MOBILETRAC LLCDownload PDFPatent Trials and Appeals BoardNov 17, 202014825582 - (D) (P.T.A.B. Nov. 17, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/825,582 08/13/2015 JAMES MICHAEL IRISH 015535-18069B-US 1988 154659 7590 11/17/2020 Lempia Summerfield Katz LLC / KAR Auction Services KAR Auction Services Inc. 20 S. Clark Street Suite 600 Chicago, IL 60603 EXAMINER GEORGALAS, ANNE MARIE ART UNIT PAPER NUMBER 3625 NOTIFICATION DATE DELIVERY MODE 11/17/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docket-us@lsk-iplaw.com mail@lsk-iplaw.com pair_lsk@firsttofile.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte JAMES MICHAEL IRISH ____________ Appeal 2020-000350 Application 14/825,582 Technology Center 3600 ____________ Before MAHSHID D. SAADAT, LINZY T. McCARTNEY, and BETH Z. SHAW, Administrative Patent Judges. SAADAT, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–3, 6, 9, 21, 22, 25, 26, 35, 37–40, 42, 45, and 48–58.2 We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as MobileTrac, LLC. Appeal Br. 2. 2 Claims 4, 5, 7, 8, 10–20, 23, 24, 27–34, 36, 41, 43, 44, 46, and 47 have been canceled previously. Appeal 2020-000350 Application 14/825,582 2 STATEMENT OF THE CASE Introduction Appellant’s disclosure is directed to “methods and apparatus for delivering information regarding a plurality of vehicles for sale, the information being updated based on real-time entry of changes thereto.” See Spec. 2:12–16. Claim 1 is illustrative of the invention and reads as follows: 1. A system configured to provide item information, the system comprising: at least one interface configured to communicate with an item information source, the item information source configured to obtain information relating to an item quality for a plurality of vehicles; a processor in communication with the interface, the processor configured to: send, to an item information source, an indication of a predetermined query end entry; receive a list of vehicle identification numbers (VINs) from at least one client device; send, to the item information source, the list of VINs, the list of VINs comprising a plurality of VINs and indicative to the item information source to perform baseline searches for vehicle history reports for the plurality of VINs in the list, wherein, responsive to receipt of the plurality of VINs, the item information source is configured to perform the baseline searches to generate a respective vehicle history report for each of the plurality of VINs; send, to the item information source, an indication of a time interval, the indication of the time interval indicative to the item information source the time interval at which to perform updated searches for the VINs in the list, wherein, responsive to receipt of the indication of the Appeal 2020-000350 Application 14/825,582 3 time interval, the item information source is configured to perform the updated searches; wherein responsive to receipt of the plurality of VINs, the item information source is configured to: search results generated by performing the baseline searches and the updated searches; identify specific VINs that have associated therewith the predetermined query end entry; and responsive to identifying the specific VINs that have associated therewith the predetermined query end entry, thereafter stop performing subsequent searches for the identified specific VINs that have associated therewith the predetermined query end entry; in response to sending the list of VINs and the indication of the time interval, receive a plurality of baseline vehicle history reports from the item information source, each of the plurality of baseline vehicle history reports correlated to a respective VIN from the list of VINs, the baseline vehicle history reports being performed at a baseline date; transmit at least a part of the plurality of baseline vehicle history reports to a client device; receive updated entries from the item information source, wherein the updated entries are indicative of an updated search performed at a later date, the later date being the time interval after the baseline date, the updated entries correlated to a subset list of VINs, wherein a respective VIN in the subset list of VINs responsive to the updated search is indicative that the respective VIN in the subset list of VINs includes an entry correlated to the respective VIN that is dated after the baseline date, wherein at least a portion of VINs in the subset list of VINs include the updated entries that comprise the predetermined query end entry such that the item information source thereafter stops performing Appeal 2020-000350 Application 14/825,582 4 searches for the portion of VINs in the subset list of VINs; and transmit to the client device at least some of the updated entries for the respective VINs in the subset list of VINs