Pepsi-Cola-Dr. Pepper Bottling Co.Download PDFNational Labor Relations Board - Board DecisionsAug 22, 1975219 N.L.R.B. 1200 (N.L.R.B. 1975) Copy Citation 1200 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Strange and Lindsey Beverages , Inc., and Dr. Pepper Bottling Co., Inc., Joint Employers d/b/a Pepsi- Cola-Dr. Pepper Bottling Co. and Teamsters, Chauffeurs, Warehousemen and Helpers, Local Union No. 991 , a/w International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America . Case 15-CA-5454 August 22, 1975 DECISION AND ORDER By MEMBERS FANNING, JENKINS, AND PENELLO On April 16, 1975, Administrative Law Judge James M. Fitzpatrick issued the attached Decision in this proceeding. Thereafter, Respondent filed excep- tions and a supporting brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and brief and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge, except as modified herein, and to adopt his recommended Order. 1. The Administrative Law Judge found that on June 6, 1974,' the Union indicated a change in its bargaining position which was sufficient to break the existing impasse in the parties' contract negotiations. Accordingly, he concluded that Respondent's subse- quent refusal to meet and bargain with the Union constituted a violation of Section 8(a)(5) and (1) of the Act. We disagree .2 The facts are fully set forth in the attached Deci- sion. The Administrative Law Judge found that as of January 17 an impasse existed in the collective-bar- gaining negotiations between Respondent and the Union. In May and June, Herbert Belt, the Union's business agent and chief negotiator, and Willis Dar- by, attorney for Respondent, also participated in contract negotiations between the Union and anoth- er of Darby's clients , Gulf Plating Company. On June 6, Belt and Darby reached agreement on the Gulf Plating contract. At the end of that meeting, Belt made certain statements to Darby which the Ad- ministrative Law Judge summarized as follows: Belt told Darby they had been able in those ne- 1 All dates herein are in 1974 unless otherwise indicated. 1 However , we agree with the Administrative Law Judge in finding no merit in Respondent's contention that its willingness to meet at the call of the Federal mediator is a defense to the alleged unlawful refusal to bargain. See F A. Reynolds Co, Inc., 173 NLRB 418, 423-424 (1%8). gotiations to reach agreement with neither party getting all it wanted. He noted that the contract proposals made on behalf of Gulf Plating were basically the same as those made on behalf of Respondents. Belt wanted to adjust the language to meet the needs on an agreement between the Union and Respondents. Early in the hearing, after Belt had testified to this conversation with Darby, the General Counsel sought to introduce into evidence the Gulf Plating agreement . The Administrative Law Judge sustained Respondent's relevancy objection, but stated on the record that the General Counsel could resubmit the contract at a later point if he thought it was "neces- sary or helpful for [his] case." This the General Counsel failed to do.3 Nevertheless, the Administrative Law Judge con- cluded that Belt "adopted by reference the terms agreed upon with Gulf Plating" and "thus made a counteroffer of sorts." Relying on Webb Furniture Corporation 4 and Sharon Hats,' the Administrative Law Judge held that, although the Gulf Plating agreement was not received in evidence, Belt's pro- posal constituted a sufficient change in the Union's prior bargaining position to break the impasse and require Respondent to resume negotiations. The Administrative Law Judge's reliance on Webb Furniture Corporation and Sharon Hats as authority for finding an 8(a)(5) violation herein is clearly mis- placed. Those cases establish that a substantial change in the bargaining position of one party is nec- essary to break an existing impasse. Thus, the Ad- ministrative Law Judge's conclusion that " [i]t is un- necessary to find precisely what the [Union's] offer included" is erroneous . Inasmuch as the Gulf Plating agreement was not received in evidence , it is impossi- ble to determine whether Belt's reference to the terms of that contract constituted any change , much less a substantial change, from the Union's prior position in negotiations with Respondent. Under these circumstances , we can only conclude, contrary to the Administrative Law Judge, that Belt's statements to Darby on June 6 did not relieve the existing impasse . Accordingly, Respondent's subse- quent refusal to meet and bargain with the Union did not constitute a violation of Section 8(a)(5) and (1) of the Act. 2. However, we agree with the Administrative Law Judge's conclusion that Respondent failed to es- tablish by a showing of objective facts that it had a 7 The General Counsel has not excepted to the Administrative Law Judge 's ruling excluding the Gulf Plating contract. 152 NLRB 1526, 1529 (1965), enfd 366 F.2d 314 (C.A. 4, 1%6). Sharon Hats, Incorporated, 127 NLRB 947 , 956 (1960), enfd . 289 F.2d 628 (C.A. 5, 1961). 219 NLRB No. 190 PEPSI-COLA-DR. PEPPER BOTTLING CO. 1201 reasonable doubt as to the Union' s continuing ma- jority status on August 5 when it withdrew recogni- tion. Respondent relies on the following factors to sup- port its claim: high employee turnover, lack of sup- port for the strike, and employee statements to man- agement expressing dissatisfaction with the Union. In regard to the first of these factors, high employee turnover, the Board has consistently held that "new employees will be presumed to support a union in the same ratio as those they may replace." 6 In regard to the fact that a substantial number of employees crossed the picket line and returned to work during the strike, the Board does not presume that such ac- tion demonstrates a rejection of the Union as the employees' bargaining representative.' Finally, con- cerning the expressions of employee sentiment, Respondent's evidence indicated that some of these employees only asked why they had to pay money to the Union to keep the jobs they already had and others merely stated that they did not want to get involved. Such expressions do not indicate that these employees no longer wanted to be represented by the Union.8 Furthermore, even assuming that the state- ments constitute expressions of employee dissatisfac- tion with the Union as their collective-bargaining representative, according to Respondent's evidence, less than one-third of the employees in the bargain- ing unit made such statements.9 Upon consideration of all the factors on which Re- spondent relies , we find that they are insufficient to demonstrate that Respondent had reasonable grounds for believing that the Union no longer com- manded majority employee support at the time of its withdrawal of recognition.10 Accordingly, we con- clude, in agreement with the Administrative Law Judge, that Respondent's admitted withdrawal of recognition on August 5 was violative of Section 8(a)(5) and (1) of the Act and we shall adopt his recommended Order. 