Manuel Alvarez, Complainant,v.Michael J. Astrue, Commissioner, Social Security Administration, Agency.

Equal Employment Opportunity CommissionAug 4, 2011
0120100627 (E.E.O.C. Aug. 4, 2011)

0120100627

08-04-2011

Manuel Alvarez, Complainant, v. Michael J. Astrue, Commissioner, Social Security Administration, Agency.




Manuel Alvarez,

Complainant,

v.

Michael J. Astrue,

Commissioner,

Social Security Administration,

Agency.

Appeal No. 0120100627

Agency No. NY-09-0724

DECISION

Complainant filed a timely appeal with this Commission from the Agency's

decision dated October 22, 2009, dismissing his complaint of unlawful

employment discrimination in violation of Title VII of the Civil Rights

Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and

the Age Discrimination in Employment Act of 1967 (ADEA), as amended,

29 U.S.C. § 621 et seq.

BACKGROUND

At the time of events giving rise to this complaint, Complainant worked

as a Staff Assistant, GS-12 at the Agency’s San Juan District Office

facility in San Juan, Puerto Rico. In September 2009 he filed a formal

complaint alleging that the Agency discriminated against him based on

his sex (male), age (63 and 64), and reprisal for prior protected EEO

activity when:

1. he was not selected for the position of Lead Social Insurance

Specialist (AAA), advertised under job announcement number (JAN)

SH-220469-090-R011-015; and

2. on June 23, 2009, he learned that Management decided to discard a

file of an audit that he was assigned to perform.

In his complaint, Complainant contended that a GS-13 position was

canceled because it was intended for Employee 1, who was later given

the position non-competitively. The Agency dismissed claim 1 for abuse

of the EEO process. 29 C.F.R. § 1614.107(a)(9). It reasoned that

Complainant raised the same claim in prior complaint number NY-09-0413,

which was filed in May 2009.

The record contains an EEO investigative “interrogatory” indicating

the accepted issue was whether Complainant was subjected to discrimination

when on February 12, 2009, the Agency canceled vacancy announcement

SN-220469-09-ROII-015 for the position of Lead Social Insurance Specialist

(AAA) GS-0105-13. It indicated that Complainant alleged the announcement

was canceled so Employee 1 could be placed into the position. In the

unsigned interrogatory, a management official denied that Employee 1 was

placed into the position after the announcement was canceled, asserting

she was promoted to a different permanent position.

The Agency dismissed claim 2 for failure to state a claim. 29 C.F.R. §

1614.107(a)(1). It reasoned that Complainant was not harmed.

CONTENTIONS ON APPEAL

On appeal, Complainant appears to argue that complaint NY-09-0413

does not contain the same issues, but gives no explanation of this.

He writes that he has not filed multiple complaints on the same violation.

ANALYSIS AND FINDINGS

EEOC Regulation 29 C.F.R. § 1614.107(a)(1) requires the dismissal

of a complaint that states the same claim that is pending before or

has been decided by the Agency or Commission. Based on our review

of the record, we find claim 1 was in prior complaint NY-09-0413.

While the vacancy announcement number in claim 1 does not precisely

match that in the prior complaint, likely due to a keyboarding error,

Complainant’s contentions regarding Employee 1 show they regard the

same position, and state the same claim. The record, however, does not

support the Agency’s finding that claim 1 is part of a clear pattern

of misuse of the EEO process for a purpose other than the prevention

and elimination of employment discrimination, the grounds for dismissal

under 29 C.F.R. § 1614.107(a)(9). The record only contained evidence

that Complainant once raised claim 1 in a prior complaint, which does

not meet the above standard.

The regulation set forth at 29 C.F.R. § 1614.107(a)(1) provides, in

relevant part, that an agency shall dismiss a complaint that fails to

state a claim. An agency shall accept a complaint from any aggrieved

employee or applicant for employment who believes that he or she has been

discriminated against by that agency because of race, color, religion,

sex, national origin, age or disabling condition. 29 C.F.R. §§

1614.103, .106(a). The Commission's federal sector case precedent has

long defined an "aggrieved employee" as one who suffers a present harm

or loss with respect to a term, condition, or privilege of employment

for which there is a remedy. Diaz v. Department of the Air Force,

EEOC Request No. 05931049 (April 21, 1994).

The Commission has a policy of considering reprisal claims with a

broad view of coverage. See Carroll v. Department of the Army, EEOC

Request No. 05970939 (April 4, 2000). Under Commission policy, claimed

retaliatory actions which can be challenged are not restricted to those

which affect a term or condition of employment. Rather, a complainant

is protected from any discrimination that is reasonably likely to deter

protected activity. See EEOC Compliance Manual Section 8, "Retaliation,"

No. 915.003 (May 20, 1998), at 8-15; see also Carroll.

Applying the above, we find that claim 2 fails to state a claim because

Complainant was not aggrieved. Also, the Agency’s action would not

reasonably likely deter EEO activity.

The Agency’s decision to dismiss Complainant’s complaint is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0610)

The Commission may, in its discretion, reconsider the decision in this

case if the Complainant or the Agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the Agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party’s timely request for reconsideration. See 29

C.F.R. § 1614.405; Equal Employment Opportunity Management Directive

for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999).

All requests and arguments must be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

77960, Washington, DC 20013. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. § 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. § 1614.604(c).

COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official Agency

head or department head, identifying that person by his or her full

name and official title. Failure to do so may result in the dismissal

of your case in court. “Agency” or “department” means the

national organization, and not the local office, facility or department

in which you work. If you file a request to reconsider and also file a

civil action, filing a civil action will terminate the administrative

processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z0610)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time limits

as stated in the paragraph above (“Right to File A Civil Action”).

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

August 4, 2011

__________________

Date

2

0120100627

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P.O. Box 77960

Washington, DC 20013

2

0120100627