that are dated after the baseline date. The Examiner’s Rejections Claims 1–3, 6, 9, 21, 22, 25, 26, 35, 37–40, 42, 45, and 48–58 stand rejected under 35 U.S.C. § 101 as directed to non-statutory subject matter. See Final Act. 7–12. Claims 55–58 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Hecklinger (US 2006/0178793 Al; pub. Aug. 10, 2006) and Yanagihara (US 6,161,102; iss. Dec. 12, 2000). See Final Act. 14–30. ANALYSIS SECTION 101 REJECTION We have reviewed the Examiner’s rejection in light of Appellant’s contentions and the evidence of record. We agree with the Examiner and highlight the following for emphasis. Rejection and Arguments The Examiner finds the claimed invention “is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more.” Final Act. 7. The Examiner identifies the functions recited in the independent claims, which generally relate to querying data regarding purchasable vehicles and providing information regarding the vehicles, as abstract idea (Final Act. 7–11) and further explains: The claimed elements recite an idea of itself, i.e., receiving and classifying information, similar to other identified abstract ideas Appeal 2020-000350 Application 14/825,582 5 such as collecting information, analyzing it, and displaying certain results of the collection and analysis (See Electric Power Group, LLC, v. Alstom, 830 F.3d 1350, 119 U.S.P.Q.2d 1739 (Fed. Cir. 2016)) and data recognition and storage (See Content Extraction and Transmission LLC v. Wells Fargo Bank, N.A., 776 F.3d 1343, 113 U.S.P.Q.2d 1354 (Fed. Cir. 2014)). Final Act. 11. The Examiner also determines that the additional elements recited in the claims do not amount to significantly more than the judicial exception because “the claims recite a processor, a client device, and a database, which are considered to be generic computer components performing generic computer functions” whereas “[t]he use of generic computer components performing generic computer functions does not impose any meaningful limits on the computer implementation of the abstract idea.” Final Act. 11–12. Additionally, the Examiner determines that the dependent claims recite the same abstract idea recited in the independent claims and further add elements that relate to same abstract idea or “do not provide significantly more than the abstract idea.” Final Act. 12. Appellant contends the claims are not directed to an abstract idea because they “describe a specific, novel and patentable application for performing searches and providing results” and more specifically, “the claims are a novel implementation in which the item information source, typically tasked as a passive device, includes additional intelligence in one of two respects: (1) identifying when to end performing updated searches; or (2) when to provide additional information to the requesting device.” Appeal Br. 10. Appellant further contends that under these two situations, “the item information has the intelligence to determine, itself, when to stop performing updated searches” and “the item information source has the Appeal 2020-000350 Application 14/825,582 6 intelligence to determine when to provide additional information (and under what conditions) to the requesting device,” which provide the technical benefit of improving bandwidth, usage, processing power, and speed. Appeal Br. 11–12. According to Appellant, similar to the claims in BASCOM,3 “the present claims are directed to installation of functionality at a specific location, remote from the conventional device - namely, at the item information source, remote from the requesting system - in order to derive technical benefits described above of bandwidth, efficiency, and speed.” Appeal Br. 13. Appellant also asserts that, similar to the claims in Amdoc,4 “the present claims place the intelligence as to when to end the searching at the item information source - resulting in both an unconventional solution and resulting in a technical benefit that achieves an improvement in computer functionality.” Appeal Br. 15. Lastly, Appellant argues that “[t]he claims recite limitations that amount to significantly more than the exception itself, limitations that are not well routine or conventional in the field.” Appeal Br. 16. Legal Principles An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). 3 BASCOM Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016). 