3. We agree with the Administrative Law Judge's conclusion that Respondent's unlawful withdrawal of recognition in August prolonged the strike of its employees. Accordingly, we find that the strike was converted from an economic to an unfair labor prac- tice strike on August 5, 1974.11 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that Respondent, Strange and Lindsey Bever- ages, Inc., and Dr. Pepper Bottling Co., Inc., Joint Employers d/b/a Pepsi-Cola-Dr. Pepper Bottling Co., Mobile, Alabama, its officers, agents, succes- sors, and assigns, shall take the action set forth in the said recommended Order. MEMBER FANNING, dissenting in part: In agreement with my colleagues, I would adopt the Administrative Law Judge's finding that the Re- spondent failed to establish by objective facts that it had a reasonable doubt of continued majority status when it withdrew recognition from the Union on Au- gust 5, 1974, and also would not characterize this record as revealing "widespread dissatisfaction with the Union" among the employees. However, contrary to their view, I would adopt the 8(a)(5) finding made by the Administrative Law Judge concerning the Respondent's refusal, begin- ning June 6, 1974, to meet and bargain in good faith, thus converting-at that time rather than August 5- the strike into an unfair labor practice strike. On June 6, Union Representative Belt clearly indicated to Respondent Attorney Darby a change in bargain- ing position with respect to this certified unit. Though made in the course of negotiations concern- ing another area employer, Belt specifically said that the terms of the contract which had just been final- ized would be agreeable to the Union in this case as well. Belt had on five occasions during May demand- ed resumed bargaining and was put off by Darby. On June 6, with the certification year about to expire on July 2, Belt renewed this request and in addition in- dicated this significant and specific change in its bar- gaining position. As usual Darby was verbally coop- erative but did nothing about it. In these circumstances I would find that the Union broke the impasse which lead to the strike and that the Respon- dent by failing to respond violated 8(a)(5) by its re- fusal to meet and confer at reasonable times on and after June 6, 1974. 6 King Radio Corporation, 208 NLRB 578 (1974), enfd . 510 F 2d 1154 (CA. 10, 1975). 7 Id B Cf Kentucky News, Incorporated, 165 NLRB 777, 778-779 (1967) 9 For this reason , we do not agree with the Administrative Law Judge's characterization of the record as revealing that "widespread dissatisfaction with the Union existed among the employees" 10 Contrary to the Administrative Law Judge, we do not believe that Respondent's subsequent re-recognition of the Union is an event which should be considered in making this finding , "since facts ... ascertained after the refusal to bargain are not controlling , or even guiding , in determin- ing whether the Employer had a reasonable basis for doubt at the time it refused to bargain." Orion Corporation, 210 NLRB 633 (1974), enfd. 515 F 2d 81 (C.A. 7, 1975). We also disclaim reliance on the Administrative Law Judge' s comment in sec. III, B , 9, par. 2, that he "do[es] not take seriously" Respondent's con- tention that the complaint 's assertion of a continuing obligation to meet with the Union caused it to re-recognize the Union on December 3 ,, Cantor Bros., Inc, 203 NLRB 774, 779-780 (1973), enfd . 86 LRRM 2572, 75 LC ¶ 10,568 (C A 9, 1974) 1202 DECISIONS OF NATIONAL LABOR RELATIONS BOARD DECISION STATEMENT OF THE CASE JAMES M. FITZPATRICK, Administrative Law Judge: This case arose from unfair labor practice charges filed Septem- ber 25, 1974,1 by Teamsters, Chauffeurs, Warehousemen and Helpers, Local Union No. 991, affiliated with Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehouse- men & Helpers of America (the Union), against Strange and Lindsey Beverages, Inc., and Dr. Pepper Bottling Co., Joint Employers doing business as Pepsi-Cola-Dr. Pepper Bottling Co. (the Respondents). Based on these charges the Regional Director for the National Labor Relations Board's Region 15 issued a complaint on November 13 alleging that Respondents had engaged in unfair labor practices proscribed by Section 8(a)(5) and (1) of the Na- tional Labor Relations Act, as amended (herein the Act). The central allegation of the complaint is that Respondents did not bargain in good faith with the Union in that they engaged in dilatory tactics, and refused to meet at reason- able times and confer in good faith. The complaint further alleges that a strike of employees begun earlier was pro- longed by the unfair labor practices and thus became an unfair labor practice strike. Respondents filed an answer to the complaint admitting various allegations, including jur- isdiction, but denying (a) that since June 22, 1973, the Union has been the exclusive representative of the employ- ees, (b) that Respondents bargained in bad faith, and (c) that their conduct prolonged the strike. As set out below, I find that Respondents did not bargain as required by law and that their conduct prolonged the strike. The case was tried before me at Mobile, Alabama, on December 19 and 20, 1974, and January 6, 1975. Based on the entire record, including my observation of the witnesses and consideration of the briefs of the General Counsel and Respondents, I make the following: FINDINGS OF FACT 1. THE EMPLOYERS INVOLVED Strange and Lindsey Beverages , Inc., and Dr. Pepper Bottling Co., Inc., both Alabama corporations, are bottlers and distributors of soft drinks and related products in Mo- bile, Alabama. They operate jointly from common prem- ises. In the conduct of their business they annually purchase and receive goods and materials valued in excess of $50,000 directly from points outside Alabama. They are joint employers engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II. THE LABOR ORGANIZATION INVOLVED AND ITS CERTIFICATION The Union is a labor organization within the meaning of Section 2(5) of the Act. On June 22, 1973, the Board con- ducted an election (Case 15-RC-5151) among the produc- 1 All dates herein are in 1974 unless otherwise indicated. tion and maintenance employees of Respondents in which a majority of the employees in an appropriate unit selected the Union as their collective-bargaining representative. On July 2, 1973, the Board's Regional Director for Region 15 certified the Union as the exclusive collective-bargaining representative of employees in that unit consisting of all production, maintenance, sales, and delivery employees, including the merchandiser, special events salesmen, pre- mix-post-mix salesmen, vendor mechanic, driver-salesmen, and helpers; excluding office clerical employees, guards, and supervisors as defined in the Act. Respondents admit, and I find, that this unit is appropriate for purposes of collective bargaining within the meaning of the Act. Whether after March 25 the Union has continued to be the lawful exclusive bargaining representative of the employees is an issue in dispute. III. THE ALLEGED UNFAIR LABOR PRACTICES A. The Early Negotiations 1. The initial meetings between the Union and Respondents Following the certification on July 2, 1973, representa- tives of the Union and Respondents met and engaged in collective bargaining on a number of occasions. The Union's chief negotiator was its business agent, Herbert Belt, sometimes accompanied by Mort Sherman, the union business manager, and at other times by other union repre- sentatives. Respondents were represented by Attorney Wil- lis Darby (in whose office the early meetings were held) and by Crawford Lindsey, president