LONE GULL HOLDINGS, LTD.Download PDFPatent Trials and Appeals BoardOct 22, 20212020006653 (P.T.A.B. Oct. 22, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 16/248,410 01/15/2019 Garth Alexander Sheldon-Coulson LONEG-98466 2077 24201 7590 10/22/2021 FULWIDER PATTON LLP 111 W. Ocean Blvd., Suite 1510 Long Beach, CA 90802 EXAMINER KONG, SZE-HON ART UNIT PAPER NUMBER 3661 NOTIFICATION DATE DELIVERY MODE 10/22/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketla@fulpat.com eOfficeAction2@fulpat.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte GARTH ALEXANDER SHELDON-COULSON, BRIAN LEE MOFFAT, and DANIEL WILLIAM PLACE Appeal 2020-006653 Application 16/248,410 Technology Center 3600 ____________ Before MURRIEL E. CRAWFORD, CYNTHIA L. MURPHY, and BRADLEY B. BAYAT, Administrative Patent Judges. MURPHY, Administrative Patent Judge. DECISION ON APPEAL The Appellant1 appeals from the Examiner’s rejections of claims 1–30. We AFFIRM.2 1 The Appellant is the “applicant” as defined by 37 C.F.R. § 1.42 (e.g., “all of the joint inventors”). “The real party of interest is the assignee LONE GULL HOLDINGS, LTD.” (Appeal Br. 2.) 2 We have jurisdiction under 35 U.S.C. §§ 6(b) and 134(a). Appeal 2020-006653 Application 16/248,410 2 THE APPELLANT’S INVENTION According to the Appellant, it discloses “mechanisms, apparatuses, systems, and methods which permit rich, and currently under-utilized, natural and renewable marine energy resources to be efficiently harvested and put to good purpose, offsetting and potentially supplanting a portion of the electrical power generated on land.” (Spec. ¶ 6.) ILLUSTRATIVE CLAIM 1. A floating, renewable energy powered computing grid, comprising: a plurality of wave motion-to-electrical energy converters translating together along a surface of water; a propulsion system for translating the wave motion-to- electrical energy converters, the propulsion system at least partially driven by renewable energy; a navigation control system controlling the propulsion system; a plurality of computational units disposed on the wave motion-to-electrical energy converters and powered by generated electrical energy; a wireless data transfer bus adapted to relay computational tasks to, and computational results from, respective computational units; and an antenna configured to transmit data from the computational units to the wireless data transfer bus. REJECTIONS I. The Examiner rejects claims 1, 4–7, 11, 15–24, and 27 under 35 U.S.C. § 103 as unpatentable over Finn3 and Gysin.4 (Final Act. 6.) 3 US 2015/0194813 A1, published July 9, 2015. 4 Liquid Robotics: Networking the Oceans with Robotics, available at https://web.archive.org/web/20170401180810/https:// robotics.cioreview.com/vendor/2015/liquid_robotics. Appeal 2020-006653 Application 16/248,410 3 II. The Examiner rejects claims 2, 3, and 14 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Kurabayashi.5 (Final Act. 13.) III. The Examiner rejects claims 8 and 9 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Dehlsen.6 (Final Act. 14.) IV. The Examiner rejects claim 10 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Wyler.7 (Final Act. 15.) V. The Examiner rejects claims 12 and 13 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Griffith.8 (Final Act. 14.) VI. The Examiner rejects claims 28 and 29 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Johnson.9 (Final Act. 17.) VII. The Examiner rejects claim 30 under 35 U.S.C. § 103 as unpatentable over Finn, Gysin, and Herzig.10 (Final Act. 17.) VIII. The Examiner rejects claims 25 and 26 under 35 U.S.C. § 112(a) as failing to comply with the enablement requirement. (Final Act. 5.) ANALYSIS Claims 1, 25, and 27 are the independent claims on appeal, with the rest of the claims on appeal depending therefrom. (See Appeal Br., Claims App.) Independent claim 1 sets forth “[a] floating, renewable powered computing grid,” independent claim 25 sets forth “[a] floating, self-powered, 5 US 2014/0173624 A1, published June 19, 2014. 6 US 2015/0321739 A1, published November 12, 2015. 7 US 2016/0170029 A1, published June 16, 2016. 8 “Long Term Autonomous Ocean Remote Sensing Utilizing the Wave Glider,” Fall Meeting of The American Geophysical Union, December 2012. 9 US 2017/0293302 A1, published October 12, 2017. 10 US 2017/0215295 A1, published July 27, 2017. Appeal 2020-006653 Application 16/248,410 4 radio telescope,” and independent claim 27 sets forth “[a] method of energy- intensive calculations.” (Id.) Rejection I The Examiner rejects claims 1, 4–7, 11, 15–24, and 27 under 35 U.S.C. § 103 as unpatentable over Finn and Gysin. (See Final Act. 6.) The Appellant argues only independent claim 1 with respect to this rejection. (See Appeal Br. 5–8; see also Answer 10.) Independent claim 1 sets forth a “floating” computing grid comprising “a plurality of wave motion-to-electrical energy converters” and “a plurality of computational units disposed on the wave motion-to-electrical energy converters and powered by generated electrical energy.” (Appeal Br., Claims App.) The Examiner finds that Finn teaches a floating computing grid comprising such converters and computational units. (See Final Act. 6–7.) Finn teaches “a water-based data center 100 containing a multitude of interconnected computer systems 105 forming computer nodes in the data center.” (Finn ¶ 15.) Each of Finn’s plural computer nodes “includes a waterproof cabinet or container” (id.) that is “buoyant” (id. ¶ 17). A “[p]latform 125 can be secured in water 120 by using an anchor” to “maintain the position of the platform, and hence the data center 100 in the water.” (Id.) Finn utilizes “wave energy from the movement or motion of waves 130 forming in water 120 to power the interconnected computer systems 105 in data center 100.” (Id. ¶ 19.) Independent claim 1 sets forth that the floating computing grid comprises “a propulsion system for translating the wave motion-to-electrical energy converters” and “a navigation control system controlling the Appeal 2020-006653 Application 16/248,410 5 propulsion system.” (Appeal Br., Claims App.) The Examiner finds that Gysin teaches that a floating data center, such as Finn’s floating data center 100, can be equipped with such propulsion and navigation systems. (See Final Act. 7–8.) Gysin discloses a “fleet of unmanned autonomous ocean robots” which “use the ocean’s endless supply of wave energy for propulsion.” (Gysin 2.) Each robot includes a “‘float’” that “moves on the surface of the ocean with waves,” a “wave engine” that transfers wave motion into “propulsion,” and “software” that “control” the robots for “completion of their mission.” (Id.) “The set-up also drives the collection, interpretation, communication, and delivery of information to [a] command centre.” (Id.) The Examiner determines that it would have been obvious, in view of the teachings of Gysin, to modify Finn’s data center 100 to comprise “self- contained propulsion and navigation systems.” (Final Act. 8.) In other words, instead of Finn’s buoyant computer containers 105 translating together because they are held in place by an anchored platform vessel, they would translate together because they each have self-contained propulsion and navigation systems. The Examiner explains that this modification would enable Finn’s data center 100 to function without an “anchor” and/or without “the use of the additional vessels.” (Id.) The Appellant argues that “[n]o known prior art system teaches a floating computing grid comprising a self-propelled wave-to-electrical energy system that powers the computing grid and further propels the energy converters.” (Appeal Br. 6.) The Appellant argues that Finn only teaches a “moored” structure, specifically an “anchored” structure that “is immersed in water to cool the system.” (Id. at 7.) And the Appellant argues that the Appeal 2020-006653 Application 16/248,410 6 Examiner “does not address the fact that the prior art is silent as to a plurality of wave motion-to-electrical energy converters translating together along a surface of the water.” (Id.) We are unpersuaded by these arguments because they are not aligned with the Examiner’s rejection, which is based upon what the references collectively teach to one of ordinary skill in the art. When Finn’s data center 100 is modified in view of the teachings of Gysin in the proposed manner, it would comprise a self-propelled energy system, it would no longer be anchored,11 and its wave energy converters would translate together along a surface of the water. The Appellant argues that the Examiner “does not explain how Finn would then communicate its computational data once modified.” (Appeal Br. 8.) According to the Appellant, “the current Finn system uses an anchored platform adjacent the structure to pass the data.” (Id.) However, as pointed out by the Examiner (see Answer 10), Finn expressly teaches “wireless communications.” (Finn ¶ 16.) Moreover, Gysin teaches a “set up” that drives the “communication and delivery of information to [a] command center.” (Gysin 2.) Indeed, Gysin teaches “a fully autonomous 11 We agree with the Examiner that Finn does not teach away from an unmoored structure (see Answer 9) and to the extent that the Appellant argues to the contrary (see Appeal Br. 7), we are unpersuaded by this argument. Insofar as Finn only describes a structure that is moored, there is no insistence that such mooring be maintained despite the advantages gained by Gysin’s teachings. And, as noted by the Examiner, Finn teaches that “those skilled in the art will appreciate that other buoyant containers, rigs, vessels can be configured to maintain the interconnected computer systems in a particular location.” (Finn ¶ 17.) Appeal 2020-006653 Application 16/248,410 7 floating server rack” that was “built as the Amazon Web Services of the open ocean.” (Id. at 1.) The Appellant argues that the Examiner “does not attempt to reconcile the clear distinctions between the massive computing structure of Finn and the surfboard vessel of Gysin.” (Appeal Br. 8.) According to the Appellant, “[t]here is nothing in Gysin that would suggest the articulating wings would be effective in moving the structure of Finn.” (Id. at 7–8.) However, in the Examiner’s proposed combination of the prior art, Finn’s buoyant computer containers 105 translate together because each have self-contained propulsion and navigation systems. (See Final Act. 8.) Consequently, the record adequately establishes that the floating computer grid set forth in independent claim 1 would have been obvious over the combined teachings of Finn and Gysin. Thus, we sustain the Examiner’s rejection of independent claim 1 under 35 U.S.C. § 103. As indicated above, the Appellant argues only independent claim 1 with respect to this rejection. Thus, we summarily sustain the Examiner’s rejection of 4–7, 11, 15–24, and 27 under 35 U.S.C. § 103. Rejections II–VII The Examiner rejects claims 2, 3, 8–10, 12–14, and 28–30 under 35 U.S.C. § 103 as unpatentable over Finn in view of Gysin and other secondary references. (See Final Act. 13–19.) The Appellant does not argue these rejections. (See Appeal Br. 5–8; see also Answer 10.) Thus, we summarily sustain the Examiner’s rejections of claims 2–24 and 28–30 under 35 U.S.C. § 103. Appeal 2020-006653 Application 16/248,410 8 Rejection VIII The Examiner rejects claims 25 and 26 under 35 U.S.C. § 112(a) as failing to comply with the enablement requirement. (See Final Act. 5.) The Appellant only argues independent claim 25 with respect to this rejection. (See Appeal Br. 3–5; see also Reply Br. 2–3.) Independent claim 25 sets forth “[a] floating, self-powered, radio telescope” comprising “a plurality of wave motion-to-electrical energy converters translating together along a surface of water” and “a plurality of radio antennas and controllers disposed on respective wave motion-to- electrical energy converters for recording and time stamping electromagnetic radiation.” (Appeal Br., Claims App.) The Examiner determines that the Specification “does not enable one skilled in the art to make and/or use the claimed radio telescope.” (Final Act. 5.) The Examiner explains that the Specification “does not enable one skilled in the art to make and/or use the claimed radio telescope because it does not teach how to solve the problem of accounting for movement of the energy converters, e.g., tilting and heaving due to wave motion and other environmental conditions.” (Final Act. 5.) As pointed out by the Examiner, “wave motion” is “required to power” the claimed converters which translate together along a surface of water. (Answer 5.) And the Specification is clear that this surface of water can be in “remote, deep- water, high-energy areas of the sea” (Spec. ¶ 7) that are characterized by “vigorous surface currents and winds” (id. ¶ 35). The Examiner also explains that “[d]ue to the movement” of the claimed energy converters, alignment of each antenna will differ from the alignment of other antennas.” (Final Act. 5.) Thus, “some, if not all, of the Appeal 2020-006653 Application 16/248,410 9 antennas will be aligned in different directions.” (Answer 5.) In other words, “at least one, and possibly all of the antennas, would not even be pointed at the object to be measured.” (Final Act. 4.) Significantly, the Examiner provides evidence in this regard. Particularly, the Examiner relies upon Ryle12 as evidence of considerations that must be addressed when a plurality of radio antennas are used for recording electromagnetic radiation. Ryle “illustrate[s] the components of a radio telescope array and explains that a radio telescope array operates by correlating the signals from individual antennas.” (Final Act. 3, see also Ryle 226.) Ryle also “teach[es] where considerations in the design and operation of a telescope array include compensating for even minute environmental factors such as tides, wind, and the stability of the foundations.” (Final Act. 3, see also Ryle 227–228.) We agree with the Examiner that Ryle provides “evidence and foundation” on why the Specification does not enable a person skilled in the art to address these considerations without undue experimentation. (Answer 6.) The Appellant argues that the Specification discloses that “each of the present invention’s disclosed floating antennas is effectively fixed” because they combined with “high frequency measurements of position and orientation.” (Appeal Br. 4.) The Specification does say that each of the Appellant’s energy harvesting devices can have a “sensor” that is “capable of determining and specifying the geospatial position and orientation of each respective energy harvesting device.” (Spec. ¶ 73.) However, the 12 M. Ryle & B. Elsmore, Astrometry with the 5-km Radio Telescope, 164 MONTHLY NOTICES OF THE ROYAL ASTRONOMICAL SOC’Y 223– 242 (October 1973). Appeal 2020-006653 Application 16/248,410 10 Specification does not elaborate on how this determining and specifying would “correct for drifts of the sensors that would occur over time.” (Answer 4.) And “[d]ue to this drift, the estimates of position derived from the sensor readings will become increasingly inaccurate.” (Id.) The Appellant argues that the Specification discloses “a type of radio telescope that detects, and produces images of, astronomical objects.” (Appeal Br. 4.) The Specification does describe an embodiment in which the Appellant’s energy harvesting devices “simultaneously records radio signals received via its individual phased array antenna from outer space.” (Spec. ¶ 462, see also Fig. 40.) Indeed, this embodiment is supposedly “able to resolve celestial bodies such as black holes with much greater fidelity than distributed radio telescopes of the prior art.” (Id. ¶ 462.) However, a radio telescope “that is going to be used to observe distant objects such as black holes” would seem to require “a high degree of precision in not only the positions and orientations of the antennas, but also the alignments of the antennas toward the object to be measured.” (Answer 5.) The Specification does not elaborate on how this precision alignment would be achieved with devices affected by different wave motions. The Appellant argues that the enablement analysis does not take into consideration the Wands factors. (See Appeal Br. 4, see also Reply Br. 2–3.) However, the Specification evidences that independent claim 25 is broad enough to cover a radio telescope situated “in the midst of vigorous surface currents and winds” (Spec. ¶ 35) which can still “resolve” black holes better than prior art telescopes (id. ¶ 462). The Specification, in conjunction with the references of record, evidences the unconventional nature of the invention, the state of the prior art, the level of one of ordinary skill in the Appeal 2020-006653 Application 16/248,410 11 art, the unpredictability of the intended marine venues, the lack of direction/ detail provided by the inventor, the nonexistence of working examples, and the quantity of experimentation needed. (See, e.g., Spec. Abstract, ¶¶ 5, 7, 35, 72–76, 105, 250, 455–462, Fig. 40, Gysin, Ryle, Griffith, Dehlsen, Wyler, etc.) Thus, we agree with the Examiner that the analysis appropriately addresses the Wands factors, and the evidence, as a whole, demonstrates non-enablement. (See Advisory Action 2.) Consequently, the record adequately establishes that the radio telescope set forth in independent claim 25 is not enabled by the Specification. Thus, we sustain the Examiner’s rejection of independent claim 25 under 35 U.S.C. § 112. As indicated above, the Appellant argues only independent claim 25 with respect to this rejection. Thus, we summarily sustain the Examiner’s rejection of claim 26 under 35 U.S.C. § 112. CONCLUSION Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 4–7, 11, 15–24, 27 103 Finn, Gysin 1, 4–7, 11, 15–24, 27 2, 3, 14 103 Finn, Gysin, Kurabayashi 2, 3, 14 8, 9 103 Finn, Gysin, Dehlsen 8, 9 10 103 Finn, Gysin, Wyler 10 12, 13 103 Finn, Gysin, Griffith 12, 13 28, 29 103 Finn, Gysin, Johnson 28, 29 Appeal 2020-006653 Application 16/248,410 12 Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 30 103 Finn, Gysin, Herzig 30 25, 26 112(a) Enablement 25, 26 Overall Outcome 1–30 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation