Ohio and Vicinity Regional Council of Carpenters (The Schaefer Group, Inc.)

National Labor Relations Board - Board Decisions

Mar 14, 2005

344 N.L.R.B. 366 (N.L.R.B. 2005)

DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
344 NLRB No. 37
366
Ohio and Vicinity Regional Council of Carpenters
(The Schaefer Group, Inc.) and Sidney J.
Tompkins, An Individual. Case 9–CB–10964
March 14, 2005
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On April 21, 2004, Administrative Law Judge William
N. Cates issued the attached bench decision. The Re-
spondent filed exceptions and a supporting brief, the
General Counsel filed an answering brief to the Respon-
dent’s exceptions, and the Respondent filed a reply brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings, and conclusions only to the extent consistent with
this Decision and Order.
The judge found that the Respondent violated Section
8(b)(1)(A) of the Act by failing to obtain the Employer’s
compliance with an arbitrator’s award, thus allowing the
Charging Party’s right to enforcement of the award to
lapse. The Respondent contends that the complaint is
time-barred under Section 10(b) of the Act, and that its
conduct did not violate Section 8(b)(1)(A). We find that
the Respondent has raised a valid affirmative defense by
showing that the Charging Party had clear and unequivo-
cal notice before the 6-month limitations period that the
Respondent would not seek to enforce the Charging
Party’s arbitration award. Accordingly, we shall reverse
the judge’s decision and dismiss the complaint without
reaching the merits of the unfair labor practice allegation.
I. FACTS
The Charging Party, a journeyman carpenter, worked
for the Employer from September 1979 to November
1997, when he was terminated for allegedly sabotaging
an OSHA-mandated air quality test. Respondent filed a
grievance on the Charging Party’s behalf and took the
same to arbitration, where the Respondent was repre-
sented by Attorney John Doll. On February 27, 1999,
the arbitrator found the Employer did not have just cause
for discharging the Charging Party and ordered that he be
reinstated and made whole. However, because the record
did not indicate the Charging Party’s postdischarge earn-
ings, the arbitrator left the make-whole remedy up to the
parties.
The open-ended award led to an exchange of several
letters between counsels for the Respondent and the Em-
ployer between May 24 and September 11, 1999. The
Employer’s counsel repeatedly asked for the Charging
Party’s financial data, some of which was provided by
the Respondent. The last letter, dated September 11,
1999, was a request by the Employer’s counsel for addi-
tional financial documents. The Respondent stipulated
there was no reply to the letter and no communication at
all between the Respondent and the Employer regarding
the Charging Party’s award between September 11, 1999
and October 2, 2001, when Respondent Attorney Peter
Fox wrote to Employer Attorney Thomas Harrington
regarding the Charging Party’s award.
The Charging Party testified, without dispute, that he
continually contacted the Respondent’s representatives to
have the award enforced, and that he was told by the Re-
spondent’s lawyers that the process would take some
time before the parties could agree. Specifically, from
spring 1999 to early 2000, the Charging Party frequently
spoke with Respondent Representative George Long,
checking with him to see if he could go back to work for
the Employer. At some point in early 2000, Long spe-
cifically told the Charging Party that the Respondent did
not intend to enforce the arbitration award because the
Employer did not want to reinstate the Charging Party,
and the Respondent was concerned about the costs of
another arbitration if the Charging Party went back to the
Employer and was terminated again.
On February 25, 2000, the Charging Party sent a letter
to the Board complaining that his arbitration award had
not been enforced and that the Respondent had refused to
enforce the award. In that letter, the Charging Party re-
quested that the Board investigate the Employer. How-
ever, the Charging Party concedes that he did not file a
charge against the Respondent at that time because he
was concerned that he would be “blackballed” by the
Respondent. In March 2000, the Board responded, dis-
missing the Charging Party’s charge1 against the Em-
ployer because the arbitration award would make the
Charging Party whole. Also in March 2000, Long told
the Charging Party to stop calling Attorney Doll, as it
was costing the Respondent too much money.
The Charging Party acknowledged that, after this time,
he did not speak to any Respondent representative about
enforcing the award until December 2000, when he con-
tacted several officials of Respondent about the award.
Later that month, Respondent Attorney Tom Kircher
began working on the Charging Party’s case. Kircher
told the Charging Party that he represented the Respon-
dent and that his primary concern was protecting the Re-

1 The record does not include either the Charging Party’s letter to the
Board or the Board’s reply. Instead, the record includes the Charging
Party’s testimony and a “timeline” he developed at the request of the
Respondent’s counsel in June 2003. From the record evidence devel-
oped, it appears that the Region treated the Charging Party’s letter as a
charge against the Employer, but not against the Respondent, consistent
with the Charging Party’s testimony about his intent.
OHIO & VICINITY REGIONAL COUNCIL OF CARPENTERS (SCHAEFER GROUP) 367
spondent. Kircher also asked whether the Charging
Party had filed a lawsuit against the Respondent. The
Charging Party indicated that he had not, and asked
whether there was a 1-year statute of limitations for en-
forcing arbitration awards. Kircher said he did not think
there was a 1-year limitations period for enforcing arbi-
tration awards, but that he would find out and get back to
the Charging Party.2 Kircher again met with the Charg-
ing Party later in December, and requested additional
financial information from the Charging Party.
In early 2001, Kircher turned the Charging Party’s
case over to Respondent Attorney Fox,3 who met with
the Charging Party at Respondent’s offices several times
over the next few months. During those meetings, the
Charging Party repeatedly raised the issue of the statute
of limitations, but was never given a definitive response.