of Strange and Lind- sey Beverages, Inc., vice president of Dr. Pepper Bottling Co., and general manager of their joint operations. Before any meetings were held the Union delivered to Respondents a proposed agreement, the only written pro- posals the Union has made to Respondents. Thereafter at the second and third negotiating sessions Respondents pre- sented written counterproposals for parts of an agreement. The discussions continued using both the Union's initial proposal and Respondents' partial counterproposals. At the end of the third session Belt asked Darby to put togeth- er a complete package of proposals containing the essential terms which the Union had to have. He did not specify those essentials. Darby agreed. In accordance with his promise he delivered to Belt on August 27, 1973, a com- plete draft of a proposed agreement. Although Belt found the terms of this package counterproposal unsatisfactory, the document thereafter formed the basis for discussions between the parties. During the earlier meetings agreement had been reached on some terms but progress had been slow. Toward the end of August Belt asked the Federal Mediation and Concilia- tion Service for assistance. 2. Meetings with the Federal Mediator prior to the strike Around August 28 Federal Mediator Leland Dean en- tered the negotiations. He conducted a series of joint meet- ings with the parties in the Mobile offices of the Federal PEPSI-COLA-DR. PEPPER BOTTLING CO. 1203 Mediation and Conciliation Service during which further agreement was reached on a number of terms . However, on other items no agreement was reached . At one of these sessions Respondents proposed a 10-cent-per -hour raise ef- fective September 13 for all employees except salesmen. Belt refused to agree . At a joint session on October 3, 1973, Dean indicated an impasse existed between the parties. On October 4 he met separately with each. Thereafter he called them together for a joint meeting on October 31 to explore whether either had moved from their earlier fixed posi- tions. They had not. Dean adjourned the meeting without scheduling further meetings . It is clear that at that point an impasse existed. 3. The strike With matters in that state, the Union on November 5, 1973, called a strike. The strike continued thereafter and so far as this record shows may still be going on. It was still in effect on June 30, 1974. There is no contention now that at its inception the strike was in protest of employer unfair labor practices. Whether the strike was prolonged by unfair labor practices is a question dealt with later herein. On November 12, 1973, shortly after the strike began, the Union filed 8(a)(1), (3), and (5) unfair labor practice charges against Respondents with the Board (Case 15- CA-5070). These were amended on November 30, 1973, but the same sections of the Act were involved in the amended charges . After an investigation which included taking the affidavits of both Belt and Lindsey , the charges were withdrawn . On December 26, 1973 , the Regional Di- rector approved the withdrawal. B. The Alleged Dilatory Tactics of Respondents 1. The issues As already noted the complaint alleges , and the answer denies, that commencing on or before March 25 Respon- dents bargained in bad faith with the Union by engaging in dilatory tactics and refusing to meet and confer at reason- able times . Respondents admit that on August 5 they with- drew recognition of the Union and thereafter refused to bargain . Respondents contend that reasonable doubt as to the continued majority status of the Union justified the withdrawal of recognition and refusal to bargain. 2. Negotiations in early 1974 in Dean 's office On January 17, 1974, after the matter had been closed on the records of the Federal Mediation and Conciliation Service, Commissioner Dean called the parties together for a further meeting in an effort to see if there was further need for mediation assistance . His call was precipitated by a letter of January 10 from Lindsey to Belt noting that Respondents' competitor Coca-Cola had increased its prices at the end of 1973, that Respondents had followed with a price increase on January 7 and in accordance with past practice intended to give their salesmen a raise of 1 cent per case sold effective January 10. Lindsey's letter indicated willingness to meet with Belt regarding the pro- posed increase at a mutually convenient time prior to the close of business January 17. On January 14 Belt sent a reply to Lindsey indicating he would be happy to meet with him and thanking him " . . . for including me in your meeting on this proposal." Belt testified that as a result of this correspondence they met on January 17 at Dean's of- fice. Present at the January 17 meeting in addition to Dean were Darby and Lindsey for Respondents and Belt and Tony Lepoma, another business agent of the Union, on behalf of the Union. At the start of the meeting Lindsey proposed the increase as indicated in the company letter of January 10. Belt responded that the Union had no objec- tion. It is undisputed that the parties agreed on that propo- sition. Belt testified, and I find, that they also discussed other articles of the Company's counterproposals and agreed on four or five of them. • Lepoma testified that Belt left the meeting to make a phone call about 15 to 20 minutes be- fore its end and was absent about 10 to 15 minutes. During this time the parties reviewed various articles for possible agreement but had made no progress by the time Belt re- turned. He did not testify about any agreements beyond the wage increase. Lindsey in testifying also said nothing about any discussions on anything other than the proposed raise. But he did not deny there were such discussions and in fact testified that Belt stated that , if Respondents were not willing to move on their items, they were all wasting Dean's time . It was at that point , apparently, that Belt got up to make his phone call. Lindsey testified that Lepoma accused him of being too bullheaded. But Lindsey said that the Union made neither proposals nor concessions. Based on a synthesis of the testimony of these witnesses I find that, in addition to agreeing to the raise for the sales- men, discussion was had on various other items in the Company's counterproposals and that insofar as any dis- cussion related to these other items the position of the par- ties remained unmoved and neither indicated to the other any willingness to make a concession. Belt testified that January 17 was the first time he had been able to get Respondents back in a bargaining session. But there is no evidence of any union efforts to resume negotiations between the last prior meeting with the media- tor on October 31, 1973, and the January 17 session which resulted, not from any affirmative move by the Union, but from company efforts to legally effect a wage increase. The continuing strike, which started after the parties reached an impasse, certainly was a changed circumstance suggesting the possibility that an impasse may no longer have existed. They did meet and discuss the proposed raise and other items. They agreed on the raise but on nothing else. The evidence shows that except for the proposed raise the relative positions of the parties remained fixed. Neither made any concessions.'Respondents held to their outstand- ing counterproposals . The Union made no proposals of its own. On this evidence I find that following the effort on January 17 an impasse existed between the parties insofar as contract negotiations were concerned. No further meet- ings were scheduled at that, time. There is conflict in the record as to whether a further meeting in Commissioner Dean's office was held about 1204 DECISIONS OF NATIONAL LABOR RELATIONS BOARD March 1. Lindsey denied such a meeting occurred and in fact denied any contact between Belt and himself between the January 17 meeting and their later exchange of letters in December. Lepoma corroborates Lindsey in that he tes- tified that the January 17 meeting was the last he attended and he assumed there were no further meetings because Belt would have called him if there were. I credit the ver- sion of Lindsey as corroborated by Lepoma and find that no meeting between the parties occurred in March 1974. I do not credit the testimony of Belt to the effect that such a bargaining session occurred because of the contradictory testimony , because he admittedly was unsure of dates, and because in a pretrial affidavit given to a Board investigator on October 3, 1974, at which point he likely would have had a better memory than at the time of the later hearing, he referred only to the January 17 meeting. On cross-examination Belt agreed that after he asked Dean to intervene in 1973, Dean scheduled all of the other meetings that were held between the parties . Belt was also asked on cross-examination if anything was agreed to after the Union went on strike . He testified that he thought so, that something was agreed to in January 1974, but he was unable to point to what it was; he knew something was agreed to but he did not know what. He also agreed that since the strike the Union has had no written proposals; that the Union has been trying to reach agreement based on the company proposals. Belt also agreed that at the time of the last meeting be- tween the parties no agreement was reached nor movement made from their preexisting positions . On earlier occasions agreement had been reached on some particular items but he was unable to indicate what they were because he had lost his notes . Topics on which no agreement had ever been reached included the practice of the Company holding back 10 percent of the salesmen's earnings for extended periods , the right of unrestricted access to the plants by union representatives to investigate and process grievances, and employer liability for injury to union agents while on company property. Other items on which the differences between the parties had been narrowed but not eliminated included the grievance procedure , and the definition of various grounds for discipline or discharge such as disobe- dience, disorderly conduct , neglect of duty , failure to re- port for duty, and the like. 3. The Neese Lumber meeting In the Mobile area the Union represents employees of various employers . In his capacity as a union representa- tive Belt deals with a number of these employers. On the management side a somewhat similar situation exists. Re- spondents' attorney Darby also represents other employ- ers. On or about April 4 the paths of Belt and Darby again crossed at Dean's office in connection with the labor rela- tions of another concern , Neese Lumber Company. Ac- cording to the uncontradicted testimony of Belt he turned to Darby during a break in this meeting and proposed that they get together and clean up the Pepsi-Cola (Respon- dents) situation . Darby indicated he would like to clean it up because he did not get paid for these things until he concluded them . He said something to the effect that he would get back with Belt as soon as he could . In fact he never did get back with him. The question thus arises whether this brief encounter broke the impasse between the parties . I find that nothing occurred at the Neese meeting to indicate a change in cir- cumstances so that one could say that the impasse did not continue . Neither representative indicated any change in position in the demands of their principle . Neither indi- cated a willingness to make any concession . Belt, who made the move, was indicating a willingness to meet to resolve the dispute and in response to this Darby indicated a like willingness . But absent some indication of a change in circumstances signaling that a resumption of meetings would be more than a futile replay of earlier scenarios, neither party had an obligation to meet . N.L.R.B. v. Cam- bria Clay Products Company, 215 F.2d 48 , 54-55 (C.A. 6); N.L.R.B. v. United States Cold Storage Corporation, 203 F.2d 924 (C.A. 5). All Belt had to do was give some indica- tion the Union had altered its bargaining stance . Any con- cession on a pertinent matter or a counteroffer to the em- ployers ' outstanding proposals would have served. But he did nothing to suggest a change . He did not even suggest a time and place for further meetings. 4. The Gulf Plating negotiations What happened in April at the Neese Lumber meeting was repeated in May and June with respect to another company. In those months Belt and Darby were involved in negotiating an agreement between the Union and anoth- er of Darby's clients, Gulf Plating Company. The bargain- ing took place in Darby's office on five occasions in May (May 3, 9, 13, 14, and 21) and on June 6. After each of these meetings Belt asked Darby to resume negotiations on behalf of Respondents . Each time Darby assured Belt that he was going to get together with his client and attempt to set up a negotiating meeting. But there was always some reason why he could not do it im- mediately. Once he said he was tied up in court. Another time he said Lindsey was out of town. On June 6 they reached agreement on a contract be- tween the Union and Gulf Plating Company. At the end of that session Belt told Darby they had been able in those negotiations to reach agreement with neither party getting all it wanted. He noted that the contract proposals made on behalf of Gulf Plating were basically the same as those made on behalf of Respondents. Belt wanted to adjust the language to meet the needs on an agreement between the Union and Respondents. Darby indicated that he would recommend to Respondents that they get together and clean things up but that he could not promise Belt anything because his client did not always follow his recommenda- tion . He said he would get back to Belt, but he never did. The above findings are based on the uncontradicted tes- timony of Belt as corroborated by that of Wesley Charles Young, a Gulf Plating employee who was in those negotia- tions with Belt. It is apparent, of course, that the Gulf Plating sessions did not directly involve Respondents. None of Respon- dents' officials were present. Commissioner Dean who PEPSI-COLA-DR. PEPPER BOTTLING CO. 1205 since the prior August had been in all meetings involving Respondents was not present . A different industry was in- volved. And while Belt was indicating to Darby that ad- justments in language could lead to an agreement similar to what had occurred in the Gulf Plating negotiations, there is no evidence of a union proposal designed for Re- spondents. Like the Gulf Plating negotiations , the prior negotiations involving Respondents had been based on written propos- als drafted by Darby. It is clear that what Belt