Michael Strutton et al.Download PDFPatent Trials and Appeals BoardDec 30, 20202020005572 (P.T.A.B. Dec. 30, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/859,675 08/19/2010 Michael J. Strutton R00234NP 8376 129668 7590 12/30/2020 Invoke / Oracle 30 Wall Street #800 8th Floor New York, NY 10005 EXAMINER GARTLAND, SCOTT D ART UNIT PAPER NUMBER 3622 NOTIFICATION DATE DELIVERY MODE 12/30/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@InvokeIP.com eofficeaction@appcoll.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte MICHAEL J. STRUTTON, SLAIN J. WILDE, JOHN C. MAXWELL, JAMES V. ANDERSON, BRYAN S. POCIUS, and ADAM P. BENJAMIN Appeal 2020–005572 Application 12/859,675 Technology Center 3600 Before HUBERT C. LORIN, BIBHU R. MOHANTY, and CYNTHIA L. MURPHY, Administrative Patent Judges. LORIN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Tara Chand Singhal. Appeal Br. 1. Appeal 2020–005572 Application 12/859,675 2 CLAIMED SUBJECT MATTER The claimed subject matter “relates generally to social media systems, and more particularly to methods and systems that support the practice of marketing on social media systems.” (Spec., para. 2). Claim 1, reproduced below with the italics added, is illustrative of the claimed subject matter: 1. A method comprising: storing, by a social relationship management (SRM) application, social media system (SMS) publishing rules in a database according to a database scheme that maps (a) a plurality of SMS identifiers associated, respectively, with a plurality of SMS's supported by the SRM application to (b) a plurality of message formatting rules mandated, respectively, by the plurality of SMS's; receiving, by the SRM application: first user input comprising a message to be published to social media, and second user input selecting at least a first SMS and a second SMS, of the plurality of SMS's, as targets for publishing the message; retrieving, by the SRM application from the database, a first message formatting rule mandated by the first SMS and a second message formatting rule mandated by the second SMS; subsequent to receiving the first user input and the second user input, without receiving any additional user input to modify the message: determining, by the SRM application, that the message does not comply with the first message formatting rule mandated by the first SMS; determining, by the SRM application, that the message complies with the second message formatting rule mandated by the second SMS; formatting, by the SRM application, the message to obtain a formatted message that complies with the first message formatting rule; Appeal 2020–005572 Application 12/859,675 3 transmitting, by the SRM application, the formatted message to the first SMS, via an interface of the first SMS; and transmitting, by the SRM application, the message to the second SMS without modifying the message, via an interface of the second SMS, wherein the method is performed by at least one device comprising a hardware processor. Appeal Br. 20 (Claims Appendix). REFERENCES The prior art relied upon by the Examiner is: Name Reference Date Stein US 2007/0043617 A1 Feb. 22, 2007 Maigret US 2008/0109306 A1 May 8, 2008 Sarukkai US 2009/0017804 A1 Jan. 15, 2009 Rick Broida, Update All Your Social Networks at Once with Ping.fm; https://www.pcworld.com/article/164893/Update AII Your Social Networks at Once with Ping.fm, (last visited May 14, 2009) (“Broida”) REJECTIONS Claims 1−4, 9−10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 are rejected under 35 U.S.C. § 112(a), first paragraph, as failing to comply with the written description requirement. Claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 are rejected under 35 U.S.C. § 101 as being directed to judicially-excepted subject matter without significantly more. Claims 1−3, 5, 8–10, 13–17, 20–22, 27, 28, 31–35, 60–62, 64, 66–68, and 70−74 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai and Broida. Appeal 2020–005572 Application 12/859,675 4 Claims 4, 23, and 63 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Maigret. Claims 18, 19, 36, 37, 75 and 76 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Stein. OPINION The rejection of claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 under 35 U.S.C. § 112(a) as failing to comply with the written description requirement. The Examiner’s position is that the following claim limitations are not adequately described in the Specification: Independent claims 1, 20, and 60 (as well as the dependent claims, either specifically or implicitly) now recite a “without receiving any additional user input to modify the message ... formatting ... the message to obtain a formatted message that complies with the first message formatting rule”. However, the Examiner has searched for this concept and although the specification indicates “automatically modify the text to comply with the rules” (see Applicant ¶ 0045, with similar or the same indication(s) at ¶¶ 0047 and 0080), “the formatter 206 modifies the text at step 916” (Applicant ¶ 0074 ), and “the formatter 206 either prompts the developer 114 to modify the text, or modifies the text automatically according to predetermined rules” (Applicant ¶ 0074), there is no explanation or description of how to automatically modify the message, what “step 916” comprises or entails (Fig. 9, merely says “Modify Text” for this step), or what “predetermined rules” would be employed. MPEP § 2161.01 (I) indicates that … Appeal 2020–005572 Application 12/859,675 5 Where the remaining discussion of modifying the message provided by Applicant’s specification appears to be pertain to providing an interface or notification to a developer or other person to provide the modification, or other similar techniques, these do not appear to pertain to the claimed aspect of performing the modification(s) “without receiving any additional user input”. Therefore, the Examiner finds a lack of written support for not providing sufficient detail to demonstrate possession of the invention. Final Act. 13–14. Appellant disagrees, arguing that: there is clear support in the specification that the inventor was in possession of the claimed invention. Moreover, the knowledge and level of skill in the art would have permitted the ordinary artisan to immediately envisage the claimed product arising from the disclosed process. That is, one of skill in the art would be able to envisage the idea of text modification according to predefined rules. App. Br. 17−18. The support in the Specification Appellant is referring to is at paras. 