from editorial employees, offer- ing apartments and opera tickets for sale and publicizing musical recitals being given by an editorial department employee Since at least 1980, Respondent's employee handbook has stated, in words or substance, "Bulletin boards are placed in each department in Wilmette and in all of the outer offices Check the bulletin board in your department or office regularly for notices of important events, changes in company or department policy, or other information" At least in the February 1988 version of the handbook, this provision appears in a section enti- tled "Other Benefits," in which are also described (inter aim) vacations, holidays, "personal days," tuition reim- bursement, a matching-gift program for employee dona- tions to charities, parking stickers at a "nominal charge," free classified ads, availability of Respondent's van for personal hauling, contributions to Respondent's in-house newspaper, company-paid dues to professional and civic organizations, time off to vote, payment for jury duty, and postage stamp purchase facilities Cf supra fn 7 The production unit contract which expired on Febru- ary 11, 1988, included the provision, "The employer agrees to provide bulletin boards suitably placed near time clocks and in the lunchroom for the use of the [Union] " The editorial unit contract in effect at all times material here includes the provision, "The Employer agrees to provide a bulletin board suitably placed in each Company office where bargaining unit employees are working, for use of the [Union] " Substantially similar provisions have been included in earlier editorial unit contracts Before February 18, 1988, when Respondent withdrew recognition from the Union with respect to the produc- tion unit, Union Steward Sarah Mark, an editorial unit employee, had posted, in supervisors' presence, union lit- erature relating to the production unit in the production area and possibly in the editorial area, and union litera- ture relating to the editorial unit in the editorial area During- this same period, Production Unit Chairperson Kenneth Forster, a production unit employee who par- ticipated in production unit negotiations, had posted, in supervisors' presence, on the bulletin board above the copy machines in the editorial work area, on the glass doors of the composing department, on the bulletin board in front of the lunchroom, and on the bulletin board in the bindery (part of the production work area), notices regarding upcoming union meetings and the progress of collective-bargaining negotiations During this same penod, editorial unit employees Linda Lipp and Robinson, a union steward and the editorial unit chairperson respectively, had posted, in supervisors' presence, notices regarding information on negotiations or intraunion matters, a union-sponsored editorial con- test, and union memos, on the bulletin boards by the lunchroom and the main employee entrance, and in the editorial department Robinson testified that he had never had any discussion with management about a policy regarding posting information to employees, and that, to the best of his knowledge, nothing was required Lipp testified that she did not know of a company policy regarding posting information to employees, that she had never been required to do anything, and that employees "are not required to have anything reviewed or author- ized or approved We just put up whatever we have" Forster testified that he did not know of a company 984 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD policy regarding posting of information to employees As to the period before Respondent withdrew recognition from the Union with respect to the production unit, there is no evidence of any company restriction on use of the bulletin boards 2 Removal of union notices from bulletin boards Inferentially on various dates between about January 25 and February 5 1988 production unit employee For ster, the chairperson of that unit posted in the bindery (part of the production area) a series of notices which had been put together by a joint committee of produc lion and editorial employees and which set forth what had been happening in production unit contract negotia bons On a date between February 15 and 19 inferential ly on February 18 or 19 the notices were taken down Forster replaced them on 8 to 11 occasions and each time he posted them they were taken down On February 22 1988 the Union prepared two no tices both of them bearing the signature The Produc tion Unit Information Committee One of them headed Management is Nervous asserted that Respondent was nervous b.ecause of the high numbers of production employees who had signed union cards and in conse quence had upped the size of a wage increase (see supra part II, B8) The nervous notice further stated that Re spondent was trying to con us by saying they no longer recognize the Union that Respondent was legally forced to recognize the Union unless the employees say otherwise and that the undersigned will continue our fight for a new contract The record indicates that this notice was intended as some kind of response to the 2-5 and 2-9 letters The other notice, headed Manage ment Deceives Employees asserted that Respondent was acting unlawfully by asking or requiring employees to sign a slip, which allegedly purported to waive em ployee rights, before giving them a copy of an employee handbook Both notices referred to union charges with the Board relating to the subject matter of the notices The charge filed by the Union on February 22 1988, which gave rise to the complaint in Case 13-CA-27533 included such allegations No production employee par ticipated in drafting either of these notices On February 22 1988 editorial unit employee Sarah Mark who works in the Wilmette facility and was chief steward of the North Group 20 posted these two no tices on the bulletin board by the lunchroom on the composing room doors next to the lunchroom, and on the bathroom doors When she walked by these locations about a half hour later she found out that the notices had been taken down She replaced them but when she walked by these locations later that day she found out that the notices had been taken down again For several days, she kept on replacing the notices and the notices kept on being removed These notices were also re moved from the east exit bulletin board where they had been posted by Editorial Unit Chairperson Robinson 20 Respondent s letterhead lists its newspaper in four groups with the Wilmette Life included under North Inferentially the Union s North Group consists of unit employees who work at its 12 papers listed under North Meanwhile on the evening of February 23, editorial unit employee Linda Lipp a union steward received two telephone calls from employees who were con cerned about the removal of these notices from bulletin boards in the Wilmette office The following morning, she wrote a memorandum to Santos which stated, in part It has come to our attention that Guild notices and memos are being removed from bulletin boards and other posting areas in the lunchroom and other parts of the building This is a violation of the Fair Labor Standards Act and must [be halted] immedi ately Please inform your department managers that guild notices from either the shop or editorial units must not be torn down That afternoon Lipp received the following rely from Santos Reference is made to your memo this date con cernmg notices and memos being removed from bulletin boards and other posting areas in the lunch room and other parts of the building The Fair Labor Standards Act has nothing to do with bulle tin boards but covers such items as overtime corn pensation and minimum wages Further since the guild does not represent a majority of production workers they will not be afforded the opportunity to communicate to those workers Finally this matter does not involve editorial em ployees therefore it is out of the scope of your role as a guild steward in the editorial department 3 The warning to Robinson for distributing union literature in the production area About the last week in February Santos told editorial unit employee Robinson the chairman of that unit that editonal unit employee Mark the chief steward of the North Group, had been upstairs in production passing out cards and handing out memos Santos said that this was illegal and he wanted it to stop Robinson asked what Santos meant Santos said Its illegal Robinson said that he did not think so but would tell Mark what Santos had said 21 Shortly before March 3, 1988 Robmson was advised by some unidentified employees in the production unit that notices to production employees were being taken down An unidentified clerk in the human resources de partment (headed by Santos) told Robinson that the clerk had been ordered by Santos to take down these no tices 22 Because of these reports to him, Robinson decid ed to give copies of the nervous and deceives no tices to the production unit employees directly 21 My findings in this paragraph are based on Robinson s uncontmdict ed testimony received without objection or limitation 22 My findings in these two sentences are based on Robinson s uncon tradicted testimony which upon timely objection was not received to show the truth of these reports PIONEER PRESS 985 On the morning of March 3, before the beginning of Robinson's workday, he entered the production area, carrying copies of these two notices Robinson had se- lected the hour of his visit after "strategy discussions" with production employees, who told him that at that hour they would all be there but would not be busy He testified that he entered the production area shortly after 8 30 a m, Santos testified without objection that that afternoon, the manager of the production area, Kirk Kirksey, reported to Santos that Robinson had entered the production area about 7 30 a m and that Robinson talked to production employees who were "on work time" Kirksey did not testify Robinson entered the pro- duction area through the bindery He testified that he saw nobody there, and that he thereupon proceeded to the pressroom Santos testified without objection or limi- tation that Kirksey reported to him that afternoon that Robinson