wanted was an amicable adjustment of that language to suit the Union's needs . That is apparently what had occurred in the Gulf Plating negotiations . But of course Respondents had no obligation to agree to the same adjustments as Gulf Plating . Nor did Darby as a professional representative have any obligations to act in the same manner on behalf of one client as he had on behalf of another. Nevertheless, Belt's suggestions in May and June vis-a- vis Respondents contemplated that the two parties would meet again and generally discuss the Company's outstand- ing proposals with the idea that agreement might result from their discussions. On June 6, as testified to by Young, Belt adopted by reference the terms agreed upon with Gulf Plating by telling Darby he would accept that language for an agreement with Respondents . Belt's testimony is consis- tent with Young 's account. Belt thus made a counteroffer of sorts . It is unnecessary to find precisely what the offer included or that the terms could have been a viable con- tract for Respondents . I disagree with Respondents' argu- ment that because the Gulf Plating agreement was not re- ceived in evidence it is impossible to construe Belt's proposal as a sufficient movement in the union position to require a return to the bargaining table. This was a new circumstance in the relationship between the Union and Respondents . It indicated as of that time some change from the Union 's prior bargaining position . It thus carried the possibility that further negotiations could be produc- tive . Respondents could no longer assume that a resump- tion of bargaining would be a futile exercise . Accordingly, their failure to respond to the Union's request for meetings was a refusal to meet and bargain in good faith and was an unfair labor practice within the meaning of Section 8(a)(5) and (1) of the Act. Webb Furniture Corporation, 152 NLRB 1529 (1965); N.L.R.B. v. Sharon Hats, Inc., 289 F.2d 628 (C.A. 5, 1961). This refusal continued until December 3. On June 6 the strike was still in effect . By failing to meet with the Union and avail themselves of the opportunity to resolve the continuing dispute , Respondents prolonged that strike. There is no question but that Darby put Belt off during May and June . It makes no real difference whether he was just too busy to attend to the matter or whether he acted deliberately . The whole course of events indicates that in the circumstances Respondents were unwilling to meet during that period . Respondents' defense is that they were not obligated to meet because of a continuing impasse and the absence of any union proposals or indication of a change in bargaining position from either side. But as found above , that defense lacks merit. Respondents also rely on the fact that they attended all meetings called by Dean. They contend that, "after the federal mediator has taken jurisdiction, it would subvert the statutory purpose of employing the Federal Mediation and Conciliation Service for the parties-or one of the parties-to seek to arrange meetings other than those set by the mediator or to seek to arrange meetings at which the mediator would not be present." Respondents' point seems to be that there could be no obligation to meet except on call of the mediator. I disagree. Nothing in the statutes authorizing that service or in the statutes administered by the Board suggest that the "jurisdiction" of a mediator in a dispute is exclusive or preempts direct contact between negotiators. 5. The Construction Trades meeting The paths of Belt and Darby crossed again on June 30 at a meeting of the Mobile Building Trades Council and the Mobile Chapter of Associated General Contractors of America which had been called to deal with a construction industry strike threatened for the following day. Belt was present because his union is affiliated with the Mobile Building Trades Council. After the meeting broke up Belt observed Darby talking to Tom Olinger, chapter president of the Associated Gen- eral Contractors. What then occurred is best described in Belt's own words, as follows, . - .. I approached him and Mr. Darby said to Mr. Olinger, he said Mr. Olinger this is Herbert Belt. I know what Herbert Belt wants . He wants me to settle another strike for him. He said Herbert I'll settled the damn thing for you but first I've got to take care of this one because this one is costing my client money. This incident has no significance to indicate any change in the Union 's position . It does not even establish an effort by the Union to meet with Respondents at that time. All Belt did was walk up to Darby. He did not propose any- thing. The significance of the incident is Darby's reaction to Belt's mere presence . His reaction reveals a continuing attitude that it was still not possible for him to do anything at that time to resolve the dispute between the Union and Respondents . Respondents' position remained unchanged. But Darby held out a carrot in the form of a promise that he would do something to settle the strike of Respondents' employees. According to Belt, He said to me that he was going to get with me, he didn't think this one would last long and when he said this one he was talking about the construction strike. He didn't think that would last long but that he would get with me as soon as he could finish with that one. Thereafter Darby did not contact him. The record does not reveal why and in any case it is immaterial. Respon- dents were already failing to bargain as required by the Act. This chance encounter of Darby and Belt added noth- ing to that. 6. Union phone calls to arrange meetings - Margy Broschart, a secretary in the union office , testi- fied that between the latter part of May and the first part 1206 DECISIONS OF NATIONAL LABOR RELATIONS BOARD of September she telephoned Darby at Belt's request be- tween a half dozen and a dozen times for the purpose of arranging a meeting between the Union and Respondents. According to her she reached Darby on about half of these calls . On the occasions that she talked with him she did not succeed in arranging a meeting . He gave her various re- sponses . On some occasions he said he would have to check his schedule and would get back to her, which he never did. On other calls he told her he could not meet on the date she suggested or that he could not meet at all during the week suggested . She reported her lack of success to Belt. Broschart testified that on some of her calls she made notes at the time and that on others she did not make notes . Her failure to follow a uniform procedure is satisfac- torily explained by the fact that if she was able to make the call immediately upon Belt's request she made no note of it but if she was busy at the time she made a note to remind her to do it later . Her notes indicate she made calls to Darby on June 6 and 20 and on August 6 and 20. I credit her clear and uncontradicted testimony. Belt also testified that in addition to having his secretary call Darby he also contacted Dean weekly to arrange meet- ings. Broschart also called Dean for assistance . She testi- fied that he indicated to her that he would try to set up a meeting . Although Dean did not testify, Lindsey admitted on cross-examination that between January 17 and Sep- tember he heard that Dean had contacted Darby and asked Darby if he was interested in meeting with the Union. Darby informed Lindsey that he told Dean that Respondents did not have anything to offer but would be willing to meet with the Union. On this evidence I find that Dean pursuant to requests from Belt in fact contacted Dar- by and was told that Respondents' position was unchanged but that they nevertheless were willing to meet . Dean did not in fact set up any meetings during this period. From his failure to set up a meeting I infer that he concluded neither party had changed its prior position. He was in error in this because, as already found, the Union had changed its pos- ture on June 6. 