4 Amdocs (Israel) Ltd. v. Openet Telecom, Inc., 841 F.3d 1288 (Fed. Cir. 2016). Appeal 2020-000350 Application 14/825,582 7 In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and, thus, patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1853))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber Appeal 2020-000350 Application 14/825,582 8 products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. In January 2019, the PTO published revised guidance on the application of § 101. USPTO, 2019 REVISED PATENT SUBJECT MATTER ELIGIBILITY GUIDANCE, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). Under the Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (Step 2A, Prong 1); and Appeal 2020-000350 Application 14/825,582 9 (2) additional elements that integrate the judicial exception into a practical application (see MANUAL OF PATENT EXAMINING PROCEDURE (“MPEP”) § 2106.05(a)–(c), (e)–(h)) (9th Ed., Rev. 08.2017, 2018) (Step 2A, Prong 2). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. (Step 2B.) See Guidance, 84 Fed. Reg. at 54–56. Discussion Abstract Idea Claim 1 recites, inter alia, a system including an interface in communication with an item information source and “a processor in communication with the interface, the processor configured to” perform the following functions: send, . . ., an indication of a predetermined query . . .; receive a list of vehicle identification numbers (VINs) from at least one client device; send, . . ., the list of VINs, . . ., wherein, responsive to receipt of the plurality of VINs, the item information source is configured to perform the baseline searches . . .; send, . . ., an indication of a time interval, . . .; wherein responsive to receipt of the plurality of VINs, the item information source is configured to: search results generated by performing the baseline searches and the updated searches; Appeal 2020-000350 Application 14/825,582 10 identify specific VINs that have associated therewith the predetermined query end entry; . . ., stop performing subsequent searches . . .; . . ., receive a plurality of baseline vehicle history reports transmit at least a part of the plurality of baseline vehicle history reports to a client device; [and] receive updated entries . . .; transmit to the client device at least some of the updated entries . . .. Claim 1 (emphases added). The aforementioned steps of sending requests, receiving information about VINs, sending time intervals and performing subsequent searches for updated entries for a subset of VINs relate to functions that could be performed alternatively as mental processes, i.e., concepts performed in the human mind or using pen and paper (including an observation, evaluation, judgment, and opinion) under the 2019 Revised Guidance, 84 Fed. Reg. at 52.5 Contrary to Appellant’s assertion that the claim as a whole “is directed 5 If a method can be performed by human thought alone, or by a human using pen and paper, it is merely an abstract idea and is not patent eligible under § 101. CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372–73 (Fed. Cir. 2011); see also Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1146–47 (Fed. Cir. 2016) (“While the Supreme Court has altered the § 101 analysis since Cyber Source in cases like Mayo and Alice, we continue to ‘treat[ ] analyzing information by steps people go through in their minds, or by mathematical algorithms, without more, as essentially mental processes within the abstract-idea category’” (brackets in original) (quoting Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1354 (Fed. Cir. 2016).); CyberSource, 654 F.3d at 1375 (“That purely mental processes can be unpatentable, even when performed by a computer, was precisely the holding of the Supreme Court in Gottschalk v. Benson.”). Appeal 2020-000350 Application 14/825,582 11 to ‘bulk’ VIN monitoring” that “enables a user to monitor a large volume of items,” (Reply Br. 5–6), a person can perform the above-mentioned steps of claim 1 by using their minds (or pen and paper) in the claimed manner. For example, a person can receive a request to obtain the baseline information regarding a number of VINs and fulfill the request by searching or writing down the history and provide an updated search at a later time based on an indicated time interval, using their mind or pen and paper. Additionally, the recited functions are similar to collecting and analyzing information, which was determined to be an abstract idea in FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089 (Fed. Cir. 2016), and organizing and manipulating information through mathematical correlations, which was determined to be an an abstract idea in Digitech Image Techs., LLC v. Elecs. for Imaging, Inc., 758 F.3d 1344 (Fed. Cir. 2014). Courts have also found claims directed to collecting, recognizing, and storing or transmitting data to be directed to an abstract idea. Content Extraction and Transmission LLC v. Wells Fargo Bank, National Association, 776 F.3d 1343 (Fed. Cir. 2014). We observe that the remaining independent claims 9, 38, 48, 52, and 55 recite similar language of commensurate scope that we conclude also falls into the abstract idea category of a mental process including the abstract idea subcategories of an observation, evaluation, judgment, or