talked and passed out leaflets to people in the bindery The three presses in the pressroom are large machines which, when running, are very loud and poten- tially dangerous Large and potentially dangerous ma- chinery is not located in work areas where editorial people normally work When Robinson entered the pressroom, none of the presses was operating Some of the 8 or 10 production employees in the pressroom were coming to or leaving work, some were smoking cigarettes, some were eating snacks and having coffee, and some were going into the locker room area Robinson believed that at least some of the employees were between shifts He went into the locker room and gave a couple of memos to people who were changing clothes Also, he stationed himself about 10 feet from the presses, and in an aisle between a dump- ster at the end of the presses and a wall The production employees were standing at the coffeepot or right next to the presses Robinson gave out copies of the notices to the employees in the pressroom, Santos testified without objection or limitation that Kirksey reported having re- ceived copies from Robinson Robinson gave the em- ployees his name and his union office He told some of them that "we think" the notices he was giving them had been taken down by management and "we just want to make sure that you have them," and that any ques- tions could be directed to the employees' own local offi- cers or to Robinson Robinson did not ask whether any of the employees had punched in After remaining in the pressroom for about 15 minutes, Robinson went through the plateroom and looked into the composing room, but found nobody there Next, he went up to the lunchroom, which is used by employees in both units Seeing several workers who said they were bindery workers and who were eating sweet rolls, he sat down, talked with them for a few minutes, and gave them copies of the notices Robinson, who works for Respondent as a photographer, testified that he left the lunchroom and proceeded to the darkroom about 9 a m, an hour before his tour of duty began There is no direct evidence (hearsay or other- wise) contradicting his testimony in this respect, includ- ing his testimony about times Santos testified that about 9 o'clock on the morning of March 3, George Bomberry, who is Respondent's press- room manager and had been on Respondent's negotiating team, advised Santos that Production Area Manager Kirksey had told Bomberry that about 7 30 a m, Kirksey had seen Robinson in the production area, between the bindery and the commercial press, passing out leaflets On timely objection, Santos' testimony in this respect was not received to show either the truth of Kirksey's alleged report to Bomberry, or the truth of Bomberry's report to Santos Kirksey and Bomberry did not testify, nor was their absence explained According to Santos' testimony (received without ob- jection or limitation), Kirksey told him that afternoon that about 7 30 that morning, Robinson had passed out leaflets, in the bindery and pressroom areas, to the people working in that area (including Kirksey) and in the process had talked to them, that the employees to whom Robinson was talking were on worktime, and that Robinson was moving around there for about 15 minutes Santos testified that Kirksey did not indicate any other areas that he had seen Robinson in, and did not tell Santos whether the press in the pressroom was working while Robinson was there On the following day, March 4, Santos drafted the fol- lowing memorandum to Robinson, dated March 4 RE Union activity It has been brought to my attention that you have been engaging in non editorial union activity in the production areas of Pioneer Press, specially in the press room on March 3, 1988 You will refrain from such activity in the future and interfering with the production operations of the company immediately Further, you are not to be in the production areas of Pioneer Press unless authorized Failure to heed this warning will result in disciplinary action Santos testified that he wrote this letter because he felt that Robinson was in an unauthorized area and interfer- ing with what was going on in that particular depart- ment, and that if Santos' information had been that Rob- inson was talking to employees in the locker room (which is in the production department area) when they were not punched in, Santos would not have considered it appropriate to issue any kind of letter About noon on Sunday, March 6, Robinson happened to meet Santos in the company parking lot Santos said that Kirksey had seen Robinson in the production area handing out memos Santos said that Robinson was not supposed to be down there and Santos had written him a letter about that Robinson asked what the letter said Santos replied that the letter said Robinson was not sup- posed to be down there handing out memos Robinson said that Santos had been taking the memos down, that Robinson had been in the production area trying to see that they got the memos, and that Robinson thought "that was the fair thing to do" He further said that if Santos would leave those memos up, Robinson would not go to the production area and pass them out Santos said that he would not leave the memos up, that he had always had a good relationship with the editorial em- ployees and with Robinson as the editorial unit chair- man, that any memos which he wrote as the editorial 986 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD chairman about "editorial business" would stay up, and that any memos about "production" Santos would con- tinue to take down He said that the letter to Robinson was in the nature of a warning Santos went on to say that Kirksey had seen Robinson in the production area about 7 30 a m Robinson said that he knew he had not been there that early, because he had intended to be in the production area when people were there and were not working, that he thought he had been there at 8 30, and that at that hour he had in fact passed out the memos in the production area to the production employ- ees Then, Robinson went to the darkroom, where he found a copy of Santos' March 4 warning Prior to March 3, 1988, editorial unit employee Sarah Mark, a steward for the North Group, had passed out union literature to employees in both units, while she herself was on break but some of the production work- ers, at least, were on worktime She had distributed this literature almost everywhere on the premises, including production areas, editorial areas, and common areas such as the lunchroom She testified that she was seen passing out literature by editorial department supervisors and production personnel who "I believe were supervisors," and nothing was said to her about this activity Also, on 5 or 6 occasions over a 1-month period which ended at the end of February or mid-March 1988, she passed out membership cards to about 13 production employees in the lunchroom, the composing room, the pressroom, and the plateroom Santos, who has worked for Respondent long enough to have signed the editorial unit contract ef- fective February 1, 1987, testified that as of March 4, 1988, he was not aware, except for Editorial Unit Chair- person Robinson, of any nonproduction employees' being in the production area during "working time," talking to production employees and passing out material Howev- er, as previously noted, he undisputedly told Robinson about the last week in February 1988 that editorial unit employee Mark had been upstairs in production passing out cards and handing out memos, and that this was "il- legal" Mark testified that before March 3, 1988, she had used her breaktime to distribute "personal notices" (such as invitations to parties) to both production and editorial employees She further testified in May 1988 that about three times a week since about the beginning of 1982, she had seen other employees pass out union literature, foot- ball betting forms, invitations to private parties, and re- quests for others to purchase Girl Scout cookies or other things Editorial unit employee Lipp, who since early 1985 has held various union offices, testified that both before and after March 3, 1988, in her capacity as a union officer, she had distributed to other editorial unit employees such union literature as information put to- gether by a production information committee about pro- duction unit negotiations, memos from a sister local union in Chicago, credit union notices, and memos from Editorial Unit Chairman Robinson She testified that during this period of 6-1/2 years, she had engaged in this activity at least once a week, both during normal work- ing hours and during her breaktime, at the employees' desks, in the corridors, and in the lunchroom, and in the presence of supervisors According to Lipp, on a couple of such occasions the supervisors present expressed inter- est in what was going on and asked for a copy, which she gave them to read themselves Lipp went on to testi- fy that supervisors had been present when other employ- ees had passed out literature, and that she had never seen the supervisors say anything to these employees about this activity Lipp testified that she had never been in- formed of a company policy regarding passing out litera- ture to employees Robinson testified in May 1988 that about every 2 months during his 2-year stint as editorial unit chairman, he had put union memos on all the editorial employees' desks, during normal working hours when he himself had no work to do Robinson further testified that every week or two during his 5 years of employment with Re- spondent, he had seen Mark, Lipp, and other employees hand out union memos, invitations to parties and sales, tickets to events, and Girl Scout cookie solicitations He testified that the foregoing distribution activity had taken place in the presence of supervisors, and nothing had been said to him or, at least in his presence, to the other employees He testified that before receiving the March 4, 1988 warning letter, he did not know of any company policy regarding passing out literature to employees Further, he testified that before he received this warning letter, there had been no "official restrictions" on being in the production area, that all the