45, 47, 74, and 80. as correctly acknowledged at page 13 of the Office Action, the Specification discloses that “the formatter 206 modifies the text at step 916” (See Specification at [0045] and “the formatter 205 either prompts the developer 114 to modify the text, or modifies the text automatically according to predetermined rules.” (See Specification at [0074] (emphasis added)). Further, paragraphs [0047] and [0080] also disclose modification of the text without further input from the user. Id. at 17. The Examiner responds, inter alia, that: Appeal 2020–005572 Application 12/859,675 6 The terms “automatic” or “automatically” are not synonymous or equivalent to ““without receiving any additional user input”, and this negative limitation does find other support in Appellant’s description, and furthermore, Appellant does not argue any further or other support. There are many mentions and several descriptions, including specific processes, regarding manually editing the message and what the advertiser or marketer may do; however, there is only the brief mentions noted regarding any automated processing and the automated processing is not explicit or clear that this may imply ““without receiving any additional user input”’. As such, the Examiner concludes that there is a lack of written support. Ans. 13. To that, Appellant responds by repeating the afore–cited passages from the Specification which state that a formatter prompts the developer to modify text or the formatter “modifies the text automatically according to predetermined rules.” Reply Br. 7. One of skill in the art would recognize that the phrase “or modifies the text automatically according to predetermined rules” is presented as an alternative to prompting the developer for text, and thus is intended to disclose modifying the text without prompting the developer to do so. … one of skill in the art would recognize that the descriptions of automatically modify text or message presented in the disclosure convey that the inventors were in possession of the idea of “without receiving any additional user input to modify the message” as set forth in the claims. Id. “To satisfy this requirement, the specification must describe the invention in sufficient detail so ‘that one skilled in the art can clearly conclude that the inventor invented the claimed invention as of the filing date sought.’ Lockwood v. Am. Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir. Appeal 2020–005572 Application 12/859,675 7 1997); see also LizardTech, Inc. v. Earth Res. Mapping, Inc., 424 F.3d 1336, 1345 (Fed. Cir. 2005); Eiselstein v. Frank, 52 F.3d 1035, 1039 (Fed. Cir. 1995).” In re Alonso, 545 F.3d 1015, 1019 (Fed. Cir. 2008). A principal difficulty with the Examiner’s reasoning is that it appears to acknowledge that the Specification discloses a formatter automatically modifying text to comply with rules but then questions why: there is no explanation or description of how to automatically modify the message, what “step 916” comprises or entails (Fig. 9, merely says “Modify Text” for this step), or what “predetermined rules” would be employed. Final Act. 13. But the question regarding written descriptive support concerns whether the Specification describes what is now claimed, not what is necessary to enable one to make or use what is now claimed. That is the subject of the enablement requirement of §112, which is not before us. We have considered the Examiner’s position that the Specification fails to provide written descriptive support for “without receiving any additional user input to modify the message” but find it is not adequately explained. For that reason, the rejection is not sustained. The rejection of claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 under 35 U.S.C. §101 for claiming patent-ineligible subject matter. Representative claim The Appellant argues these claims as a group. See Appeal Br. 7–14. We select claim 1 as the representative claim for this group, and the remaining claims 2–4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 stand or fall with claim 1. See 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020–005572 Application 12/859,675 8 Introduction 35 U.S.C. § 101 provides that “[w]hoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor.” In that regard, claim 1 covers a “process” and is thus statutory subject matter for which a patent may be obtained.2 This is not in dispute. However, the 35 U.S.C. § 101 provision “contains an important implicit exception: Laws of nature, natural phenomena, and abstract ideas are not patentable.” Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014) (quoting Ass’n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 589 (2013)). In that regard, notwithstanding claim 1 covers statutory subject matter, the Examiner has raised a question of patent eligibility on the ground that claim 1 is directed to an abstract idea. Alice identifies a two-step framework for determining whether claimed subject matter is directed to an abstract idea. Alice, 573 U.S. at 217. Alice step one — the “directed to” inquiry: According to Alice step one, “[w]e must first determine whether the claims at issue are directed to a patent-ineligible concept.” Alice, 573 U.S. at 218 (emphasis added). The Examiner determined, inter alia, that claim 1 is directed to: 2 This corresponds to Step 1 of the 2019 Revised 101 Guidance, which requires determining whether “the claim is to a statutory category.” 