opinion. Claim 38 recites the additional non-abstract generic limitation of “an information system,” claims 48 and 55 recite similar functions included in “an item information source,” while claims 9 and 52 are directed to methods for performing similar functions discussed above in claim 1. Claim 1 recites the additional non-abstract generic limitations of a device including an Appeal 2020-000350 Application 14/825,582 12 interface, a processor, a client device, and an item information source for performing the functions recited in claim 1. We also note the recited “perform the baseline searches” and “receiving updated entries,” as well as “transmit to a client device” functions of claim 1, and similar language recited in other independent claims merely access and manipulate information. Courts have found such data gathering steps to be insignificant extra-solution activity. See, e.g., In re Bilski, 545 F.3d 943, 963 (Fed. Cir. 2008) (en banc), aff'd sub nom Bilski, 561 U.S. 593 (characterizing data gathering steps as insignificant extra-solution activity). See also Ans. 6. Because we conclude all claims on appeal recite an abstract idea, as discussed above, under Step 2A, Prong One, we proceed to Step 2A, Prong Two. Although claim 1 recites an abstract idea based on these mental processes, we, nevertheless, must still determine whether the abstract idea is integrated into a practical application, namely whether the claim applies, relies on, or uses the abstract idea in a manner that imposes a meaningful limit on the abstract idea, such that the claim is more than a drafting effort designed to monopolize the abstract idea. See Revised Guidance, 84 Fed. Reg. at 54–55. We, therefore, (1) identify whether there are any additional recited elements beyond the abstract idea, and (2) evaluate those elements individually and collectively to determine whether they integrate the exception into a practical application. See id. Integration of the Judicial Exception into a Practical Application Further pursuant to the Revised Guidance, we consider whether there are additional elements set forth in the claims that integrate the judicial exception into a practical application. See Revised Guidance, 84 Fed. Reg. Appeal 2020-000350 Application 14/825,582 13 at 54–55. We have identified supra, the additional non-abstract limitations recited in independent claims 1 and 9 as an interface, a processor, a client device, and an item information source. Claims 38, 48, 52, and 55 recite additional elements, such as a system and a database. See Appeal Br. 22–33 (Claims App.). Under MPEP § 2106.05(a) (“Improvements to the Functioning of a Computer or to Any Other Technology or Technical Field”), Appellant contends the claims amount to significantly more than an abstract idea and assert that “the current claims are integrated into a practical application for providing information associated with VINs.” Appeal Br. 13. According to Appellant, the improvement to the functioning of the recited item information source “has the intelligence to scan the information received in order to determine when to stop performing updated searches” and “has the intelligence to compile information received in real time in order to send a predetermined intervals.” Appeal Br. 13. We, however, note the remaining elements recited in claim 1, as well as other independent claims, do not integrate the above-identified abstract ideas into a practical application. The claims do not improve computer functionality, improve another field of technology, utilize a particular machine, or effect a particular physical transformation. Rather, we determine that nothing in the claims imposes a meaningful limit on the judicial exception, such that the claims are more than a drafting effort to monopolize the judicial exception. For example, in claim 1 the steps of (1) “send, . . ., an indication of a predetermined query . . .;” (2) “receive a list of vehicle identification numbers (VINs) from at least one client device;” (3) “send, . . ., the list of VINs, . . ., wherein, responsive to receipt of the plurality of VINs, the item Appeal 2020-000350 Application 14/825,582 14 information source is configured to perform the baseline searches . . .;” (4) “send, . . ., an indication of a time interval, . . .;” (5) “wherein responsive to receipt of the plurality of VINs, the item information source is configured to:” (6) “search results generated by performing the baseline searches and the updated searches;” (7) “identify specific VINs that have associated therewith the predetermined query end entry;” (8) “. . ., stop performing subsequent searches . . .;” (9) “. . ., receive a plurality of baseline vehicle history reports;” (10) “transmit at least a part of the plurality of baseline vehicle history reports to a client