employees had had free access to the production area entrances, exits, and aisles, that he generally proceeds through this area to get to his car, that he had been down there to take pictures (Robinson's job classification is photographer), and that at the suggestion of Respondent's purchasing officer, he had often gone into the bindery area to wrap personal items for shipment He further testified that he had never gone to the pressroom to distribute literature of any kind, or to socialize with the employees Production employee Forster, the chairperson of the production unit, has distributed—in the production area (including the bindery and the press room), the compos- ing room, next to the ad desk, and in the cafeteria—foot- ball-pool and baseball—pool literature, cards offering automobiles for sale, and union literature, dunng his shift and on times other than his breaktime to other employ- ees who were sometimes on worktime and sometimes on breaktime Since March 3, 1988, he has distributed to other employees the monthly Guild memo and Respond- ent's monthly in-house paper During his 8 years of em- ployment at Respondent's Wilmette facility, he has seen other production employees distribute similar material to other employees on plant premises The foregoing activi- ty by Forster and the other employees was observed by supervisors, who said nothing about it 4 The Robinson grievance of March 7, 1988 The editorial unit bargaining agreement provides, "Any complaint of employees and/or the Union as to the interpretation or enforcement of this Agreement shall be adjusted" under a two-step grievance procedure If the matter has not by that time been satisfactorily resolved, the Union "may submit the grievance to final and bind- ing arbitration" Section 5 6 of that agreement provides, "There shall be no discrimination against an em- PIONEER PRESS 987 ployee because of membership or activity in" the Union "nor because of the existence of a contract between" the Union and Respondent By memorandum to Santos dated March 7, 1988, Rob- inson stated, This is to request a meeting with you to grieve the warning letter you wrote me about going into the production area, and the letter you wrote Linda Lipp about her duties as a union officer We feel the letters violate article 5 6 of the contract, as well as sections of the National Labor Relations Act Since you wrote the letters, and you are the company representative at Stage 2 for grievances, perhaps we could combine stage 1 and stage 2 on this By letter dated March 21, 1988, Santos stated, "Pioneer Press has not violated the contract provisions of 5 6 or the Labor Act, therefore said grievance is denied" On May 6, 1988, Respondent filed with the Regional Office a motion to defer to arbitration certain portions of the complaint in Case 13-CA-27580 More specifically, the motion was directed to the complaint allegations that Respondent (a) violated Section 8(a)(1) of the Act by es- tablishing and maintaining an overly broad no-solicitation and distribution rule which prohibited employees from engaging in union activities on its premises, (b) violated Section 8(a)(1) and (3) by issuing a written warning to Robinson, and (c) violated Section 8(a)(1) and (5), as to both the production and editorial units, in unilaterally changing its bulletin board policy by refusing to allow posting of union notices (relating to employees in the production unit) by union agents or editonal department employees 23 This motion was denied by the Regional Director on May 11, 1988, and, in effect, was renewed to me at the hearing (see infra part II, C, 5a) 5 Analysis and conclusions a Whether certain complaint allegations should be deferred to the arbitration procedure in the editorial unit contract Like the Regional Director, I reject Respondent's con- tentions that certain complaint allegations should be de- ferred to the arbitration procedure in the editorial unit contract Because no contract covering the production employees was In effect at the time such alleged unfair labor practices occurred (and, indeed, Respondent was not even recognizing the Union as their representative), such deferral would obviously be inappropnate as to the allegations that Respondent violated Section 8(a)(1) by establishing and maintaining an overly broad no-solicita- tion and distnbution rule with respect to production em- ployees, and violated Section 8(a)(1) and (5) by refusing to allow posting of union notices relating to such em- ployees Arizona Portland Cement Go, 281 NLRB 304 (1986) Moreover, such nondeferrable complaint allega- tions with respect to production employees turn partly 23 The motion also purported to encompass the March 1988 unilateral change in the employee disability plan covering production employees However, at the hearing Respondent's counsel conceded, in effect, that this request had been made in error on resolving the same factual and legal issues as the cor- responding complaint allegations as to editorial unit em- ployees and the 8(a)(1) and (3) allegations with respect to the reprimand of editorial unit employee Robinson Ac- cordingly, none of these issues should be deferred to the arbitration procedure in the editorial unit contract Heck's, Inc , 293 NLRB 1111, 1115 (1989), Blue Cross & Blue Shield of New Jersey, 288 NLRB 434, 436 (1988), Burroughs Interstate Services Credit Union, 280 NLRB 292 fn 3 (1986) I note that as to the allegedly unlawful rep- rimand administered to editorial department employee Robinson for distributing union literature to production employees, such conduct implicated a statutory nght- namely, the right to receive union literature—possessed by production employees, as to whom Respondent was not and is not recognizing the Union at all See Photo- Somcs, Inc , 254 NLRB 566 (1981), enfd 678 F 2d 121 (9th Cir 1982), Union National Bank of Pittsburgh, 276 NLRB 84, 88-89 (1985), Jennings & Webb, Inc , 288 NLRB 682 (1988) I note, moreover, that when editorial unit employee Lipp; a union steward, complained about the removal of union notices from the lunchroom (used by all employees) and other parts of the building, Santos replied, inter aim, that the matter "does not involve edi- torial employees, therefore, it is out of the scope of your role as a guild steward in the editorial department" b Whether Respondent's -action with respect to the bulletin boards violated the Act irrespective of whether Respondent lawfully withdrew recognition with respect to the production unit The evidence shows that as to material unrelated to the Union, Respondent imposed no restriction on posting by employees, including posting by editorial unit em- ployees of nonwork-related notices on bulletin boards in the production area and in areas (such as the lunchroom) regularly used by both editorial and production employ- ees Accordingly, I find that Respondent violated Sec- tion 8(a)(1) of the Act by removing, from these bulletin boards and posting areas, notices about the Union's activ- ity on behalf of the production employees Midwest Stock Exchange, Inc v NLRB, 635 F 2d 1255, 1271 (7th Cir 1980), St Anthony's Hospital, 292 NLRB 1304, 1308 (1989), Connecticut Color, Inc , 288 NLRB 699, 704 (1988), Central Vermont Hospital, 288 NLRB 514 (1988), New Process Go, 290 NLRB 704, 720-721 (1988), Spring- field Jewish Nursing Home for the Aged, 292 NLRB 1266, 1272 (1989) The expiration of the bargaining agreement with respect to production employees did not entitle Re- spondent to cancel posting privileges with respect to production unit union matters, while permitting employ- ees to post materials with respect to other matters unre- lated to work Container Corp of America, 244 NLRB 318, 319-321 fn 2 (1979), enfd in relevant part 649 F 2d 1213, 1215-1216 (6th Cir 1981) Moreover, because Re- spondent was admittedly under a duty at all relevant times to bargain with the Union as the representative of the editorial employees, I find at this point that as to the editorial employee unit, Respondent violated Section 8(a)(5) by its action, without giving the Union notice and an opportunity to bargain, in unilaterally altering Re- 988 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD spondent s past practice of permitting the Union and the editorial unit employees to use the bulletin boards and other posting areas to post notices regarding union activ ity among the production employees Hedison Mfg Co 249 NLRB 791 809-810, 823 (1980) enfd 643 F 2d 32 (1st Cir 1981) c Whether Respondents action in connection with union sohatation and the distribution of union literature in the production department violated the Act (I) The warning to editorial department employee Robinson The credible and largely uncontradicted evidence es tablishes that on March 3, 1988 editorial unit employee Robinson the chairperson of the editorial unit, went to the pressroom before his tour of duty began and when none of the presses was operating distributed to produc tion employees who were not supposed to be actively working copies of union notices (which Respondent had unlawfully removed from all the bulletin boards) regard ing union matters in the production unit and told such employees that any questions about the notices could be directed to their own local officers or to Robinson 24 At least a prima facie violation of Section 8(a)(1) and (3) of the Act is made out by Respondent s conduct in issuing Robinson a warning based on this incident Respondent s posthearmg brief contends (Br 36 fn 18) that the warning letter which Santos issued to Robinson was not unlawful because Santos believed that Robin son was in an unauthorized area talking to production employees while they should have been working Be cause the warning letter drafted by Santos shows his knowledge that during this incident Robinson was en gaging in union activity Respondent cannot defend that letter to Robinson on the basis of any mistaken belief by Santos that Robinson had misconducted himself in con nection with such activity NLRB v Burnup & Sim 379 U S 21(1964) NLRB v Knuth Bros Inc 537 F 2d 950, 954 (7th Cir 1976) Kurz Kasch Inc 286 NLRB 1343 fn 1 (1987) In any event, it is Respondent which bears the burden of showing that it entertained an honest belief