North Shore Publishing Co.Download PDFNational Labor Relations Board - Board DecisionsSep 18, 1973206 N.L.R.B. 42 (N.L.R.B. 1973) Copy Citation 42 DECISIONS OF NATIONAL LABOR RELATIONS BOARD North Shore Publishing Co. and Milwaukee Printing Pressmen and Assistants ' Union No. 7 affiliated with the International Printing Pressmen and Assistants' Union of North America, AFL-CIO. Case 30- CA-2159 September 18, 1973 DECISION AND ORDER By CHAIRMAN MILLER AND MEMBERS FANNING AND PENELLO On March 19, 1973, Administrative Law Judge Marion C. Ladwig issued the attached Decision in this proceeding. Thereafter, General Counsel filed excep- tions and a supporting brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and brief and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge only to the extent consistent herewith. The complaint alleges in substance that Respon- dent violated Section 8(a)(1) and (3) of the Act by interfering with the right of employee Roland Kabitz- ke to file a grievance and pursue it through the Union and by discriminatorily discharging him for refusing to abandon his grievance. The material facts as found' by the Administrative Law Judge are uncontroverted I and may be briefly summarized as follows. The Charging Party, Press- men, has represented pressroom employees of the Employer since 1968. The International Typographi- cal Union has represented the Employer's composing room employees. Kabitzke, a member of the Pressmen, was intermit- tently 'employed by Respondent as a pressroom flyer from 1966 until November 16, 1972, when he was discharged.2 In September, the Pressmen initiated a strike against the Employer for the purpose of obtain- ing recognition for the flyers and a contract. On Sep- tember 6, Kabitzke joined the strike and 'did not return to work until its termination on September 13 .3 Upon his return to work, Respondent asked Kabitzke i In the absence of exceptions to the Administrative Law Judge's factual findings, we hereby adopt them as our own for our determination herein. 2 All events are in 1972 except as otherwise stated. 3 Employees represented by both Unions struck the Employer in Septem- ber. while the strike of pressroom employees was of only I week's duration and resulted in the current collective-bargaining agreement between the Company,and Pressmen, the strike of composing room employees still con- tinues, without resolution of the dispute between the Company and Typogra- to perform work in the unit of Typographers who were still out on strike. He refused to perform such work, and shortly thereafter Pressroom Foreman Me- kow twice temporarily laid off Kabitzke due to lack of work. While Kabitzke said nothing about the first layoff, on October 31 he filed a grievance relating to the second layoff, alleging that the layoff violated the seniority and notice requirements of the union con- tract. Kabitzke's grievance was submitted by Union Steward Zamow to Foreman Mekow in accordance with the contractual procedure. Later that week, Me- kow gave his written answer denying the grievance. Zamow subsequently pressed Mekow on the griev- ance indicating that he would proceed to the second step in the grievance procedure and Mekow stated, in Zamow's words: "I don't know what Mr. Polka [Respondent's president] is going to say when he sees this, but Kabitzke better really watch himself.". On the following Monday, November 6, Polka in- structed Mekow to bring Kabitzke to his office. On the way, Mekow told Kabitzke in Kabitzke's words: "I should drop my grievance because it would be easier on me because Polka was a little mad about it." In the office, Polka told Kabitzke to "drop it because he [Polka] had a number of things he could file grievances against me. . . ." Kabitzke, after re- fusing to drop the grievance, returned to work. Immediately after Kabitzke left the office, Polka told Mekow to prepare a list of Kabitzke's job faults so that he could file a countergrievance.4 Mekow and the plant superintendent then prepared a list of five alleged faults and showed it to Polka, who added two additional purported derelictions. Later that same day, Mekow telephoned Zamow and told him that he had given the Kabitzke grievance to Polka, and that "Mr. Polka was upset about it, and wanted to know if there was a . . . grievance form that the Company could file as countercharges against Kabitzke's griev- ance." Two days later, on November 8, Polka was advised by the Union that there was no grievance form to be used to list the alleged work derelictions as a counter- charge. Mekow then told the Union that Kabitzke was being discharged because of a list of work dere- lictions. Immediately thereafter Mekow told Kabitzke he was discharged, effective November 16. Later that pliers. In the strike settlement agreement with the Pressmen, Respondent agreed to recognize Pressmen as representative of the pressroom flyers, and the ensuing contract granted the flyers a substantial wage increase. 