MacDermid Acumen, Inc.Download PDFTrademark Trial and Appeal BoardJan 29, 2015No. 85824250 (T.T.A.B. Jan. 29, 2015) Copy Citation Mailed: January 29, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re MacDermid Acumen, Inc. _____ Serial No. 85824250 _____ Arthur G. Schaier of Carmody Torrance Sandak & Hennessey LLP for MacDermid Acumen, Inc. Caitlin Watts-FitzGerald, Trademark Examining Attorney, Law Office 111 (Robert L. Lorenzo, Managing Attorney). _____ Before Kuhlke, Wellington, and Kuczma Administrative Trademark Judges. Opinion by Kuhlke, Administrative Trademark Judge: Applicant, MacDermid Acumen, Inc., filed an application to register on the Principal Register the standard character mark M- for goods identified as “Industrial chemicals for use in plating, cleaning and etching metal and plastic surfaces; Chemicals used in the manufacture of commercial and industrial printing plates, namely, polymer compositions,” in International Class 1.1 The application 1 Application Serial No. 85824250, filed on January 16, 2013, based on allegations of first use and first use in commerce on March 30, 1999, under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a). THIS OPINION IS NOT A PRECEDENT OF THE TTAB Serial No. 85824250 2 includes a claim of ownership of Registration No. 2636976 for the typed form2 mark M-PASS for goods identified as “plating chemicals, cleaners, microetchants, polymeric coatings and photo-resists used in the manufacture of printed circuit boards, including without limitation printed circuit boards with embedded resistors,” in International Class 1. Registration has been refused under Sections 1 and 45 of the Trademark Act, 15 U.S.C. §§ 1051, 1127, on the basis that the specimen does not show the applied- for mark in the drawing in use in commerce. See also 37 C.F.R. §§ 2.34(a)(1)(iv) (requirement for specimen showing how applicant uses the mark), 2.51(a) (drawing of mark must be a substantially exact representation of the mark as used on or in connection with the goods) and 2.56(a) (requirement for specimen showing the mark as used on or in connection with the goods); TMEP §§ 807.12(d), 904 and 904.07(a). When the refusal was made final, Applicant appealed and filed a request for reconsideration. On May 20, 2014, the Examining Attorney denied the request. Thereafter, Applicant and the Examining Attorney filed briefs. We affirm the refusal to register. Section 1 of the Trademark Act provides: 1(a)(1) The owner of a trademark used in commerce may request registration of its trademark on the principal register hereby established by paying the prescribed fee and filing in the Patent and Trademark Office an application and a verified statement, in such form as may be prescribed by the Director, and such number of specimens or facsimiles of the mark as used as may be 2 Prior to November 2, 2003, “standard character” drawings were known as “typed” drawings. Serial No. 85824250 3 required by the Director. … (4) The applicant shall comply with such rules or regulations as may be prescribed by the Director. The Director shall promulgate rules prescribing the requirements for the application and for obtaining a filing date herein.3 The relevant rules promulgated by the USPTO provide as follows: … The requirements for an application based on section 1(a) of the Act are: … One specimen per class showing how the applicant actually uses the mark in commerce. 37 C.F.R. § 2.34(a)(1)(iv); and … In an application under section 1(a) of the Act, the drawing of the mark must be a substantially exact representation of the mark as used on or in connection with the goods and/or services. 37 C.F.R. § 2.51(a). Under Section 1 of the Trademark Act, the mark on the drawing must be the complete mark, as evidenced by the specimen. As explained in the Trademark Manual of Examining Procedure (TMEP), “[w]hen the representation on a drawing does not constitute a complete mark, it is sometimes referred to as a ‘mutilation’ of the mark.” TMEP § 807.12(d). “The mere fact that two or more elements form a composite mark does not necessarily mean that those elements are inseparable for registration purposes. An applicant may apply to register any element of a composite mark if that element presents, or will present, a separate and distinct commercial impression apart from any other matter with which the mark is or will be used on the specimen.” Id. Further, “if registration is refused on the ground that the mark on the drawing does not agree with the mark as shown on the specimen … 3 Section 45 of the Trademark Act provides the relevant definitions for construction of the statute, e.g., “trademark” and “use in commerce.” Serial No. 85824250 4 the applicant may not amend the drawing if