that in connection with his distribution and solicitation on behalf of the Union Robinson engaged in the conduct claimed to have deprived him of statutory protection Franzia Bros Winery 290 NLRB 927 931 (1988) General Chemical Corp 290 NLRB 76 81 (1988) Town & Coun try Nursing Home 291 NLRB 74 75 fn 1 (1988) I find that Respondent has not sustained that burden Thus al though the warning letter from Santos alleged that Rob mson had Interfered with Respondent s production oper ations no testimony to this effect was tendered by either the manager of the production area (Kirksey) who was present during Robinson s visit, or by anyone else who 24 The only even arguably contrary testimony consists of Santos testi mony that he was told by Kirksey (who unexplamedly did not testify) that the employees to whom Robinson was talking were on work time Although this hearsay test mony was not objected to I regard It as less reliable than Robinson s direct testimony which is more specific as to whether the production employees were supposed to be actively working during Robinson s contact with them observed It Similarly, although Respondent s counsel stated at the hearing that Robinson should not have en tered the pressroom because of the danger created by the operation of the presses, neither Kirksey nor anyone else denied Robinson s credible testimony that during his visit the presses were not operating Further although the warning letter indicated that editorial department employee Robinson was not supposed to be in the pro duction areas without authorization, no witness denied either editorial department employee Mark s credible tes timony that while she was on break she had previously distributed union literature to production employees (on occasion when they were on work time) in production areas and in supervisors presence or her credible testi mony that in such areas she had passed out membership cards to production employees Nor did any witness deny Robinson s credible testimony that before he re coved the warning letter, there had been no restrictions on being in the production area all the employees had had free access to the production area entrances, aisles and exits he had generally proceeded through the pro duction area to get his car and at the suggestion of Re spondent s purchasing officer Robinson had often gone into the bindery area to wrap personal items for ship ment For purposes of determining whether Respondent had a good faith belief in the existence of circumstances which would at least arguably render Robinson s con duct unprotected I regard any supervisor s knowledge as chargeable to Respondent whether or not Santos pos sessed it 25 In any event I conclude that in issuing the warning letter to Robinson, Santos was specifically motivated by a desire to prevent the Union so far as he could from communicating with the production employees I so find because during his March 6 parking lot conversation with Robinson about the warning letter Santos made no claim that Robinson s conduct in distributing the memos had endangered anyone or had interfered with produc tion because Santos did not testify to receiving reports to that effect from either Kirksey or Bomberry because Santos by his own admission was not advised by Kirlcsey whether the press in the pressroom was working while Robinson was there because there is no evidence that Santos attempted to retrieve or alter the warning letter or even to conduct a further mvestigation after Robin son had truthfully advised him in effect, that he had been misinformed about the hour when Robinson had distributed the memos and he had in fact done so when production employees were not supposed to be actively working 26 because when editorial department employee 25 NLRB v EDS Service Corp 466 F 2d 157 (9th Cir 1972) KR! Constructors 290 NLRB 802 811 (1988) Photo Dnve UP 267 NLRB 329 361 (1983) Jackson Sportswear Corp 211 NLRB 891 902 (1974) 26 Santos testimony about his conversations with Bomberry and Kirk say and Robinson s undisputed testimony as to his conversation with Santos show a belief by Santos that the production employees were not supposed to be actively working at 8 30 (when Robinson had entered the area) but were supposed to be actively working at 7 30 Accordingly and because there is no evidence that Nen played any part in the decision to issue the warning letter drafted and signed by Santos I regard as immate nal Nen s testimony on direct examination I believe the day newspaper shift begins at eight thirty Moreover on cross-examination he merely testified I know that there is a shift working at that time PIONEER PRESS 989 Lipp complained to Santos about Respondent's removal from the bulletin boards of the notices which Robinson thereafter distributed to the production employees, Santos stated that the Union "will not be afforded the opportunity to communicate to" the production employ- ees, and because, during the March 6 parking lot conver- sation, Santos told Robinson, in effect, that Santos' action with respect to Robinson's distribution of the memos was an extension of Santos' conduct in systemati- cally removing from all the posting areas in the facility all union postings regarding production employees, al- though Respondent had posted on all facility bulletin boards its memorandums announcing Respondent's termi- nation of the production unit contract and Respondent's intention of giving production unit employees a wage in- crease even if the Union did not pursue the matter and never obtained a contract covering them, and although Respondent left on all the bulletin board postings by either production or editorial employees regarding 'all other matters In view of the evidence summarized in this paragraph, Respondent has plainly failed to dis- charge its burden 27 of showing that Robinson would have received a warning letter even if he had been dis- tributing material to, and talking with, production em- ployees about subjects unrelated to the Union For the foregoing reasons, I find that Respondent's is- suance of the warning letter to Robinson violated Sec- tion 8(a)(1) and (3) of the Act (2) The alleged rule against union solicitation and distribution As previously found, editorial department employee Robinson received a warning letter for "non editorial union activity" in the pressroom, when the activity in question took place before the beginning of his shift and consisted of his distnbution of union notices (involving the production unit) to production employees at a time when the presses were not operating and the employees were not expected to be actively working, and his con- comitant invitation to them to direct any questions about the notices to him or other union officers Respondent's counsel stated on the record that "if anybody did what Mr Robinson did, anybody that wasn't authorized to be there, would receive the same discipline" Further, as previously found, the warning letter to Robinson consti- tuted an extension of Respondent's conduct in systemati- cally removing these notices from bulletin boards and posting areas throughout the Wilmette facility where all the production unit employees worked, a posting ban ad- mittedly extending to both production and editorial em- ployees and admittedly imposed for the purpose of pre- venting the Union from communicating with the produc- tion employees I infer from these circumstances that the conduct for which Robinson was warned was forbidden to employees generally, or at least to editorial unit em- ployees generally—in short, that Respondent has estab- lished, maintained, and enforced a rule or policy forbid- ding employees to engage in union solicitation of other 27 Transportation Management Corp v NLRB, 462 U S 393, 401-403 (1983), NLRB v Del Rey Tortilkria Inc , 787 F 2d 1118, 1123 (7th Cu. 1986), Moore Business Forms, 288 NLRB 796 In 3 (1988) employees, or to distribute union literature to other em- ployees, in production areas at times when neither the employee doing the solicitation and the distribution, nor the employees who were objects of this activity, were supposed to be actively working I agree with the General Counsel that as to union so- licitation, this rule is "overly broad" In the absence of special circumstances not shown to be present here, an employer may not lawfully forbid employees to engage in union solicitation of other employees on the employ- er's premises at times when neither the employees doing the soliciting nor the employee being solicited is sup- posed to be actively working 28 However, as to litera- ture distribution, I do not accept any contention that Re- spondent could not lawfully forbid the distribution of all literature, including union literature, in production areas at any time As to any such contention, the General Counsel errs in relying on the evidence that when Rob- inson distributed the union notices, his tour of duty had not yet begun and the employees who received the no- tices were not expected to be actively working The Board takes the position that in working areas, the distri- bution of literature, including union literature, can ordi- narily be lawfully forbidden at any time, in view of the employer's interest in keeping such areas free of litter 29 Manifestly, Respondent's interest in keeping its press- room free of litter is not affected by whether the litter was deposited during working or during nonworking time Nonetheless, this interest did not privilege Respondent to forbid employees to distribute union literature in its pressroom under circumstances where the employees were permitted to distribute other kinds of literature un- related to work Production employee Forster's uncon- tradicted and credible testimony shows that management permitted production employees to distribute such litera- ture, other than union literature, in the production area (including the bindery and the pressroom), during their shifts and at times other than breaks, to employees who were sometimes on work time and sometimes on break- time Further, the evidence shows that editorial depart- ment employees were permitted to enter the production department, including the pressroom and the bindery, for reasons unrelated to union activity, including the distri- bution of nonwork-related written material unrelated to union activity Accordingly, I find that Respondent vio- lated Section 8(a)(1) of the Act by establishing, maintain- ing, and enforcing a rule or policy which forbade em- ployees to distribute union literature under circumstances where the employees would have been permitted to dis- tribute literature regarding, other subjects unrelated to work, and for the specific purpose of preventing the Union from communicating with the production employ- 22 Gemco, 271 NLRB 1190 (1984), see also Beth Israel Hospital v NLRB, 437 U S 483, 492-493 (1978), NLRB v General Thermodynamics, 670 F 2d 719, 721 (7th Cif 1982) 29 See Stoddard-Quirk Mfg Co, 138 NLRB 615, 618-621 (1962), cited with seeming approval in Eastex Inc v NLRB, 437 U S 556, 571 In 21 (1978), Vapor Corp, 242 NLRB 776, 790 (1979), Royal Sound Co, 287 NLRB 989 In 2 (1988), see also Beth Israel Hospital, supra, 437 U S at 492-493, General Thermodynamics, supra, 670 F 2d at 721 (7th Or 1982) 990 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD ees 3 ° Olympic Medical Corp 236 NLRB 1117 1122 (1978) enfd 608 F 2d 762 (9th Cir 1979) Lamar Indus trial Plastics Co, 281 NLRB 511 (1986) Robinson Furm ture Inc , 286 NLRB 1076 (1988) see also Midwest Stock Exchange, supra 635 F 2d at 1270 (7th Cir 1980) Al though the complaint merely alleges that this rule was overly broad, the General Counsel expressed on the first day of the hearing the theory that the rule was only de signed to specifically prohibit that Union literature And what we are showing is that previous to [Rob mson s warning letter] anybody was able to pass out ev erythmg including Union literature, non work related things In view of her statement in this respect and the connection between the no distribution rule and the com plaint allegations regarding Robinson, I conclude that the discriminatory aspect of the no distribution rule was fully litigated D Whether Respondent violated Section 8(a)(5) with Respect to the Production Unit in 1988 and 1989 1 The withdrawal of recognition in February 1988 A collective bargaining agreement which is lawful on its face creates the presumption that the Union was the majority representative when the contract was executed and that the Union s majority continued at least through the life of the contract Although the presumption of ma jonty status continues after the expiration of the con tract at this time the employer may nonetheless lawfully withdraw recognition if he can show by clear and con vincing proof that his action was predicated on a good faith and reasonably grounded doubt of the Union s con tinued majority status which doubt was based on objec tive considerations, was raised in a context free of unfair labor practices and was not advanced for the purpose of gaining time within which to undermine the Union Fur ther, even in the absence of such a showing the employ er can defend his withdrawal of recognition if he can show, by clear and convincing proof that at this time the union did not in fact enjoy majority status 31 Although Chief Financial Officer Nen testified that the decision to withdraw recognition was made jointly by himself Chief Executive Officer Gilbert and Direc tor of Human Resources Santos the only direct testimo ny about Respondent s motives for this decision proceed ed from Nen who testified that Respondent withdrew recognition because it entertained a doubt as to the Union s majority status among the production employ ees According to Nen this doubt was based on certain statements in the 2-5 and 2-9 letters on the fact that of the approximately 99 unit employees, only 29 were on checkoff, and on the Union s misrepresentation, during a bargaining session, that Respondent had previously ex pressed willingness to compromise on the issue presented 3 ° For similar reasons I also find that this was the purpose of the no solicitation rule The significance of this finding is discussed Infra part II D Si Orion Corp v NLRB 515 F 2d 81 84-85 (7th Cir 1975) KBMS Inc 278 NLRB 826 846 (1986) Westbrook Bowl 293 NLRB 1000 1001 (1989) Robinson Bus Service 292 NLRB 70 77-78 (1988) Century Paper 284 NLRB 1151 1157 (1987) Bennett Packaging Co 285 NLRB 602 607 (1987) by the Union s union security proposal According to Nen s uncontradicted and uncorroborated testimony he told Santos that Nen believed this misrepresentation was an attempt to create an illusion that we were re negmg on some previous commitment and the Union was not seeking to reach an agreement [but was] in fact creating or looking for issues in which to generate ex citement among the employees in order to gain more support As previously found several days before the withdrawal of recognition Respondent saw on the em ployee bulletin board an unsigned notice, prepared by the Union s principal negotiator which accurately stated that Respondent did not want any contractual require ment of union membership by any employee as a condi tion of employment In agreement with the General Counsel and the Union, I conclude that Respondent has failed to show by clear and convincing proof, that the withdrawal of recognition was predicated on a good faith and reasonably grounded doubt based on objective considerations of the Union s continued majonty status In the first place the existence of employees who no longer wanted union representa tion cannot reasonably be inferred from a misrepresents tion (later withdrawn), by paid union agents to employee members of the bargaining committee that the Respond ent had reneged on an alleged previously expressed will mgness to contractually require union membership of current members and new hires I regard as improbable Nen s speculation that the Union anticipated that excite ment and support would be generated among employees who allegedly no longer wanted union representation by untruthful assertions that Respondent had newly ex pressed a desire to leave union membership to each em ployee s individual choice Indeed the postheanng brief of Respondent s counsel does not rely on this consider anon advanced in Nen s testimony Nor is a reasonable basis for doubt supported by the evidence that only 29 of the 99 unit employees were union members on checkoff, particularly because the same was true when Respondent agreed to extend the 1985-1988 contract and bargained with the Union for more than 3 weeks thereafter Orion supra 515 F 2d at 84-86 (7th Or 1975) General Electric Co v NLRB 400 F 2d 713, 727 fn 14 (5th Or 1968) cert denied 394 U S 198 (1969) NLRB v Gulfmont Hotel Co 362 F 2d 588, 592 (5th Cm 1966) Atlanta Hilton & Towers 278 NLRB 474 480 (1986) Indeed the evidence fails to show that a larger proportion or number of employees were on checkoff at any previous time Further, I find that the 2-5 and 2-9 letters did not create a reasonable ground for doubt of the Union s con tmued majdnty status In the first place, even taken liter ally and at full face value, the letters did not constitute a representation that a majority of the employees wanted to rid themselves of union representation Rather the let ters stated that the author or authors were dissatisfied with the number of employees who had attended the February 8 union meeting and/or evinced affirmative ap proval of the Union s bargaining proposals, and that the writers thought (for this or undisclosed reasons) that an undisclosed number of employees believed they could do PIONEER PRESS 991 better on their own This is not the equivalent of a repre- sentation that a majority of the employees wanted not to be represented by the Union Retired Persons Pharmacy v NLRB, 519 F 2d 486, 490 (2d Cir 1975), Cut & Curl, Inc , 227 NLRB 1869, 1873 (1977) 32 Moreover, the let- ters on their face contain evidence that they did not pro- ceed from an authoritative union source and were not even intended to be read literally Thus, when Nen read the 2-5 letter, he was well aware, and testified to advis- ing Gilbert, that the letter not only exaggerated Re- spondent's alleged unwillingness to offer acceptable con- tract terms, 33 but also stated that the union negotiators had agreed to propose no wage increase whatever for the next 3 years, even though at that point Respondent was proposing at least a 3-percent increase and, during the most recent bargaining session, the Union had ad- hered to its initial proposal of a 15-percent increase When read with this background, the 2-5 letter strongly suggests (as was in fact the case) that it was intended as a rhetorical device to encourage employees' active par- ticipation in union affairs during negotiations, in order to obtain with respect to wages and other employee bene- fits the attainable bargain which best suited most of the the employees, and that the author or authors did not question (and, indeed, assumed) the employees' continued desire for union representation 34 At the very least, the tone of and substantial inaccuracies in the letter, together with the improved chances for a favorable agreement suggested by the wage retreat which the letter attributed to the Union, would have led a reasonable and honest member of management to withhold, until checking to ascertain whether the letter accurately reflected a new position by the union bargaining committee, action based on the assumption that the letter expressed a definitive union position and Was intended to be read literally That similar considerations would affect a reasonable and honest reader of the 2-9 letter, from a wholly unknown source, is shown by the fact that this letter purported to proceed from the same source as the 2-5 letter and to constitute a followup of the 2-5 letter's encouragement of employees to attend the February 8 meeting and to express to the Union their views about contract propos- als However, management not only failed to look into the source of the letters before withdrawing recognition in alleged reliance thereon, but said nothing to Mink- kinen about management's alleged reliance on the letters even when he asked Santos the basis for Respondent's 32 In testifying about these letters representations regarding the strength of union 'support," both Nen and Robinson failed to make the critical distinction between whether the employees wanted to