Mandi G.,1 Complainant,v.Denise Turner Roth, Administrator, General Services Administration, Agency.Download PDFEqual Employment Opportunity CommissionOct 20, 20160120141810 (E.E.O.C. Oct. 20, 2016) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Mandi G.,1 Complainant, v. Denise Turner Roth, Administrator, General Services Administration, Agency. Appeal No. 0120141810 Hearing No. 550-2012-00294X Agency No. 11-R9-PBS-BAM-20 DECISION The Commission accepts Complainant’s appeal from the Agency’s March 14, 2014 final order concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. The Commission’s review is de novo. For the following reasons, the Commission AFFIRMS the final order. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as an Administrative Contracting Officer at the Agency’s Federal Acquisition Service, MAS Administrative Section facility in San Francisco, California. On April 12, 2011, Complainant emailed her supervisor (S1) to inform her that her doctor had placed her on medical leave beginning April 10, 2011 through May 24, 2011, and that she would be filing a workers’ compensation claim for stress. S1 responded informing Complainant that she would process Complainant’s workers’ compensation paperwork, but she still needed to provide medical documentation supporting her absence to avoid being considered absent without leave (AWOL). Complainant provided a copy of the doctor’s note. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120141810 2 On April 14, 2011, S1 further informed Complainant about the paperwork needed for her workers’ compensation claim, including that she needed to elect to take sick or annual leave to cover her absences and that continuation of pay (COP) was not automatic for this type of claim. Complainant indicated on her workers’ compensation paperwork that she wanted COP. On April 17, 2011, Complainant emailed S1 stating that “to preserve [her] health and not face further stress,” she would be teleworking until the “Office of Government Ethics and Congressional Investigations have been completed.” Complainant had contacted the office of Representative Nancy Pelosi requesting assistance regarding her workplace issues including alleged bullying, performance plan issues, and threats of termination. S1 responded informing Complainant that while she had an approved telework schedule, she was not authorized for additional teleworking days. S1 further informed Complainant that she could face disciplinary action if she failed to report to the office as scheduled; however, she should be not working at all if she were under the care of her doctor. S1 added that based on Complainant’s previous emails, she still needed to request leave to cover her absence for the period of April 11 through April 14, 2011. S1 noted that the doctor’s note Complainant previously submitted was insufficient to support the absence. On May 13, 2011, a Constituent Caseworker for Representative Pelosi’s office contacted the Agency regarding Complainant’s Congressional Inquiry. On May 24, 2011, S1 prepared a draft response for senior management. On August 22, 2011, the Chief People Officer submitted an official response to Representative Pelosi’s office. On May 26, 2011, Complainant requested that S1 forward her a copy of the Family Medical Leave Act (FMLA) forms for her doctor to file once her COP lapsed. On May 26, 2011, S1 responded to Complainant’s request for FMLA information. S1 provided Complainant the requested FMLA forms and informed Complainant that her COP would end on May 27, 2011. On June 20, 2011, Complainant returned the FMLA paperwork. S1 approved Complainant’s request for FMLA leave for June 20, 2011. On June 30, 2011, Complainant requested additional FMLA leave for previous absences associated with her pending on-the-job injury claim filed with the Office of Workers’ Compensation Programs (OWCP). OWCP ultimately denied Complainant’s claim and her COP entitlement was cancelled retroactively. Complainant was informed that FMLA leave could not be applied retroactively in substitute of COP leave without proof of incapacitation. On July 14, 2011, Complainant was scheduled to attend a training session remotely on one of her telework days. Complainant failed to attend and S1 asked Complainant by email to explain her failure to attend as instructed. S1 informed Complainant that her failure to respond could result in disciplinary or corrective action. Complainant did not respond; however, no disciplinary action was taken against her. Complainant was recorded as being AWOL from April 11 to May 12, 2011, and ever since July 17, 2011. After Complainant’s OWCP claim was denied, her COP leave was retroactively disallowed. S1 explained to Complainant that she could substitute sick and/or 0120141810 3 annual leave for the period she had received COP benefits or she could reimburse the Agency for the amounts she had been paid. Complainant did not respond to management’s repeated requests to elect an option, and she did not submit a leave request of any nature. As a result, the Agency placed Complainant on AWOL for the periods she was not working and on COP status. The Agency was thus required to treat Complainant’s pay for