84 Fed. Reg. 50, 53 (Jan. 7, 2019). See also id. at 53–54 (“consider[] whether the claimed subject matter falls within the four statutory categories of patentable subject matter identified by 35 U.S.C. 101.”). Appeal 2020–005572 Application 12/859,675 9 storing social media system (SMS) publishing rules, receiving input of a message and the SMS to which it is to be published, retrieving and applying the respective rule(s), reformatting the message to comply when it does/did not originally comply, and transmitting the reformatted and complying message to the respective SMS, and doing this by a processor device. Final Act. 18. Appellant disagrees, arguing, inter alia, that claim 1 “recites a specific manner of publishing messages to social media systems (SMS’s) that conform to different social media platforms’ respective publishing rules, which provides a specific improvement over prior systems.” App. Br. 10– 11. “As recited in claim 1, allowing a user to publish messages to SMS’s, without requiring the user to manually edit messages to comply with each SMS’s rules, is a practical application in the field of social media publishing systems.” Id. Accordingly, Appellant argues there is an improvement in technology. Thus there is a dispute over whether claim 1 is directed to an abstract idea. Specifically, is claim 1 directed to storing rules, receiving input, retrieving and applying rules, reformatting a message, and transmitting the reformatted message via a generic computing device (see Final Act. 6–7) or an improvement in technology (see e.g., Appeal Br. 4)? Appeal 2020–005572 Application 12/859,675 10 Claim Construction3 We consider the claim as a whole giving it the broadest reasonable construction as one of ordinary skill in the art would have interpreted it in light of the Specification at the time of filing.4,5,6 Claim 1 describes a “method” which “is performed by at least one device comprising a hardware processor.” As far as the processor is concerned, the Specification states that “[p]rocessors may include general … purpose microprocessors.” Spec., para. 33. Accordingly, the “device” covers generic computing devices. Said “at least one device” further comprises “a social relationship management (SRM) application” and a “database.” 3 “[T]he important inquiry for a § 101 analysis is to look to the claim.” Accenture Glob. Servs., GmbH v. Guidewire Software, Inc., 728 F.3d 1336, 1345 (Fed. Cir. 2013). “In Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can., 687 F.3d 1266, 1273 (Fed. Cir. 2012), the court observed that ‘claim construction is not an inviolable prerequisite to a validity determination under § 101.’ However, the threshold of § 101 must be crossed; an event often dependent on the scope and meaning of the claims.” Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1347–48 (Fed. Cir. 2015). 4 “In determining the eligibility of respondents’ claimed process for patent protection under § 101, their claims must be considered as a whole.” Diamond v. Diehr, 450 U.S. 175, 188 (1981). 5 “First, it is always important to look at the actual language of the claims. . . . Second, in considering the roles played by individual limitations, it is important to read the claims ‘in light of the specification.’” Smart Sys. Innovations, LLC v. Chicago Transit Auth., 873 F.3d 1364, 1378 (Fed. Cir. 2017) (J. Linn, dissenting in part and concurring in part) (citing Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016)), among others. 6 See 2019 Revised 101 Guidance, 84 Fed. Reg. at 52, n.14 (“If a claim, under its broadest reasonable interpretation.”). Appeal 2020–005572 Application 12/859,675 11 The “database” is generic. See Spec., para. 57 (“[a] typical relational database”). The SRM appears to be generic as well. The Specification describes the SRM in terms of what it is intended to do (e.g., formatting a message) with little in the way of technical detail. The Specification describes an exemplary environment which “includes a social relationship manager (SRM) 101 including a managing module 102 coupled with a database, such as a marketing program information database 104.” Para. 33 (referring to Fig. 1). The SRM is connected to the SMSs via e.g., the “Internet” using computing devices “such as such as cell phones, PDAs, desktops, laptops, tablets, and notebooks.” Id. The Spec. further describes an “exemplary architecture for an embodiment of the SRM.” Para. 40. [T]he SRM 101 includes the managing module 102, the marketing program information database 104, and a user interface 201, connected through the Internet 108 to an input module 202 for accepting inputs and displaying system outputs (such as analytics relating to the success of one or more marketing programs and/or individual marketing messages). The managing module 102 further includes a scheduler 204 for scheduling delivery of messages 120, a formatter 206 for customizing message format according to the destination social media system 110, and a publisher 208 for publishing the message on the destination marketing programs 118 at the scheduled time. Id. The exemplary architecture of SRM 101 described in para. 40 is illustrated in Fig. 2, reproduced below: Appeal 2020–005572 Application 12/859,675 12 One of ordinary skill in the art reading said passages and Figure 2 would understand the SRM to be a software application that processes information. Given the lack of structural detail, one would understand that the disclosed “SRM” covers applications capable of performing the functions claimed; that is, the “storing,” “receiving,” “retrieving,” “determining,” “determining,” “formatting,” “transmitting,” and “transmitting” steps of claim 1. Appeal 2020–005572 Application 12/859,675 13 The process claimed also involves at least two “social media system (SMS)”’s but these are generic. See Spec., paras. 