Motown Record Corp.Download PDFNational Labor Relations Board - Board DecisionsJun 30, 1972197 N.L.R.B. 1255 (N.L.R.B. 1972) Copy Citation MOTOWN RECORv CORPORATION Motown Record Corporation and Truck Drivers Local 299, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of Ameri- ca, Ind . Cases 7-CA-8644, 7-CA-8644(2), and 7-RC-10499 June 30, 1972 DECISION, ORDER, AND DIRECTION OF SECOND ELECTION BY CHAIRMAN MILLER AND MEMBERS KENNEDY AND PENELLO On December 3, 1971, Trial Examiner William W. Kapell issued the attached Decision in this proceed- ing. Thereafter, the Respondent filed exceptions and a supporting brief, and the General Counsel filed a brief in support of and cross-exceptions to the Trial Examiner's Decision. The Respondent then filed a brief in answer to the General Counsel's cross- exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its authority in this proceeding to a three-member panel. The Board has considered the record and the Trial Examiner's Decision in light of the exceptions and briefs and has decided to affirm the Trial Examiner's rulings, findings,' and conclusions as modified below.2 We do not adopt the Trial Examiner's conclusion that Respondent granted wage increases to certain employees in or about the middle of April 1971 in order to dissuade the employees from voting for the Union in the pending election. The Trial Examiner based this conclusion in part on findings that the mid-April increases admittedly given to several of the 10 unit employees "could not be justified" as having been granted pursuant to established wage policies. We do not agree with this finding. In support of this part of the complaint, General Counsel relied on the wage records of five employ- ees: Terrana, Gavin, Jennings, and John and Orson Lewis. Review of these individuals' wage records shows, in Terrana's case, that Terrana last received I We note and correct the following inadvertent error in the Trial Examiner 's Decision which does not affect the result in the case The Trial Examiner found that Kosloski submitted a list of the employees ' reasons for wanting a union on the Tuesday before the election The record shows that the list was not submitted until after the election 2 The General Counsel excepts to the Trial Examiner 's failure to provide in paragraph 1(f) of his recommended Order that nothing contained therein should be construed as requiring the Respondent to revoke any wage increases or other employee benefits previously announced , committed, or granted We find merit in the exception and shall appropriately issue a new Order and notice 3 There are certain suspicious circumstances which have given us pause 197 NLRB No. 176 1255 an increase on February 22, 1971-a date preceding the filing of the Union's representation petition by some 8 weeks, and the conduct of the Board election by some 12 weeks. Terrana's increase therefore provides no support for the violation premised on Respondent's wage increases. The other four employ- ees did in fact receive increases in or about mid-April 1970. In the case of the first three of these four, the Trial Examiner found, and an analysis of the wage records shows, that, in terms of timing, Respondent's grant of the increases did not represent any substan- tial deviation from established wage policies. Analy- sis of the wage record of the fifth employee-Orson Lewis-supports a similar finding with respect to the increase granted him. Lewis was hired on March 9, 1970. He received one wage increase some 6 months thereafter. This was in accordance with Respondent's policy of evaluating a new employee within a relatively short period after his employment. He also received another wage increase in April 1971. This was in accordance with Respondent's policy of evaluating a new employee on an annual basis at or near the anniversary of his hiring date. The other factors which the Trial Examiner apparently considered relevant to the wage increase issue included Respondent's other contemporaneous unfair labor practices and the fact that Respondent's application of an evaluation program requiring some subjective judgment resulted in the preelection grant of increases to a substantial number of unit employ- ees. These factors do, of course, cause us to scrutinize with care Respondent's motives for the wage raise grants. However, as none of the mid-April increases were granted prematurely under the Respondent's established evaluation policies, and as there is no affirmative evidence that the favorable evaluations granted the employees involved were not merited, we cannot find that a preponderance of the evidence establishes that Respondent in fact granted the mid- April increases because of unlawful considerations.3 We shall therefore dismiss that part of the complaint which allegcs that Respondent violated Section 8(a)(1) of the Act by granting wage increases in order to dissuade employees from voting for the Union. The Trial Examiner concluded, relying in part on his finding that the wage increases were unlawful, Thus, in a conversation between employee Wismewski, a recipient of a merit increase , and Respondent 's personnel director, statements were made which clearly violated Sec 8(a)(I) In the same conversation , mention was made of Wisniewski's increase Yet in reviewing the total context of this conversation , the improprieties appear totally unconnected with the mention of the increase, and we can perceive in this conversation no basis for an inference that Respondent was attempting to suggest that Wisntew- ski s um-- activity. or- lack thereof,had-been considered in granting him an increase , , r that this had been or would be the case with-others. Thus a nexus between the improper statements and the wage increases has not been established , and, whatever our suspicions may be, we cannot make, or affirm , findings which do not have adequate evidentiary support 1256 DECISIONS OF NATIONAL LABOR RELATIONS BOARD that the unfair labor practices found were of such a caliber that a fair election could not be held even after the Board's conventional remedies had been applied and that the