that period as an overpayment and the Agency’s payroll office began deducting the amount owed by Complainant from her salary pursuant to the relevant laws and regulations. Complainant had complained about eye irritation which she believed was caused by her computer monitor. On March 30, 2011, S1 requested the Information Technology (IT) department to provide Complainant with a replacement. On April 1, 2011, Complainant submitted medical documentation in support of her request for an adjustment for her computer monitor. On April 5, 2011, the IT department indicated that Complainant’s monitor was being replaced. While the request was being completed, Complainant filed an on-the-job injury claim and went out on COP leave. Subsequently, the IT technicians determined that the department did not possess expertise to address Complainant’s computer monitor concerns. On June 23, 2011, when Complainant returned to work, S1 met with her to further discuss her computer monitor issue and an accommodation for her eye irritation concerns. S1 requested that Complainant submit additional, more specific information about her computer monitor requirements to evaluate and determine the exact type of monitor that would best be suited for her needs. This information was necessary because the issue was beyond the expertise of the IT department and it would need to acquire new equipment. Additionally, S1 arranged for Complainant to work with a Safety and Ergonomic expert. Complainant did not submit the requested documentation and failed to make an appointment with the Safety and Ergonomic expert. Instead, Complainant continued to attempt to work with the IT department who were unable to address Complainant’s needs. On July 15, 2011, S1 again met with Complainant and provided her a memorandum which included a detailed list of questions and job functions designed to determine the type of non- standard computer monitor would be best suited for her eye-related concerns. Complainant failed to respond to the memorandum. S1 offered to allow Complainant to use her laptop in the office in lieu of using the computer monitor. Complainant rejected this proposal and only suggested that the IT department solve her computer problems. Complainant filed a formal complaint (and amended several times) alleging that the Agency discriminated against her and subjected her to a hostile work environment on the bases of race (Caucasian), national origin (Hispanic), sex (female), disability, and in reprisal for prior protected EEO activity as evidenced by multiple incidents including, inter alia, she was threatened with disciplinary actions on several occasions; she was informed that the Agency did not respond to her Congressional Inquiry; her Family Medical Leave Act (FMLA) request was denied and retroactively revoked; her Information Technology (IT) tickets were closed without action; her request for a replacement of a computer monitor was denied; she was 0120141810 4 placed on absence without leave (AWOL); and she became aware that her gross pay is in a negative balance.2 At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing, but the AJ assigned to the case granted summary judgment in favor of the Agency and issued a decision on February 27, 2013. In his decision, the AJ determined that the alleged incidents were insufficiently severe or pervasive to establish a hostile work environment. In addition, the AJ found that there was no evidence that the conduct at issue was based on discriminatory or retaliatory animus. In particular, as to her claim that she was threatened with discipline, S1 acted according to Agency policy by informing Complainant that she would be charged AWOL if she could not explain her absences on given days. Further, S1 advised Complainant that she could be subjected to disciplinary measures if she did not adhere to her telework schedule and report to work as scheduled. These actions were initiated pursuant to Agency policy. Regarding the Congressional Inquiry, the AJ determined that the Agency received the Inquiry and processed it. The AJ found that there was no evidence that Complainant suffered any harm. With respect to her leave and pay shortage issues, the AJ found that the record showed that Complainant was entitled to FMLA leave. The additional absences in question related to Complainant’s on-the-job injury, her OWCP claim, and her election of COP leave. When OWCP disapproved her claim, Complainant was informed that she could not retroactively use FMLA leave without a showing that she was incapacitated. Complainant was then obliged to either repay the Agency the amount of salary and benefits she received for the COP period in question or convert her pay and leave status during the COP period to sick leave, annual leave, or leave without pay. Complainant did not make an election; therefore, the Agency was compelled to treat Complainant’s pay for the period in question as an overpayment which was required to be repaid by the employee through salary reductions. Finally, as to her accommodation claim, the AJ concluded that management engaged in good faith efforts to accommodate Complainant’s needs. In March 2011, S1 directed that Complainant’s