the amendment would materially alter the mark on the original drawing.” Id. In this case, Applicant did not seek to amend the drawing; therefore, the question is whether the specimens of use support use of the applied-for mark and, thus, fulfill the requirements of Sections 1 and 45 of the Lanham Act as detailed by Trademark Rules 2.34 and 2.51, 37 C.F.R. §§ 2.34, 2.51.4 The analysis is whether M- presents a separate and distinct commercial impression apart from any other matter with which the mark is used in the proffered specimens of use, such that, as Rule 2.51(a) requires, the drawing in the application is a substantially exact representation of the mark as used on the specimens. In re Chemical Dynamics Inc., 839 F.2d 1569, 5 USPQ2d 1828, 1829-30 (Fed. Cir. 1988) (eye dropper and drops of water connected to watering can design constituting “a unitary mark which creates a single commercial impression and that to try to separate out the eyedropper portion of the mark results in an impermissible mutilation.”). See also In re Raychem Corp., 12 USPQ2d 1399, 1400 (TTAB 1989) (the issue is “whether or not the matter sought to be registered creates a commercial impression separate and apart from the model number and generic term in association with which it is used.”). One practical aspect of this requirement is to accord an applicant the appropriate scope of protection to whatever applicant seeks to protect. If, in this 4 To the extent the Examining Attorney argues Applicant is attempting to register a phantom mark, the facts in this case do not present such a scenario, in that the drawing does not depict phantom elements and there is no description referencing phantom elements. As Applicant argues, it does not seek registration for phantom elements but only seeks registration of the mark M- and “it is not subject to change.” App. Reply Br. p. 2. Serial No. 85824250 5 case, the mark as used, e.g., M-ACCELERATE B, is perceived by consumers as one mark and the M- portion does not present a separate commercial impression, then Applicant should not receive protection for something it does not use. In other words, Applicant should not be allowed to block other applicants’ marks that may incorporate the M- element with additional elements that may distinguish it from Applicant’s actual mark M-ACCELERATE B but could be confusingly similar to M- by itself. One of Applicant’s specimens of use, which consist of labels, is reproduced in full below. The relevant portion of Applicant’s other submitted specimens of use are reproduced below. Serial No. 85824250 6 Serial No. 85824250 7 The Examining Attorney argues that “the specimens constitute mutilations of the proposed mark as it appears in the drawing” and the “current case law on the subject of unitary marks and what has previously constituted separable elements of a mark” does not support a conclusion that Applicant’s M- constitutes a separable element on the specimens. Ex. Att. Br. p. 5. She frames the question as “whether the applied for mark, M-, is separable from the additional language appended to it on the various specimens of record, or whether the specimens instead depict multiple unitary marks.” Ex. Att. Br. p. 6 (emphasis in original). Looking to case law concerning whether a disclaimer is required, she argues that because of the hyphen, the wording on the specimen is unitary and, “the M- is not separable from the rest of the mark.” Id. The Examining Attorney concludes that the M- portion is “‘entwined’ with the additional language appearing on the numerous specimens of use [and] [c]onsumers therefore will not perceive the additional language merely as indicating variations of the ‘M-‘ line, but as a composite portion of unitary marks.” Ex. Att. Br. p. 13. Applicant argues that its specimens “show the mark M- followed by descriptive terms that do not and are not intended to indicate source and thus respectfully submits that the cited case law supports Applicant’s conclusion that the mark M- as used herein, creates a separate and distinct commercial impression and therefore would not be considered a mutilation of the mark as used.” App. Br. p. 5. Serial No. 85824250 8 In support of its argument, Applicant submitted the declaration of John L. Cordani, Applicant’s Secretary, and accompanying exhibits. In the declaration, Mr. Cordani states that: 4. Each of the terms that appear with the M- mark on Applicant’s specimens are terms that merely describe the function or functionality of the particular chemical product with which it is associated. 5. For example, the products that have on the associated labels the descriptor “ACCELERATE” in connection with the M- mark are products that provide a uniformly-active layer of catalyst for electroless metal initiation. The use of the “A” or “B” designation are simply for two components that are to be mixed together. 