Nicholas Millerv.Michael JagminDownload PDFTrademark Trial and Appeal BoardJul 31, 201992070275 (T.T.A.B. Jul. 31, 2019) Copy Citation RK July 31, 2019 Cancellation No. 92070275 Nicholas Miller v. Michael Jagmin Before Pologeorgis, Larkin, and English, Administrative Trademark Judges By the Board: On January 3, 2019, Petitioner Nicholas Miller filed a petition to cancel Respondent Michael Jagmin’s Registration No. 56094871 for the mark A SKYLIT DRIVE (in standard characters) for “downloadable music files” in International Class 9 on the following two grounds: non-ownership and fraud.2 An institution order was issued whereby Respondent was allowed until February 12, 2019, to answer the petition for cancellation.3 1 Underlying Application Serial No. 87387330 was filed on March 27, 2017, under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), and registered on the Principal Register on November 20, 2018. Unless otherwise indicated, citations are to the TTABVUE record in this cancellation proceeding. 2 1 TTABVUE. 3 2 TTABVUE 3. UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board P.O. Box 1451 Alexandria, VA 22313-1451 General Contact Number: 571-272-8500 General Email: TTABInfo@uspto.gov THIS OPINION IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92070275 2 This matter now comes up on Respondent’s motion (filed February 6, 2019, in lieu of an answer) seeking to dismiss this proceeding on the ground of res judicata based on the judgment rendered in a prior Board proceeding, namely, Opposition No. 91236230. The motion has been construed as one seeking summary judgment,4 and has been briefed as such by Petitioner.5 The Prior Proceeding: Opposition No. 912362306 On August 21, 2017, Petitioner, as the opposer in the opposition, filed a notice of opposition against Application Serial No. 87387330 (the underlying application that matured into the involved registration).7 The ESTTA cover sheet to the notice of opposition listed the grounds of opposition as non-ownership under Section 1 of the Trademark Act, 15 U.S.C. § 1051, and deceptiveness8 under Section 2(a) of the Trademark Act, 15 U.S.C. § 1052(a).9 Shortly after the filing of Respondent’s answer, a notice of appearance was filed on behalf of Petitioner by Petitioner’s counsel in this proceeding.10 Under the schedule in the Board’s institution order in the opposition, Petitioner’s trial period closed on July 27, 2018.11 No testimony or other evidence was submitted by Petitioner during his trial period. On August 11, 4 5 TTABVUE. 5 6 TTABVUE. 6 As Petitioner has treated the file history of the prior opposition proceeding as being of record, we deem the file history as being stipulated into the record for purposes of deciding Respondent’s motion. Cf. Riceland Foods Inc. v. Pac. E. Trading Corp., 26 USPQ2d 1883, 1885 (TTAB 1993) (although status and title copy of pleaded registration not submitted, considered to be of record in view of defendant’s non-objection and treatment as if properly of record). 7 1 TTABVUE (in Opposition No. 91236230). 8 Although deceptiveness was identified as a ground for opposition on the ESTTA cover sheet, no such ground was pleaded in the accompanying notice of opposition. 9 1 TTABVUE 1 (in Opposition No. 91236230). 10 5 TTABVUE (in Opposition No. 91236230). 11 2 TTABVUE 4 (in Opposition No. 91236230). Cancellation No. 92070275 3 2018, the deadline for Respondent’s pretrial disclosures, Respondent moved to dismiss the opposition for Petitioner’s failure, inter alia, to comply with the trial schedule.12 Respondent’s motion was, in essence, a motion to dismiss for failure to prosecute under Trademark Rule 2.132(a), 37 C.F.R. § 2.132(a). Petitioner did not file a response to the motion. Accordingly, on October 15, 2018, Respondent’s motion was granted as conceded and the opposition was dismissed with prejudice.13 The judgment against Petitioner in the opposition was not appealed. Respondent’s Motion for Summary Judgment A motion for summary judgment is a pretrial device intended to save the time and expense of a full trial when the moving party is able to demonstrate, prior to trial, that there is no genuine dispute of material fact, and that it is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317 (1986); Opryland USA Inc. v. Great Am. Music Show Inc., 970 F.2d 847, 23 USPQ2d 1471 (Fed. Cir. 1992); Sweats Fashions Inc. v. Pannill Knitting Co., 833 F.2d 1560, 4 USPQ2d 1793 (Fed. Cir. 1987). The evidence must be viewed in a light most favorable to the non-moving party, and all reasonable inferences are to be drawn in the non-movant’s favor. Lloyd’s Food Prods., Inc. v. Eli’s, Inc., 987 F.2d 766, 25 USPQ2d 2027, 2029 (Fed. Cir. 1993); Opryland USA, 23 USPQ2d at 1472. By his motion, Respondent seeks to preclude Petitioner from bringing the instant action based on the final judgment in Opposition No. 91236230. The doctrine of res judicata, also referred to as claim preclusion, will bar a second action 12 7 TTABVUE (in Opposition No. 91236230). 13 9 TTABVUE (in Opposition No. 91236230). Cancellation No. 92070275 4 when there is: (1) an identity of parties or their privies; (2) an earlier final judgment on the merits of a claim; and (3) the second claim is based on the same set of transactional facts as the first. See Jet, Inc. v. Sewage Aeration Sys., 223 F.3d 1360, 55 USPQ2d 1854, 1856 (Fed. Cir. 2000). A. Identity of Parties or Privies Petitioner has acknowledged that the parties in the earlier proceeding are identical to those in this proceeding.14 Accordingly, there is no genuine dispute of material fact as to the first element of claim preclusion. B. Final Judgment on Merits of Earlier Claim As to the second element, it is Petitioner’s position that “no judgement [sic] on the merits has been had [because] [t]he prior opposition was dismissed absent a trial and finding of fact.”15 But a judgment for failure to prosecute is a final judgment on the merits for purposes of claim preclusion. See URock Network, LLC v. Sulpasso, 115 USPQ2d 1409 (TTAB 2015) (finding claim preclusion where prior proceeding was dismissed for plaintiff’s failure to submit evidence and explaining that “whether the judgment in the prior proceeding was the result of a dismissal with prejudice or even default, for claim preclusion purposes, it is a final judgment on the merits”). Accordingly, there is no genuine dispute that the second element of claim preclusion has been met. 14 6 TTABVUE 5. 15 Id. Cancellation No. 92070275 5 C. Same Set of Transactional Facts As to this final element, we find no genuine dispute of material fact that the claims in this proceeding as against Registration No. 5609487 are based on the same set of transactional facts as those pleaded in the prior opposition. There is no dispute that the subject application in the prior opposition matured into the registration that is the subject of this cancellation and that Petitioner has again asserted a claim of non-ownership against Respondent based on the following set of facts common to both the prior and present proceedings:16 - A Skylit Drive is the name of a musical band founded by Petitioner prior to Respondent’s joining the band; - A corporation was formed to which all assets, including the name of the band, were assigned by the band members; - In March 2017, it was decided that the corporation would dissolve and that Petitioner would retain sole rights to the band’s name. These same allegations also form the core of Petitioner’s fraud claim wherein Respondent’s claim of ownership over the mark constitutes the alleged material and false representation to the USPTO. Indeed, the superfluous nature of Petitioner’s fraud claim, i.e., there would be no need to go beyond a finding of non-ownership to cancel the registration, simply underscores the identity of transactional facts between the two proceedings. In view thereof, we find no genuine dispute of material fact that the third element of claim preclusion has also been met. 16 1 TTABVUE4-5; 1 TTABVUE 3 (in Opposition No. 91236230). Cancellation No. 92070275 6 Accordingly, Petitioner’s claims in this proceeding are barred by the application of the doctrine of res judicata or claim preclusion as against Registration No. 5609487. Conclusion Respondent’s motion is GRANTED and the petition for cancellation is DISMISSED with prejudice. * * * Copy with citationCopy as parenthetical citation