computer monitor be replaced. On June 23, 2011, S1 met with Complainant after she returned from an extended period of leave to discuss her eye-related concerns and the inability of the IT department to address the issue. S1 requested that Complainant submit additional information about her computer monitor requirements and medical documentation to 2 The Agency dismissed two additional claims as having been previously raised in a prior complaint. In addition, the Agency dismissed age as a basis of discrimination as Complainant’s age was not protected under the Age Discrimination in Employment Act of 1967. Complainant did not specifically raise any challenges to the dismissal of these claims before the AJ or on appeal; therefore, the Commission will not address those claims in this decision. 0120141810 5 evaluate and determine the type of non-standard monitor that would have to be procured. The Agency needed the information because the issue was beyond the IT department’s expertise and involved the requisition of a nonstandard piece of equipment. Further, S1 arranged for Complainant to work with a Safety and Ergonomic expert. In response, Complainant failed or refused to produce the requested medical information required to meet her specialized equipment needs and failed or refused to meet with the Safety and Ergonomic expert. S1 met with Complainant again in July 2011, and provided her a memorandum designed to elicit the specific information needed to address Complainant’s eye-related concerns. Complainant failed to respond to the memorandum. As an alternative, S1 proposed that Complainant use her laptop computer in the office, a device which apparently did not generate the same kind of problem. Complainant rejected this proposal. The evidence showed that Complainant did not propose any other type of solution aside from suggesting that the IT department solve her “computer problem.” The AJ concluded that the Agency fulfilled its obligation to engage in the interactive process with Complainant. Complainant failed or refused to provide the information requested, and she offered no evidence that the information sought was unreasonable or not designed to meet her physical needs. Moreover, Complainant’s proposal that the only acceptable accommodation involved the intervention of the IT department was unreasonable because the IT department did not possess the expertise to meet her needs. As a result, the AJ found that the Agency had demonstrated its compliance with the Rehabilitation Act. The AJ concluded that Complainant was not subjected to discrimination, reprisal, or a hostile work environment. The Agency subsequently issued a final order fully implementing the AJ’s decision. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant contends that the AJ erred in granting summary judgment. Complainant argues that the Agency’s actions constituted unlawful harassment and that the evidence shows that management’s reasons for its actions are pretextual. Complainant claims that S1 was setting her up for constructive discharge by not addressing her computer monitor issues. Complainant alleges that management’s actions towards her regarding her FMLA/COP usage were not within the scope of their managerial duties. Complainant contends that the evidence shows that management acted with discriminatory and retaliatory intent. Accordingly, Complainant requests that the Commission reverse the final order. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non- moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. 0120141810 6 Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. Hostile Work Environment To establish a claim of harassment a complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Further, the incidents must have been “sufficiently severe or pervasive to alter the conditions of [complainant's] employment and create an abusive working environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). Therefore, to prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant's position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of a protected basis. Only if Complainant establishes both of those elements, hostility and motive, will the question of Agency liability present itself. The Commission agrees with the AJ that, construing the evidence in the light most favorable to Complainant, the alleged incidents were not sufficiently severe or pervasive to establish a hostile work environment. Even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory or retaliatory animus. For example, with regard to her claim that she was threatened with discipline, S1 stated that she only inquired about Complainant’s usage of leave for April 18 through April 26, 2011, and only warned Complainant that she could face disciplinary action for her failure to report to the office as scheduled on April 20, 2011. ROI, at 401. In addition, S1 asserted that she warned Complainant that she could face disciplinary action if she failed to explain why she failed to attend a training session remotely on July 14, 2011. Id. S1 noted that she did not take any disciplinary action for any of the incidents. Id. With respect to the Congressional Inquiry, S1 affirmed that she prepared a draft response within a week of receiving it and provided it to the Regional Public Affairs Office on May 24, 2011. ROI, at 408. The record reveals that the Agency subsequently responded on August 22, 2011. Id. at 460, 556. As to her FMLA and leave-related issues, the record confirms that Complainant was out from April 11 through May 22, 2011, and she had submitted a workers’ compensation claim. ROI, at 421-22. Complainant had requested COP for that period of time, which meant that if her 0120141810 7 claim was denied, she would be carried on sick or annual leave or the COP would be deemed an overpayment. Id. at 422. S1 confirmed that she approved Complainant’s FMLA request for June 23, 2011. ROI, at 409. Complainant’s workers’ compensation claim was subsequently denied, and Complainant requested FMLA leave to cover the COP period of time. Id. S1 informed Complainant that she could not retroactively apply FMLA leave to those absences. Id. Additionally, Complainant did not indicate what kind of leave she wished to cover her absences; therefore, Complainant was marked as AWOL for those absences. Id. The Agency’s payroll system required that she pay back the money she was paid while on COP leave; consequently, an indebtedness resulted. Id. S1 noted that the AWOL for the period beginning July 17, 2011, was later changed to leave without pay because it was approved FMLA leave. Id. at 421. Construing the evidence in the light most favorable to Complainant, the Commission agrees with the AJ that Complainant has not shown she was subjected to a hostile work environment. Moreover, to the extent Complainant claims that she was subjected to disparate treatment, the Commission finds that Complainant has not proffered any evidence from which a reasonable fact finder could conclude that the Agency's explanation was pretext for discrimination or reprisal. As a result, the Commission finds no basis to disturb the AJ's summary judgment decision finding that Complainant was not subjected to discrimination, reprisal, or a hostile work environment as alleged. Denial of Reasonable Accommodation To the extent that Complainant claims that the Agency failed to reasonably accommodate her, the Commission notes that that under the Commission's regulations, an agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the agency can show that accommodation would cause an undue hardship. 29 C.F.R. §§ 1630.2(o) and (p). The Commission will assume without deciding that Complainant is a qualified individual with a disability. The undisputed record shows that the Agency made numerous attempts to accommodate Complainant. S1 had several discussions with Complainant soon after she returned in June 2011 to determine what type of monitor Complainant needed for her eye issues. ROI, at 415. S1 requested more information from Complainant’s doctor to determine what type of non- standard monitor she needed as the IT department was unable to resolve the situation; however, Complainant failed to respond to the request. Id. S1 arranged for Complainant to work with a Safety Specialist for an ergonomic study or for more information related to her issues, but Complainant failed to make an appointment. Id. at 415-16. The IT department tried additional measures, but S1 closed the help tickets after they were unsuccessful and had no other options. Id. at 416. On July 15, 2011, S1 gave Complainant a memorandum to provide to her doctor with a list of questions and Complainant’s job functions to gain information about what type of monitor would address her concerns, but she never received a response to the memorandum. Id. at 420. Complainant never provided a response to the memorandum. Id. 0120141810 8 Under the Commission's guidelines, an agency may request additional information when presented with a request for reasonable accommodation in order to evaluate a complainant's proposed accommodation in comparison to her current medical needs in order to determine what accommodation would best serve the needs of the agency and complainant. EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC No. 915.002, at question 6 (Oct. 17, 2002). Moreover, when an individual's disability or need for reasonable accommodation is not obvious, and she fails to provide reasonable documentation requested by the employer, the employer will not be held liable for failure to provide the requested accommodation. Id. Here, the record shows that Complainant failed to respond to S1’s requests for additional, more specific documentation to assist in addressing Complainant’s condition. Therefore, the Commission finds that Complainant has not established that the Agency failed to provide her with a reasonable accommodation. CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the Agency's final order, because the Equal Employment Opportunity Commission Administrative Judge’s issuance of summary judgment was appropriate and a preponderance of the record evidence does not establish that discrimination occurred. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In 0120141810 9 the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 20, 2016 Date Copy with citationCopy as parenthetical citation