Fox eventually wrote to Employer Attorney Thomas
Harrington on October 2, 2001, indicating the Respon-
dent wanted the Charging Party reinstated and the back-
pay issues resolved. Harrington replied on October 29,
2001, that the Employer would consider the Respon-
dent’s proposals, but maintained that Respondent had
allowed the Charging Party’s enforcement rights to lapse.
The Respondent sued the Employer in Federal district
court on November 30, 2001, seeking to enforce the
Charging Party’s award. On April 11, 2003, the court
granted the Employer’s Motion for Summary Judgment
on the ground that the Respondent’s claim for enforce-
ment was time-barred by Ohio’s 1-year statute of limita-
tions on the enforcement of arbitration awards.
After the district court issued its decision, the Charging
Party called Fox, who instructed the Charging Party to
call Respondent Attorney Marcus, for whom the Charg-
ing Party left several messages. In May 2003, the Charg-
ing Party finally spoke with Marcus, who informed the
Charging Party that it would be a waste of time and
money to appeal the decision. Marcus added that it was
unfortunate that someone had “dropped the ball,” but that
attorneys have insurance to protect against such occur-
rences.
On July 21, 2003, Marcus wrote to the Charging Party,
thanking him for sending information relating to his
original grievance but indicating that the Respondent was
not in a position to take any further action regarding the
Charging Party’s grievance. Marcus also advised the
Charging Party that he had reviewed the information and

2 Doll had previously informed the Charging Party that the 1-year
period did not begin to run until the Employer indicated in writing that
it would not abide by the award.
3 Kircher and Fox worked for the same law firm at all relevant times.
Doll and Respondent Attorney Marcus each worked for separate law
firms.
had concluded that the Respondent’s failure to success-
fully enforce the arbitration award did not constitute a
breach of the duty of fair representation. Marcus also
stated “[w]hile the delays that occurred were regrettable
and may have ultimately led to the dismissal of the action
to enforce the arbitration award, the conduct of the [Re-
spondent] and its attorneys does not constitute the type of
misconduct the law recognizes as actionable,” as “[t]he
[Respondent’s] conduct does not constitute anything
more than mere negligence.” Finally, Marcus advised
the Charging Party that he was entitled to pursue the mat-
ter further by filing an unfair labor practice charge with
the Board. The Charging Party did so on August 5,
2003.
II. THE JUDGE’S DECISION
The administrative law judge found that the Charging
Party knew on February 25, 2000, that the Respondent
said it was not going to pursue his award any further be-
cause of the costs of time and money, and the Charging
Party did nothing regarding his claim between February
and December 2000. Thus, the 6-month period provided
by Section 10(b) of the Act would have extinguished any
unfair labor practice charge raised by the Charging Party
against the Respondent after August 25, 2000. However,
the judge ultimately rejected the Respondent’s 10(b) af-
firmative defense, reasoning that the Respondent revived
the Charging Party’s unfair labor practice cause of action
by its efforts on behalf of the Charging Party between
December 2000 and July 2003. For the reasons dis-
cussed below, we disagree with the judge on this issue.
We instead find that Respondent satisfied its burden by
showing the Charging Party was on notice of the alleged
unfair labor practice as early as February 25, 2000, well
outside the 6-month limitations period provided by Sec-
tion 10(b). Because the charge here was not filed until
August 2003, we find that Section 10(b) bars the charge
and therefore dismiss the complaint.4
III. DISCUSSION
Section 10(b) provides that “no complaint shall be
based upon any unfair labor practice occurring more than
six months prior to the filing of the charge with the
Board.” 29 U.S.C. § 160(b). This limitations period
does not begin to run until the charging party has “clear
and unequivocal notice,” either actual or constructive, of

4 Chairman Battista concludes that the 10(b) period began on the
date, prior to February 25, 2000, when Respondent Representative
Long specifically told the Charging Party that the Respondent would
not enforce the arbitration award. On February 25, the Charging Party
complained about that refusal, but the refusal itself occurred on the
earlier date. However, Chairman Battista agrees that, whichever date is
chosen, the conduct occurred before the 10(b) period.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD368
a violation of the Act. Leach Corp., 312 NLRB 990, 991
(1993), enfd. 54 F.3d 802 (D.C. Cir. 1995). A party will
be charged with constructive knowledge of an unfair
labor practice where it could have discovered the alleged
misconduct through the exercise of reasonable diligence.
Phoenix Transit System, 335 NLRB 1263 fn. 2 (2001)
(applying Sec. 10(b) where a charging party was found to
have been “on notice of facts that reasonably engendered
suspicion that an unfair labor practice had occurred”).
The burden of showing notice is on the party raising the
affirmative defense of Section 10(b). Chinese American
Planning Council, 307 NLRB 410 (1992), review denied
mem. 990 F.2d 624 (2d Cir. 1993).
Board precedent provides that the 10(b) period begins
to run when the Charging Party first has “‘knowledge of
the facts necessary to support a ripe unfair labor prac-
tice.’” St. Barnabas Medical Center, 343 NLRB No.
119, slip op. at 3 (2004) (quoting Leach Corp., supra);
see also Linden Maintenance Corp., 280 NLRB 995, 996
(1986) (indicating that the 10(b) period began to run on
an unfair representation claim when an employee was
clearly informed that his grievance would be abandoned).
In this case, the underlying unfair labor practice at issue
is the Respondent’s alleged breach of its duty to fairly
represent the Charging Party, based on its handling of the
Charging Party’s grievance. Thus, the 10(b) period
would have begun to run when the Charging Party had
actual or constructive notice that the Respondent arbitrar-
ily or perfunctorily handled his grievance. Linden Main-
tenance Corp., supra at 996.
In this case, although the judge initially considered that
the 6-month period provided by Section 10(b) began
running by February 25, 2000 (and thus expired on Au-
gust 25, 2000), he nonetheless concluded that the Re-
spondent resuscitated or revived the Charging Party’s
claim when it renewed its efforts to enforce the award in
December 2000. This novel theory—offered without any
citation to authority—is not supported by precedent, and
even the General Counsel does not rely on it in his an-
swering brief. Instead, the General Counsel points to
July 21, 2003, as the date on which the 10(b) period be-
gan running, as that was the date the Charging Party re-
ceived final notice that the Respondent would not take
further action on his grievance. Neither theory survives
scrutiny.
Unfortunately for his unfair labor practice claim, the
Charging Party was told that the Respondent would not
seek enforcement of his award, and he acknowledged as
much in late February 2000, when he contacted the
Board to request an investigation of the Employer. Sig-
nificantly, the Charging Party also knew that he could
file a charge with the Board against the Respondent.
Although this avenue was open—and would have doubt-
lessly avoided any issues with Section 10(b)—the Charg-
ing Party acknowledged that he did not file a charge
against the Respondent out of fear that he would be
“blackballed” by the Respondent.5
The essential issue that is before us—when the 10(b)
period began running and when the 10(b) period ended—
turns on the facts and not the equities. Because the
Charging Party was on notice by late February 2000 that
the Respondent would not seek enforcement of his arbi-
tration award, we find the 10(b) period began to run on
his unfair representation claim at that time. For more
than 9 months thereafter, the Charging Party acknowl-
edged he did not approach any representative of the Re-
spondent about enforcing his award, nor did the Respon-
dent give the Charging Party any indication that it would
seek to enforce the award despite its earlier representa-
tion to the contrary. It was not until December 2000,
when the Charging Party again approached the Respon-
dent about enforcing the award, that Respondent gave
any signal that it would expend additional resources on
the Charging Party’s arbitration award. As all of the
Respondent’s post-December 2000 efforts occurred more
than 6 months after the Charging Party was on notice
that the Respondent would not seek to enforce the award,
those efforts could not revive or resuscitate an unfair
labor practice claim that accrued nearly a year before.
See Harris v. Crown Zellerbach Corp., 629 F. Supp. 687,
689 (E.D. Mo. 1986) (holding Sec. 10(b) barred plain-
tiffs’ hybrid § 301/fair representation claim as “the sub-
sequent actions of the union or the plaintiffs could not
thereafter revive plaintiffs’ cause of action”), affd. mem.
822 F.2d 1092 (8th Cir. 1987). Phrased differently, the
Respondent’s actions after December 2000 do not refute
the fact that the Charging Party was on clear and un-
equivocal notice as of February 2000 that the Respondent
would not seek to enforce the award. Although the Re-
spondent belatedly filed a suit on April 11, 2003, to en-
force the award, the Respondent’s filing does not rectify
that it unambiguously informed the Charging Party that it
would not seek enforcement of the award and the Re-
spondent took no action inconsistent with this refusal for
more than 6 months. For these same reasons, we cannot
agree with the General Counsel that the Charging Party
did not have notice that the Respondent would not en-
force his arbitration award until July 2003.
While we are sympathetic to the Charging Party’s
plight, Section 10(b), which represents the considered
judgment of Congress as to the appropriate limitations

5 There is no evidence, apart from his uncorroborated testimony, to
support a reasonable fear on the part of the Charging Party.
OHIO & VICINITY REGIONAL COUNCIL OF CARPENTERS (SCHAEFER GROUP) 369
period for initiating a charge, dictates that we dismiss the
complaint.
ORDER
The complaint is dismissed.
MEMBER LIEBMAN, concurring.
I concur in the dismissal of the complaint.
Eric Oliver, Esq., for the Government.1
Fred Seleman, Esq. and Jacqueline Schuster Hobbs, Esq., for
the Union.2
Sidney J. Tompkins, Pro Se.3
BENCH DECISION
STATEMENT OF THE CASE
WILLIAM N. CATES, Administrative Law Judge. This is a
failure to fairly represent case. At the close of a 2-day trial in
Cincinnati, Ohio, on March 24, 2004, and after hearing closing
argument by Government and union counsel, I issued a bench
decision pursuant to Section 102.35(a)(10) of the National La-
bor Relations Board’s (the Board) Rules and Regulations set-
ting forth findings of fact and conclusions of law.
For the reasons stated by me on the record at the close of
trial, I found Ohio and Vicinity Regional Council of Carpenters
(the Union) violated Section 8(b)(1)(A) of the National Labor
Relations Act (the Act) by failing from September 9, 1999 until
May 13, 2003, to obtain The Schaefer Group, Inc.’s (herein
Employer) compliance with an arbitrator’s February 27, 1999
award, requiring the Employer to reinstate and make whole
Charging Party Tompkins for his November 17, 1997 discharge
by the Employer. I concluded the Union perfunctorily and
willfully allowed Charging Party Tompkins’ right to force the
Employer to comply with the arbitrator’s award to lapse. I re-
jected the Union’s various defenses: that it had valid reasons
for its actions, that it cost too much and required to much time,
that the statute of limitations set forth in Section 10(b) of the
Act barred the action herein, or, that its lack of action consti-
tuted nothing more than mere negligence that did not rise to the
level of a violation of the Act.
I certify the accuracy of the portion of the transcript, as cor-
rected,4 pages 171 to 195 containing my Bench Decision and I
attach a copy of that portion of the transcript, as corrected, as
Appendix A.
CONCLUSIONS OF LAW
Based on the record, I find the Employer is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act. I find the Union is a labor organization
within the meaning of Section 2(5) of the Act and that it vio-
lated the Act in the manner and for the reasons stated at trial
and summarized above and that its violations have affected and,

1 I shall refer to counsel for General Counsel as the Government.
2 I shall refer to the Respondent as the Union.
3 I shall refer to the Charging Party as Charging Party Tompkins,
Tompkins, or Charging Party.
4 I have corrected the transcript pages containing my Bench Decision
and the corrections are as reflected in attachment Appendix C (omitted
from publication).
unless permanently enjoined, will continue to affect commerce
within the meaning of Section 2(2) and (6) of the Act.
REMEDY
Having found the Union has engaged in certain unfair labor
practices, I find it must be ordered to cease and desist and to
take certain affirmative action designed to effectuate the poli-
cies of the Act. I recommend that the Union, within 14 days of
the Board’s Order, make Charging Party Tompkins whole, with
interest, for any loss of earnings and other benefits suffered as a
result of his discharge by the Employer on November 17, 1997,
until such time as the Employer reinstates him or he obtains
other substantially equivalent employment elsewhere. Backpay
shall be computed in accordance with F. W. Woolworth Co., 90
NLRB 289 (1950), and interest shall be computed in accor-
dance with New Horizons for the Retarded, 283 NLRB 1173
(1987).
[Recommended Order omitted from publication.]
APPENDIX A
171
JUDGE’S BENCH DECISION
March 24, 2004
This is my decision in Ohio and Vicinity Regional Council
of Carpenters, herein Union, and Charging Party, Sydney J.
Tompkins, an individual, herein Tompkins, or Charging Party,
or Charging Party Tompkins, in Case 9–CB–10964.
Tompkins filed his original charge on August 5, 2003, and
amended it on November 3, 2003. The issue presented is
whether the Union allowed Tompkins’ right to force his Em-
ployer, the Schaeffer Group, Inc., herein Employer, to comply
with an arbitrator’s award requiring the Employer to reinstate
and make Tompkins whole to lapse by perfunctory and willful
conduct on its, the Union’s, part.
If it is determined such to be the case, it is alleged the Un-
ion’s actions, or lack thereof, constituted a failure to represent
Tompkins for reasons that are unfair, arbitrary, invidious, and
in breach of its fiduciary duty, and as such, violates Section
8(b)(1)(A) of the National Labor Relations Act, as amended
herein Act.
The Union has raised an additional defense to these proceed-
ings, setting in issue the matter of whether this case is barred by
Section 10(b) of the Act, which is the statute of limitations
contained in the Act.
172
Upon the entire record, including my observation of the de-
meanor of the two witnesses, Tompkins and Attorney Fox, who
testified herein, and after considering the closing statements
made by Government counsel and Union counsel, I make the
following:
The Employer is a corporation with an office and place of
business located in Dayton, Ohio, where it is engaged in the
construction and installation of industrial furnaces, and the sale
of related material and furnace parts.
During the 12 months ending December 29, 2003, a repre-
sentative period, the Employer purchased and received goods
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD370
valued in excess of $50,000 at its Dayton, Ohio facility directly
from points outside the state of Ohio.
It is alleged, the parties admit, the evidence establishes, and I
find the Employer is engaged in commerce within the meaning
of Section 2(2)[, ](6) and (7) of the Act.
The evidence establishes, the parties admit, and I find the
Union is a labor organization within the meaning of Section
2(5) of the Act.
It is admitted that Carpenters Local 104, herein Local 104, at
times material herein, has been the authorized and designated
representative of the Union with respect to various aspects of
collective bargaining for a unit of employees at the Employer’s
Dayton, Ohio facility, and the
173
Employer has recognized Local 104 as said representative.
Local 104 business agent, Darryl Hinkle, Local 104 business
agent, George Long, Local 104 organizer, Scott Springer, ex-
ecutive secretary, Greg Martin, paralegal Dave Monger, and
organizer Jim Long are admittedly agents of the Union within
the meaning of Section 2(13) of the Act.
For a number of years, until 2001, by virtue of Section 9(a)
of the Act, the Southwest Ohio District Council of Carpenters,
United Brotherhood of Carpenters, and Joiners of America,
AFL–CIO, herein, the Southwest Ohio District Council, was
the exclusive collective bargaining representative of the follow-
ing employees of the Employer, herein called The Unit: In-
cluded all journeyman carpenters, foremen carpenters, and
apprentice carpenters at the Employer’s Dayton, Ohio, and
Tipp City, Ohio plants, but excluding all office clerical em-
ployees, technical employees, guards, professional employees,
and supervisors, as defined in the Act.
Since at least 2001, the Union became the successor in inter-
est to the Southwest Ohio District Council. At all times mate-
rial herein, by virtue of Section 9(a) of the Act, the Union has
been the exclusive collective bargaining representative of the
employees of the Employer in the unit just described.
At all times material herein, the Union, the
174
Southwest Ohio District Council, the Union’s predecessor, and
the Employer have maintained and enforced a Collective Bar-
gaining Agreement covering conditions of employment of the
Unit, and containing, among other provisions, a grievance and
arbitration procedure.
Charging Party Tompkins is a journeyman carpenter who has
worked, with some layoffs, for the Employer from September
1979 until approximately November 5 or 6, 1997, when he,
along with another employee, was suspended by the Employer.
The reason asserted by the Employer for the Charging
Party’s and his co-worker’s discharge was sabotaging an Occu-
pational Safety Health Administration-related air quality test.
On or about November 17, 1997, the Charging Party and his
co-worker were discharged. Thereafter, the Union filed a
grievance on behalf of Charging Party Tompkins and his co-
worker, which was, with certain intermediate steps, waived or
bypassed, taken to arbitration.
The Union retained attorney John R. Doll to represent it at
the arbitration before Arbitrator John J. Murphy. The Em-
ployer was represented by its attorney, Janet K. Cooper.
In his award handed down on February 27, 1999, Arbitrator
Murphy found the Employer had just cause for
175
discharging Tompkins’s co-worker, but concluded the Em-
ployer did not have just cause for discharging Charging Party
Tompkins. Arbitrator Murphy ordered that Tompkins be “rein-
stated and made whole.”
Arbitrator Murphy pointed out that the Union had observed,
at the arbitration hearing, that it was able to find employment in
the construction industry quickly after Tompkins’ discharge,
but the record did not detail Tompkins’ earnings subsequent to
his discharge. For that reason, Arbitrator Murphy ordered “The
assessment of the make whole remedy is left to the parties.”
The open-endedness of the award gave rise to an exchange
of letters between the Employer’s counsel and counsel for the
Union between the period of May 24, 1999 and September 11,
1999.
For example, the Employer’s counsel wrote Union counsel
on May 24, 1999 noting he was ready to discuss the Arbitra-
tor’s award whenever Union counsel was in a position to do so.
On June 25, 1999, then counsel for the Union, Doll, provided
Employer counsel, Thomas J. Harrington, certain documents
related to Charging Party Tompkins, and asked for a discussion
after the documents had been reviewed.
On July 15, 1999, Employer counsel Cooper
176
expressed disagreement with Charging Party Tompkins’ as-
sessment of back pay owed, and asked the Union to provide
certain W-2 Forms for Tompkins, as well as certain pay state-
ments and paycheck stubs for him.
Then Union counsel Doll provided Employer counsel Coo-
per certain of the requested documents in a letter dated Sep-
tember 3, 1999.
On September 11, 1999, Employer counsel Cooper again
asked that certain additional information be provided, and that
other previously provided wage information, in summary form,
be confirmed.
The parties stipulated that was the last communication be-
tween Union counsel and the Employer until October 2, 2001.
Stated differently, the parties stipulated that there was no com-
munication between the Employer and Union counsel regarding
Tompkins’s arbitration award from September 11, 1999 until
October 2, 2001.
On October 2, 2001, newly retained Union counsel, Peter
Fox, wrote Employer attorney Thomas J. Harrington, stating he
had been retained to pursue compliance with Arbitrator Mur-
phy’s award regarding Charging Party Tompkins.
Union counsel Fox also advised the Employer it was his un-
derstanding, after speaking with former Union counsel Doll,
that the Employer was willing to reinstate Tompkins, as called
for by Arbitrator Murphy’s award, but
177
that the Employer wanted to reach an agreement on the amount
of back pay and lost benefits. Then Union attorney Fox noted
no agreement had been reached on back pay.
Attorney Fox requested Employer’s counsel review the mat-
ter, and indicated the Union was still willing to attempt to reach
a settlement on back pay and lost benefits, but requested
OHIO & VICINITY REGIONAL COUNCIL OF CARPENTERS (SCHAEFER GROUP) 371
Tompkins be reinstated immediately while they worked out
back pay and lost benefits.
By letter dated October 29, 2001, one of the Employer’s at-
torneys, Joseph Wessendarp, advised then Union counsel Fox
that at no time did the Employer ever agree to reinstate Tomp-
kins as Arbitrator Murphy had awarded.
The Employer’s attorney advised then Union counsel Fox
that the Employer considered the right of the Union and/or
Charging Party Tompkins to seek enforcement of Arbitrator
Murphy’s award was time barred, and that the Employer was
fully prepared to defend itself on that point.
The Employer’s counsel observed that any prior failure to
reach an agreement on back pay was predicated on the fact that
the Union and Tompkins could never agree on the issue and
means of resolving the back pay dispute.
On November 30, 2001, the Union filed suit in the United
States District Court for the Southern District of Ohio Western
Division pursuant to Section 301 of the Labor Management
Relations Act, 29 USC
178
Section 185, requesting that the Court enforce Arbitrator Mur-
phy’s award as it pertained to Charging Party Tompkins.
United States District Court Chief Judge Walter Herbert Rice
granted the Employer’s Motion for Summary Judgment, find-
ing that the one year statute of limitations for the enforcement
of arbitration awards contained in Section 2711.09 of the Ohio
Revised Code was applicable, and that the Union’s claim for
enforcement of the Arbitrator’s award was barred by that appli-
cable one year statute of limitation. Chief Judge Rice’s order,
(Case Number C-3-01-486), dated April 11, 2003, issued on
April 14, 2003.
On July 21, 2003, the law firm currently representing the
Union wrote Charging Party Tompkins thanking him for for-
warding to the law firm “Your information regarding the events
associated with your grievance against Frank W. Schaeffer,
Inc.”
Union counsel advised Charging Party Tompkins the law
firm had reviewed his information, and had concluded the Un-
ion’s failure to successfully enforce the grievance decision in
his favor against the Employer did not constitute a breach of the
duty of fair representation.
Union counsel proceeded in his letter to advise Charging
Party Tompkins that “While the delays that occurred were re-
grettable and may have ultimately led to the dismissal of the
action to enforce the arbitration award,
179
the conduct of the Union and its attorneys does not constitute
the type of misconduct the law recognizes as actionable.”
Counsel continued in his letter, “The Union’s conduct does not
constitute anything more than mere negligence.”
Union counsel advised Tompkins, “The Union is not in a po-
sition to take any further action regarding the grievance against
Frank W. Schaeffer, Inc., including payment of any of the dam-
ages that may have resulted from your termination.”
Finally, Union counsel advised Charging Party Tompkins, in
his letter, that if Tompkins disagreed, he was entitled to pursue
the matter further by filing an unfair labor practice charge with
Region 9 of the National Labor Relations Board, but if he in-
tended to do so, he should not delay.
As noted earlier, Tompkins filed his unfair labor practice
charge underlying the case herein on August 5, 2003.
Charging Party Tompkins testified, without dispute, that fol-
lowing the arbitration award he continually sought to have the
award enforced, namely by his being
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reinstated and made whole.
Tompkins testified he spoke with then Union attorney Doll,
as well as with Union representative Long. Tompkins testified
he spoke quite often, from the spring of 1999 until March 2000,
with Union representative Long.
Tompkins testified, without contradiction, that he questioned
whether there was a one year statute of limitations to seek en-
forcement against the Employer of his arbitration award.
Tompkins testified then Union attorney Doll told him the one
year statute of limitations did not commence to run until the
Employer indicated in writing it would not abide by the Arbi-
trator’s award.
Tompkins testified he was told the Employer would not rein-
state him until the back pay and lost wages issues had been
resolved.
Tompkins testified he asked one of then Union attorneys
Kircher, perhaps in December of 2000, about the possibility of
a one year statute of limitations for the enforcement of an arbi-
tration award. Attorney Kircher, according to Tompkins, did
not think there was such a limitation period.
Tompkins acknowledged on cross-examination that he was
told as early as February 2000 that the Union was not going to
enforce his arbitration award because the Union did
181
not want to spend any more money on his behalf, that the Un-
ion had spent too much time, energy, and money pursuing his
award, and the Union was refusing to process it any further.
Tompkins acknowledged on cross-examination that from
February 25, 2000, until December 2000, he did not seek or
speak with the Union about enforcing his arbitration award,
even though he had been told the Union was not going to ex-
pend any more money or effort to enforce the award.
Tompkins acknowledged he spoke with Union paralegal
Monger in December 2000, and as well with then attorney
Kircher, and Union executive secretary/treasurer Greg Martin,
about his reinstatement, back pay, and the arbitrator’s award.
Tompkins testified he also spoke with Union business agent
Hinkle during this same time period. Tompkins testified he
was advised in the March to April 2001 time frame that attor-
ney Fox had been assigned to his case by the Union.
Tompkins testified he asked attorney Fox about any one year
statute of limitations being applicable, and about enforcing the
Arbitrator’s award. Fox told him, according to Tompkins, that
he didn’t know about any one year statute of limitations, or any
specifics about such.
Tompkins testified that during the May/June 2001
182
time frame, he talked with attorney Fox, Union business agent
Hinkle about back pay, specifically about pension benefits,
mileage reimbursement, and the back pay.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD372
According to Tompkins, attorney Fox disagreed with the
amount of back pay Tompkins had calculated, and threw out
two years of income, he, Tompkins, was seeking.
Tompkins again asked about the possibility of a one year
statute of limitations for the enforcement of an Arbitrator’s
award. Attorney Fox was to follow through on this and get
back with Tompkins.
Thereafter, as earlier referred to, attorney Fox requested of
the Employer in writing on October 2, 2001, that Tompkins be
reinstated.
Tompkins testified he attempted to find out, after Chief
Judge Rice issued his order in April 2003 if the Union was
going to appeal that order. Tompkins testified he telephone
Union attorney Marcus, and left messages with him. Tompkins
spoke with Marcus, perhaps in May 2003.
According to Tompkins, Marcus informed him that it would
be a waste of time and money to appeal, that it was unfortunate
that someone had dropped the ball, but that attorneys have in-
surance to protect against such acts. Tompkins testified he
asked that if the Union was not going to appeal Judge Rice’s
order, could he appeal it.
Tompkins testified the first time he realized
183
officially that the Union was not going to pursue his arbitration
award in some manner, was when the Union advised him in
writing on July 21, 2003, by Union counsel Marcus, that the
Union was not going to take any further action on his behalf.
Attorney Fox testified that in March 2001, attorney Kircher
asked him to work on the case. Attorney Fox said he went over
Tompkins’ case with him at the Union Hall in March 2001.
Attorney Fox testified Tompkins provided him with certain
information the Union did not have, which he was going to use
with other information he already had to attempt to work out a
settlement of the back pay issue with the Employer.
Attorney Fox testified he and Tompkins had various tele-
phone conversations during this time period. Attorney Fox
testified the Union did not feel any statute of limitations was
applicable at the time of its Federal District Court lawsuit filed
in November 2001.
Those are essentially the facts upon which I will view the
parties’ positions and apply what I believe to be applicable case
law and reach a determination on this case.
Government counsel’s position on this case is somewhat
simple and straightforward. Government counsel argues that
the Union dropped the ball in the handling of
184
Tompkins’ arbitration award, to such an extent that its conduct
would be perfunctory and outside the wide latitude that a union
has in processing grievances, to include seeking the enforce-
ment of arbitration awards.
In that respect, the Government points to a two-year period
in which there’s no evidence the Union did anything to advance
the enforcement of the arbitration award that the Government
contends Tompkins was rightfully entitled to.
The Government also contends, in response to the Union’s
contention that the matter is barred by the statute of limitations
applicable in unfair labor practice cases, that this was an ongo-
ing matter, and that Charging Party Tompkins was not put on
clear and unequivocal notice that the Union was not going to
pursue his matter any further until the middle of 2003.
The Government contends that the perfunctory conduct of
the Union was such that the Union has violated Section
8(b)(1)(A) of the Act.
The Union, on the other hand, takes a different view of this
case. The Union first argues that this matter should be dis-
missed in its entirety because the underlying charge filed in this
case was not filed in a timely manner under 10(b) of the Act.
The Union made a motion at the conclusion of the Govern-
ment’s case that I dismissed at that time on the
185
grounds that there was not a timely charge in this matter. I
declined to do so at that time, but without prejudice to the Un-
ion renewing that request.
The Union still takes the position that the matter is time
barred. The Union also argues that even if the matter is not
time barred, that the Complaint should be dismissed on its mer-
its, because the Union had a legitimate reason for its failure to
take any action to enforce the arbitration award during all the
relevant times herein.
The Union would also argue that there’s no evidence of any
act or omission by the Union that was improperly motivated.
The Union would argue that there is no evidence of anything
more than mere negligence on its part, and the Union argues
that the Board and the Courts have held consistently that mere
negligence is not enough to make a finding of an unfair labor
practice against the Union.
The Union would argue that it made every effort over the ex-
tended time to enforce the Arbitrator’s award, and that it ex-
pended large sums of money in attempting to do so.
Union counsel would point out that the arbitration, itself,
cost several thousand dollars, and that just one of the Union’s
lawyers had billed for in excess of $30,000 in legal fees.
186
In summary, the Union’s position is twofold, that there was
not a timely charge filed to underlie this case, and that the Un-
ion had legitimate reasons for each of the actions, or lack of
action, that it took.
I shall address the issues in this order. I shall address the
statute of limitations issue first.
Section 10(b) of the Act states in pertinent part that, “No
Complaint shall issue based on any unfair labor practice occur-
ring more than six months prior to the filing of the charge with
the Board.” Section 10(b) is a statute of limitations and is not
jurisdictional in nature. Paul Mueller Co., 337 NLRB 764
(2002).
It is an affirmative defense which must be pleaded, and if not
timely raised, is waived. Federal Management Co., 264 NLRB
107 (1982).
The burden of proving an affirmative defense is on the party
asserting the defense. Kelly’s Private Care Service, 289 NLRB
30 (1988).
Although the statute of limitations period begins only when
the unfair labor practice occurs, Section 10(b) is tolled until
there is either actual or constructive notice of the alleged unfair
labor practice. Mine Workers Local 17, 315 NLRB 1052
(1994).
OHIO & VICINITY REGIONAL COUNCIL OF CARPENTERS (SCHAEFER GROUP) 373
In Leach Corp., 312 NLRB 990 (1993), enforced 54 F.3d
802 (DC Circuit 1995), the Board reaffirmed its
187
position that the statute of limitations does not begin to run
until “a party has clear and unequivocal notice of a violation of
the Act.”
Notice, however, may be found even in the absence of actual
knowledge if a Charging Party has failed to exercise reasonable
diligence, that is, the 10(b) period commences running when
the Charging Party either knows of the unfair labor practice, or
would have discovered it in the exercise of reasonable dili-
gence. Oregon Steel Mills, 291 NLRB 185 at 192 (1988).
The Union places great reliance on the applicability of Sec-
tion 10(b) on the fact Tompkins acknowledged that between
February 25, 2000, when he knew the Union had said they were
not going to pursue his matter any further because it cost too
much and wasted money and time; that he did nothing between
February 25, 2000 and December 2000.
The statute of limitations spelled out in Section 10(b) of the
Act would have, during this time, particularly, I guess, after
August of this time, would have extinguished any unfair labor
practice by Charging Party Tompkins against the Union.
But, the Union, thereafter, resuscitated and/or revived its ac-
tions on behalf of Charging Party Tompkins, and as such, life
was placed back in Tompkins’ unfair labor
188
practice charge.
I went at great length to point out the activities that the Un-
ion performed on Tompkins’ behalf after December of 2000. It
is clear that after that time, Tompkins continued to raise with
the Union his efforts to have the Union enforce his arbitration
award.
The Union brought in attorney Fox for the explicit purpose
of seeking enforcement of the award, and the Union continued
until July of 2003 to aid, assist, and help Tompkins in the pur-
suit of his attempting to have the arbitration award enforced. I
find that the statute of limitations defense of the Union in this
case is without merit.
The Union also raises the point that absent some conceal-
ment on their part, that the statute of limitations should be ap-
plicable.
With respect to that advancement of the Union, perhaps in
August of 2000 there was no concealment at all. Tompkins
knew that the Union was not going to pursue his grievance any
further, that is, to seek enforcement of his award, but he did
nothing between February 25, 2000 and December 2000.
If the Union had lived true to its word and done nothing
thereafter, Section 10(b) of the Act would have precluded the
advancement of this case. But the Union, as I
189
earlier indicated, resuscitated and brought back to life the case
in such a manner that Section 10(b) of the Act is not a defense
in this case.
I move now to the issue of whether the Union violated its
duty of fair representation in its handling of the arbitration
award of Arbitrator Murphy.
It is well-settled that a Union which enjoys the status of ex-
clusive collective bargaining representative has an obligation to
represent employees fairly, in good faith, and without discrimi-
nation against any of them on the basis of arbitrary, irrelevant,
or invidious distinctions, Vaca v. Sipes, 386 U.S. 171 (1967).
A Union breaches this duty when it arbitrarily ignores a
meritorious grievance, or processes it in a perfunctory fashion.
Vaca v. Sipes at Page 194. See also Hines v. Anchor Motor
Freight, Inc., 424 U.S. 554 (1976).
Correspondingly, so long as a Union exercises its discretion
in good faith and with honesty of purpose, a collective bargain-
ing representative is granted a wide range of reasonableness in
the performance of its representational duties toward the unit
employees.
For a Union’s actions to be arbitrary, it must be shown that
in light of the factual and legal landscape at the time of the
Union’s actions, the Union’s behavior is so far outside a wide
range of reasonableness as to be
190
irrational. Airline Pilots v. O’Neill, 499 U.S. 65 at 67 (19971).
Mere negligence, poor judgment, or ineptitude in grievance
handling are insufficient to establish a breach of the duty of fair
representation. Ford Motor Company v. Huffman, 345 U.S.
330 (1993).
Again, however, there comes a point when a Union’s action,
or its failure to take action, is so unreasonable as to be arbitrary
and thus contrary to its fiduciary duties.
A labor organization’s arbitrary conduct alone may be suffi-
cient to constitute a violation of its duty of fair representation
even without hostile motive of discrimination, and in complete
good faith.
A labor organization may pursue a course of action that is so
unreasonable and arbitrary as to constitute a breach of its duty
of fair representation. A Union, however, has a wide range of
reasonableness, so long as they exercise their discretion in good
faith.
I am persuaded, after review of the law, that a Union has no
higher standard of duty after an arbitration award has been
given, than before an arbitration award is given.
An employee has no absolute right to have a grievance proc-
essed through any particular stage of the grievance procedure,
or to have a grievance taken to
191
arbitration. A Union may screen grievances and press only
those it concludes will justify the expense and time involved in
terms of benefiting the membership at large. Transit Union
Division 822, 305 NLRB 946 at 948 and 949 (1991).
I should note that a Union must specifically avoid capricious,
perfunctory, or arbitrary behavior in the handling of a grievance
based on a discharge, which is the industrial equivalent of capi-
tal punishment.
I also note that the duty of fair representation encompasses
the obligation to provide substantive and procedural due proc-
ess in any action taken.
Whether a Union breaches its duty of fair representation de-
pends on the facts of each case. Did the Union herein violate
its duty, or did it exercise its wide range of discretion in pursu-
ing this grievance to the extent that it did?
I am fully persuaded that the Government has established, by
the undisputed testimony herein, that the Union failed in its
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD374
effort to fairly represent Tompkins in his grievance, and I do so
for the following reasons:
First, I note that the Union filed a grievance for
192
Tompkins, thus agreeing that the Employer had violated the
Collective Bargaining Agreement when it discharged Tomp-
kins. Secondly, the Union pursued to arbitration the discharge
of Tompkins and prevailed.
The Union had the duty to go forward and seek the rein-
statement award and determine the back pay due. The Union
circumvented the award by failing to bring it to its conclusion,
that is, the reinstatement of Tompkins with back pay. Had the
Union timely done this, the cost to it would have been far less.
Particularly persuasive of the Union’s failure to fairly repre-
sent Tompkins is the two-year time span in which the Union, it
appears, based on the record evidence, took no action with
respect to Tompkins’ award.
The Union had wide latitude in determining the amount of
back pay Tompkins was due without running afoul of the Act.
The Union did not have to belaborously go over with Tompkins
the amount of his back pay.
The Union could have determined that the back pay was a
certain amount, and if Tompkins continued to go on that he was
entitled to more, the Union could have said we have reached a
reasonable understanding of what your back pay is and we’re
going to proceed with it, and the Union would not have violated
the Act in doing so.
The Union manifestly avoided all real
193
efforts to timely resolve the back pay issue and fulfill its arbi-
trator-directed requirements. The Union’s inaction, and its less
than full action, with respect to Tompkins’ award, crossed the
line of rationality to the true detriment of Tompkins.
There’s no requirement anywhere that the Union handle the
award in a perfect manner. But the evidence leaves room for
no other conclusion than that it acted in a perfunctory manner
in this case to the detriment of Tompkins.
I reject the Union’s argument that an employee has no right
to have any grievance processed, let alone taken to arbitration,
and that, therefore, the acts that it did in this case far exceeded
what it was required to do.
The great fallacy in that argument of the Union is that it took
the case, successfully pursued it through arbitration, and then
for reasons best known only to the Union, at least not revealed
in this record, the Union failed to take any action for a two-year
period of time on the award. It may not do such and then be
heard to say we didn’t handle your grievance in a perfunctory
manner.
The Union also would argue, and I specifically reject its ar-
gument, that there must be some showing in the record that
there was unlawful motivation in the action that it took. While
unlawful motivation is an element in a large
194
number of these types of cases, but as the Manworker’s case
illustrates, a Union’s conduct can be so arbitrary, or processed
in such a perfunctory manner that it can be concluded that it has
violated its duty of fair representation even without any show-
ing that it was ill-motivated.
In fact, this record demonstrates absolutely no evidence of an
unlawfully motivated reason why the Union conducted itself in
the manner that it did.
I shall direct that the Union make Charging Party Tompkins
whole for any losses he may have suffered, and as to any such
losses, if there is a dispute, can be determined at the compliance
stage of this proceeding.
I would urge the parties that if they find it in their interest to
settle this case, that they reach a quick understanding of what
constitutes making whole, and not continuously haggle over it
so that this case continues for an additional seven years. I be-
lieve the case has been ongoing for that length of time. I would
urge the parties to still settle this case.
In due time, and due time being usually ten days, the court
reporter will provide me a copy of the transcript. I will review
those pages of the transcript that constitute my decision.
I will make any necessary corrections thereof and
195
indicate what, if any, those corrections were. I may amplify
upon my decision, and then I will certify the pages of the tran-
script that constitute my decision and serve on the parties and
the Board that certification.
It is my understanding that the appeal period runs from the
time the Board transfers my case to it and says that the case is
then continuing before the Board. The Board, when it does
such, will specify specifically when any appeal or exceptions to
this decision must be timely filed by.
Please go by the Board’s rules and regulations and whatever
the Board says. I’m just apprising you that, in due time, I will
certify my decision and issue it to the parties.
Let me state that it has been a pleasure being in Cincinnati,
Ohio. And this trial is closed.