7. Company withdrawal of recognition The complaint alleges , and the answer admits , that be- ginning August 5 Respondents withdrew recognition of the Union as the collective -bargaining representative of the employees . The record does not otherwise indicate the method by which this withdrawal of recognition was put into effect . Based on the pleadings I find that the with- drawal of recognition commenced on August 5. I further find , based on the credited testimony of Belt that in a tele- phone conversation with Darby in early September Darby stated that he would not meet with the Union because it no longer represented a majority of the employees . This was the first indication Belt had of any doubt regarding the majority status of the Union . Apparently Respondents' po- sition is that they had such doubts for some time before communicating them to the Union. In this connection I note that Lindsey testified that between January 17 and the anniversary of the certification (July 2) he was prepared to meet with the Union at any time on call from Commission- er Dean but that no such meetings were called. Respondents offered evidence of substantial turnover of employees in the bargaining unit . Thus of the 52 employees eligible to vote in the election , only 16 were still employed a year after the certification. Respondents also offered evidence that during the strike which began November 5, 1973, and apparently continued throughout the events involved in this case , a substantial number of employees continued working . Thus, of the 13 salesmen in the unit , 1 resigned when the strike began but all of the others continued working. Also, only a portion of the salesmen 's helpers employed in the unit joined the strike . Payroll records reflect that , excluding salesmen, 30 unit employees worked at least 1 of the first 3 days of the strike. Twelve of these were not on the election eligibility list. The evidence also shows that at least four pickets abandoned the strike and returned to work? During the second week of the strike 67 employees in the unit (count- ing nonstrikers and replacements ) worked. Respondents also offered evidence of management knowledge of substantial employee dissatisfaction with the Union. The evidence indicated that one or another man- agement official had heard such sentiments expressed by 20 individuals in the unit .4 These employee sentiments re- portedly varied from expressions of a lack of interest in the Union, such as not wanting to get involved , to expressions of dissatisfaction with the Union , and even to expressions of dislike for the Union . For example , Respondents ' Assis- tant general manager and comptroller, Charles Wittman, testified that in June 1974 employee Martha Smith told him the Company had been good to her, had loaned her money when she needed it, and that she could not go to the Union and get it. She asked him why she had to pay her money to keep her job that she already had. Louis Davis made a similar statement to Wittman and told him he did not want anything to do with this Union. Virtually the entire sales staff expressed dissatisfaction with the Union. Three of the salesmen and two production employees asked Lindsey how to get out of the Union.5 Various em- ployees during the strike indicated concern because of the pickets outside the plant and voiced the wish that they would leave. The employees who went out on strike and later returned to work, according to Lindsey, expressed dis- gust with the Union. Some of these asserted expressions of employee dissatis- faction are suspect in that employees may have expressed what they thought their superiors wanted to hear irrespec- tive of their true feelings in the matter . Another ground for suspicion is the lack of management knowledge of any sen- 2 The evidence indicates that three to four helpers struck while all other helpers worked . But the record does not establish the total number of help- ers employed. J Lindsey testified that Nathan Fair, Lorraine Hodges, Marguite Petta- way, and Leo Smith abandoned the strike and that there were others, the names of whom he could not recall, who did likewise. 4 None of the 20 disenchanted employees testified . But management wit- nesses identified them as Martha Smith , Louis Davis, Gary Nolan, Frank Courquett . James Sanky, Sam Dailey, Roy Sweatmen , Charlie Williams, Allan Nelson , Don Roulhac, Jessie Jackson , Jerry Miller , Emma Miles, Mike Bryant , Jefferson Davis, Buster Fay , Nathan Fair, Lorraine Hodges, Marguite Pettaway , and Leo Smith. 5 The record does not establish that they were ever in it. PEPSI-COLA-DR. PEPPER BOTTLING CO. timent favorable to the Union although the Union won the election in June 1973 by a vote of 27 to 20 and some of the reported antiunion sentiment among the employees was heard around that time. Nevertheless , one cannot look at the record as a whole without concluding that widespread dissatisfaction with the Union existed among the employees . Belt himself indi- cated that in the late summer or autumn of 1973 employees were critical of the results of his bargaining efforts. Al- though it was the Union that called the strike on Novem- ber 5 , 1973, over the long pull there was not sufficient em- ployee support of the strike to halt Respondents' operations or force them to agreement. But in view of the unlawful failure to bargain beginning June 6, the question of majority status is academic. The certification was not yet a year old. The presumption of majority status arising from the certification must continue until the unfair labor practices are remedied . But even if those unfair labor practices had not occurred I would find evidence of lack of majority status insufficient to overcome the rebuttable presumption 6 that a majority of employees continued to support the Union as their representative even after the certification year. The evidence of employer doubts of continued majority status must be weighed with Respondents ' re-recognition of the Union on December 3, as detailed later herein. Although Respondents should not be penalized for that re-recognition , it was an event which must be assessed in evaluating employer good -faith doubt. In all the circumstances I find Respondents did not have sufficient reason to withdraw recognition because of doubt of majority status. 8. Union letters to arrange meetings subsequent to withdrawal of recognition Considering that recognition of the Union was with- drawn on August 5, it is perhaps academic that the Union through Broschart telephoned Darby's office on August 6 and 20 to arrange meetings . The same may be said of a series of four letters in August and September from Belt to Darby requesting meetings for the purpose of bargaining. Thus on August 7 his letter asked for a meeting on August 9; on August 22 his letter asked Darby to set a date; on September 17 his letter asked for a response as soon as possible; and on September 20 he again asked Darby to set a date for a meeting . In each letter he alluded to prior unsuccessful efforts to arrange meetings . None of the let- ters were answered. 9. Efforts to negotiate subsequent to issuance of complaint Having received no response to his letters in August and September , Belt on September 25 filed the unfair labor practice charges giving rise to the present proceeding. These resulted in the issuance on November 13 of the com- plaint. Following issuance of the complaint Respondents re- 6 Celanese Corporation of America, 95 NLRB 664. 1207 versed their field and re-recognized the Union. I do not take seriously the contention , first made in Respondents' posthearing brief , that the complaint's assertions of a con- tinuing obligation to meet with the Union caused them to re-recognize the Union. The re-recognition took the form of a letter on December 3 from Lindsey to Belt, with a copy to Dean, referring to the past involvement of Dean in efforts to resolve the parties' dispute, indicating Respon- dents were prepared to meet with the union representatives " ... for the purpose of negotiating a collective bargaining agreement for the unit found appropriate by the National Labor Relations Board . . . at such time and at such place as Mediator Leland R. Dean or his alternate may sched- ule" and also indicating that, if the Federal Mediation and Conciliation Service declined further involvement, Respon- dents would meet with the Union upon its written request. Lindsey enclosed three copies of the agreement proposed by Respondents, including various revisions which Lindsey and Darby understood had been agreed upon. He request- ed Belt to review the complete proposal and to indicate those sections acceptable to the Union by writing opposite each such section the word "accepted" and the date of acceptance, and by returning one copy so marked to Lind- sey and forwarding another to Dean. As to each section found unacceptable Lindsey requested Belt to submit a written, dated, and initialed counterproposal to himself and Dean when he returned the company proposal. The letter further stated (for the first time) that Lindsey was the only person authorized to communicate with Belt except at a scheduled negotiation session. Two days later on December 5 Belt responded by a letter to Lindsey, and a copy to Dean, indicating the Union's willingness to meet at such time and date as could be ar- ranged and indicating that he was studying the Company's proposals. In apparent response to Lindsey's reference to the prior involvement of Dean, Belt wrote, At this time I would like to clarify the fact that Media- tor Leland R. Dean in no way nor at any time took jurisdiction over this dispute, his only position was to assist the Company and the Teamsters Local Union 991 in their effort to reach an agreement. Also on December 5 Belt wrote Dean asking him to ar- range a meeting as soon as possible. On December 9 Lindsey replied to Belt in a letter (with a copy to Dean) in which he took exception to Belt's conten- tion that Dean had never taken jurisdiction of the dispute. He again set out the provisions of his prior letter asking Belt to accept the company proposals or counter with writ- ten proposals. As a result of the request of both parties Dean on De- cember 10 arranged a meeting for 10 in the morning of December 13. Both parties were advised and agreed to at- tend. However, the meeting was never held because on the morning of the meeting Belt asked Dean to cancel it. He testified he wa& unable to attend because election for union officers was in progress and he did not have access to his files or know if he was authorized to act. There is no expla- nation as to why this was not apparent earlier. The next day, December 14, Lindsey again wrote to Belt (with a copy to Dean) referring to the cancellation and 1208 DECISIONS OF NATIONAL LABOR RELATIONS BOARD again asking him to respond to the contract proposals. Lindsey closed his letter by asking Belt to inform him in writing whether or not he intended to comply with his re- quest regarding contract proposals and if so, when, and if not, why not. On December 18 Belt replied to Lindsey (with a copy to Dean). In this letter he explained his inability to meet on December 13 because of the election of union officers. He advised Lindsey that he had gone over the contract propos- als submitted to him ; that they were the same as submitted by Respondents at the beginning of negotiations . His letter went on: If you will check with your Attorney and take a look at his records, you will find that his records will indi- cate all of the Articles of Agreement that this Local Union has agreed to in various meetings held with your Company and that these Articles are marked and dated by your Attorney. I am in hopes that this will serve as an answer to your questions in your most recent letter ... . This last letter, then, was a refusal by Belt to indicate in writing union agreement or disagreement to the specific proposals submitted by Lindsey on the ground that Re- spondents already had that information. It also adopted by reference whatever Darby's files showed the Union negoti- ators had previously agreed to and was at least some indi- cation that the Union currently would agree to those same terms. This appears to have been a concession. Lindsey testified without contradiction that in the earlier meetings union negotiators repeatedly rehashed topics which he under- stood had already been agreed to and which he had marked in his notes as agreed to. He also testified credibly that it was his uncertainty as to the firmness of these tenta- tive agreements that caused him on December 3, 1974, to resubmit the proposals in writing and to request a current indication of those accepted and written counterproposals for those not accepted. The hearing in the present matter began on December 19, the day after Belt wrote his December 18 letter. Lindsey received it on December 20, the second day of the hearing. In a letter to Belt on December 23 Lindsey acknowledged receipt of the December 18 letter and pointed out Respon- dents' problem resulting from uncertainty as to whether the Union remained willing to abide by earlier tentative agreements . He enclosed three additional copies of Re- spondents' proposals on which he had inserted his initials and the dates of earlier tentaive agreements for each sec- tion. He further indicated willingness to sign the proposals submitted if the Union found them acceptable. He urged Belt to initial each acceptable paragraph in the same man- ner as Lindsey had done and to note any discrepancies on the copy to be returned to Lindsey. He again asked for written counterproposals for paragraphs which were unac- ceptable to the Union. On December 30 Belt responded in a letter to Lindsey, with a copy to Dean, in which he returned a copy of Re- spondents' proposals previously initialed by Lindsey. Belt had added his own initials to most of the same paragraphs initialed by Lindsey thereby indicating the Union's current agreement to those provisions. This still left numerous paragraphs unagreed to. As to these he did not submit writ- ten