3 and 30. In the order as claimed, the steps are: 1. “storing [A] in a database according to [B]”; 2. “receiving [C]”; 3. “retrieving … from the database [D]”; 4. “determining [E];” 5. “determining [F];” 6. “formatting [G];” 7. “transmitting [G1] to the first SMS, via an interface of the first SMS;” and, 8. “transmitting [C1] to the second SMS without modifying [C1], via an interface of the second SMS”; where, A is “social media system (SMS) publishing rules”; B is “a database scheme that maps (a) a plurality of SMS identifiers associated, respectively, with a plurality of SMS’s supported by the SRM application to (b) a plurality of message formatting rules mandated, respectively, by the plurality of SMS’s”; C is “first user input comprising [C1], and second user input selecting at least a first SMS and a second SMS, of the plurality of SMS's, as targets for publishing the message”; C1 is “a message to be published to social media”; D is “[D1] and [D2]”; Appeal 2020–005572 Application 12/859,675 14 D1 is “a first message formatting rule mandated by the first SMS”; D2 is “a second message formatting rule mandated by the second SMS”; E is “[C1] does not comply with [D1]”; F is “[C1] complies [D2]”; G is “[C1] to obtain [G1] that complies with [D1]”; and, G1 is “a formatted message”. Claims 1 further calls for steps 4–8 to be performed “subsequent to” step 2, “without receiving any additional user input to modify the message [i.e., C1].” Claim 1 is reasonably broadly construed as covering a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules employing a generic device comprising an application and database to conduct said scheme. This comports with the Specification. According to the Specification, the invention “relates generally to social media systems, and more particularly to methods and systems that support the practice of marketing on social media systems.” Para. 2. “[V]iral marketing through these social media systems can prove profitable for organizations in terms of additional media coverage, [but due to] increased click-through rates, greater brand awareness, timely updates, etc., organizations may face difficulties in maintaining and managing more than one marketing campaign or program on an ongoing basis.” Para. 4. Appeal 2020–005572 Application 12/859,675 15 Currently, no existing service effectively assists marketers and advertisers in managing the marketing programs spread over multiple social media systems. Therefore, a long-felt but unresolved need exists for a system or method that manages multiple marketing programs on multiple social networking systems. There remains a further need for a system or method that is simple to implement, does not require extensive data analysis, and can be easily configured according to the user’s preferences to manage any number of marketing programs. Paras. 4–5. To that end, the inventors have devised: a computer-implemented method for managing one or more marketing programs present on multiple social networking systems. Initially, the method develops a message for at least one marketing program. The message may comprise a text string, multimedia message, or custom file (such as a .swf file that will render on more than one social media platform). Next, delivery of the developed message to the destination marketing programs is scheduled. The method further customizes the message format according to the corresponding social networking systems, before publishing the customized message on the marketing programs at the scheduled time. Para. 6. Given the method as claimed as reasonably broadly construed above and in light of the Specification’s description of the objective of the invention as, inter alia, to “customiz[ing] [a] message format according to the corresponding [SMSs]” (id.), we reasonably broadly construe claim 1 as being directed to a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules. Appeal 2020–005572 Application 12/859,675 16 The Abstract Idea7 Above, where we reproduce claim 1, we identify in italics the limitations we believe recite an abstract idea.8 Based on our claim construction analysis (above), we determine that the identified limitations describe a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules. Transmitting messages is an interaction between people. It falls within the enumerated “[c]ertain methods of organizing human activity” grouping of abstract ideas set forth in the 2019 Revised 101 Guidance.9 2019 Revised 101 Guidance, 84 Fed. Reg. at 52. Accordingly, we disagree with Appellant’s view that claim 1 is not 7 This corresponds to Step 2A of the 2019 Revised 101 Guidance. Step 2A determines “whether a claim is ‘directed to’ a judicial exception,” such as an abstract idea. Step 2A is two prong inquiry. 8 This corresponds to Prong One (a) of Step 2A of the 2019 Revised 101 Guidance. “To determine whether a claim recites an abstract idea in Prong One, examiners are now to: (a) Identify the specific limitation(s) in the claim under examination (individually or in combination) that the examiner believes recites an abstract idea.” 84 Fed. Reg. at 54. 9 This corresponds to Prong One [“Evaluate Whether the Claim Recites a Judicial Exception”] (b) of Step 2A of the 2019 Revised 101 Guidance. “To determine whether a claim recites an abstract idea in Prong One, examiners are now to: . . . (b) determine whether the identified limitation(s) falls within the subject matter groupings of abstract ideas enumerated in Section 1 of the [2019 Revised 101 Guidance].” 