get rid of the Union and whether they approved, or enthusiastically approved, of what the Union was trying to accomplish during negotiations 33 All the concessions at the February 4 bargaining session, the last one held between the parties, had been made by Respondent Moreover, the notice prepared by Minkkmen on February 8, and posted on the em- ployee bulletin boards the following day, stated that Respondent had agreed to union proposals with respect to rest periods after overtime work, advance notice of work schedules during holiday weeks, and cov- erage under a retirement, income plan However, the 2-5 letter alleged, It has been a definite no or a change of wording to everything we pro- pose 34 Indeed, Respondent s postheanng brief characterizes the 2-5 letter's claim about a Union proposal of no wage increase as a "shock statement an obvious attention getter dramatic beginning" (Br 4) claim of good-faith doubt of majority Management's si- lence in this respect leads me to infer its belief that the rhetorical tactic, and that management justifiably feared this would be shown by even a casual investigation Be- cause Respondent admittedly withheld from the Union at all material timed Respondent's eventual representation that its refusal to bargain was based partly on these let- ters, I attach no significance to the Union's failure to "re- tract," disavow, or repudiate them, or to advise Re- spondent that they were unauthorized Indeed, Mink- kinen did not see the 2-9 letter, or learn of its posting, until the first week in March 1988, when the General Counsel showed it to him in preparation for the hear- ing 35 I note the absence of any evidence thai any em- ployee whose identity was known to Respondent ever said that he or any other employee no longer wanted union representation See Redok Enterprises, 277 NLRB 1010, 1012 (1985), Destderia Serrales, 289 NLRB 51, 52 (1988) 36 In short, I find that the considerations adverted to by Respondent, considered cumulatively, fail to con- stitute clear and convincing proof that Respondent's re- fusal to bargain was predicated on reasonably grounded doubt, based on objective considerations, of the Union's continued majority status Furthermore, I conclude that Respondent's claim of loss of majority was not advanced in good faith Thus, Respondent's repeated refusal to give the Union any fac- tual basis for Respondent's claim indicates that Respond- ent was afraid that the Union would be able to disprove or explain whatever evidence Respondent had in mind Moreover, I do not credit Nen's testimony that he be- lieved the Union was trying to create a desire for union representation, among employees who did not want it, by untruthfully claiming that Respondent had reneged on a willingness to agree to a clause requiring union mem- bership of some employees as a condition of employ- ment I cannot accept his claim to the irrational opinion that the Union would attempt to use Respondent's alleg- edly new unwillingness to compel union membership as a basis for inducing a change of heart among employees who did not want the Union Further, I do not credit Nen's claimed reliance on the number of employees on checkoff, in view of the evidence that this number had been the same at the time that Respondent agreed with the Union to a temporary extension of the expired agree- ment and thereafter bargained with the Union for a new contract Moreover, of the three executives (Nen, Santos, and Gilbert) who participated in the decision to withdraw recognition, only two testified, and of these, only one (Nen) was asked about Respondent's reasons for this decision I infer that if the other two had testi- fied, they would not have corroborated Nen's testimony as to the reasons therefor or as to the Nen-Gilbert and 35 Although the 2-9 letter was seen on the lunchroom bulletin board about February 9 by editorial employee Robinson, the chairperson of the editorial unit, he did not participate in the production-unit negotiations and did not know who had written this letter 36 Destilerus questions the continued vitality of J & J Drainage Product Go, 269 NLRB 1163 (1983), and Sofco Inc. 268 NLRB 159 (1983), both relied on by Respondent Cf Westbrook Bowl, supra, 293 NLRB 1000, 1001 fn 11 (1989) 992 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Nen Santos conversations which allegedly preceded that decision 37 Also, I note that beginning immediately after the with drawal of recognition with respect to the production unit, Respondent began to engage in unfair labor prac bees for the specific purpose of preventing the Union from communicating with the production employees— more specifically by unlawfully removing union notices from posting areas where they would normally be seen by production employees, by unlawfully issuing a warn ing notice to an editorial unit employee for distributing such union notices to production employees and engag mg in related union solicitation, and by unlawfully im posing a rule or policy which forbid such solicitation and distribution Such unlawful obstruction of union efforts to address (inter aim) the very subjects of the letters on which Respondent allegedly based its refusal to bargain are unquestionably part of the context (as that term is used in ordinary parlance) of such refusal, and did not lose that status merely because they occurred afterward and not before Computer Science Technicolor Associates 236 NLRB 266 281 (1978) enfd 86 LC I 11395 (4th Cir 1979) However, because the employer in Computer Science also committed unfair labor practices before withdrawing recognition, that case leaves open the ques tion of whether a context of unfair labor practices, within the meaning of the cases cited supra, fn 31, may be effected by unfair labor practices which the employer did not commit until after (even though as here, almost immediately after) withdrawing recognition 38 I con dude that this question should be answered in the affirm ative To be sure, part of the reason for the context rule is to preclude the employer from asserting a good faith doubt if his own unfair labor practices have sigmfi cantly contributed to any loss of majonty or to the fac tors upon which a doubt of such majority is based 33 manifestly, no such consideration is presented by postwithdrawal unfair labor practices However, another reason for the context rule is that an employer s un lawful conduct for the specific purpose of causing em ployees to want nonrepresentation by the union shows him to be a partisan judge whose immediately preceding professed doubt of the union s majority may well have stemmed at least partly from wishful thinking Moreover such unfair labor practices point to the conclusion that the employer s professed doubt was advanced for the purpose of gaining time within which to undermine the union at least where (as here) they were committed im mediately after the withdrawal of recognition Finally, postwithdrawal unfair labor practices have the tendency to impede postwithdrawal union efforts to prove that the union enjoyed majority status before the withdrawal of recognition I need not and do not consider whether 37 Kokomo Tube Co 280 NLRB 357 361 (1986) see also Golden State Bottling Co v NLRB 414 U S 168 174 (1973) NLRB v Dorothy Sham rock Coal Co 833 F 2d 1263 1269 (7th Cm 1987) Zapex Corp 235 NLRB 1236 1239 (1978) enfd 621 F 2d 328 (9th Cir 1980) 39 In contending that Respondent acted unlawfully in withdrawing recognition with respect to the production unit the General Counsel chs avowed any reliance on Respondent s action with respect to the MSA plan 39 Clinton Food 4 Less 288 NLRB 597 606 (1988) postwithdrawal unfair labor practices standing alone, may negate an employer s predicate for withdrawal of recognition on a claim of doubt of continued majority status However I do conclude that m the instant case, such unfair labor practices by Respondent add support to my finding that Respondent s claim of loss of majority was not advanced in good faith Finally I conclude that Respondent has failed to show by clear and convincing proof, that at the time Respondent withdrew recognition, the Union did not in fact enjoy majonty status In alleging lack of majority status Respondent relies almost entirely upon the fact that as of that date, fewer than half of Respondent s em ployees had signed union authorization cards and/or were having their dues checked off 40 evidence is insufficient to sustain Respondent s burden of proving that the Union did not represent a majonty NLRB v Roger sIGA Inc 605 F 2d 1164, 1166 (10th Or 1979), enfg 232 NLRB 1053, 1063 (1977) Orion Corp 210 NLRB at 633 (1974) enfd 515 F 2d 81 (7th Cir 1975) and cases cited I note the evidence that some of Re spondent s employees supported the Union but did not want to pay dues 47 For the foregoing reasons, I fmd that Respondent vio lated Section 8(a)(5) and (1) of the Act on February 18 1988, by withdrawmg recognition from the Union as the representative of the production employees 2 Respondent s unilateral action with respect to the production unit m 1988 and 1989 Respondent s counsel admitted on the record that Re spondent s February 15 1988 change in its posting policy, so as to forbid postmg of union notices regarding the production unit extended to production employees as well as to editorial employees Further as previously found in late February or early March 1988, Respondent gave each employee m the production unit a 4 percent wage increase retroactive to the end of January 1988 Also, as previously found about March 1988 Respond 40 Respondent seems to concede that as to the number of union sup porters as of February 18 1988 in the 99 employee unit I should include the 29 employees who were having their dues checked off and the 9 em ployees whose cards were executed on or before that date and which were authenticated by the signer or by someone who saw him sign or to whom the signer delivered the card In contending that I should not count the 10 cards which were not so authenticated but which are dated on or before February 18 1988 and bear the purported signatures of unit employees Respondent relies on Ona Corp v NLRB 729 F 2d 713 722- 723 (11th Or 1984) Because the Ona complaint alleged an unlawful