MW Hospitality, LLCDownload PDFTrademark Trial and Appeal BoardJul 18, 2018No. 86979483 (T.T.A.B. Jul. 18, 2018) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: July 18, 2018 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re MW Hospitality, LLC _____ Serial No. 86979483 _____ Gregg Zegarelli of TEV Law Group for MW Hospitality, LLC. Tasneem Hussain, Trademark Examining Attorney, Law Office 118, Michael W. Baird, Managing Attorney. _____ Before Cataldo, Wolfson and Adlin, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: I. Background Applicant, MW Hospitality, LLC, seeks registration on the Principal Register of the mark PIRATA, in standard characters, identifying, as amended: “restaurant services in the nature of a fine-dining Caribbean-themed restaurant” in International Serial No. 86979483 - 2 - Class 43. The application includes the following translation statement: “The English translation of PIRATA in the mark is PIRATE.”1 The Examining Attorney has finally refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), based on a likelihood of confusion with two registered marks owned by the same entity:2 EL COCO PIRATA in standard characters; and (“MARISCOS ESTILO SINALOA” disclaimed) both identifying “restaurant, services, namely, providing of food and beverages for consumption on and off the premises” in International Class 43. Both registrations include the following translation 1 Application Serial No. 86979483 was filed September 4, 2015, based on an asserted bona fide intent to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). The involved application is the child of parent application Serial No. 86748484, for the same mark, identifying services in International Class 41. 2 Registration No. 4949637 issued May 3, 2016. Registration No.4954491 issued May 10, 2016. Reg. No. 4954491 includes the following color statement and description of the mark: “The mark consists of an orange palm tree outlined in black attached to an orange and black outlined beach design. Under and to the right of the tree is a cartoon style green with black outlined coconut in the form of head that has a white ragged area at the top of the head, with a black and gray pirate hat and black eye patch and strap over the right eye. The left eye is in a black diamond shape with a white dot in the center. There is an orange shrimp with a black eye and small white stripe coming out of the upper side of the head opposite of the hat. The words ‘EL COCO PIRATA’ are to the right of the head, shrimp and tree, with ‘EL COCO’ in green with a black outline, and ‘PIRATA’ in orange and black outline. Over and entwined with the letters ‘T’ and ‘A’ of ‘PIRATA’ is an orange with black outlined cartoon octopus which also has white and black diamond shaped eyes. The words ‘MARISCOS ESTILO SINALOA’ is in green with black outlines under beach design. The entire mark in on a transparent background.” Serial No. 86979483 - 3 - statement: The English translation of “EL COCO PIRATA” in the mark is “THE COCONUT PIRATE” and Reg. No. 4954491 includes the following additional translation statement: The English translation of “MARISCOS ESTILO” in the mark is “SEAFOOD STYLE.” The Examining Attorney also finally refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), based on a likelihood of confusion with the following registered mark owned by a different entity: PIRATA in standard characters, identifying “tacos,” in International Class 30. The registration includes the following translation: “The English translation of PIRATA in the mark is PIRATE.”3 After the final Office Action, Applicant appealed and requested reconsideration. The Examining Attorney denied the request, and this appeal proceeded and is fully briefed. We affirm the refusal to register for the reasons set out below. II. Evidentiary Objection Applicant submitted as an exhibit to its June 21, 2017 Response to Office Action screenshots from its internet webpage.4 Applicant appended as an exhibit to its appeal brief different, albeit related, screenshots from its webpage.5 In her brief, the Examining Attorney objects to this latter exhibit as constituting new evidence that 3 Registration No. 5039129 issued September 13, 2016. 4 At .pdf 12-14. All citations to documents contained in the Trademark Document and Status Retrieval (TSDR) database are to the downloadable .pdf versions of the documents. 5 7 TTABVUE 14-15. Serial No. 86979483 - 4 - Applicant did not submit during prosecution of the involved application.6 In its reply brief Applicant: requests that the Board consider the corrective “complete” webpage as truthful evidence [Exhibit A to Applicant’s Appeal Brief]. Perhaps this is somewhat of an exceptional circumstance, as the Applicant is not requesting “new” evidence as contemplated by that term, but a complete and true copy of the evidence that was already submitted with the application, and which the portion indicating pricing at $100 meals was cut off from the page originally submitted. This is not a request for new evidence, but corrective truthful evidence as justice should permit.7 The evidentiary record in an application should be complete prior to the filing of an appeal. Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d); Trademark Board Manual of Procedure (TBMP) §§ 1203.02(e), 1207.01 (June 20178); Trademark Manual of Examining Procedure (TMEP) § 710.01(c) (Oct. 2017). The proper procedure for an applicant or examining attorney to introduce evidence after an appeal has been filed is to submit a written request with the Board to suspend the appeal and remand the application for further examination. See Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d). See also TBMP § 1207.02 and authorities cited therein. Here, contrary to Applicant’s assertion, the circumstances are far from exceptional, and we see no reason why Applicant could not have availed itself of the well-established procedure for introducing evidence after commencement of its appeal. As a result, the Examining Attorney’s evidentiary objection is sustained, and the evidence Applicant submitted for the first time with its appeal brief is untimely 6 9 TTABVUE 3-4. 7 10 TTABVUE 4. 8 The June 2018 edition of the TBMP issued after this case was submitted to the Board for decision. Serial No. 86979483 - 5 - and will not be considered. See Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d); TBMP § 1203.02(e) and § 1207.01 and authorities cited therein. We turn now to the merits of this appeal. III. Likelihood of Confusion The determination under Section 2(d) involves an analysis of all of the probative evidence of record bearing on a likelihood of confusion. In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (setting forth factors to be considered, hereinafter referred to as “du Pont factors”); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the relatedness of the goods or services. See In re Chatam Int’l Inc., 380 F.2d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [and services] and differences in the marks.”). We have considered each relevant DuPont factor for which there is evidence or argument, and have treated any other factors as neutral. See M2 Software, Inc. v. M2 Commc’ns, Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006); ProMark Brands Inc. v. GFA Brands, Inc., 114 USPQ2d 1232, 1242 (TTAB 2015) (“While we have considered each factor for which we have evidence, we focus our analysis on those factors we find to be relevant.”). Varying weights may be assigned to each DuPont factor depending on the evidence presented. Citigroup Inc. v. Capital City Bank Group Inc., 637 F.3d Serial No. 86979483 - 6 - 1344, 98 USPQ2d 1253, 1261 (Fed. Cir. 2011); In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1688 (Fed. Cir. 1993) (factors “may play more or less weighty roles in any particular determination”). A. Focus on Cited Registration No. 4949637 We determine this appeal based on Applicant’s involved mark and identified services and the EL COCO PIRATA mark that is the subject of cited Registration No. 4949637, identifying “restaurant services, namely, providing of food and beverages for consumption on and off the premises.” If likelihood of confusion is found as to the mark and services in this registration, it is unnecessary to consider the other cited registrations. See Max Capital Grp. Ltd., 93 USPQ2d 1243, 1245 (TTAB 2010). B. Similarity of the Services, Channels of Trade and Classes of Consumers Applicant’s identified “restaurant services in the nature of a fine-dining Caribbean-themed restaurant” are encompassed by, and thus legally identical to, the “restaurant services, namely, providing of food and beverages for consumption on and off the premises” identified in the cited registration. In fact, the cited registration identifies “restaurant services” without limitation as to cuisine or price point. See, e.g., Southwestern Mgmt., Inc. v. Ocinomled, Ltd, 115 USPQ2d 1007, 1025 (TTAB 2015) (With a broad identification of services, “we must presume that the services encompass all services of the type identified”). Although Applicant has argued that its fine dining, featuring aged rums, full wait staff and sophisticated ambiance, differ from the fast food counter services offered under the mark in the cited registration, such differences are irrelevant to our Serial No. 86979483 - 7 - determination. Likelihood of confusion must be determined based on an analysis of the mark as applied to the services recited in Applicant’s application vis-à-vis the services recited in a registration, rather than what the evidence may show the services to be. In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531, 1534 (Fed. Cir. 1997); Canadian Imperial Bank of Commerce v. Wells Fargo Bank, N.A., 811 F.2d 1490, 1 USPQ2d 1813 (Fed. Cir. 1987); In re I-Coat Co., LLC, 126 USPQ2d 1730 (TTAB 2018); In re Midwest Gaming & Ent. LLC, 106 USPQ2d 1163, 1165 (TTAB 2013); In re La Peregrina Ltd., 86 USPQ2d 1645, 1647 (TTAB 2008) (“[I]t is well established, as noted above, that it is the identification of goods that controls, not what extrinsic evidence may show about the specific nature of the goods.”). Thus, any specific differences between the actual nature of the services beyond the scope of their identifications are irrelevant in our analysis. Further, because as identified the services are legally identical, they must be presumed to travel in the same channels of trade and be rendered or offered to the same classes of consumers. In re Viterra, Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012); Hewlett-Packard Co. v. Packard Press, Inc., 281 F.3d 1261, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002) (citing CBS Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198 (Fed. Cir. 1983) (“absent restrictions in the application and registration, goods and services are presumed to travel in the same channels of trade to the same class of purchasers.”). Serial No. 86979483 - 8 - As a result, the du Pont factors involving the legal identity of the services, trade channels and classes of consumers weigh heavily in favor of a finding of likelihood of confusion. C. Strength of the Cited Mark We next evaluate the strength of the cited mark and the scope of protection to which it is entitled. The fifth DuPont factor is the “fame” or strength of the prior mark, and the sixth factor is the number and nature of similar marks in use for similar goods or services. DuPont, 177 USPQ at 567. In determining strength of a mark, we consider both inherent strength, based on the nature of the mark itself, and commercial strength or recognition. In re Chippendales USA Inc., 622 F.3d 1346, 96 USPQ2d 1681, 1686 (Fed. Cir. 2010) (“A mark’s strength is measured both by its conceptual strength (distinctiveness) and its marketplace strength (secondary meaning).”). Concerning conceptual strength, we find that the registered mark EL COCO PIRATA is arbitrary in connection with “restaurant services, namely, providing of food and beverages for consumption on and off the premises” and therefore inherently distinctive. As for marketplace strength, there is no evidence regarding the mark’s commercial strength, as is typical with ex parte appeals in which the owner of the cited registration is not a party. Also, Applicant submitted no evidence that third parties are using similar PIRATA-formative marks in connection with restaurant services. Aside from the three registrations cited by the Examining Attorney, owned by two different entities, there is no evidence of any third-party registration of similar Serial No. 86979483 - 9 - marks in connection with restaurant services. Cf. Juice Generation, Inc. v. GS Enterprises LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1674-75 (Fed. Cir. 2015); Jack Wolfskin Ausrustung Fur Draussen GmbH & Co. KGAA v. New Millennium Sports, S.L.U., 797 F.3d 1363, 116 USPQ2d 1129, 1135-36 (Fed. Cir. 2015). Considering the record as a whole, we find that the registered mark is inherently distinctive and there is no evidence of third-party use or registration of confusingly similar marks for similar or related services. We therefore accord the EL COCO PIRATA mark the normal scope of protection to which inherently distinctive marks are entitled. See Joseph Phelps Vineyards, LLC v. Fairmont Holdings, LLC, 857 F.3d 1323, 122 USPQ2d 1733, 1734 (Fed. Cir. 2017) (stating that likelihood of confusion fame varies along a spectrum from very strong to very weak). D. Similarity of the Marks We next address the du Pont likelihood of confusion factor focusing on “the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression.” Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005) (quoting du Pont, 177 USPQ at 567). “The proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quotation omitted). See also Mini Melts, Inc. v. Reckitt Benckiser LLC, 118 USPQ2d 1464, 1470 (TTAB 2016); In re Mr. Recipe, LLC, 118 USPQ2d 1084, 1089 (TTAB Serial No. 86979483 - 10 - 2016). Consumers may not necessarily encounter the marks in close proximity and must rely upon their recollections thereof over time. In re Mucky Duck Mustard, 6 USPQ2d 1467, 1468 (TTAB 1988). Because the similarity or dissimilarity of the marks is determined based on the marks in their entireties, our analysis cannot be predicated on dissecting the marks into their various components; that is, the decision must be based on the entire marks, not just part of the marks. In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985); see also Franklin Mint Corp. v. Master Mfg. Co., 667 F.2d 1005, 212 USPQ 233, 234 (CCPA 1981) (“It is axiomatic that a mark should not be dissected and considered piecemeal; rather, it must be considered as a whole in determining likelihood of confusion.”). On the other hand, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on a consideration of the marks in their entireties. Nat’l Data, 224 USPQ at 751. Applicant’s mark, PIRATA in standard characters, is encompassed by the registered mark, EL COCO PIRATA, also in standard characters. While there is no rule that likelihood of confusion automatically applies where one mark encompasses another, in this case, as in many others, the fact that Applicant’s entire mark is contained in the registered mark increases the likelihood of confusion between the two. See, e.g., In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1260 (Fed. Cir. 2010) (applicant’s mark ML is similar to registrant’s mark ML MARK LEES); In re Serial No. 86979483 - 11 - U.S. Shoe Corp., 229 USPQ 707, 709 (TTAB 1985) (finding applicant’s CAREER IMAGE marks similar to registered mark CREST CAREER IMAGES). Applicant’s mark is translated as “pirate.” In the registered mark, “EL COCO” modifies and draws additional attention to “PIRATA,” resulting in the mark’s translation to “the coconut pirate.” Whether we view the mark as connoting a pirate in the shape of a coconut, or a pirate with a taste for or reminiscent of coconut, the mark EL COCO PIRATA identifies a type of pirate. Thus, we find that PIRATA is the dominant portion of the mark. Moreover, the definite article “EL” like “La” or “The,” “cannot be said to have any distinguishing effect.” In re Central Soya Co., Inc., 220 USPQ 914, 916 (TTAB 1984).9 See also In re Narwood Prods., Inc., 223 USPQ 1034, 1034 (TTAB 1984) (“There is no doubt that the word portion of appellant’s mark and the mark subject of the cited registration are virtually identical since both consist primarily of the term ‘music makers.’ The fact that the presentation in the mark of the cited registration is as a single word rather than two words is obviously insignificant in determining the likelihood of confusion. So also is the fact that appellant’s mark, as it is sought to be registered, includes the definite article ‘the’”). The marks are similar in appearance and sound inasmuch as PIRATA comprises the dominant term in the registered mark EL COCO PIRATA. While we acknowledge that “the coconut pirate” is subject to different fanciful interpretations, all of them 9 Ultimately, the board in that case determined that there was no likelihood of confusion because, under Jacobs v. International Multifoods Corp., 668 F.2d 1234, 212 USPQ 641, 642 (CCPA 1982), to establish likelihood of confusion between food products and restaurant services “a party must show something more than that similar even identical marks are used”). Serial No. 86979483 - 12 - identify a type of pirate, with the result that the marks have similar meanings. The distinctions between the marks, particularly given that they are used in connection with legally identical services, do not significantly diminish the similarities in appearance, sound, connotation and overall commercial impression. “When marks would appear on virtually identical ... services, the degree of similarity [of the marks] necessary to support a conclusion of likely confusion declines.” See Century 21 Real Estate Corp. v. Century Life of America, 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992), cert. denied, 506 U.S. 1034 (1994). See also ECI Division of E-Systems, Inc. v. Environmental Communications Inc., 207 USPQ 443, 449 (TTAB 1980). We find that the first DuPont factor also weighs in favor of a finding that confusion is likely. E. Conditions of Sale Applicant argues that the sophistication of the purchasers of its services favors a finding of no likelihood of confusion. In Applicant’s own words: Also, Applicant notes that consumers will be unlikely to make an impulse purchase that would result in the misguided purchase of Applicant’s products because consumers must make the decision of where to eat before they actually place their order. It is simply not reasonable to suppose a consumer could believe he or she was purchasing food from a restaurant after walking into an entirely different establishment paying a few dollars off of a lighted fast food display in a fast food setting for one consumable taco item in the mistaken belief of entering into a fine dining restaurant with 30 and 50 year old rums.10 Again, Applicant’s argument is based upon distinctions not reflected in the cited registration’s recitation of services. As discussed above, Registrant’s “restaurant 10 7 TTABVUE 11. Serial No. 86979483 - 13 - services” must be presumed to include fine dining and Caribbean-themed restaurants. In any event, we must base our decision “on the least sophisticated potential purchasers,” which may include ordinary consumers who consume fast food and frequent inexpensive restaurants. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1163 (Fed. Cir. 2014). As a result, this du Pont factor is neutral. F. Actual Confusion The final du Pont factor discussed by Applicant and the Examining Attorney is the lack of actual confusion. Applicant asserts that the absence of actual confusion suggests no likelihood of confusion. However, in an ex parte proceeding, Applicant’s assertion of the absence of actual confusion is of little probative value in our determination on the issue of likelihood of confusion because the Board cannot readily determine whether there has been a significant opportunity for actual confusion to have occurred, such that the absence of confusion is meaningful. See In re Opus One Inc., 60 USPQ2d 1812, 1817 (TTAB 2001); In re Kangaroos U.S.A., 223 USPQ 1025 (TTAB 1984); In re Jeep Corp., 222 USPQ 333 (TTAB 1984). As pointed out by the Examining Attorney, it is not necessary to show actual confusion in order to establish likelihood of confusion. See Weiss Associates Inc. v. HRL Associates Inc. 902 F.2d 1546, 223 USPQ 1025 (Fed. Cir. 1990). This du Pont factor is neutral. IV. Conclusion We have carefully considered all of the evidence of record, including any evidence not specifically discussed herein. The overall similarity of the marks for legally Serial No. 86979483 - 14 - identical services that move in identical channels of trade reaching the same classes of customers renders confusion likely. Applicant’s arguments in favor of registration are insufficient to overcome these similarities. Decision: The refusal to register Applicant’s mark is affirmed. Copy with citationCopy as parenthetical citation