84 Fed. Reg. at 54. This case implicates subject matter grouping “(b):” “(b) Certain methods of organizing human activity—fundamental economic principles or practices (including hedging, insurance, mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions).” Id. at 52. Appeal 2020–005572 Application 12/859,675 17 directed to subject matter falling within the “[c]ertain methods of organizing human activity” grouping set forth in the 2019 Revised 101 Guidance. See App. Br. 9–10. Technical Improvement10 (Appellant’s Argument) Our characterization of what the claim is directed to is similar to that of the Examiner’s, albeit the Examiner’s characterization is described at a somewhat lower level of abstraction. Nevertheless, “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240, 1240–41 (Fed. Cir. 2016) (“The Board’s slight revision of its abstract idea analysis does not impact the patentability analysis.”). We have reviewed the record and are unpersuaded as to error in our or the Examiner’s characterization of what claim 1 is directed to. The method as claimed describes, in very general terms, steps for processing (via “storing,” “receiving,” “retrieving,” “determining,” 10 This corresponds to Prong Two [“If the Claim Recites a Judicial Exception, Evaluate Whether the Judicial Exception Is Integrated Into a Practical Application”] of Step 2A of the 2019 Revised 101 Guidance. “A claim that integrates a judicial exception into a practical application will apply, rely on, or use the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception.” 84 Fed. Reg. at 54. One consideration, implicated here, that is “indicative that an additional element (or combination of elements) may have integrated the exception into a practical application” is if “[a]n additional element reflects an improvement in the functioning of a computer, or an improvement to other technology or technical field.” Id. at 55. Appeal 2020–005572 Application 12/859,675 18 “determining,” “formatting,” “transmitting,” and “transmitting” steps) certain types of information (i.e., “a message to be published to social media”). The method as claimed is not focused on improving technology but on a scheme for widening the audience for a message. See e.g., Reply Br. 6: “allows for publication of a message to a social media server such that the message is accessible by the general public”. Cf. Trading Techs. Int’l, Inc. v. IBG LLC, 921 F.3d 1378, 1384 (Fed. Cir. 2019) (“The claims are focused on providing information to traders in a way that helps them process information more quickly, ’556 patent at 2:26–39, not on improving computers or technology.”). We have carefully reviewed the claim. Per our previous claim construction analysis, claim 1 is reasonably, broadly construed as covering a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules. We see no specific asserted improvement in computer capabilities recited in the claim. Rather than being directed to any specific asserted improvement in computer capabilities, the claim supports the opposite view — that the claimed subject matter is directed to a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules. The claim provides no additional structural details that would distinguish any device required to be employed to practice the method as claimed, such as the recited “a social relationship management (SRM) Appeal 2020–005572 Application 12/859,675 19 application,” “database,” and “hardware processor” from its generic counterparts11 as we have explained earlier. With respect to the “storing,” “receiving,” “retrieving,” “determining,” “determining,” “formatting,” “transmitting,” and “transmitting” steps, the Specification attributes no special meaning to any of these operations, individually or in the combination, as claimed. In our view, these are common computer processing functions that one of ordinary skill in the art at the time of the invention would have known generic computers were capable of performing and would have associated with generic computers. Cf. OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015). Beyond the abstract idea of offer-based price optimization, the claims merely recite “well-understood, routine conventional activit[ies],” either by requiring conventional computer activities or routine data-gathering steps. Alice, [573 U.S. at 225 (quoting Mayo, 566 U.S. at 73)] . . . . For example, claim 1 recites “sending a first set of electronic messages over a network to devices,” the devices being “programmed to communicate,” storing test results in a “machine-readable medium,” and “using a computerized system . . . to automatically determine” an estimated outcome and setting a price. Just as in Alice, “all of these computer functions are ‘well-understood, routine, conventional activit[ies]’ previously known to the industry.” Alice, [573 U.S. at 225 (quoting Mayo, 566 U.S. at 73]) (alterations in original); see also buySAFE[, Inc. v. Google, Inc.], 765 F.3d [1350,] 1355 [(Fed. Cir. 2014)] (“That a computer 11 Cf. Move, Inc. v. Real Estate Alliance Ltd., 721 F. App’x 950, 954 (Fed. Cir. 2018) (non-precedential) (“Claim 1 is aspirational in nature and devoid of any implementation details or technical description that would permit us to conclude that the claim as a whole is directed to something other than the abstract idea identified by the district court.”). Appeal 2020–005572 Application 12/859,675 20 receives and sends the information over a network—with no further specification—is not even arguably inventive.”). Accordingly, within the meaning of the 2019 Revised 101 Guidance, we find there is no integration of the abstract idea into a practical application. Appellant contends, inter alia, that claim 1: recites a specific manner of publishing messages to social media systems (SMS’s) that conform to different social media platforms' respective publishing rules, which provides a specific