6. The product that has on the associated label the descriptor “GLASS ETCH” in connection with the M- mark is a product that etches glass fibers. … 8. The products that have on the associated labels the descriptor “PERMANGANATE” in connection with the M- mark are products that provide for a desmearing of the substrate, and the term “permanganate” is generally understood in the relevant industry as a desmearing agent. The use of the “P” and “L” designations are for powder or liquid versions. 9. The product that has on the associated label the descriptor “NEUTRALIZE” in connection with the M- mark is a product that neutralizes the surface of a plastic substrate to accept metal plating thereon.5 Applicant contends Mr. Cordani’s statements show that “the descriptors on Applicant’s specimens … merely serve to identify the function or functionality of the goods associated therewith and have no trademark significance … [and] consumers viewing the use of the M- mark in Applicant’s specimens would likewise view such 5 Req. for Recon. (March 26, 2014) Exh. C, Trademark Status & Document Retrieval (TSDR) pp. 26-27. Serial No. 85824250 9 terms not as source-identifying elements, but merely as providing descriptive functionality of the goods themselves.” App. Br. p. 8. The Examining Attorney responds that just because “a term is descriptive [does not] mean that, ipso facto, it does not properly form a part of a composite mark and hence is not a factor in creating the commercial impression of the mark as a whole.” Ex. Att. Br. p. 8. The Examining Attorney relies on In re Jane P. Semans, 193 USPQ 727 (TTAB 1976) where applicant sought to register the word KRAZY but the specimens showed the word used with other wording JANE’S KRAZY MIXED-UP SALT. In that case, the Board found that the specimens highlighted the phrase KRAZY MIXED-UP shown on the same line and in the same script apart from the word “JANE’S.” Further, the Board found that the phrase is a recognized “play on a unitary colloquial expression, and there is nothing in the record to suggest that customers and prospective purchasers of applicant’s goods separate the phrase into component parts and utilize ‘KRAZY’ alone to call for and refer to the goods.” In re Jane P. Semans, 193 USPQ at 729. The Examining Attorney argues that “the mere fact that these terms are descriptive is not sufficient to hold M- as a separable element that can be pulled out by a viewing consumer from the unitary whole.” Ex. Att. Br. p. 8. Noting that “the M is not further distinguished in size, font, color or commercial impression” and “the M- is merged with the descriptive terms by the hyphen in such a way that, as viewed on the specimens of record, a consumer is unlikely to find or view the M- as a separable element, particularly given it is but a single letter and therefore holds Serial No. 85824250 10 very little commercial connotation apart from the language which follows it.” Ex. Att. Br. p. 8, 9 (emphasis in original). Mr. Cordani also attached what he describes as “advertising materials” for goods “sold under Applicant’s M-System and M- trademarks” that “make clear, among other things, that consumers would be well aware that the descriptors noted above and used in connection with the M- mark merely describe the function and functionality of the products sold under the M-System brand, and that such descriptors readily assist such customers in determining the product needed to carry out the desired function in the polymer platemaking process, at least in part because consumers would look only to the trademark M- based on such trademark usage and advertising materials showing use of the mark without the above- discussed descriptors.”6 The pertinent parts are shown below: 7 6 Id. TSDR p. 28. 7 Req. for Recon., March 26, 2014, TSDR p. 29. Serial No. 85824250 11 8 9 8 Id., TSDR p. 31. 9 Id., TSDR p. 33. Serial No. 85824250 12 10 Applicant argues these advertising materials support a finding regarding consumer perception in that they “sensitize[] its consumers to the use of the M- family of 10 Id., TSDR p. 34. Serial No. 85824250 13 chemical products and that consumers would be well aware that the descriptors used in connection with the M- mark merely describe the function and functionality of the products themselves, as such descriptors readily assist customers in determining the product needed to carry out the desired function in the polymer platemaking process.” App. Br. p. 8. The Examining Attorney contends that the several specimens of use showing “multiple configurations of the mark” and the affidavit are not sufficient to show consumer recognition of the M- as a separate mark. Ex. Att. Br. p. 10. In response to the Examining Attorney’s argument that “any registration for the mark [M-] would permit use of the mark with any other terms that applicant chooses,” Applicant “asserts that the trademark is M-, [and] agrees generally that its usage is not, and should not, be restricted by the use of merely descriptive terms in proximity to the mark.” App. Br. p. 11. Applicant particularly relies on the case In re Raychem Corp., 12 USPQ2d 1399 (TTAB 1989), where the Board found that the applied-for mark TINEL-LOCK had a separate commercial impression from the other matter in the specimens that showed TRO6AI-TINEL-LOCK-RING. The Board found that the word “ring” was generic for the applied-for goods and TRO6AI was a model number. Specifically, “the alpha-numeric designation appearing on the specimen in front of ‘TINEL- LOCK’ is not essential to the commercial impression of ‘TINEL-LOCK’ as a trademark for applicant’s metal rings. In a similar sense, the generic term ‘RING,’ although connected to the model number and the source-identifying term, ‘TINEL Serial No. 85824250 14 LOCK,’ by a hyphen, nonetheless plays no integral role in forming the portion of applicant’s mark which distinguishes applicant’s goods from those of others.” Id. at 1400. The evidence included advertising brochures that referred to the “Tinel-Lock system,” “Tinel-Lock heat-recoverable rings for cable shielding termination,” ‘Tinel- Lock ring” and identified “Tinel” as a registered trademark. Id. at 1399. This evidence supported the Board’s finding that TINEL-LOCK had an “independent significance.” Further, the Board stated that “Even when a part number is joined by a hyphen to other matter which does serve a trademark function, the trademark is registrable without showing the part number as well in the drawing.” Raychem at 1400 citing In re Sansui Electric Co., Ltd., 194 USPQ 202 (TTAB 1977) As to the part number and generic term the Board stated that neither is: … essential to the commercial impression created by the mark as shown in the specimens. Prospective purchasers of these highly technical goods would readily recognize both the part number and the name of the goods as such, and would therefore look only to the trademark ‘TINEL- LOCK’ for source identification. The fact that hyphens connect both the part number and the generic term to the mark does not, under the circumstances presented by this case, create a unitary expression such that ‘TINEL-LOCK’ has no significance by itself as a trademark. Id. at 1400. Applicant also points to In re Sansui Electric Co., Ltd., 194 USPQ 202 (TTAB 1977) where the Board allowed registration of QSE and QSD when the specimens showed use as QSE-4 and QSD-4. Specifically, the Board stated “In response to the refusal to register, applicant has submitted additional specimens showing use of the designations ‘QSD-1’, ‘QSE-1’, ‘QSE-5B’, and ‘QSE-5X’. In connection therewith, Serial No. 85824250 15 applicant asserts that it uses changeable model numbers with its marks ‘QSE’ and ‘QSD’ to designate the successive generations of its equipment; that under such circumstances, the registrable portions of applicant’s marks are the letters ‘QSE’ and ‘QSD’ per se; and that the effect of sustaining the Examiner’s position would be to require either a plurality of registrations to cover individual model number designations, or constant amendment of the registration to keep pace with changes in model numbers.” Id. at 202. That is, in fact, what the Examining Attorney suggested to Applicant in this case: “Applicant is encouraged to consider applying to register each individual mark on the respective specimens, just as it did with Registration No. 2636976.” Denial of Req. for Recon. (May 20, 2014). In Sansui the Board determined that the numbers would be perceived as model numbers by purchasers and the letter designations truly serve as the indications of origin. Applicant and the Examining Attorney point to a few unpublished cases which are different on their facts. For example, in In re Hudson Fairfax Group LLC, Ser. No. 76662560 slip op. (November 21, 2008) the Board found that the word CONTINUUM had a separate commercial impression as shown in the specimens of use depicting INDIA CONTINUUM FUND as the word “fund” is generic for the services and “India” would be viewed not as a source-identifying element, but merely as the geographic location of the investments. In In re Ahlstrom, Ser. No. 75362796 slip op. (June 19, 2001), AHL, depicted in the specimens as AHLstrom and AHLsorter, was found not to have a separate commercial impression. Serial No. 85824250 16 In a more recent unpublished case, In re CirCaid