authorization cards signed by the employees would be a more reliable measure of the employees' desires. He therefore recommended that an order requiring the Respondent to bargain with the Union should be issued. We do not believe that the issuance of a bargaining order is justified in this case. The unfair labor practices we have found are neither extensive nor of such a nature that they would have a lingering effect that could not be erased by our traditional remedies. The threat to the. tenure of the employees if they engaged in concerted activity was made in the first week of January 1971, 4 months before the election, and did not deter four of the Respondent's employ- ees from signing union cards late in February and thus giving the Union its card majority. The interrogation consisted of inquiries directed at two employees and was not accompanied by any threat to the employees' tenure or working conditions or any suggestion that benefits would accrue by voting against the Union. The suggestion made to one employee that the April wage increases were con- nected with the union activity of the employees was not couched in coercive terms, and, in any event, the employee was well aware that his pay was reviewed in April of each year. Nor can we regard the failure of the Respondent, in the same conversation, to deny the employee's own statement that discussions of unions were taboo, the single instance of a request that union material received be brought to the office, or the discussion between one of Respondent's supervisors and an employee regarding the chances of improved working conditions dependent upon the advent of the Union as serious under the circum- stances herein. We have thus found that the Respondent has violated Section 8(a)(1) of the Act in some seven instances. But none of them were directed at the employees in general, none of them seriously jeopardized the employees' job security, no specific benefits were promised, and, taken in their context, none could have so affected the employee or employees involved to such an extent that they could not cast a free and uncoerced ballot after the application of the Board's remedies. We therefore believe that the employees' interests would be better served by the holding of a second election rather than the issuance of an order requiring the Respon- dent to bargain with the Union. Accordingly, we shall dismiss those portions of the complaint alleging that the Respondent violated its duty to bargain and that wage increases were granted in violation of the Act. We agree with the Trial Examiner that the unfair labor practices committed interfered with the employees' free choice in the election which was conducted in Case 7-RC-10499 and we shall therefore set aside that election and direct a new election. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby orders that Respondent, Motown Record Corporation, Detroit, Michigan, its officers, agents, successors, and assigns, shall: 1. Cease and desist from: (a) Giving employees the impression that they would be discharged for engaging in concerted protected activities to improve their conditions of employment. (b) Impressing employees with the likelihood that only a union defeat could improve their conditions of employment. (c) Permitting employees to remain under the impression that union talk or organization would be ground for dismissal. (d) Coercively interrogating employees concerning their union sentiments. (e) Inviting employees to report on union activities. (f) Giving employees the impression that an antiunion position would improve their prospects of obtaining wage increases , except that nothing con- tained herein shall be construed as requiring the Respondent to revoke any wage increases or other employee benefits previously announced, committed, or granted. (g) In any like or related manner interfering with, restraining, or coercing its employees in the exercise of the rights guaranteed in Section 7 of the Act. 2. Take the following affirmative action which is necessary to effectuate the policies of the Act: (a) Post at its facilities in Detroit, Michigan, copies of the attached notice marked "Appendix."4 Copies of said notice, on forms provided by the Regional Director for Region 7, after being duly signed by Respondent's representative, shall be posted by Respondent immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereaf- ter, in conspicuous places, including all places where notices to employees are customarily posted. Reason- able steps shall be taken by Respondent to insure * In the event that this Order is enforced by a judgment of a United pursuant to a Judgment of the United States Court of Appeals enforcing an States Court of Appeals, the words in the notice reading "Posted by Order Order of the National Labor Relations Board." of the National Labor Relations Board" shall be changed to read "Posted MOTOWN RECORD CORPORATION that said notices are not altered, defaced, or covered by any other material. (b) Notify the Regional Director for Region 7, in writing, within 20 days from the date of this Order, what steps the Respondent has taken to comply herewith. It is further ordered that the complaint be dismissed insofar as it alleges violations of the Act not specifically found. It is also further ordered that the election held in Case 7-RC-10499 on May 14, 1971, be, and it hereby is, set aside, and that the case be remanded to the Regional Director for Region 7 for the purpose of conducting a new election in the appropriate unit at such time as he deems the circumstances permit the free choice of a bargaining representative. [Direction of Second Election and Excelsior footnote omitted from publication.] APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT threaten to discharge employees who engage in concerted protected activities to improve their conditions of employment. WE WILL NOT impress emp'oyees with the likelihood that only a union defeat could improve their conditions of employment. WE WILL NOT permit employees to remain under the impression that union talk or organiza- tion would be ground for dismissal. WE WILL NOT coercively interrogate employees concerning their union sentiments. WE WILL NOT invite employees to report on union activities. WE WILL NOT give employees the impression that an antiunion position would improve their prospects of obtaining wage increases, except that nothing contained herein shall be construed as requiring the Respondent to revoke any wage increases or other employee benefits previously announced, committed, or granted. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our employees in the exercise of their right to self-organization, to form, join, or assist labor organizations, to bargain collectively through representatives of their own choosing, or to engage in other concerted activities for the purposes of collective bargaining or other mutual aid or protection, or to refrain from any and all such activities, except to the extent that such right may be affected by 1257 an agreement requiring membership in a labor organization as a condition of employment as authorized in Section 8(a)(3) of the National Labor Relations Act, as amended. MOTOWN RECORD CORPORATION (Employer) Dated By (Representative ) (Title) This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered , defaced, or covered , by any other material. Any questions concerning this notice or compli- ance with its provisions may be directed to the Board's Office , 500 Book Building , 1249 Washington Boulevard , Detroit , Michigan 48226 , Telephone 313-226-3200. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE WILLIAM W. KAPELL, Trial Examiner: This matter, a proceeding under Section 10(b) of the National Labor Relations Act, as amended, herein called the Act, was tried before me in Detroit, Michigan, on August 23 and 24, 1971,1 with all parties participating pursuant to due notice upon the consolidated complaint 2 issued by the Acting Regional Director on June 21. The complaint, in sub- stance , alleges violations of Section 8(a)(1) and (3) of the Act in that Respondent interrogated employees concerning their union activities, solicited employees to engage in surveillance of union activities of other employees, threat- ened employees with discharge if they attempted to concertedly seek wage increases, threatened to discharge employees if the Union won the election, stressed the futility of bargaining through the Union and the inevitabil- ity of a strike if the Union were selected as bargaining agent, promised improved working conditions if the Union lost the election, solicited grievances from employees and implied a redress of such grievances for the purpose of discouraging employee support of the Union, granted certain wage increases to its recording engineers to discourage their union support, discriminatorily discharged Ronald H. Brown , and refused to recognize the Union though cognizant of its majority status. At the hearing the complaint was amended to include solicitation of employ- ees to engage in surveillance of union activities of other employees and to report on them to management, threats to employees to impose straitened working conditions if I All dates hereafter refer to the year 1971 unless otherwise noted 2 Based on charges filed by Truck Drivers Local 299, International Brotherhood of Teamsters , Chauffeurs , Warehousemen and Helpers of America, Ind. hereafter referred to as the Union, on April 21 in Case 7-CA-8644 and on May 20 in Case 7-CA-8644 (2), respectively 1258 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the Union prevailed, and asserted violations of Section 8(a)(5) of the Act based upon unilateral changes of working conditions and bypassing the Union in dealing with employees. Respondent's answer denied the commis- sion of any unfair labor practices. In Case 7-RC-10499 a petition for an election was filed on April 8 by the Union. Thereafter, pursuant to a Stipulation for Certification Upon Consent Election, an election by secret ballot was conducted on May 14 resulting in seven votes for and eight against the Union. On May 19 Objections to Conduct Affecting the Results of the Election were timely filed by the Union based on the granting of a wage increase and other things of value to the employees, the discriminatory discharge of Ronald Brown, the coercive interrogation of employees regarding their union activities, and threats to employees because of their union activities. By order of the Regional Director this case was consolidated for the purpose of hearing, ruling, and decision by a Trial Examiner with Cases 7-CA-8644 and 7-CA-8644(2) and then transferred to the Board. All parties were represented and were afforded opportu- nity to introduce evidence, to examine and cross-examine witnesses, and to file briefs. Only Respondent has filed a brief which has been carefully considered. Upon the entire record3 in this proceeding and from my observation of the witnesses, I make the following:4 FINDINGS OF FACT 1. COMMERCE Respondent, a corporation duly organized under the laws of the State of Michigan, has maintained its principal office and place of business at 2457 Woodward Avenue in Detroit, Michigan, at all times material herein, and has been engaged in the production, sale, and distribution of phonographic records and related products. During the fiscal year ending June 30, 1970, Respondent, in the course and conduct of its business operations, purchased and caused to be transferred and delivered to its Detroit place of business goods and materials valued in excess of $50,000, which goods and materials were transported and delivered to its place of business in Detroit, Michigan, directly from points located outside said State. During the same period Respondent produced, sold, and distributed at its Detroit, Michigan, place of business, products valued in excess of $500,000 of which products valued in excess of $50,000 were shipped from said place of business directly to points located outside the State of Michigan. Respon- dent admits, and I find, at all times material herein, that it has been an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. H. THE LABOR ORGANIZATION INVOLVED Respondent admits, and I find, at all times material 3 The transcript is corrected in the following respects On p 160, I 14, change "I am" to "Are you," and insert a question mark at the end of I 15 On p 169, I 16, change "Trial Examiner" to "Mr Alexander " 4 Rulings reserved on motions made during the hearing are hereby decided in conformance with the findings made herein 5 The technical engineers build, install, and service the equipment to be used in recording herein, that the Union has been a labor organization within the meaning of Section 2(5) of the Act. III. THE ALLEGED UNFAIR LABOR PRACTICES A. The Alleged 8(a)(1) Violations It is undisputed that during the first week of January, Leonard Kosloski, with Michael Grace, Glenn Garrard, Gurdev Sandhu, and Ronald Lynch, comprising all of the technical engineers,5 met with Donald Boehret, their supervisor in the technical engineering department, to protest being paid a lower wage rate than the recording engineers,6 although both groups had been employed approximately for the same length of time. They also expressed a desire to pursue the matter as a group with management. At their request, Boehret agreed to discuss their grievance with Harry Balk, the creative division head. Balk was unavailable so Boehret took the matter up with Bette Ocha, Balk's administrative assistant. Later that or the following day Boehret met again with the technical engineers and reported that he had spoken to Ocha, who had said that the same thing would happen to them as had happened to others who tried talking to the Company as a group, and that their complaints would be discussed and considered only on an individual basis.: The Union was not mentioned at either of the meetings with Boehret. The technical engineers construed Boehret's report as a threat of termination under the impression that Ocha had referred to the engineers who, at an earlier date, had attempted to, discuss a wage complaint as a group with management and later were terminated. Leonard Wisniew- ski, a recording engineer, testified concerning the group approach to management early in 1970 as follows: Four recording engineers were designated as a group to complain to management on behalf of all the recording engineers. After a meeting with management, in which they obtained no satisfaction, one of the four engineers was terminated because of a personality clash with his supervisor, and another one voluntarily left the Company because of a personality clash with his supervisor over working conditions. He had no knowledge of what happened to the other two engineers. The language used to discourage employee group action clearly had the effect of chilling if not precluding concerted protected activity. Whether other employees had, in fact, been terminated in similar circumstances is immaterial The issue is whether Ocha's response, which was conveyed to the technical engineers, tended to create the impression that they would risk termination or be terminated if they persisted in making their grievance through a group rather than on an individual basis. I conclude that a reasonable construction of Ocha's reply warranted the employees in becoming apprehensive about their jobs in pursuing the matter through group action, and that it, therefore, 6 The recording engineers cut and press the discs and operate the tape equipment r In contrast to the above -related testimony by the technical engineers, Boehret testified that he advised them that a group meeting would not get anywhere as had previously happened to the recording engineers The corroborated testimony of the technical engineers is credited MOTOWN RECORD CORPORATION interfered with their concerted protected activities in violation of Section 8(a)(1). About a week before the election, technical engineer Leonard Kosloski, in a conversation with Personnel Director Al Brown, was asked why they had talked to the Union. On the Wednesday prior to the election he again had a conversation with Brown and was asked why they had brought in the Union. Kosloski replied that they had been unable to get any action from their supervisors. Brown then asked him to prepare a list of the reasons why they wanted a union . Thereafter, Kosloski, assisted by a few technical engineers , prepared such a list and submitted it on the Tuesday before the election. "Although there was no evidence of intimidation [by Brown], questioning of this character has an inherently coercive tendency because it requires employees to reveal their personal beliefs under circumstances where they are aware of the disapproval of the employer" Mallow Plating Works, Inc., 193 NLRB No. 96. I therefore find Brown 's questioning violative of Section 8 (a)(1). Following the signing of a union card and prior to the election, but after the filing of the representation petition, Glen Garrard, a technical engineer, was summoned to the office of Michael McLean, head of the technical engineer- ing department, and told that at the behest of the Company, he had been delegated to pick a trusted employee and express his opinion by drawing a chart as to what would happen as a result of the election. The chart he drew described various possibilities in terms of percentages in the event the Union won or lost the election. It indicated that if the Union lost the election there would be a 65- percent likelihood that things would remain the same and a I-percent possibility that troublemakers (union organizers) like Kosloski and also Garrard would leave the Company and a 34-percent likelihood that things would get better. If the Union won the election there was a 99-percent likelihood that there would be no improvement and a possibility that McLean and Boehret would be fired. After explaining the chart to Garrard, McLean asked him to think it over and to tell the other technical engineers about their discussion. Garrard prepared a similar chart and explained it to his fellow engineers. It is uncontroverted that McLean was instructed by management to impress upon a trusted employee the futility of accomplishing any improvements by voting for the Union. Realistically viewed, McLean's conversation with Garrard had but one objective: to convince Garrard and the employees with whom he was asked to discuss the matter that they would not only not improve their conditions by voting the Union in but would probably suffer to some extent thereby, whereas a union defeat would in all likelihood result in improving their position. I, therefore, conclude that Respondent engaged in tactics designed to defeat the Union by impressing employees with the likelihood that only a union defeat could improve their conditions. The coercion inherent in such tactics falls within the meaning , and in violation, of Section 8(a)(1) of the Act. Recording engineer Wisniewski testified that about 2 1259 weeks before the election he was called to Harry Balk's office where he was introduced to Personnel Director Al Brown . Upon being asked whether he was aware of his pay raise , he replied that Harris had already told him about it. Brown then stated that they were expecting bigger and greater things from him and that he was doing quite well and asked whether he was aware of the pending union activities. When he said he was, his opinion on these activities was solicited by Brown. Wisniewski replied that since he was hired he was under the impression that union talk or organization was taboo because it would be ground for dismissal. Brown then told him if he heard anything about union activities to feel free to relate it to him, and it would be kept in strictest confidence. Brown's failure to nullify or correct Wisniewski's impression that engaging in union activities would cause an employee's termination, and his invitation to Wisniewski to act as an informer on union activities, clearly restrained and interfered with Wisniewski's exercise of his statutory rights in violation of Section 8(a)(1). Wisniewski testified further that about a week before the election, Calvin Harris, a supervisor and head of the recording engineering department, asked him how he was going to vote. He replied that it was a secret election but would give him an idea, stating he was opposed to unions (which, however, was not true). Harris thereupon said, "Good, you should try and persuade other engineers to go that way."8 Harris' interrogation as to how Wisniewski was going to vote clearly infringed upon the secrecy of the ballot, and Wisniewski's untruthful reply indicated his apprehension in revealing his prounion position. I find Harris' interroga- tion had a coercive impact on Wisniewski in violation of Section 8(a)(I). In support of the allegations in the complaint that about the middle of April Respondent granted wage increases to its recording engineers to dissuade them from selecting the Union as their bargaining representative, the General Counsel introduced in evidence the employee compensa- tion data sheets of five employees: Robert Gavin, Nathaniel Jennings, John Lewis, Orson Lewis, and Russell Terraria, to demonstrate that Respondent deviated from its alleged wage increase policy of annually evaluating each employee and granting wage increases based upon favora- ble evaluations. These exhibits set forth the wage and leave record of each employee. Gavin's record indicates that he received two pay increases in 1971. In explanation of the ostensible deviation from its wage policy, Respondent stated that Gavin left the Company in 1969 for military service and was reinstated in January 1971 at a higher rate of pay to reflect the cost-of-living increases, and that he was evaluated during the first 90 days of his reinstatement and received another raise at that time. The employee compensation data sheet for Nathaniel Jennings indicated that he received a wage increase in February 1970 and a further increase in April 1971. Respondent explained the delay of more than a year because Jennings was trans- ferred from the technical engineering department to the recording engineering department during the year and had 8 Harris denied asking him how he was going to vote, asserting that he vacation Harris' denial is not credited asked only whether he was going to vote because Wisniewski was going on 1260 DECISIONS OF NATIONAL not been a recording engineer long enough to be evaluated for an increase in February 1971. Respondent was unable to explain why Orson Lewis' employee compensation data sheet indicated that he received one wage increase in less than a year after being hired in March 1970 and then another on April 19, 1971, or why the employee compensa- tion data sheet for Russell Terraria indicated that he received an increase in April 1970, another one in May 1970, and still another in February 1971. The employee compensation data sheet for John Lewis indicated that he came to work in May 1970 and received an increase on April 19, 1971. Respondent explained that receiving an increase within the first year was consistent with company policy. It appears that although Respondent asserted that it followed a wage increase policy, it was at loss to explain ostensible deviations therefrom with respect to Orson Lewis and Russell Terraria, two of the five recording engineers who did not sign union cards. Respondent offered explanations with respect to wage increases given to three other recording engineers, Gavin, Jennings, and John Lewis (another one of the five recording engineers who did not sign a card), which could be found plausibly consistent with its wage increase policy if considered as unusual cases. Thus, increases to 5 of the 10 recording engineers in the unit either could not be justified or required explanations as unusual cases under the company policy. In these circumstances, and considering the number of employees involved and the size of the unit, it is not unreasonable to infer that Respondent resorted to wage increases during the union campaign to influence employ- ees to vote against the Union in the election of May 14 in violation of Section 8(a)(1). Furthermore, even assuming that Respondent was lawfully implementing its historic wage increase policy, which ordinarily would not be improper during a union campaign provided it