improvement over prior systems. Specifically, Claim 1 recites technical operations whereby, “[w]hen mandated by a social media system's message formatting rule(s), the SRM application formats the message accordingly, without additional user input to modify the message and without requiring the user to have any knowledge whatsoever of the applicable rule(s).” Expert Declaration at ¶ 9 (emphasis in original). As recited in claim 1, allowing a user to publish messages to SMS’s, without requiring the user to manually edit messages to comply with each SMS’s rules, is a practical application in the field of social media publishing systems. App. Br. 10–11. We have carefully considered this contention and reviewed the Declaration of Vernon W. Hui, dated Feb. 4, 2019 (“Dec.”) The principal difficulty is that we are unable to ascertain from the claim the “technical operations” (App. Br. 11) which, “[w]hen mandated by a social media system’s message formatting rule(s), the SRM application formats the message accordingly, without additional user input to modify the message and without requiring the user to have any knowledge whatsoever of the applicable rule(s)” (Dec. ¶ 9). We are unable to point to any claim language suggestive of a technical improvement, such as an Appeal 2020–005572 Application 12/859,675 21 improvement in computer performance. Nor can we find any suggestion of such improvements in the intrinsic record so as to find that “the specification as a whole … makes clear …the technological benefit.” Koninklijke KPN N.V. v. Gemalto M2M GmbH, 942 F.3d 1143, 1152 (Fed. Cir. 2019). A principal difficulty with the contention is that it points to the recited “formatting” and “transmitting” steps themselves, a part of the very subject matter that we, and the Examiner, have characterized as being an abstract idea. Rather than showing that these steps yield a technical improvement in say computer performance, the Appellant points to the result-based functional language in the claim. We appreciate that the claim requires said steps to occur “subsequent to receiving the first user input and the second user input, without receiving any additional user input to modify the message.” But even with that qualification, we are unable to discern the technological improvement that conducting them “without receiving any additional user input to modify the message” would achieve. Cf. Novo Transforma Technologies, LLC v. Sprint Spectrum L.P., 2015 WL 5156526, at *3 (D. Del. 2015), aff’d, Novo Transforma Technologies LLC v. Sprint Spectrum, L.P., 669 Fed.Appx. 555 (Fed. Cir. 2016): Plaintiff argues that the claimed invention is not directed to an abstract idea because it addresses a problem that “specifically arises in the context of communication networks due to the presence of incompatible devices and formats.” (Id. at 12). The ‘034 specification explains that the claimed invention addresses the problem of “incompatibility between different communication services employing different media for communicating information.” (D.I. 1-1 at 13, col. 1:63-64). This problem, however, does not “specifically aris[e] in the realm of computer networks,” and the solution is not “necessarily rooted in computer technology.” See DDR Appeal 2020–005572 Application 12/859,675 22 Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1257 (Fed. Cir. 2014). Incompatible communication types have existed since before the emergence of computers and the Internet. Translators have been used for centuries to facilitate communication between individuals who speak different languages. The translator receives a message in one language, translates it into another, and delivers the translated message. Here, the claims require a computer system that receives a payload in one media form, translates it into a different media form, and delivers the translated payload. This is no different than the function of a translator. By so broadly defining the inventive method, that is, by setting out what it is aspiring to accomplish without any technical details for achieving it, let alone any purported computer improvement, the claim is in effect presenting the invention in result-based functional language, strengthening our determination under Alice step one that the claim is directed to an abstract idea. Cf. Two-Way Media Ltd. v. Comcast Cable Commc’ns, LLC, 874 F.3d 1329, 1337 (Fed. Cir. 2017) (“Claim 1 recites a method for routing information using result-based functional language. The claim requires the functional results of ‘converting,’ ‘routing,’ ‘controlling,’ ‘monitoring,’ and ‘accumulating records,’ but does not sufficiently describe how to achieve these results in a non-abstract way.”). See also Uniloc USA v. LG Elecs. USA, 957 F.3d 1303, 1308 (Fed. Cir. 2020): The claims we held ineligible in Two-Way Media similarly failed to concretely capture any improvement in computer functionality. In Two-Way Media, the claims recited a method of transmitting packets of information over a communications network comprising: converting information into streams of digital packets; routing the streams to users; controlling the routing; and monitoring the reception of packets by the users. 