device;” (11) “receive updated entries . . .;” and (12) “transmit to the client device at least some of the updated entries . . .” are merely steps performed by a generic computer that do not improve computer functionality. That is, these recited steps (1)–(12) “do not . . . purport to improve the functioning of the computer itself” but are merely generic functions performed by a conventional processor. Alice, 573 U.S. at 221. Likewise, these same steps (1)–(12) listed above do not improve the technology of the technical field and merely use generic computer components and functions to perform the steps. Also, the recited method steps (1)–(12) above do not require a particular machine and can be utilized with a general purpose computer, and the steps performed are purely conventional. In this case, the general purpose computer is merely an object on which the method operates in a conventional manner. See Figs. 1–3, Spec. 8–10 (describing generic processors, databases, and interfaces). Further, the claims as a whole fail to effect any particular transformation of an article to a different state. The recited steps (1)–(12) fail to provide meaningful limitations to limit the Appeal 2020-000350 Application 14/825,582 15 judicial exception and rather are mere instructions to apply the method to a generic computer. Additionally, we are not persuaded that the focus of the claims is on a technical improvement of a computer or its components’ functionality or efficiency, or otherwise changes the way those devices function. To the extent Appellant contends that the claimed invention uses a particular item information source, user interface, or search techniques to improve a computer’s functionality or efficiency, or otherwise change the way that device functions, there is no persuasive evidence on this record to substantiate such a contention. See Appeal Br. 13–16. We also agree with the Examiner that the argued “intelligence” refers to different algorithms for speech recognition, search or error checking programs. Ans. 8–9, 12–13. The written description indicates that each of these elements encompass commonplace generic components. See Spec. 3:30,–14:2, 15:14–23, 38:7–15. Appellant does not describe “intelligence” or other elements, such as the “processor,” “interface,” and “database” with any specificity. For example, Appellant’s Specification describes the terms “computer program,” “database,” “processor,” and other components for displaying, storing, and transmitting information as generic and typical. Other than disclosing these additional elements performing their accustomed functions utilizing standard techniques, the written description describes these components in functional, result-oriented terms with no technical details. See Spec. 8–10, Figs. 1–3. Even assuming, without deciding, that the claimed invention can automatically identify the vehicle history and the associated updates at specific time intervals more efficiently than a human, the increased Appeal 2020-000350 Application 14/825,582 16 efficiency comes from the capabilities of the generic computer components, not the recited process itself including the searching and updating. See FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1095 (Fed. Cir. 2016) (“[T]he fact that the required calculations could be performed more efficiently via a computer does not materially alter the patent eligibility of the claimed subject matter.” (Quoting Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.), 687 F.3d 1266, 1278 (Fed. Cir. 2012))) (alteration in original); see also Intellectual Ventures I LLC v. Erie Indem. Co., 711 F. Appx. 1012, 1017 (Fed. Cir. 2017) (unpublished) (alteration in original) (citation omitted) (“Though the claims purport to accelerate the process of finding errant files and to reduce error, we have held that speed and accuracy increases stemming from the ordinary capabilities of a general- purpose computer ‘do[ ] not materially alter the patent eligibility of the claimed subject matter.’”). Like the claims in Fair Warning, the focus of the present claims is not on an improvement in computer systems or databases as tools, but on certain independently abstract ideas that use generic computing components to lookup values in a database as tools. See FairWarning, 839 F.3d at 1095. As such, Appellant’s reliance on BASCOM (Appeal Br. 12–13; Reply Br. 6–7) is also unavailing. There, the court held eligible claims directed to a technology-based solution to filter Internet content that overcame existing problems with other Internet filtering systems by making a known filtering solution—namely a “one-size-fits-all” filter at an Internet Service Provider (ISP)—more dynamic and efficient via individualized filtering at the ISP. BASCOM, 827 F.3d at 1351. Notably, this customizable filtering solution improved the