Medical Products, Ser. No. 85401718 slip op. (February 5, 2013), the Board affirmed a similar refusal for registration of the mark JUXTA where the specimens showed use of JUXTA-LITE in stylized form and there was no evidence to support that the word LITE was descriptive or would be perceived as merely indicating variations of the JUXTA product line and, therefore, JUXTA did not make a separate commercial impression. In addition, the Board noted that the terms are depicted in the same style font. The Board distinguished Raychem and Sansui, by stating that there was no evidence in the JUXTA case to show that the term LITE was used in the industry or that it was descriptive or generic for the identified goods. We begin our analysis by noting that we are not persuaded by the Examining Attorney’s arguments based on disclaimer case law and its possible effect on the presence of the hyphen in this case. A disclaimer serves as notice that the applicant does not claim exclusive rights in that particular designation by itself. Such disclaimer is “superfluous” when the merely descriptive wording is connected to the source-identifying element by a hyphen because it would be “obvious that applicant is not claiming any exclusive rights” in a descriptive or generic term. “X” Laboratories, Inc. v. Odorite Sanitation Service of Baltimore, Inc., 106 USPQ2d 327 (Comm’r Pat. 1955). “Registration of a compound word mark is merely recognition of rights in the entire mark, and it neither creates nor recognizes rights in the components apart from each other.” Id. Here, Applicant is not seeking to register a compound word mark. Rather, Applicant is requesting recognition of only what Serial No. 85824250 17 Applicant describes as the source-identifying element in the designation used on its labels. The analysis of whether a term is unitary for purposes of a disclaimer, at least in regards to the effect of a hyphen where the office routinely does not require disclaimer, is not useful for determining whether, as used in commerce, a component has a distinct and separate commercial impression as discussed in Raychem and Sansui. As recognized in the TMEP, an applicant has some latitude in selecting the mark it wants to register and the fact that two or more elements form a composite mark does not necessarily mean that those elements are inseparable for registration purposes. TMEP § 807.12(d). However, these statements are tempered by the requirement derived from the rules and case law that an element of a composite mark may be registered if, as used on the specimens, it presents “a separate and distinct commercial impression apart from any other matter with which the mark is or will be used.” Id. This case is not devoid of evidence regarding the descriptive or weak nature of the additional wording as was the case in CirCaid Medical Products, as Mr. Cordani’s declaration serves that purpose. Nor is this a case where there are only specimens showing the various uses and a conclusory statement regarding consumer perception, as Applicant has provided samples of advertising using M- as part of the term M-System. However, the record does not show promotion of M- by itself making the advertising evidence more akin to the multiple specimens of use Serial No. 85824250 18 with other terms, and less probative on the issue of separate commercial impression. While this case shares some similarities with the facts in Raychem and Sansui, it nonetheless presents differentiating facts. The additional material in Applicant’s mark is not merely a model number as was the case in Sansui, or model numbers plus the generic name of the good as was the case in Raychem. Rather the additional wording has, at most, only descriptive significance regarding the function of the goods. In addition, the single letter with a hyphen M-, does not present the level of commercial recognition as the term TINEL or the combination of letters QSW and QSD. We further note the marks in Sansui consist of three letters, as compared to the 1 or 2 letter number combinations for the model numbers. Here, the single letter and hyphen combine with full words that are not the generic name of the goods. Additionally, as the Examining Attorney observed, the M- is not distinguished in size, font, color or commercial impression and holds very little commercial connotation apart from the language which follows it. In view thereof, we find that M- as used on the specimens does not create a separate commercial impression. Accordingly, Applicant’s drawing of the mark is not a substantially exact representation of the mark as used in commerce. See Trademark Rule 2.51(a). Decision: The refusal to register is affirmed. Copy with citationCopy as parenthetical citation