4 Mekow testified that Polka requested him to prepare the list of job faults immediately following the meeting in which Kabitzke refused to drop his grievance. Although Polka was unable to pinpoint the timing of his request to Mekow, Polka did not deny that he made the request, nor did he specifical- ly contradict Mekow's testimony In these circumstances, we adopt the Ad- ministrative Law Judge's finding that the request for a list of Kabitzke's job faults proximately followed Kabitzke's refusal to drop his grievance. , 206 NLRB No. 7 NORTH SHORE PUBLISHING CO. 43 day, the Union, without filing any grievance, filed charges in the instant case, in substance, alleging that Kabitzke was discriminatorily discharged for having filed the grievance. Based upon the foregoing facts, the Administrative Law Judge dismissed the complaint, finding that the matters contained therein should be deferred to the contractual grievance and arbitration procedure in the manner prescribed by Collyer Insulated Wire, A Gulf and Western Systems Co.5 We do not agree. As we said in Joseph T. Ryerson and Sons, Inc.," a threat of reprisal for participation in the grievance procedure "strikes at the foundation of that grievance and arbitration mechanism upon which we'have re- lied in the formulation of our Collyer doctrine. If we are to foster the national policy favoring collective bargaining and arbitration as a primary arena for the resolution of industrial disputes, as we sought to do in Collyer, by declining to intervene in disputes best set- tled elsewhere, we must assure ourselves that those alternative procedures are not only `fair and regular' but that they are or were open, in fact, for use by the disputants. These considerations caution us against our abstention on a claim that a respondent has sought, by prohibited means, to inhibit or preclude access to the grievance procedures." This led us to conclude in that case that we should address the mer- its of the alleged statutory violation. In the instant case the complaint contains a specific allegation that Kabitzke was discharged for invoking the very grievance procedure to which Respondent would have us defer. We cannot entrust such a com- plaint to a procedure the integrity of which is directly challenged by the allegations of the complaint itself. For the reasons set forth in Ryerson, therefore, we do not believe this to be an appropriate case for deferral under Collyer." In now addressing ourselves to the merits of the complaint's allegations, we find, in accord with the Administrative Law Judge's findings, that prior to Kabitzke's filing of the grievance there was never any suggestion by Respondent that his work derelictions were serious enough to warrant discharge or other disciplinary action. No exceptions were taken to the Administrative Law Judge's findings that Polka mani- fested animosity toward Kabitzke's filing of the griev- ance, that both Polka and Mekow suggested that reprisals would ensue if the grievance were not with- drawn, that after the discussion in Polka's office on 192 NLRB 837. e 199 NLRB No. 44. 7 Although Member Fanning agrees with our disposition herein, he does not subscribe to his colleagues ' views regarding Collyer, and the policy of deferral enunciated in that and subsequent cases. See his dissent in Collyer Insulated Wire, supra. November 6` Polka directed Mekow to draw up a list of derelictions, and that subsequently KabitzkeE was discharged for those derelictions after Respondent decided it could not file a countergrievance. Given these now uncontroverted facts, it seems clear to us that Kabitzke's discharge was but an effectuation of the threatened reprisals, which would not, in fact, have occurred were it not for Kabitzke's filing, his refusal to drop, and the Union's pressing of, the griev- ance. Accordingly, we find that Kabitzke's discharge interfered with his rights and the rights of other em- ployees to file a grievance in violation of Section 8(a)(1). We also find that Kabitzke's discharge dis- couraged his union activities in violation of Section 8(a)(3). CONCLUSIONS OF LAW 1. Respondent is engaged in commerce within the meaning of Section 2(6) and (7) and it will effectuate the purposes of the Act to assert jurisdiction herein. 2. The Union is a labor organization within the meaning of Section 2 (5) of the Act. 3. By discharging employee Roland Kabitzke be- cause he filed a grievance and engaged in union activ- ities in connection therewith,' Respondent has violated Section 8(a)(1) and (3) of the Act. 4. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the mean- ing of Section 2(6) and (7) of the Act. THE REMEDY Having found that Respondent has engaged in cer- tain unfair labor practices, we shall order that it cease and desist therefrom and that it take, certain affirma- tive action designed to effectuate the purposes and policies of the Act. As the discharge of an employee for union activities goes to the very heart of the Act,' we find that a broad cease-and-desist order is war- ranted. It has been found that Respondent unlawfully dis- charged Roland Kabitzke effective November 16, 1972. Respondent is, therefore, ordered to offer Ka- bitzke immediate and full reinstatement to his former position or, if such position no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights and privileges, and to make him whole for any loss of earnings he may have suffered as a result of the discrimination against him by payment of a sum equal to that which he would normally have earned, absent the discrimination, from November 16, 1972, to the date of Respondent's offer of reinstatement, with backpay and interest s Entwistle Manufacturing Company, 23 NLRB 1058, 44 DECISIONS OF NATIONAL LABOR" RELATIONS BOARD computed in accordance with the Board's established standards.9 Respondent 'is also ordered to preserve and make available to the Board, upon request, all payroll records and reports and all other records ne- cessary and useful to determine the amount of back- pay and the right to reinstatement under the terms of this Order. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor 1.ela- tions Board hereby orders that Respondent, North Shore Publishing Co., Milwaukee, Wisconsin, its offi- cers, agents, successors, and assigns, shall: 1. Cease and desist from: (a) Drawing up a list of work derelictions, dis- charging, or otherwise discriminating against any em- ployees for the purpose, in whole or in part, of discouraging the filing or processing of grievances, or membership, support, and activity in Milwaukee Printing Pressmen and Assistants' Union No. 7 affili- ated with the International Printing Pressmen and Assistants' Union of North America, AFL-CIO, or in any other labor organization. (b) In any other manner interfering with, re- straining, or coercing employees in the exercise of their rights of self-organization, to form, join, or assist labor organizations, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collec- tive bargaining or other mutual aid or protection, or to refrain from any and all such activities. 2. Take the following affirmative action necessary to effectuate the purposes and policies of the Act: (a) Offer to Roland Kabitzke immediate, and full reinstatement to his former position or, if that posi- tion no longer exists, to a substantially equivalent position, without prejudice to his seniority and other rights and privileges. (b) Make whole the above-named employee, in the manner set forth in the section herein entitled "The Remedy," for any loss of pay and benefits he may have suffered by reason of the Respondent's discrimi- nation against him. (c) Expunge any record or list of alleged work dere- lictions used as a pretext for the above-named employee's discharge. , (f) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all payroll records, social security payment records, timecards, personnel records and reports, and all other records necessary to analyze the amount of backpay due under the terms of this Order. (g) Post at its,place of business in Milwaukee, Wis- consin, copies of the attached notice marked "Appen- dix." 10 Copies of said notice, on forms provided by the Regional Director for Region 30, after being duly signed by Respondent's authorized representative, shall be posted by it immediately upon receipt thereof, and be maintained by it for 60 consecutive days there- after, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (h) Notify the Regional Director for Region 30, in writing, within 20 days from the date of this Order, what steps Respondent has taken to comply herewith. 9 F. W. Woolworth Company, 90 NLRB 289; Isis Plumbing and Heating Co., 138 NLRB 716. 10 In the event that this Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL offer Roland Kabitzke his former job or, if such job no longer exist, a substantially equivalent position, without prejudice to his sen- iority or other rights and privileges, and WE WILL make him whole for any loss of pay and benefits he may have suffered by reason of our discrim- ination against him together with interest thereon at 6 percent per annum. WE WILL NOT draw up a list of work derelictions or take any other punitive action to discourage the filing or processing of grievances or any other lawful union activity. WE WILL NOT discharge or otherwise discrimi- nate in regard to the hire and tenure of employ- ment or any term or condition of employment of our employees because of their membership