computer system’s performance and, therefore, was patent- Appeal 2020-000350 Application 14/825,582 17 eligible. See id. But unlike the filtering system improvements in BASCOM that added significantly more to the abstract idea in that case, the claimed invention here uses generic computing components to implement an abstract idea. We agree with the Examiner (see Ans. 15–16) that Appellant has failed to establish that the present claims include a similar or analogous arrangement or “ordered combination” of components, and, instead, make only the conclusory statement that the recited item information source has some type of intelligence “to scan the information received in order to determine when to stop performing updated searches” and “to compile information received in real time in order to send a predetermined intervals.” App. Br. 13. Similarly, Appellant’s claims can be distinguished from patent- eligible claims such as those in Amdocs that require the generic components operate in an unconventional manner. See Appeal Br. 14–15; Ans. 16. Thus, the claims do not integrate the judicial exception into a practical application. The claims do not (1) improve the functioning of a computer or other technology, (2) are not applied with any particular machine (except for a generic computer), (3) do not effect a transformation of a particular article to a different state, and (4) are not applied in any meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception. See MPEP §§ 2106.05(a)–(c), (e)–(h). Inventive Concept Because we determine claim 1 is “directed to” an abstract idea, we consider whether claim 1 recites an “inventive concept.” Under the Revised Guidance, if a claim: (1) recites a judicial exception, and (2) does not Appeal 2020-000350 Application 14/825,582 18 integrate that exception into a practical application, we then look to whether the claim adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or, simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Revised Guidance, 84 Fed. Reg. at 56. The Examiner finds that “the claims recite various transmitting, receiving, storing, and generating report steps,” whereas according to MPEP 2106.05(d)(II), “elements such as receiving or transmitting data over a network, using the Internet to gather data, and storing and retrieving information in memory are considered to be computer functions that are well-understood, routine, and conventional functions.” Ans. 7 citing Versata,6 OIP Techs,7 buySAFE8). The Examiner also finds that the other claims recite elements that fall into the same category of abstract ideas related to requesting, collecting, and transmitting information. Ans. 7–8. We agree with the Examiner’s findings and further observe that Appellant has not identified any disclosure in the Specification to rebut the assertion that the additional elements including the “intelligence” or the components used in receiving, storing and transmitting vehicle information are routine and well-understood. See Appeal Br. 16–17; Reply Br. 8–10. As discussed above, the additional elements recited in claim 1 include the computer components used to carry out the steps of receiving data, 6 Versata Dev. Grp., Inc. v. SAP Am., Inc., 793 F.3d 1306, 1332 (Fed. Cir. 2015). 7 OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359 (Fed. Cir. 2015). 8 buySAFE, Inc. v. Google, Inc., 765 F.3d 1350 (Fed. Cir. 2014). Appeal 2020-000350 Application 14/825,582 19 performing searches, and generating different reports, and transmitting data, which are recited at a high level of generality. See claim 1. Additionally, the written description indicates that the recited steps are performed by generic computers or computer components. See, e.g., Figs. 21–3. Spec. pages 8–10 (describing generic processors, databases, and interfaces). We also observe that, as discussed above, the additional elements recited in other independent claims are described as generic components. Additionally, we observe the Examiner has made the above findings as required by the notice requirement of 35 U.S.C. § 132. See also In re Jung, 637 F.3d 1356, 1363 (Fed. Cir. 2011) (declining “to impose a heightened burden on examiners beyond the notice requirement of § 132”). In rejecting the pending claims under § 101, the Examiner notified Appellant that the claims recite steps that describe the abstract concept of “receiving and classifying information, similar to other identified abstract ideas such as collecting information, analyzing it, and displaying certain results of the collection and analysis,” a method directed to mental processes, and that the claims do not include additional elements that would amount to significantly more than the abstract idea. See Final Act 11–12; Ans. 3–6. In particular, the Examiner found “[w]hen viewed either as individual limitations or as