counterproposals but wrote in his letter: We feel at this time that there are articles left una- greed to in your December 3 proposal that we could discuss and possibly agree to provided that we have an opportunity to bargain in good faith. Trust that this letter will satisfy you. Looking forward to seeing you at the bargaining table. The record of the resumed hearing in this proceeding on January 6, 1975, does not indicate any events subsequent to Belt's letter of December 30. It is obvious from these recent events that the parties are communicating in writing with each other, in effect have resumed negotiations to a limit to degree, are again working through the Federal Mediation and Conciliation Service, and that they both look forward to returning to the bargaining table. Respondents argue that as of December 30, 1974, the Union position was the same as on October 3, 1973, and that this shows an unaltered position during the interven- ing span of time. There is some logic to this contention. But the inference to be drawn is not sufficient to overcome the events of June 6 which, as of that time, suggested that bar- gaining might not be futile. Had that opportunity been seized then, the dispute might have been resolved. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondents found to constitute unfair labor practices as set forth in section III, above, occurring in connection with their operations described in section I, above, have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States, and tend to lead to labor disputes burdening and obstructing commerce and the free flow thereof. CONCLUSIONS OF LAW 1. Respondents are employers within the meaning of Section 2(2), engaged in commerce within the meaning of Section 2(6) and (7), of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. All production, maintenance , sales and delivery em- ployees of Respondents, including the merchandiser, spe- cial events salesmen, pre-mix-post-mix salesmen, vendor- mechanic, driver-salesmen and helpers; excluding office clerical employees, guards and supervisors as defined in the Act, constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act. 4. At all times since June 22, 1973, the Union has been the exclusive bargaining representative of the employees in the aforesaid appropriate unit within the meaning of Sec- tion 9(a) of the Act. 5. By (a) failing to meet with the Union upon request between June 6 and December 3, 1974, and bargain in PEPSI-COLA-DR. PEPPER BOTTLING CO. 1209 good faith regarding wages, hours, and other terms and conditions of employment of employees in the above-de- scribed unit, and (b) by withdrawing recognition of the Union as the collective-bargaining representative of those employees between August 5 and December 3, 1974, Re- spondents engaged in unfair labor practices within the meaning of Section 8(a)(5) of the Act. 6. By failing to collectively bargain as aforesaid, Re- spondents have interfered with , restrained , and coerced employees in the exercise of rights guaranteed them by Section 7 of the Act and have engaged in unfair labor prac- tices within the meaning of Section 8(a)(1) of the Act. 7. Such unfair labor practices prolonged the strike of Respondents' employees. 8. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. THE REMEDY Having found that Respondents engaged in unfair labor practices, I recommend that they cease and desist there- from and take certain affirmative action to effectuate the policies of the Act. In this connection I recommend that Respondents be ordered, upon request from the Union, to meet and bargain with the Union as the representative of the employees in the unit herein found appropriate and, if an understanding is reached , embody the same into a writ- ten, signed agreement . Even though Respondents and the Union may now be bargaining, I deem such order appro- priate in view of the unfair labor practices found herein which will have a continuing effect . I further recommend that Respondents post appropriate notices. Upon the foregoing findings of fact, conclusions of law, and the entire record in this proceeding , and pursuant to Section 10(c) of the Act, I hereby issue the following rec- ommended: ORDER' Respondents , their officers, agents, successors , and as- signs, shall: 1. Cease and desist from: (a) Failing or refusing to recognize and bargain collec- tively with Teamsters, Chauffeurs, Warehousemen & Help- ers, Local Union No. 991 , with respect to wages, hours, and other terms and conditions of employment of employ- ees in the bargaining unit found appropriate herein. (b) In any like or related manner interfering with, re- straining or coercing employees in he exercise of their rights under Section 7 of the Act. 2. Take the following action to effectuate the policies of the Act: (a) Upon request of the Union, meet with it at reason- able times and bargain collectively with it as the exclusive representative of employees in the above-described unit, and, if an understanding is reached , embody such in a signed agreement. (b) Post at both of Respondents' facilities in Mobile, Al- abama, copies of the attached notice marked "Appen- dix." 8 Copies of said notice, on forms provided by the Regional Director for Region 15, after being duly signed by an authorized representative of the Respondents, shall be posted by Respondents immediately upon receipt there- of, for a period of 60 consecutive days, in conspicuous places, including all places where notices to employees are customarily, posted. Reasonable steps shall be taken by Re- spondents' to insure that said notices are not altered, de- faced, or covered by any other material. (c) Notify the Regional Director for Region 15, in writ- ing, within 20 days from the date of this Order, what steps the Respondents have taken to comply herewith. 7 In the event no exceptions are filed as provided by Sec 102 .46 of the Rules and Regulations of the National Labor Relations Board , the findings, conclusions, and recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations : be adopted by the Board and become its findings , conclusions , and Order , and all objections thereto shall be deemed waived for all purposes 8In the event that the Board 's Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a hearing at which all sides had a chance to give evidence, the National Labor Relations Board has found that we violated the National Labor Relations Act by re- fusing to meet and bargain with Teamsters, Chauffeurs, Warehousemen & Helpers, Local Union No. 991. It has ordered us to post this notice. WE WILL meet and bargain collectively with Team- sters, Chauffeurs, Warehousemen & Helpers, Local Union No. 991 as the exclusive collective-bargaining representative of employees of our plants in Mobile, Alabama. WE WILL NOT refuse to bargain collectively with the aforesaid Union as the exclusive representative of all employees in the appropriate unit, described above, with regard to rates of pay, hours of employment, and other terms and conditions of employment and, if an understanding is reached, embody such understanding in a signed agreement. WE WILL NOT in any like or related manner interfere with, restrain , or coerce our employees in the exercise of rights guaranteed under Section 7 of the fAct. PEPSI-COLA -DR. PEPPER BOTTLING CO. Copy with citationCopy as parenthetical citation