was disassociated from seeking any adverse effect upon unionism, it clearly appears in Wisniewski's conversation with Brown, as related supra, that Brown implicitly if not directly associated Wismewski's wage increase with ques- tions concerning the then pending union activities. It is reasonable to assume that his motive in doing so was to create the impression that antiunionism had some bearing currently and prospectively upon the granting of wage increases. I, accordingly, conclude that, at least in Wisniewski's case, Respondent subtly gave him the impression that an antiumon position improved an employee's prospects of obtaining a wage increase or other employee benefits in violation of Sec. 8(a)(1). B. The Alleged Discriminatory Discharge of Donald Brown Donald Brown began working for Respondent in May 1969 in the recording engineering department under the supervision of Calvin Harris. In May 1970, he suffered a serious brain concussion in an automobile accident, and when he returned to work he found that the noise on the job gave him headaches because of his head injuries. He 9 It was routine for him to call in every afternoon to obtain the location of his work assignment for that night The company operated several LABOR RELATIONS BOARD called Harris, advised him of that fact, and, after stating that it would be better for him and the Company, he resigned. On November 1 he returned to work after checking with and obtaining a statement from his doctor that the noise on the job would not bother him. He did the same type of work as when initially hired, making copies of big tapes. On December 10 he signed a union card. During December and the following months, Hams' secretary began complaining to Brown about distortion on the tapes he was preparing and omissions from the log sheet which he had to maintain. In the middle of February, Harris brought to Brown's attention the fact that he had left the 1, 2, 3, 4 count off the beginning of a tape, a serious error because the musicians would be unable to come in on time. About the beginning of March, he called in to Harris' secretary to find out about his next assignment .9 Harris got on the extension and asked whether he had received any union material. When he replied that he had, Harris asked whether there were any signatures on it. Upon hearing that there were none, Harris then told him to bring it in, which he did the following day, but not finding Harris in, he left it with a secretary. On April 12, when Brown called in to find his assignment for that evening, Harris summoned him to his office. In the conversation with Harris after his arrival, Brown was told that his work had, deteriorated and reminded him of his serious error in omitting the 1, 2, 3, 4 count on a tape in February. Brown admitted his difficulties in keeping up with hisjob and explained that he experienced burdensome problems in calling in every day to find out his assignment for that night, which interfered with his schooling at night and entailed a good deal of bus riding since he no longer had a car after his automobile accident. Harris then advised him that he would have to terminate him to which Brown replied, "Well, if that's that, I'll leave." Brown had never been warned about being fired unless his work improved, although the Company also had a policy requiring an employee to be given a written warning before being terminated. Harris admitted Brown's testimony as being truthful with the exception that he was not sure whether he initiated questioning Brown about the union material . He also stated that after speaking to Brown about the union literature, he reported it to Ocha and his supervisors, and one of them asked him to have Brown bring it in. He thereafter had his secretary call Brown to bring it in. I find that Donald Brown's discharge was based on his admitted inability to properly perform his work, and was not motivated by his union activities which consisted only of signing an authorization card. I conclude that the General Counsel has failed to establish by the preponder- ance of the evidence that Brown was discriminatorily discharged; and therefore recommend the dismissal of the 8(a)(3) allegations in the complaint. I find, however, that Harris' inquiry about the receipt of union literature, and his request that it be submitted clearly interfered with Brown's statutory rights in violation of Section 8(a)(1). facilities in Detroit. MOTOWN RECORD CORPORATION C. The Union's Request To Bargain, and its Alleged Majority Status In November 1970, Kosloski met with George Kraft, the Union's business representative, for the purpose of organizing Respondent's employees. At that meeting Kosloski received a number of union authorization cards with instructions to solicit employees to sign cards in order to obtain a card majority for recognition, or if unable to obtain a card majority, then a sufficient number of cards to file for a petition for an election. Signed union cards were obtained from the following employees: Ronald Brown on December 10, 1970; Leonard Kosloski and Ronald Lynch on December 2, 1970; Michael Grace, Glenn Garrard, Gurdev Sandhu, and Leonard Wisniewski on December 3, 1970; and Joe Atkinson, Robert Gavin, Nathaniel Jen- nings, and John Lewis on February 23, 1971. It was stipulated that the following employees constitut- ed a unit appropriate for the purpose of collective bargaining from January 11 through April 8: recording engineers Ronald Brown, Robert Gavin, Nathaniel Jen- nings, John Lewis, Austin Lewis, Robert Olhsson, Vincent Shensky, Steven Smith, Russell Terraria, and Leonard Wisniewski,10 and technical engineers Donald Fostle, Michael Grace, Leonard Kosloski, Ronald Lynch, and Gurdev Sandhu. It thus appears that in a unit of 16 employees, the Union obtained 10 authorization cards. Respondent in its brief concedes, in effect, the majority status of the Union at one time or another during the period from early December 1970 to February 23, 1971.11 On January 11, the Union by telegram demanded Respondent recognize it as the exclusive collective-bar- gaining representative for a bargaining unit, consisting of "all employees in the technical engineering department, excluding supervision, office clerical, guards and other employees defined in the Act." The telegram also request- ed a meeting on January 13 for the purpose of negotiating a collective-bargaining agreement, and, if such date was inconvenient, to notify the Union so that a more convenient date could be agreed upon, and stated further that the Union was willing to permit a neutral person to check its authorization cards at the time of such meeting for the purpose of verifying its majority status. On January 13, Mr. O'Meara, counsel for Respondent, telephoned Kraft that Respondent was not prepared to meet with him because he was not given enough notice and was caught totally unaware. O'Meara also questioned the union majority and the composition of the bargaining unit, and indicated that it would be more appropriate for the Union to pursue the matter by petition. The record does not indicate that anything further occurred until April 8 when the Union filed a representation petition for a unit consisting of all recording engineers , including all technical 10 The inclusion of Joe Atkinson, a recording engineer , in the stipulated unit was left undetermined because of a lack of evidence concerning his layoff and termination . However, a resolution of his status would not have any effect on the results reached herein 11 I find that the signed cards were valid single purpose cards for the purpose, of designating an exclusive bargaining representative Nor does the Respondent appear to challenge the validity of the cards. 12 The charge filed in Case 7-CA-8644(2) does, in fact, allege an 8(aX5) violation based on a refusal to recognize 13 See American Newspaper Publishers Association v. N LR B, 193 F 2d 1261 engineers employed by the Employer at its Detroit, Michigan, location, but excluding all office clerical employees, guards, and supervisors as defined in the Act and all other employees. In the ensuing consent election pursuant to a stipulation for certification the Union lost by a vote of 8 to 7, and thereafter filed timely objections to conduct affecting the results of the election. The complaint alleges the Union's majority status, a demand for recognition, and Respondent's refusal to recognize and bargain with it. However, there is no expressed conclusion in the complaint that the aforesaid allegations constitute a violation of Section 8(a)(5) of the Act.12 Contrary to Respondent, I find that such omission does not preclude the Board from considering and deciding the allegations so presented if they do not mislead the party charged.13 I conclude that the allegations of the complaint herein sufficiently apprised Respondent of the basis of an 8(a)(5) violation and afforded it a full opportunity for hearing based thereon.i4 Respondent also contends that a demand for recognition based on a majority status in a specific unit is an essential requirement for a finding of an 8(a)(5) violation, and that no demand was ever made for a unit comprising the technical and recording engineers , the unit set forth in the Union's representation petition. In order to impose a bargaining duty upon an employer, the union's demand should "clearly define the unit for which recognition is sought." 15 The Union's demand for recognition in its telegram of January II clearly and definitely defined the unit. In his conversation with Business Agent Kraft on January 13 concerning the demand, Respondent's counsel objected, inter alia, to the appropriateness of the unit. The evidence, however, does not reveal that Kraft suggested any modification of the unit. Nor did the Union thereafter communicate with Respondent concerning its demand for recognition. It was not until April 8 when the Union filed its petition for an election that the appropriate unit was expanded to include the recording engineers. I find that the Union apparently abandoned its demand for the unit described in its telegram of January 11. Furthermore, inasmuch as the complaint demands recognition for the broader unit, it becomes unnecessary to resolve the issue involving recognition for the narrower unit. I conclude that "no proper request to bargain having been made [for the broader unit], there was no obligation on Respondent to bargain collectively," based on an 8(a)(5) violation.16 I, accordingly, recommend the dismissal of those allegations of the complaint which constitute a violation of Section 8(a)(5) of the Act. 782, 800 (C.A 7). and Associated Home Builders v. N L.R B, 352 F 2d 745, 752-753 (C A 9) 14 Respondent in its brief also proceeds on the basis of having been charged with violations of Sec. 8(a)(5) for refusing to bargain. i5 See The C L. Bailey Grocery Company, 100 NLRB 576, 579. 16 Id at 580, see also Laabs, Inc, 128 NLRB 374, where the Board stated, "Respondent correctly contends that the filing of a petition does not constitute a request for bargaining, so as to make its failure to bargain, without more, a violation of Sec. 8(aX5) of the Act." 1262 DECISIONS OF NATIONAL LABOR RELATIONS BOARD D. The Objections to Conduct Affecting the Election Results; the Request for a Bargaining Order The complaint prays for a bargaining order based upon the alleged 8(a)(1) and (3) violations. Before such relief may even be considered, it becomes necessary to determine whether the election of May 14 should be set aside pursuant to the objections filed by the Union. Only if the objections are sustained may the remedy of a bargaining order be considered and resolved. The objections, four in number, are: 1. The Employer granted a wage increase and other things of value to the employees, subsequent to the filing of the petition. 2. The Employer did illegally discharge employee Ronald Brown because of his concerted union activities on behalf of Truck Drivers Local 299. 3. The Employer did illegally and coercively interro- gate its employees regarding their union activities. 4. The Employer did make threats to its employees because of their union activities. As related above, the 8(a)(1) violations found, with the exception of the interference with the concerted, protected activities of the employees concerning their attempted but thwarted group appeal to redress their wage grievance, occurred between the filing of the Union's petition and the election. The objections, in substance, consist of matters alleged in the complaint as constituting violations of Section 8(a)(1) and (3) of the Act. In view of my findings above that Respondent engaged only in violations of Section 8(a)(1) to the extent therein found, I find merit in and sustain said objections to the extent found. The Board has consistently held that conduct violative of Section 8(a)(1), a fortiori, interferes with the exercise of a free and untrammeled choice in an election.17 It, therefore, will be recommended that the election be set aside. Having thus found that the election should be set aside, it then becomes relevant to determine whether the issuance of a bargaining order is appropriate. The Supreme Court in N.L.R.B. v. Gissel Packing Co., Inc., 395 U.S. 575, sustained the Board's authority to issue a bargaining order in appropriate circumstances based upon the employer's commission of unfair labor practices, the coercive effects of which cannot be eliminated by the application of traditional remedies with the result that a fair or reliable election cannot be held. Under the Gissel teachings, a bargaining order may issue where the union had valid authorization cards from a majority of the employees in an appropriate bargaining unit and the employer committed "outrageous" and "pervasive" unfair labor practices, or "in less extraordinary cases marked by less pervasive practices which nonetheless still have the tendency to undermine majority strength and impede the election process." With respect to the latter type, the Court stated further, "The Board's authority to issue such an order on a lesser showing of employer misconduct is appropriate, we should 17 Oleson's Food No 4, Inc, 167 NLRB 543, 551, Irving Air Chute Co, Inc, 149 NLRB 627, 629 18 The Court also held that there is a third category of minor or lesser extensive unfair labor practices, which , because of their minimal impact on the election machinery, will not sustain a bargaining order 19 Stoutco, Inc., 180 NLRB No I I reemphasize, where there is also a showing that at one point the Union had a majority." 18 In construing the Gissel criteria for the purpose of evaluating properly the probable effect of conduct which is coercive in nature, the Board held 19 that the number of instances of interference, or the number of employees directly involved, cannot serve as determinative factors, and that "the controlling factor is whether the conduct involved in each case reasonably tends to interfere with a free and uncoerced choice by the employees ...." (Emphasis supplied.) The unfair labor practices found herein consist of: (1) Giving employees the impression that they would be discharged for engaging in concerted protected activities to improve the terms of their employment. (2) Impressing employees with the likelihood that only a union defeat could improve their conditions. (3) Permitting employees to remain under the impression that union talk or organization would be ground for dismissal. (4) Coercively interrogating employees concerning their union sentiments. (5) Inviting employees to report on union activities. (6) Granting wage increases to employees during a union campaign to influence them against the Union, and giving an employee the impression that an antiunion position would improve his prospects for obtaining wage increases. I find that the unfair labor practices herein fall within the category set forth in the Gissel case of "less extraordinary cases marked by less pervasive practices tending to undermine majority strength and impede the election process," and in which the Court reemphasized the Board's authority to issue a bargaining order "where there is also a showing that at one point the Union had a majority." It is unlikely that in the comparatively small unit herein that the effects of Respondent's unfair labor practices could be neutralized by conventional remedies which would insure a fair election.20 I, therefore, conclude "that the employees' desires as expressed through the authorization cards are a more reliable measure of their stand on the issue of representation and that the policies of the Act will be better effectuated by the issuance of a bargaining order." Heck's, Inc., 180 NLRB No. 82. Upon the basis of the foregoing findings of fact and upon the entire record in this proceeding, I make the following: CONCLUSIONS OF LAW 1. Respondent is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. By interfering with, restraining, and coercing em- ployees in the,exercise of rights guaranteed in Section 7 of the Act as found herein, Respondent engaged in and is 20 Pursuant to the language quoted from Stoutco, Inc, supra, that the controlling factor is whether the conduct involved in each case reasonably tends to interfere with a free and uncoerced choice by the employees, I distinguish the Stoutco case, Schrementr Bros, Inc, 179 NLRB No 147, and Blade-Tribune Company, 180 NLRB No 56, cited by Respondent, on the facts MOTOWN RECORD CORPORATION engaging in unfair labor practices within the purview of Section 8 (a)(1) of the Act. 4. By the aforesaid unfair labor practices , Respondent has interfered with and illegally affected the results of the Board election held on May 14, 1970. 5. The aforesaid unfair labor practices affect commerce within the meaning of Section 2 (6) and (7) of the Act. THE REMEDY 1263 labor practices, I recommend that it cease and desist therefrom , and that it take certain affirmative action which is necessary to remedy and remove the effects of the unfair labor practices and to effectuate the policies of the Act. More specifically, I recommend that a bargaining order be issued against Respondent for the reasons discussed above. [Recommended Order omitted from publication.] Having found that Respondent engaged in certain unfair Copy with citationCopy as parenthetical citation