an ordered combination, the claims do not add significantly more to the abstract idea.,” in accordance with Berkheimer v. HP Inc., 881 F.3d 1360, 1368 (Fed. Cir. 2018). See Final Act. 3–5; Ans. 12–18. The Examiner specifically cited portions of Appellant’s Specification and Court decisions to establish the recited database-related functions, storing and retrieving information, and transmitting data over a network constitute elements that are well- Appeal 2020-000350 Application 14/825,582 20 understood, routine and conventional to a skilled artisan. Id.; Ans. 6–8, 10– 11, 18. Conclusion For at least the above reasons, we agree with the Examiner that independent claims 1, 9, 38, 48, 52, and 55 are “directed to” an abstract idea and do not recite an “inventive concept.” Accordingly, we sustain the Examiner’s rejection of claims 1, 9, 38, 48, 52, and 55, as well as the remaining claims which fail to include additional elements that add significantly more to the abstract idea, under 35 U.S.C. § 101. SECTION 103 REJECTION We disagree with Appellant’s arguments, and agree with and adopt the Examiner’s findings and conclusions in (i) the action from which this appeal is taken (Final Act. 14–30) and (ii) the Answer (Ans. 19–24) to the extent they are consistent with our analysis below. Claim 55 Regarding claim 55, Appellant contends that the Examiner erred because the combination of Hecklinger and Yanagihara fails to disclose that “the additional information is received in real time” and “the subsequent searches at the time interval (used to generate the updated vehicle history report) are responsive to identifying the subsequent information (previously received in real time),” where “the subsequent searches at the time interval are conditioned on the identifying of subsequent information,” as recited in claim 55. Appeal Br. 19; see also Reply Br. 11–12. According to Appellant, the cited portions of Yanagihara in column 9 “merely teaches that subsequent searches are performed, and the results of the subsequent Appeal 2020-000350 Application 14/825,582 21 searches are transmitted” rather than the claimed “conditions under which the subsequent searches are performed.” Appeal Br. 19–20. Appellant has not persuaded us of error. First, the Examiner finds Yanagihara teaches obtaining subsequent information in real time when “the user selects radio button 726 to automatically search for any new or modified documents and deliver the results at a scheduled time to the client system.” See Final Act. 18–19; Ans. 19 (citing Yanagihara 15:60–16:19). Second, as further pointed out by the Examiner, Yanagihara teaches scheduling the days and/or times for both the searching and the delivery of the subsequent searches after identifying documents that have been modified or updated subsequent to the previous search or the baseline search. See Final Act. 18–19; Ans. 19–20 (citing Yanagihara 15:25–40, 16:45–51, Figs. 4a, 7b). That is, the scheduling is done in real time that causes the information source to receive the schedule information and identify the searches for items that have been updated subsequent to the initial or the baseline search. The Examiner specifically explained that Yanagihara discloses the recited conditional subsequent searches as “generating a report that lists documents found that match the search parameters that have last- modified dates which are subsequent to the date that the first search (i.e., the baseline search) was run or subsequent to the last scheduled search” to identify “documents that have last-modified dates which are subsequent to the baseline date (i.e., the first search).” Ans. 21 (citing Yanagihara 16:45– 51). Claims 56–58 With respect to claims 56–58, Appellant contends that the Examiner erred because Yanagihara fails “to condition its searches based on Appeal 2020-000350 Application 14/825,582 22 subsequent information” and “to identify information based on type and fails to perform searches based on the identified type.” Appeal Br. 20–21; Reply Br. 12–13. For the same reasons discussed above for claim 55, we agree with the Examiner’s findings and conclusions regarding the remaining claims. 103 Conclusion Therefore, because the Examiner has correctly mapped the claimed limitations to the specific portions of the applied prior art, we are unpersuaded that the Examiner has erred in concluding that the combination of Hecklinger and Yanagihara renders independent claims 55–58 obvious. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 6, 9, 21, 22, 25, 26, 35, 37– 40, 42, 45, 48–58 101 Eligibility 1–3, 6, 9, 21, 22, 25, 26, 35, 37– 40, 42, 45, 48–58 55–58 103 Hecklinger, Yanagihara 55–58 Overall Outcome 1–3, 6, 9, 21, 22, 25, 26, 35, 37– 40, 42, 45, 48–58 Appeal 2020-000350 Application 14/825,582 23 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation