Lyda F.,1 Complainant,v.Ryan K. Zinke, Secretary, Department of the Interior (Fish and Wildlife Service), Agency.Download PDFEqual Employment Opportunity CommissionDec 18, 20180120171609 (E.E.O.C. Dec. 18, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Lyda F.,1 Complainant, v. Ryan K. Zinke, Secretary, Department of the Interior (Fish and Wildlife Service), Agency. Appeal No. 0120171609 Agency No. DOI-FWS-16-0331 DECISION On March 31, 2017, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s March 1, 2017, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. ISSUES PRESENTED Whether the Agency discriminated against Complainant based on her sex, association with an individual with a disability, and in reprisal for protected EEO activity, when it suspended her for fourteen (14) days; allegedly disclosed her medical information; and subjected her to a hostile work environment. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120171609 2 BACKGROUND At the time of events giving rise to this complaint, Complainant worked as an Employee and Labor Relations Specialist/Human Resources Officer (HRO) in the Agency’s Budget and Administration, Division of Human Resources, Region 5, in Hadley, Massachusetts. In February 2015, Complainant’s first line supervisor (S1) (male, associated with individuals with a disability, prior EEO activity) called Complainant, and allegedly stated that he wanted to hire one of her employees (E1) (male, associated with individuals with a disability, prior EEO activity) for the position of Deputy Assistant Regional Director, Budget Administration. In March 2015, S1 informed Complainant that he would post a vacancy announcement for the position. E1 applied, and was selected for the position in June 2015; Complainant did not apply for the position. Report of Investigation (ROI) at pgs. 149-150. In July 2015, two of Complainant’s employees, a Supervisory Human Resources Specialist (SHRS), and a Human Resources Specialist (HRS) filed EEO complaints, alleging that Complainant harassed them, and created a hostile work environment. On August 3, 2015, S1 called Complainant to inform her that during the investigation into the allegations, he was temporarily reassigning her to a position as his Special Assistant. This assignment lasted from August 3, 2015, through October 10, 2015. S1 also instructed Complainant to move to a different office, and to not communicate with any of her staff members. Complainant stated that she complained to the Deputy Regional Director (DRD) (female, associated with individuals with a disability, no prior EEO activity) about S1’s actions, who responded that they needed to “work through the EEO process,” and took no action. ROI at pgs. 147,152, 601. On August 10, 2015, Complainant attempted to log into the network, and found that her network paths were deactivated, and she could not access the human resources (HR) files. ROI at pg. 157. Beginning in August 2015, S1 and E1 conducted an informal inquiry in response to the complaints raised by SHRS and HRS. Complainant stated that two additional inquiries were conducted, by external parties. ROI at pg. 180. On August 14, 2015, E1 emailed Complainant requesting that she provide interim ratings for the employees she had supervised. He stated that he wanted to start preparing their end of year ratings, and requested Complainant’s input. ROI at pg. 710. E1 also requested the employees’ files, and learned that Complainant provided untimely employee performance appraisal plans (EPAPs) to six employees, and did not provide or complete EPAPs for five employees. E1 informed S1 of the deficiencies. ROI at pg. 713,338. On August 24, 2015, HRS emailed E1, who was the acting HRO, to inform him about a conversation she had with an intern (I1). HRS stated that I1 saw Complainant in the office, who asked I1 about her plans after she finished her schooling. I1 informed HRS that Complainant stated that I1 “would definitely have a job.” HRS stated that she was concerned because managers are not allowed to promise jobs to students. ROI at pg. 617. 0120171609 3 On September 1, 2015, Complainant emailed S1 asking, “I do not suppose it is a good idea for me to attend this event?” about an upcoming employee award ceremony; S1 responded that he agreed. ROI at pg. 672. On September 10, 2015, HRS emailed E1 to inform him that she ran into Complainant in the building, stating that the encounter was “very awkward and uncomfortable,” and she felt that Complainant was trying to block her path. ROI at pg. 677. On September 17, 2015, Complainant emailed S1 to inform him that she passed SHRS in the hallway. ROI at pg. 679. In October 2015, Complainant started a detail assignment at Headquarters (HQ), and reported to the Deputy Assistant Director (DAD) (female, associated with individuals with a disability, prior EEO activity). Prior to the start of her detail, Complainant approached S1, to inform him that the detail position would become permanent. She stated that S1 asked if she would work remotely, and she responded, “yes.” Complainant stated that S1 said that the arrangement would be a better situation for her because she could be at home to take care of her daughter. ROI at pgs. 152, 161. On or about October 10, 2015, Complainant’s ex-husband called her government landline, and another employee picked up. Complainant stated that she was never informed that her landline would be reassigned, and that when employees go on a detail assignment, they retain their telephone numbers. ROI at pg. 162. While Complainant was on her detail assignment, she learned that SHRS complained that Complainant was being “rewarded” with the detail assignment because she could work from home. Complainant stated that SHRS threatened an EEO complaint if Complainant was selected for the permanent position, and that S1 tried to derail Complainant’s detail assignment because of SHRS’s threat. ROI at pg. 165. On October 16, 2015, S1 instructed Complainant to move out of her office, and she teleworked from her home. ROI at pg. 168. On October 24, 2015, S1 issued Complainant her performance rating of “Fully Successful.” S1 noted that Complainant did not provide EPAPs to several of her staff members. Additionally, S1 stated that Complainant did not provide “good leadership,” and numerous employees complained of her “erratic behavior” causing a “tense hostile office environment.” ROI at pgs. 699-707. On December 4, 2015, S1 placed Complainant on administrative leave; and deactivated her government credit card, computer access, and cellular phone. Complainant was on administrative leave until January 11, 2016. ROI at pgs. 175, 177, 749. On January 11, 2016, S1 placed Complainant in a detail position to the Fisheries Program; her duties included researching water rights and analyzing water discharge permits. ROI at pgs. 178, 972. On January 6, 2016, S1 informed Complainant that she was scheduled to meet with an investigator to discuss allegations that Complainant inappropriately treated subordinate employees.2 2 The investigator was an independent contractor, and not an Agency employee. This investigation was conducted separately from the EEO investigations for the complaints filed by SHRS and HRS. 0120171609 4 The investigator provided his final report on February 22, 2016. The investigator determined that there were a number of allegations against Complainant that were not sustained; some allegations that while proven true, would be considered poor supervision, and not misconduct; and a number of significant conduct-related allegations proven true for which he recommended appropriate action. ROI at pgs. 977, 1051-1175. On March 4, 2016, Complainant emailed S1 requesting to work from home with a flexible work schedule, and attached medical documentation. S1 responded that her request for leave pursuant to the Family and Medical Leave Act (FMLA) was granted. ROI at pg. 1018. In March 2016, Complainant applied for, and was selected for a permanent position at HQ. ROI at pg. 165. Complainant stated that DAD attempted to contact S1 for Complainant’s release date, and that he would not give one. ROI at pg. 184. On March 30, 2016, S1 received an email requesting a release date for Complainant to begin her new position at HQ. S1 replied that he was not able to give an exact release date for another few weeks. ROI at pg. 1021. After back and forth discussions, S1 released Complainant on May 1, 2016. ROI at pg. 190-191. On April 22, 2016, S1 issued Complainant a Notice of Proposed Suspension for Conduct Unbecoming a Federal Supervisor (seven specifications), and Lack of Candor (1 specification) for fourteen (14) days. Examples of the specifications included Complainant’s inappropriate promise of permanent positions to two interns; criticizing an employee’s performance during a meeting in front of other employees; showing favoritism to an intern and initiating “secret meetings” with her; and inappropriately pressuring an employee (non-supervisory) to rate another employee. S1 also noted that Complainant failed to provide performance standards to the interns, and later stated to DRD that she had done so, despite knowing that they were not provided with the standards. ROI at pgs. 1036-1048. On May 10, 2016, Complainant provided a written response to the proposed 14-day suspension. ROI at pgs. 1360-1379. On May 23, 2016, DRD issued the decision letter upholding the 14-day suspension. DRD stated that she considered the evidence and Complainant’s written response, and determined that Complainant had engaged in the specified conduct, except for showing favoritism. Additionally, DRD found that Complainant lacked candor when she stated that the interns had performance plans in place. ROI at pgs. 1413-1418. On May 27, 2016, Complainant emailed E1 to file a grievance for her suspension. ROI at pgs. 1421-1423. On June 16, 2016, E1 informed Complainant that she used an outdated grievance form, and asked that she return the completed revised form, which she provided on June 21, 2016. E1 notified Complainant that he was unable to open her attachments, and requested that Complainant resend the documents. Complainant resent the documents on June 29, 2016; and E1 confirmed that her grievance was accepted. ROI at pg. 1424-1442. On July 21, 2016, the Deputy Regional Director of Region 6 issued his decision stating that Complainant’s suspension was warranted because her actions were worthy of disciplinary action. He added that the report from the investigation raised serious concerns about Complainant’s general candor and credibility, which called into question her denials of the allegations. ROI at pgs. 1447-1449. 0120171609 5 On July 15, 2016, Complainant filed an EEO complaint alleging that the Agency discriminated against, and subjected her to harassment, on the bases of sex (female), disability (association with an individual with a disability), and reprisal for prior protected EEO activity under Title VII when: 1. in February 2015, S1 told Complainant that he would not select her for the Deputy Assistant Regional Director, Budget and Administration position; 2. on August 3, 2015, S1 called Complainant to inform her that two EEO complaints were filed against her, and he reassigned her to a position with unspecified duties; 3. on August 4, 2015, S1 detailed Complainant to a position at HQ, not to exceed January 5, 2016;3 4. on August 10, 2015, S1 instructed Complainant to physically relocate her office, and not to communicate with her staff. At the same time, S1 deactivated all network paths on her computer; 5. in September 2015, S1 excluded Complainant from attending an awards ceremony; 6. in October 2015, S1 told Complainant that she would be better off working at home to care for her daughter, and he disconnected and reassigned her government (landline) telephone to another employee; 7. on October 15, 2015, S1 contacted DAD, and attempted to derail Complainant’s detail to HQ; 8. on October 16, 2015, S1 instructed Complainant to physically move out of the Regional Office; 9. on October 29, 2015, S1 issued Complainant a “level 3” performance rating with two negative comments for FY15; 10. on December 4, 2015, S1 placed Complainant on paid Administrative Leave; and deactivated her government credit card, computer access, and government cellular telephone; 11. on January 11, 2016, S1 placed Complainant on a detail to the Fisheries Program, Connecticut River Coordinators Office, Sunderland, MA; 12. between August 2015, and March 2016, S1 named Complainant as the subject of three administrative inquiries/investigations that he ordered and conducted; 13. from March, through April 2016, S1 did not respond to communications from DAD, and refused to agree to a release date for Complainant to start a new position; 14. between October 20, 2015, and April 21, 2016, S1 limited his communication with Complainant to two emails and one phone call; 15. on April 22, 2016, S1 issued Complainant a Notice of Proposed Suspension; 16. on or about April 29, 2016, S1 contacted DAD, and demanded a delay of Complainant’s start date; 17. on May 23, 2016, DRD and S1 issued Complainant a Decision Letter for a 14-day suspension; 3 Complainant stated that this claim is incorrect, and that it should not be part of her harassment allegation. ROI at pg. 156. 0120171609 6 18. on or about June 9-14, 2016, DRD and E1 failed to provide Complainant with grievance rights and violated her rights to due process; 19. on or about September 18, 2015, DRD took no action regarding the reported actions taken against Complainant by S1, prior to September 18, 2015; and 20. on or about April or May 2016, S1 and DRD shared Complainant’s medical information with E1. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. As an initial matter, the Agency noted that claims 17 and 20 were also timely discrete claims, and treated them as independent claims of discrimination, in addition to being part of Complainant’s harassment claim. For claim 17, while the Agency noted that Complainant belongs in protected classes based on her sex, association with an individual with a disability, and reprisal for protected EEO activity, it did not specify if she established a prima facie case of discrimination. However, the Agency found that Complainant’s managers provided legitimate, nondiscriminatory reasons for the suspension. S1 stated that Complainant’s suspension was a result of Complainant’s actions, as determined by the investigation into her employees’ allegations. DRD stated that after reviewing the proposal, Complainant’s response, and the final investigation report, she found the charges accurate, and concurred with S1’s proposal. The Agency then noted that Complainant did not provide corroborating evidence showing pretext for discrimination, and found that Complainant’s own subjective testimony was inadequate to establish discrimination. With regards to claim 20, the Agency found that S1 and DRD denied providing Complainant’s medical information to E1. Additionally, E1 stated that he did not have access to her medical information. The Agency found that Complainant did not present evidence refuting their testimony, and determined that she had not shown that she was subjected to adverse action concerning the alleged disclosure of her medical information. The Agency concluded that Complainant had not proven that she was discriminated against based on her sex, association with an individual with a disability, or in reprisal for protected EEO activity. For Complainant’s harassment allegation, the Agency found that Complainant had not established that any of the actions were motivated by discriminatory animus. Rather, the evidence shows that the actions taken by management were in response to the EEO complaints against Complainant. The Agency noted that Complainant did not provide any evidence proving that the actions were based on her sex, association with an individual with a disability, or in reprisal for her protected EEO activity. 0120171609 7 Complainant filed the instant appeal, and submitted a statement in support of her appeal. The Agency did not file a response brief to Complainant’s appeal. CONTENTIONS ON APPEAL On appeal, Complainant argues that she submitted evidence showing that she contacted the Regional Chief of the EEO office, and the Chief, Diversity and Civil Rights at HQ in September 2015, contrary to what the Agency concluded about her initial EEO contact. She states that since the Agency overlooked this critical evidence, she is left wondering if it did not consider other evidence. ANALYSIS AND FINDINGS Standard of Review As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Disparate Treatment Generally, claims of disparate treatment are examined under the analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Hochstadt v. Worcester Found. for Experimental Biology, Inc., 425 F. Supp. 318, 324 (D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976). For complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. McDonnell Douglas, 411 U.S. at 802; Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978). Once complainant has established a prima facie case, the burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the agency is successful, the burden reverts back to complainant to demonstrate by a preponderance of the evidence that the agency’s reason(s) for its action was a pretext for discrimination. At all times, complainant retains the burden of persuasion, and it is her obligation to show by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502 (1993); U.S. Postal Service v. Aikens, 460 U.S. 711, 715-716 (1983). 0120171609 8 Assuming, arguendo, that Complainant established a prima facie case of discrimination based on her sex, association with an individual with a disability, and in reprisal for her EEO activity, we find that the management officials articulated legitimate, nondiscriminatory reasons for their actions. Regarding claim 17, DRD stated that she used the information contained in the Notice of Proposed Suspension; Complainant’s appeal letter; and the final report from the investigation, to decide to uphold the 14-day suspension. DRD noted that S1’s proposal and supporting evidence was accurate, except for one specification. ROI at pgs. 312-313. We find that the record shows that the suspension resulted from Complainant’s misconduct. In addition to processing Complainant’s employees’ complaints through the EEO process, S1 initiated an informal investigation into the allegations. Based on the information obtained from the informal investigation, he determined that additional information was needed, and procured an independent investigator. Throughout the processing of the complaints, S1 acted promptly to separate Complainant from SHRS and HRS, who had expressed fear of Complainant, based on her past yelling and screaming, and their knowledge that she owned a gun. ROI at pgs. 223-224,255-256. For claim 20, as noted above, the parties denied any disclosure of medical information, and Complainant did not provide any evidence proving that E1 had access to her medical information. Complainant has not shown that these reasons are pretext for discrimination. Complainant can establish pretext in two ways: “(1) indirectly, by showing that the employer’s proffered explanation is unworthy of credence because it is internally inconsistent or otherwise not believable, or (2) directly, by showing that unlawful discrimination more likely motivated the employer.” Chuang v. Univ. of Cal. Davis Bd. of Trs., 225 F.3d 1115, 1127 (9th Cir. 2000) (internal quotation marks omitted); see also, McDonnell Douglas, 411 U.S. at 804-05. On appeal, Complainant argues that she initiated EEO contact in September 2015, and the Agency incorrectly determined that the evidence does not show this. We note that Complainant is correct because evidence in the record confirms that she contacted the Agency’s EEO office in September 2015. However, in her affidavit, Complainant stated that she did not file an EEO complaint at that time. ROI at pgs. 147, 155. Even if Complainant’s managers were aware of Complainant’s EEO contact in September 2015, this only supports a prima facie case of reprisal discrimination, and does not prove pretext for discrimination. We find that Complainant only made bare assertions, and has not offered any evidence showing that the managers were not believable. Unfortunately, Complainant did not request a hearing before an EEOC AJ, and, as a result we do not have the benefit of an AJ’s credibility determinations of the witnesses in this case. Complainant bears the burden to prove, by a preponderance of the evidence, that the alleged discriminatory acts occurred. When the evidence is at best equipoise, Complainant fails to meet that burden. See Lore v. Dep't of Homeland Security, EEOC Appeal No. 0120113283 (Sept. 13, 2013) (complainant failed to establish that witnesses made false statements where he withdrew his request for a hearing and credibility determinations were unable to be made): Brand v. Dep't of Agriculture, EEOC Appeal No. 0120102187 (Aug. 23, 2012) (complainant failed to establish that his coworker made offensive 0120171609 9 comments in a “he said, she said” situation where complainant requested a final decision and an Administrative Judge did not make credibility determinations). Therefore, Complainant has not established that she was discriminated against based on her sex, association with an individual with a disability, or in reprisal for protected EEO activity. Harassment Harassment is actionable if it is sufficiently severe or pervasive that it results in an alteration of the conditions of the Complainant’s employment. See EEOC Notice No. 915.002, Enforcement Guidance on Harris v. Forklift Systems, Inc., at 3 (Mar. 8, 1994). To establish a claim of harassment a Complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on the statutorily protected class; (4) the harassment had the purpose or effect of unreasonably interfering with her work performance and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Humphrey v. United States Postal Service, EEOC Appeal No. 01965238 (Oct. 16, 1998). In this case, we find that Complainant has not provided any evidence showing that any of the complained of conduct was due to her protected categories. Incidents 2, 4-6, 8, 10-13, 15-17, and 19 were management actions stemming from SHRS and HRS’s EEO complaints, and information about Complainant’s conduct, which was discovered during the investigations into the allegations made by her employees. Additionally, even taking all these events together, we find that they are not severe or pervasive enough to rise to the level of unlawful harassment. Accordingly, we find that Complainant has not shown that she was subjected to a hostile work environment based on her sex, association with an individual with a disability, or in reprisal for protected EEO activity. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision finding that Complainant has not shown that the Agency discriminated against her based on her sex, association with an individual with a disability, or in reprisal for protected EEO activity, when it suspended her for fourteen (14) days; allegedly disclosed her medical information; or subjected her to a hostile work environment. 0120171609 10 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. 0120171609 11 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 18, 2018 Date Copy with citationCopy as parenthetical citation