in and activities on behalf of the Union herein, or of any other labor organization of their choice. WE WILL NOT in any other manner interfere with, restrain, or coerce our employees in the exercise of their right to self-organization, to form, join, or assist labor organizations, includ- ing the Union herein, to bargain collectively through a bargaining agent chosen by our em- ployees, to engage in concerted activities for the NORTH SHORE PUBLISHING-CO. 45 purpose of collective bargaining or other mutual aid or protection, or to refrain from any such, activities. NORTH SHORE PUBLISHING Co. (Employer) Dated By (Representative) (Title) This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this notice or compli- ance with its provisions may be directed to the Board's Office, 2d Floor, Commerce Building, 744 North 4th Street, Milwaukee, Wisconsin 53203, Tele- phone 414-224-3861. DECISION STATEMENT OF THE CASE MARION C. LADwiIG, Administrative Law Judge: This case was tried at Milwaukee, Wisconsin, on February 6-7, 1973. The charge was filed by the Union on November 16, 1972,' and the complaint was issued on December 21. The com- plaint alleges that the Company, the Respondent, dis- charged an employee for filing a grievance , in violation of Section 8(a)(1) and (3) of the National Labor Relations Act. The threshold question is whether the Board, under the Collyer doctrine, should defer to the contractual grievance and arbitration' procedure , when an employee is alleged to have been discharged for attempting to utilize the grievance procedure to resolve an earlier dispute. Upon the entire record,2 including my observation of the demeanor of the witnesses, and after due consideration of the General Counsel's brief, I make the following: FINDINGS OF FACT I. JURISDICTION The Company, a Wisconsin corporation, is engaged in the printing and publishing business at its plant in Milwaukee, Wisconsin, where it annually receives materials valued in excess of $50,000 directly from outside the State and per- forms services valued in excess of $50,000 for customers located outside the State . The Company admits , and I find, that it is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act, and that the All dates are in 1972 unless otherwise stated. z The General Counsel's unopposed motion to correct official transcript, dated March 5, 1973, is granted and the transcript is corrected accordingly. Union is a labor organization within the meaning of Section 2(5) of the Act. IL ALLEGED UNFAIR LABOR PRACTICES A. Discharge of Employee About October 31, pressroom flyer Roland Kabitzke filed a grievance alleging that Pressroom Foreman Roger Mekow laid him off without proper notice and out of seniority. Only one other grievance had been filed in the 5 years since Eugene Polka became president of the Company . The earli- er grievance was filed by Union Steward (or Chapel Chair- man) Walter Zamow after President Polka suspended him for 3 days in January, telling him (as elicited by company counsel upon cross-examination of Zamow at the trial here- in) that Polka was "going to- have to do something to show everybody around here that I am running this Company and not the Union ." (Thereafter, pursuant to charges filed by the Union, the parties signed a formal settlement agree- ment and the Board entered a decision and order in Case 30-CA-1861 , ordering the Company to cease and desist from discriminating against union stewards , to pay Zamow for 3 days of lost earnings , and to expunge records of his suspension , as well as to bargain upon request with the Union by supplying four separation items of information. The earlier grievance was evidently dropped.) Union Steward , Zamow submitted Kabitzke's grievance to Foreman Mekow , who gave his written answer later in the week, denying the grievance. When Zamow then pressed the grievance further, writing on the grievance form that it was a bona fide grievance , Mekow stated in effect, as Za- mow credibly testified, "I don't know what Mr. Polka is going to say when he sees this, but Kabitzke better really watch himself." On the following Monday, November 6, President Polka instructed Foreman Mekow to bring Kabitzke to the office. On the way, as Kabitzke credibly testified, Mekow suggest- ed that "I should drop my grievance because it would be easier on me because Polka was a little mad about it." In the office, Polka himself suggested that "I should drop it because he had a number of things he could file grievances against me ." (Polka admitted that he may have "asked Mr. Kabitzke to drop his grievance because [Polka] had some grievance against him.") Kabitzke refused to drop the griev- ance and returned to work. Thereupon, as Foreman Mekow admitted, Polka indicated he wanted a list of Kabitzke's job faults. Mekow and the plant superintendent prepared a list of five purported faults, and showed it to Polka who added an additional two purported faults. Later that day, Mekow telephoned Steward Zamow (who had not been present in the conference with Kabitzke), reported that he had given the Kabitzke grievance to Polka, and stated (in Zamow's words) "Mr. Polka was upset about it, and he wanted to know if there was a . . . grievance form that the Company could file as countercharges against Kabitzke 's grievance." (Emphasis supplied. In Mekow's pretrial affidavit, which the Company introduced into evidence, Mekow stated that the purpose of the list of job faults "was to use it as a counter-attack to Kabitzke's grievance and so that we could get rid of him and terminate his employment.") Two days 46 DECISIONS OF NATIONAL LABOR RELATIONS BOARD later, on November 8, after learning that there was no griev- ance form to be used to list the seven purported job faults as a countercharge , the Company announced its decision to discharge Kabitzke, effective November 16. er the Board should assert jurisdiction to protect employee rights, after they have been disregarded by a Respondent who has demonstrated a propensity to subvert Section 7 rights." B. Contractual Provisions The new collective -bargaining agreement (which was en- tered into after the Union struck in September ) is effective from April 1 , 1972, through March 31, 1975 . Section 5 of the agreement permits the Company to discharge employees for "proper cause." Section 6, the grievance and arbitration procedure, covers "any dispute between the Company and the Union," provides for an impartial arbitrator , whose de- cision shall be "final and binding on all parties," and states that "the parties to this agreement accept those procedures as the sole and exclusive method of seeking adjustment" of grievances or disputes . The agreement does not specify what authority the authorization has to remedy contract viola- tions. The Company decided at the trial , and,offered, to waive the contractual requirement that grievances be sub- mitted within 10 days. C. Proposed Deferral to Arbitration 1. Contentions of the parties In its answer, the Company raised as an affirmative de- fense the existence of the contractual grievance procedure as the proper mechanism for resolving the dispute over Kabitzke's grievance . (The Company did not argue this point at the trial and did not file a brief.) The General Counsel contends that the Board's jurisdic- tion must be asserted in this case for a number of reasons. He argues that "the dispute is not over the terms of the contract, but whether Kabitzke was discharged for filing a grievance," and that "it would be most unseemly to require the Union to now use the grievance procedure , after Kabitz- ke was discharged for invoking it." He also contends that the Company 's "complete disregard for Section 7 employee rights will not be remedied through an arbitrator's deci- sion," and that Kabitzke's discharge "necessarily has a chill- ing effect on other unit members who might have occasion to file a written grievance." The General Counsel further argues that unlike Collyer Insulated Wire, 192 NLRB 837 (1971), and National Radio Co., 198 NLRB No. 1(1972), "which at bottom involved disputes over meanings of contract provisions," the issue here "involves a discharge motivated by animus towards employee invocation of the contract's grievance proce- dure." He contends that whereas the parties in those cases previously had harmonious and productive relationships, the Company "has been faced with three strikes since Polka became president 5 years ago"; the strike by the I.T.U. (which joined the Union in the September strike ) has not yet been resolved , most of the strikers have been replaced, and 'the parties are no longer negotiating ; that Zamow was sus- pended in January for carrying out duties in connection with being the Union 's steward, and the Board's June 16 decision and order "shows that Respondent was found guil- ty in taking such action . . . . The entire issue . . . is wheth- 2. Concluding findings In Collyer, 192 NLRB 837 , the Board held that "When the parties have contractually committed themselves to mutual- ly agreeable procedures for resolving their disputes during the period of the contract, we are of the view that those procedures should be afforded full opportunity to function." (Emphasis supplied .) The Board later deferred to arbitra- tion in National Radio, 198 NLRB No. 1, where the question whether the discipline imposed by the employer had been for cause, or for discriminatory reasons , was pending before an arbitrator . In neither case had one of the contractual parties obstructed resort to the grievance and arbitration procedure. In a more recent case, Joseph T. Ryerson & Sons, 199 NLRB No. 44 ( 1972), the Board did not defer to arbitration where there was a purported "threat of reprisal " against an employee for his participation in the grievance procedure. The Board distinguished National Radio on the grounds, first, that the asserted threat unaccompanied by any disci- pline was not clearly arbitrable under the contract, and second, that there was no showing that an arbitrator would have the authority under the contract to consider or remedy such interference . The Board concluded: We are constrained to add that the violation with which this Respondent is charged , if committed, strike at the foundation of that grievance and arbitration mecha- nism upon which we have relied in the formulation of our Collyer doctrine . If we are to foster the national policy favoring collective bargaining and arbitration as a primary arena for the resolution of industrial dis- putes , as we sought to do in Collyer, by declining to intervene in disputes best settled elsewhere , we must assure ourselves that those alternative procedures are not only "fair and regular" [citing Spielberg Mfg. Co., 112 NLRB 1080 (1955)] but that they are or were open, in fact, for use by the disputants. These considerations cau- tion against our abstention on a claim that a respon- dent has sought, by prohibited means, to inhibit or preclude access to the grievance procedures . It is this consideration which persuades us that the issues of arbitrability and contract coverage, discussed above, should not here be left to resolution by the arbitrator as might be appropriate under other circumstances. (Emphasis supplied.) - Thus, in Ryerson, there was a purported "threat of repri- sal" against an employee for his participation in the griev- ance procedure , whereas in the present case , the complaint alleges the outright discharge of an employee for filing a grievance . It would seem that a discharge for filing a griev- ance, just as much as such a threat, "strikes at the founda- tion of that grievance and arbitration mechanism," and' would "inhibit or preclude access to the grievance proce- dures," by engendering fear of reprisal in the minds of the NORTH SHORE PUBLISHING CO. 47 employees. However, the Board has not as yet extended its above- quoted rationale in the Ryerson case to cases in which the alleged law violation is clearly arbitrable-as Kabitzke's discharge is here, under the "proper cause" provision in the agreement If Kabitzke had filed a grievance, the case could have been taken to an arbitrator , who evidently would have been authorized (although the agreement does not specifi- cally so provide) to reinstate Kabitzke with backpay in the event the arbitrator found he was discharged without proper cause. There may be merit to General Counsel 's argument that an arbitration award would not be effectual in vindicating the employees ' Section 7 rights, in view of the purported "chilling effect" Kabitzke's discharge "necessarily" has "on other unit members who might have occasion to file a writ- ten grievance ." In the absence of a further remedy , assuring them that the Company will cease and desist from engaging in such a reprisal in the future, other employees may be reluctant to risk possible discharge , and litigation before an arbitrator, as the price for. filing a grievance. In view of the Board 's policy of ensuring that contractual grievance and arbitration procedures "be afforded full op- portunity to function" and be "open, in fact, for use by the disputants," the Board may as a matter of policy want to decide that where the complaint alleges that "a respondent has sought, by prohibited means"whether by discharge, threat, or otherwise-"to inhibit or preclude access to the grievance procedures," it will rule on the merits of the al- leged statutory violation and require a remedy , in appropri- ate cases, not only of remstatement and backpay, but also the posting of a formal notice and the entering of a formal cease-and-desist order, backed by the authority of the Gov- ernment , to dispel the employees ' fear of reprisal. Meanwhile , however, I consider myself bound by the Board's decision in National Radio, and defer to the con- tractual grievance and arbitration procedure, without ruling on the merits of the seven purported job faults which the Company listed as the reasons for the discharge. CONCLUSIONS OF LAW 'I. The alleged discriminatory discharge of Roland Ka- bitzke is arbitrable under the grievance and arbitration pro- cedure in the collective-bargaining agreement between the Company and the Union. 2. Pursuant to the Board's decision in the National Radio case, the complaint herein should be dismissed , subject to the reservation of appropriate jurisdiction. [Recommended Order omitted from publication.] Copy with citationCopy as parenthetical citation