re fusal to grant initial recognition of a nomncumbent union the General Counsel bore the 131. den of proving that the union possessed a majonty In the Instant case the complamt attacks the withdrawal of recognition from an Incumbent union and such withdrawal was not predicated on a good faith and reasonably grounded doubt based on objective consider ations of the Union s continued majonty status Accordingly Respond ent bears the burden of proving that the Union did not possess a majon ty see the cases cited supra fn 31 Further as previously noted Re spondent did not offer Into evidence from its personnel files any exem plars of employee signatures see cases cited supra fn 37 41 Respondent s bnef also adverts to the attendance (somewhat higher than previously) at the February 8 1988 union meeting However failure to attend union meetings is not inconsistent with continued support for the Union North American Mfg Co 224 NLRB 1252 1257-1258 (1976) enfd 563 F 2d 894 (8th Cu. 1977) KEZI TV 286 NLRB 1396 1399 (1987) Vaughan & Sons Inc 281 NLRB 1082 1085 (1986) PIONEER PRESS 993 ent extended coverage under an existing long-term dis- ability plan to such employees In addition, as previously found, about February 16, 1989, Respondent implement- ed a voluntary termination plan, whereby production unit employees can agree to voluntarily terminate their own employment if they are scheduled for layoff Re- spondent admits that these changes dealt with mandatory subjects of collective bargaining, and that Respondent ef- fected these changes without prior notice to the Union and without having afforded the Union an opportunity to bargain with respect to such changes In view of my finding that Respondent violated Section 8(a)(5) and (1) on February 18, 1988, by withdrawing recognition, I find that Respondent further violated Section 8(a)(5) and (1) by the foregoing unilateral conduct NLRB v Katz, 369 U S 736, 743 (1962) CONCLUSIONS OF LAW 1 Respondent is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act 2 The Union is a labor organization within the mean- ing of Section 2(5) of the Act 3 The following employees of Respondent constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act All full time and regular part time editorial employ- ees employed by Respondent, but excluding manag- ing editors, group sports editors, group leisure arts/entertainment editors, group copy desk manag- ers, group photo chiefs, promotion department em- ployees, stringers, production employees, display advertising employees, classified ad employees, cir- culation employees, data processing employees, ac- counting employees, personnel employees, confiden- tial employees, managerial employees, guards and supervisors as defined in the Act and all other em- ployees 4 The following employees of Respondent constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act All employees in Composing, Offset Plate, Press, Bindery and Utility, including Assistant Foreman, but excluding office and clerical employees and su- pervisory employees at Respondent's plant in Wil- mette, Illinois 5 At all relevant times, the Union by virtue of Section 9(a) of the Act has been the exclusive representative of the unit described in Conclusion of Law 3 for the pur- pose of collective bargaining with respect to rates of pay, wages, hours of employment, and other terms and conditions of employment 6 At all relevant times, the Union by virtue of Section 9(b) of the Act has been the exclusive representative of the unit described in Conclusion of Law 4 for the pur- poses of collective bargaining with respect to rates of pay, wages, hours of employment, and other terms and conditions of employment 7 Respondent has violated Section 8(a)(5) , and (1) of the Act, with respect to each of the appropriate units, by implementing the Medical Service Advisory Program without giving the Union prior notice and an opportuni- ty to bargain about it 8 Respondent has violated Section 8(a)(1) and (3) of the Act by issuing a warning letter to employee Robin- son 9 Respondent has violated Section 8(a)(1) of the Act by establishing, maintaining, and enforcing a rule or policy which forbids employees to engage in union solic- itation of other employees at times when neither the em- ployee doing the soliciting nor the employee being solic- ited is supposed to be actively working 10 Respondent has violated Section 8(a)(1) of the Act by establishing, maintaining, and enforcing a rule or policy which forbids employees to distribute union litera- ture under circumstances where the employees would have been permitted to distribute literature regarding other subjects unrelated to work, and for the specific purpose of preventing the Union from communicating with the production employees 11 Respondent has violated Section 8(a)(5) and (1) of the Act by withdrawing recognition from the Union, and refusing to bargain with it, as the exclusive representa- tive of the unit described in Conclusion of Law 4 12 Respondent has violated Section 8(a)(1) of the Act by refusing to permit employees to use Respondent's bul- letin boards and other posting areas to post notices with respect to union activity regarding the unit described in Conclusion of Law 4, while permitting employees to use such posting facilities for other purposes unrelated to work 13 Respondent has violated Section 8(a)(5) and (1) of the Act, with respect to both units, by unilaterally alter- ing Respondent's past practice of permitting the Union and employees in both units to use the bulletin boards and other posting areas to post notices with respect to union activity among the employees in the unit described in Conclusion of Law 4, without giving the Union prior notice and an opportunity to bargain 14 Respondent has violated Section 8(a)(5) and (1) of the Act, with respect to the unit described in Conclusion of Law 4, by taking the following unilateral action with- out giving the Union prior notice and an opportunity to bargain (a) giving each employee a wage increase in late February or early March 1988, retroactive to January 1988, (b) extending coverage under a long-term disability plan to such employees, and (c) implementing a volun- tary termination plan 15 The unfair labor practices summarized in Conclu- sions of Law 7 through 14 affect commerce within the meaning of the Act THE REMEDY Having found that Respondent has violated the Act in certain respects, I shall recommend that Respondent be required to cease and desist therefrom, or from like or related conduct, and to take certain affirmative action necessary to effectuate the policies of the Act 994 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Affirmatively, Respondent will be required on request by the Union, to recognize and bargain with the Union as the representative of the production unit In addition Respondent will be required on the Union s request as to either or both units (1) to rescind the MSAP and (2) to restore the practice which existed before February 1988 as to the posting of notices regarding union activity among the production employees Further Respondent will be required to bargain on request with the Union as to such subjects with respect to either or both units In addition Respondent will be required upon the Union s request to rescind as to the production unit the late February or early March 1988 wage increase the long term disability plan and the voluntary termination plan Nothing in this Order is to be construed as requir ing Respondent to cancel as to either unit any wage in crease or other improvement in benefits without a re quest from the Union In addition, Respondent will be required to make the employees in both units whole for any losses they may have suffered by reason of the unilateral implementation of the MSAP Also, Respondent will be required to make the production unit employees whole for any losses they may have suffered by reason of any changes effect ed in their terms and conditions of employment after Re spondent withdrew recognition from the Union as to them Loss of pay due to separation from employment is to be computed in the manner prescribed in F W Wool worth Go, 90 NLRB 289 (1950) All sums due under this order other than any sums due to employee benefit funds are to be paid with interest as computed in New Horizons for the Retarded 283 NLRB 1173 (1987) Furthermore, Respondent will be required to rescind its unlawful rules or policies with respect to union solici tation and distribution of union literature Also Respond ent will be required to remove from Robinson s files any reference to his unlawful warning letter and notify him in writing that this has been done and that evidence of such unlawful warning will not be used as a basis for future personnel action against him Finally, Respondent will be required to post appropriate notices In the absence of a showing of need in this particular case the General Counsel s request for a visitatonal clause is denied Cherokee Marine Terminal 287 NLRB 1080 (1988) On these findings of fact and conclusions of law and on the entire record I issue the following recommend ed42 ORDER The Respondent Pioneer Press Wilmette Illinois, its officers agents successors and assigns shall 1 Cease and desist from (a) Establishing maintaining or enforcing a rule or policy which forbids employees to engage in solicitation of other employees on behalf of the Chicago Newspaper 42 If no exceptions are filed as provided by Sec 102 46 of the Board s Rules and Regulations the findings conclusions and recommended Order shall as provided in Sec 102 48 of the Rules be adopted by the Board and all objections to them shall be deemed waived for all pur poses Guild Local 71 affiliated with the Newspaper Guild AFL-CIO CLC or any other labor organization at times when neither the employee doing the soliciting nor the employee being solicited is supposed to be actively working (b) Establishing, maintaining or enforcing a rule or policy which forbids employees to distnbute literature to other employees on behalf of the Guild, or any other labor organization under circumstances where the em ployees would have been permitted to distnbute litera ture regarding other subjects unrelated to work (c) Refusing to permit employees to use Respondent s bulletin boards and other posting areas to post notices with respect to activity on behalf of the Guild or any other labor organization, while permitting employees to use such posting facilities for other purposes unrelated to work (d) Discouraging membership in the Guild or any other labor organization by issuing warning letters or other discnmmation in regard to hire or tenure of em ployment or any other term or condition of employment (e) Withdrawing recognition from, and refusing to rec ogmze the Guild as the representative under Section 9(a) of the Act of the following unit, hereinafter called the production unit All employees in Composing Offset Plate Press, Bindery and Utility including Assistant Foreman, but excluding office and clerical employees and su pervisory employees at Respondent s plant in Wil mette Illinois (t) Changing the health insurance plan or imposing re stnctions on bulletin board use without affording the Guild an opportunity to bargain about the matter as the exclusive representative of the production unit and of the following bargaining unit All full time and regular part time editorial employ ees employed by Respondent but excluding manag ing editors group sports editors group leisure arts/entertainment editors group copy desk manag ers group photo chiefs promotion department em ployees stringers production employees display advertising employees, classified ad employees cir culation employees data processing employees ac counting employees personnel employees confiden tial employees managerial employees guards and supervisors as defined in the Act and all other em ployees (g) Changing wages extending coverage under a long term disability plan or implementing a voluntary term nation plan with respect to the employees in the produc tion unit without affording the Guild notice and an op portunity to bargain as the exclusive representative of that unit (h) In any like or related manner interfering with re straining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act 2 Take the following affirmative action necessary to effectuate the policies of the Act PIONEER PRESS 995 (a) Rescind its rule or policy which forbids employees to engage in soliciting of other employees on- behalf of the Guild at times when neither the employee doing the soliciting nor the employee being solicited is supposed to be actively working (b) Rescind its rule or policy which forbids employees to distribute literature on behalf of the Guild under cir- cumstances where the employee would have been per- mitted to distribute literature regarding other subjects unrelated to work (c) Expunge from its files any reference to the warning letter to James Robinson dated March 4, 1988, and notify him in writing that this has been done and that this warning will not be used as a basis for future personnel action against him (d) On request by the Guild, bargain with the Guild as the exclusive representative of the production unit, and, if an understanding is reached, embody the understand- ing in a signed agreement (e) On request by the Guild, rescind as to either or both units the Medical Services Advisory Program, and restore as to either or both units the practice which exist- ed before February 1988 as to the posting of notices re- garding Guild activity in the production unit (f) On request by the Guild, rescind as to the produc- tion unit the late February or early March 1988 wage in- crease, the long-term disability plan, and the voluntary termination plan, but nothing in this Order is to be con- strued as requinng Respondent to cancel as to either unit any wage increase or other improvement in benefits without a request from the Guild (g) Make the employees in both units whole for any losses which they may have suffered by reason of Re- spondent's unilateral implementation of the Medical Services Advisory Program, in the manner described in the remedy section of this decision (h) Make the employees in the production unit whole for any losses they may have suffered by reason of any changes effected in their terms and conditions of employ- ment after Respondent withdrew recognition from the Guild as to them, in the manner described in the remedy section of this decision (i) Preserve and, on request, make available to the Board or its agents, for examination and copying, all payroll records, social security records, timecards, time- sheets, personnel records and reports, and all other records necessary or useful for analyzing and computing the amounts due under the terms of this Order (I) Post at all of its facilities where members of either unit are employed copies of the attached notice marked "Appendix "43 Copies of said notice, on forms provided by the Regional Director for Region 13, after being signed by Respondent's authonzed representatives, shall be posted by it immediately upon receipt and maintained for 60 consecutive days in conspicuous places, including all places where notices to employees are customarily posted Reasonable steps shall be taken by Respondent to 4 3 If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading "Posted by Order of the Nation- al Labor Relations Board' shall read 'Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board" ensure that said notices are not altered, defaced, or cov- ered by any other material (k) Notify the Regional Director in writing within 20 days from the date of this Order what steps Respondent has taken to comply APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government The National Labor Relations Board has found that we violated the National Labor Relations Act and has or- dered us to post and abide by this notice WE WILL NOT establish, maintain or enforce a rule or policy which forbids you to engage in solicitation on behalf of the Chicago Newspaper Guild Local 71, affili- ated with the Newspaper Guild, AFL-CIO, CLC, or any other union, at times when neither the employee doing the soliciting nor the employee being solicited is supposed to be actively working WE WILL NOT establish, maintain, or enforce a rule or policy which forbids you to distribute union literature to other employees on behalf of the Guild, or any other union, under circumstances where you would have been permitted to distribute literature regarding other subjects unrelated to work WE WILL NOT refuse to permit you to use our bulletin boards and other posting areas to post notices with re- spect to activity on behalf of the Guild or any other union, while permitting you to use such posting facilities for other purposes unrelated to work WE WILL NOT discourage membership in the Guild, or any other union, by issuing warning letters or otherwise discnmmating in regard to hire or tenure of employment or any term or condition of employment WE WILL NOT withdraw recognition from, or refuse to bargain with, the Guild as the exclusive representative of the following unit, which in this notice is referred to as the production unit All employees in Composing, Offset Plate, Press, Bindery and Utility, including Assistant Foreman, but excluding office and clerical employees and su- pervisory employees at our plant in Wilmette, Illi- nois WE WILL NOT change our health insurance plan, or impose restrictions on bulletin board use, without offer- ing the Guild an opportunity to bargain about the matter as the exclusive representative of the production unit and of the following bargaining unit All full time and regular part time editorial employ- ees employed by us, but excluding managing edi- tors, group sports editors, group leisure arts!- entertainment editors, group copy desk managers, group photo chiefs, promotion department employ- ees, stringers, production employees, display adver- tising employees, classified ad employees, circula- 996 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD tion employees, data processing employees, ac- counting employees, personnel employees, confiden- tial employees, managerial employees, guards and supervisors as defined in the Act and all other em- ployees WE WILL NOT change wages, extend coverage under a long-term disability plan, or implement a voluntary ter- mination plan, with respect to the employees in the pro- duction unit, without giving the Guild notice and an op- portunity to bargain as the exclusive representative of that unit WE WILL NOT in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights guaranteed you by the Act WE WILL rescind our rule or policy which forbids you to engage in solicitation of other employees on behalf of the Guild at times when neither the employee doing the soliciting nor the employee being solicited is supposed to be actively working WE WILL expunge from our files any reference to the warning letter to James Robinson dated March 4, 1988, and notify him in writing that this has been done and that this warning will not be used as a basis for future personnel action against him WE WILL, on request by the Guild, bargain with it as the exclusive representative of the production unit and, if an understanding is reached, embody the understanding in a signed agreement WE wiLL, on request by the Guild, rescind as to either or both units the Medical Services Advisory Program, and restore as to either or both units the practice which existed before February 1988 as to the posting of notices regarding Guild activity in the production unit WE WILL, on request by the Guild, rescind as to the production unit the late February or early March 1988 retroactive wage increase, the long-term disability plan, and the voluntary termination plan However, nothing in the Board's order is to be construed as requiring us to cancel as to either unit any wage increase or other im- provement in benefits without a request from the Guild WE WILL make the employees in both units whole, with interest, for any losses they have suffered by reason of our unilateral implementation of the Medical Services Advisory Program WE WILL make the employees in the production unit whole, with interest, for any losses they may have suf- fered for any changes effected in their terms and condi- tions of employment after we withdrew recognition of the Guild as to them PIONEER PRESS Copy with citationCopy as parenthetical citation