874 F.3d at 1334. Two-Way Media argued that the claims solved Appeal 2020–005572 Application 12/859,675 23 data transmission problems, including load management and bottlenecking, but the claimed method was not directed to those improvements. Id. at 1336–37. We therefore held the claims ineligible because they merely recited a series of abstract steps (“converting,” “routing,” “controlling,” “monitoring,” and “accumulating records”) using “result-based functional language” without the means for achieving any purported technological improvement. Id. at 1337. We have considered Appellant’s other arguments challenging the Examiner’s determination under step one of the Alice framework and find them unpersuasive. For the foregoing reasons, the record supports the Examiner’s determination that claim 1 is directed to an abstract idea. Alice step two — Does the Claim Provide an Inventive Concept?12 Step two is “a search for an ‘inventive concept’—i.e., an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.’” Alice, 573 U.S. at 217–18 (quoting Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 73 (2012)). In that regard, the Examiner determined, inter alia, that: There is no indication the Examiner can find in the record regarding any specialized computer hardware or other “inventive” components, but rather, the claims merely indicate computer components which appear to be generic components 12 This corresponds to Step 2B, of the 2019 Revised 101 Guidance, 84 Fed. Reg. at 56 “if a claim has been determined to be directed to a judicial exception under revised Step 2A, examiners should then evaluate the additional elements individually and in combination under Step 2B to determine whether they provide an inventive concept (i.e., whether the additional elements amount to significantly more than the exception itself).” Appeal 2020–005572 Application 12/859,675 24 and therefore do not satisfy an inventive concept that would constitute “significantly more” with respect to eligibility. The individual elements therefore do not appear to offer any significance beyond the application of the abstract idea itself, and there does not appear to be any additional benefit or significance indicated by the ordered combination, i.e., there does not appear to be any synergy or special import to the claim as a whole other than the application of the idea itself. Final Act. 21. We agree. We addressed the matter of whether the claim presented any purported specific asserted technical improvements in our analysis above under step one of the Alice framework. This is consistent with the case law. See Ancora Techs., Inc. v. HTC Am., Inc., 908 F.3d 1343, 1347 (Fed. Cir. 2018) (“We have several times held claims to pass muster under Alice step one when sufficiently focused on such improvements.”). Such an argument, as the Appellant has made here, can also challenge a determination under step two of the Alice framework. See buySAFE, 765 F.3d at 1354–55. “[R]ecent Federal Circuit jurisprudence has indicated that eligible subject matter can often be identified either at the first or the second step of the Alice/Mayo [framework].” See 2019 Revised 101 Guidance, 84 Fed. Reg. at 53, n.17. The Appellant contends that claim 1: recites technical operations whereby, “[w]hen mandated by a social media system's message formatting rule(s), the SRM application formats the message accordingly, without additional user input to modify the message and without requiring the user to have any knowledge whatsoever of the applicable rule(s).” Expert Declaration at ¶ 9 (emphasis in original). These operations are not well understood, routine, or conventional activity in the field of social media publishing systems. At the time of the invention, Appeal 2020–005572 Application 12/859,675 25 there was a long-felt but unresolved need for a system that supported multiple social media systems, and that allowed a user to publish messages to any of those social media systems without requiring the user to (a) remember each social media system’s particular message formatting rules, (b) enter separate message for each targeted social media system, or (c) manually edit messages to comply with each social media system's rules. Expert Declaration at ¶8 (emphasis in original). “Claim 1 recites unconventional techniques that satisfy the aforementioned need.” Id at if 9 (emphasis in original). App. Br. 12. But this does not explain in what way the claimed method provides a technical improvement. Rather than being based on any technical details, the argument appears to look to the very scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules that we have characterized as being an abstract idea. In effect, the Appellant is arguing that the abstract idea is “not well-understood, routine or conventional.” That may be but “[g]roundbreaking, innovative, or even brilliant discovery does not by itself satisfy the § 101 inquiry.” Ass’n for Molecular Pathology, 569 U.S. at 591. Cf. Intellectual Ventures I LLC v. Symantec Corp., 838 F.3d 1307, 1315 (Fed. Cir. 2016). Indeed, “[t]he ‘novelty’ of any element or steps in a process, or even of the process itself, is of no relevance in determining whether the subject matter of a claim falls within the § 101 categories of possibly patentable subject matter.” Diamond v. Diehr, 450 U.S. 175, 188–89 (1981) (emphasis added); see also Mayo, 132 S. Ct. at 1303–04 (rejecting “the Government’s invitation to substitute §§ 102, 103, and 112 inquiries for the Appeal 2020–005572 Application 12/859,675 26 better established inquiry under § 101”). Here, the jury’s general finding that Symantec did not prove by clear and convincing evidence that three particular prior art references do not disclose all the limitations of or render obvious the asserted claims does not resolve the question of whether the claims embody an inventive concept at the second step of Mayo/Alice. The arguably unconventional nature of the abstract idea does not affect the determination that the claim is directed to an abstract idea. The abstract idea itself cannot amount to “‘significantly more than a patent upon the [ineligible concept] itself.’” Alice, 573 U.S. at 218 (quoting Mayo, 566 U.S. at 73), whether or not it is conventional. We are unpersuaded that claim 1 presents an element or combination of elements indicative of a specific asserted technical improvement, thereby rendering the claimed subject matter sufficient to ensure that the patent in practice amounts to significantly more than a patent upon a scheme for transmitting messages to SMSs formatted in conformance with their respectively mandated rules. We have reviewed the claim in light of the Specification and, as explained above, we find the claimed subject matter insufficiently expresses a technical improvement as a result of performing the functions as broadly as they are recited. Here, the Specification is intrinsic evidence that the “device” comprising “a social relationship management (SRM) application,” “database,” and “hardware processor” as claimed is a conventional generic computer. In doing so, we have followed “Changes in Examination Procedure Pertaining to Subject Matter Eligibility, Recent Subject Matter Eligibility Decision (Berkheimer v. HP Inc.[, 881 F.3d 1360 (Fed. Cir. Appeal 2020–005572 Application 12/859,675 27 2018)],” USPTO Memorandum, Robert W. Bahr, Deputy Commissioner For Patent Examination Policy, April 19, 2018 (the “Berkheimer Memo”)). Here, the Specification indisputably shows the recited “device” and the elements it comprises, individually and in the context as claimed was conventional at the time of filing. Accordingly, there is sufficient factual support for the well-understood, routine, or conventional nature of the claimed device and its elements individually or in the combination as claimed. No other persuasive arguments having been presented, we conclude that no error has been committed in the determination under Alice step two that claim 1 does not include an element or combination of elements circumscribing the patent-ineligible concept it is directed to so as to transform the concept into a patent–eligible application. We have considered all of the Appellant’s arguments (including those made in the Reply Brief) and find them unpersuasive. Accordingly, because we are not persuaded as to error in the determinations that representative claim 1, and claims 2–4, 9−10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 which stand or fall with claim 1, are directed to an abstract idea and do not present an “inventive concept,” we sustain the Examiner’s conclusion that they are directed to patent-ineligible subject matter for being judicially-excepted from 35 U.S.C. § 101. Cf. LendingTree, LLC v. Zillow, Inc., 656 F. App’x 991, 997 (Fed. Cir. 2016) (“We have considered all of LendingTree’s remaining arguments and have found them unpersuasive. Accordingly, because the asserted claims of the patents in suit are directed to an abstract idea and do not present an Appeal 2020–005572 Application 12/859,675 28 ‘inventive concept,’ we hold that they are directed to ineligible subject matter under 35 U.S.C. § 101.”); see, e.g., OIP Techs., 788 F.3d at 1364; FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1098 (Fed. Cir. 2016). The rejection of claims 1−3, 5, 8–10, 13–17, 20–22, 27, 28, 31–35, 60–62, 64, 66–68, and 70-74 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai and Broida. The claims call for “a plurality of SMS’s.” Independent claims 1, 20, and 60. The Examiner found that Sarukkai discloses a “plurality of SMS’s (see at least ¶¶ 0020 and 0026, mobile messaging including SMS, MMS, etc. ‘routed through mobile network operators (‘MNOs’)’, as a social media system, 0060, ad delivery layer determines maximum length to comply with space restrictions, 0070, space requirements, 0094 number of characters; citation hereafter by number only).” Final Act. 23. The “SMS” Sarukkai is referring to is “a short message service (‘SMS’).” Para. 26. The “SMS” the claims are referring to is a “social media system (SMS)” (claims 1, 20, and 60). They are not the same thing. We agree with Appellant that “Sarukkai is non-analogous to the present application.” Appeal Br. 15. The rejection is not sustained. The rejection of claims 4, 23, and 63 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Maigret. The rejection of claims 18–19, 36, 37, and 75, 76 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Stein. Appeal 2020–005572 Application 12/859,675 29 These rejections are not sustained for the reason discussed above in not sustaining the rejection of the respective independent claims on which these claims depend. CONCLUSION The decision of the Examiner to reject claims 1−4, 9−10, 13−23, 27−28, 31−37, 60−63, 67, 68, and 70−76 is affirmed. More specifically: The rejection of claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 under 35 U.S.C. § 112(a), first paragraph, as failing to comply with the written description requirement is reversed. The rejection of claims 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, and 70−76 under 35 U.S.C. § 101 for claiming patent-ineligible subject matter is affirmed. The rejection of claims 1−3, 5, 8–10, 13–17, 20–22, 27–28, 31–35, 60–62, 64, 66–68, and 70−74 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai and Broida is reversed. The rejection of claims 4, 23, and 63 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Maigret is reversed. The rejection of claims 18, 19, 36, 37, and 75, 76 under 35 U.S.C. § 103(a) as being unpatentable over Sarukkai, Broida, and Stein is reversed. Appeal 2020–005572 Application 12/859,675 30 DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, 70−76 112 Written Description 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, 70−76 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, 70−76 101 Eligibility 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, 70−76 1−3, 5, 8– 10, 13–17, 20–22, 27, 28, 31–35, 60–62, 64, 66–68, 70−74 103 Sarukkai, Broida 1−3, 5, 8– 10, 13–17, 20–22, 27, 28, 31–35, 60–62, 64, 66–68, 70−74 4, 23, 63 103 Sarukkai, Broida, Maigret 4, 23, 63 18–19, 36– 37, 75–76 103 Sarukkai, Broida, Stein 18–19, 36– 37, 75–76 Overall Outcome 1−4, 9, 10, 13−23, 27, 28, 31−37, 60−63, 67, 68, 70−76 Appeal 2020–005572 Application 12/859,675 31 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation