LG Electronics Inc.Download PDFTrademark Trial and Appeal BoardMay 15, 2018No. 86515915 (T.T.A.B. May. 15, 2018) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: May 15, 2018 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re LG Electronics Inc. _____ Serial No. 86515915 _____ Mark Sommers and Naresh Kilaru of Finnegan, Henderson, Farabow, Garrett & Dunner, L.L.P. for LG Electronics Inc. Meghan Reinhart, Trademark Examining Attorney, Law Office 108, Andrew Lawrence, Managing Attorney. _____ Before Zervas, Bergsman and Gorowitz, Administrative Trademark Judges. Opinion by Bergsman, Administrative Trademark Judge: LG Electronics Inc. (“Applicant”) seeks registration on the Principal Register of the mark G5, shown below, for “smart phones; mobile phones,” in International Class 9.1 1 Application Serial No. 86515915 was filed on January 27, 2015, under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b), based upon Applicant’s allegation of a bona fide intention to use the mark in commerce. Also, Applicant claimed priority under Section 44(d) of the Trademark Act, 15 U.S.C. § 1147(d), based on application No. 4020140075760 filed in the Republic of Korea on November 10, 2014. Subsequently, on August 18, 2016, Applicant filed an Amendment to Allege Use claiming February 21, 2016 as its date of first use anywhere and April 1, 2016 as its date of first use in commerce. Serial No. 86515915 - 2 - Applicant’s stylized mark consists of the letter “G” followed by the number “5.” The Trademark Examining Attorney refused registration of Applicant’s mark under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark so resembles the two registrations listed below, owned by the same entity, as to be likely to cause confusion: • Registration No. 4495380 for the mark G’FIVE (standard characters) for “Batteries; battery chargers; blank electronic chip cards; burglar alarms; computer screens; computers; electric wires and cables; integrated circuits; laptops; mobile phones; personal stereos; prerecorded magnetic data carriers featuring music; scientific measuring instruments, namely, conductivity meters; video phones; wireless telephones,” in Class 9;2 and • Registration No. 4564482 for the stylized mark G’FIVE, shown below, for “Computers; Batteries; Laptop; Electronic publications, specifically, e-zines about gaming that are available for download; Video Phone; Mobile phones; Portable wireless telephone; Prerecorded magnetic audio carrier featuring 2 Registered March 11, 2014, based on an application filed April 26, 2012. Serial No. 86515915 - 3 - music; Personal stereos; Measuring equipment and instruments, specifically, conductivity meters and gravity measuring instruments; Supply Material, namely, electric wires and cables; Integrated circuits; Electronic chip; Computer screens; Burglar Alarm; Battery Charger,” in Class 9.3 After the Trademark Examining Attorney made the refusal final, Applicant appealed to this Board. We affirm the refusal to register. Our determination under Section 2(d) is based on an analysis of all of the probative facts in evidence that are relevant to the factors bearing on the issue of likelihood of confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (“du Pont”) cited in B&B Hardware, Inc. v. Hargis Indus., Inc., 135 S. Ct. 1293, 113 USPQ2d 2045, 2049 (2015); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). We have considered each du Pont factor that is relevant or for which there is evidence of record. See M2 Software, Inc. v. M2 Commc’ns, Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1947 (Fed. Cir. 2006); ProMark Brands Inc. v. GFA Brands, Inc., 114 USPQ2d 1232, 1242 (TTAB 2015) (“While we have considered each factor for which we have evidence, we 3 Registered July 8, 2014, based on an application filed March 31, 2011. Serial No. 86515915 - 4 - focus our analysis on those factors we find to be relevant.”). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods or services. See In re Chatam Int’l Inc., 380 F.2d 1340, 71 USPQ2d 1944, 1945-46 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”); see also In re i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017) (“The likelihood of confusion analysis considers all DuPont factors for which there is record evidence but ‘may focus … on dispositive factors, such as similarity of the marks and relatedness of the goods’”) (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)). I. The similarity of dissimilarity and nature of the goods and established, likely-to-continue channels of trade.4 The description of goods are identical inasmuch as the description of goods in both the application and the cited registrations include “mobile phones.” A “smart phone,” listed in Applicant’s description of goods, is a “mobile telephone with a display screen … built-in personal information management programs … typically found in a personal digital assistant (PDA), and an operating system (OS) that allows other computer software to be installed for Web browsing, e-mail, music, video, and other 4 Applicant did not argue that the goods, channels of trade, or classes of consumers differ. Serial No. 86515915 - 5 - applications.”5 Therefore, the term “mobile phones” in Registrant’s description of goods encompasses “smart phones” in Applicant’s description of goods. Because the goods described in the application and the cited registrations are identical, we must presume that the channels of trade and classes of purchasers are the same. See In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (legally identical goods are presumed to travel in same channels of trade to same class of purchasers); In re Yawata Iron & Steel Co., 403 F.2d 752, 159 USPQ 721, 723 (CCPA 1968) (where there are legally identical goods, the channels of trade and classes of purchasers are considered to be the same); United Glob. Media Grp., Inc. v. Tseng, 112 USPQ2d 1039, 1049 (TTAB 2014); Am. Lebanese Syrian Associated Charities Inc. v. Child Health Research Inst., 101 USPQ2d 1022, 1028 (TTAB 2011). II. The similarity or dissimilarity of the marks.6 We now turn to the du Pont likelihood of confusion factor focusing on the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression. du Pont, 177 USPQ at 567. “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014). In comparing the marks, we are mindful that where, as here, the goods are identical, the degree of similarity necessary to find 5 Smartphone, Encyclopaedia Britannica (2016). The Board may take judicial notice of information from encyclopedias. B.V.D. Licensing Corp. v. Body Action Design Inc., 846 F.2d 727, 6 USPQ2d 1719, 1721 (Fed. Cir. 1988) (“dictionaries and encyclopedias may be consulted”); Productos Lacteos Tocumbo S.A. de C.V. v. Paleteria La Michoacana Inc., 98 USPQ2d 1921, 1934 n.61 (TTAB 2011); In re Broyhill Furniture Indus. Inc., 60 USPQ2d 1511, 1514 n.4 (TTAB 2001) (dictionary entries and other standard reference works). 6 Applicant did not argue that the marks differ or are not similar. Serial No. 86515915 - 6 - likelihood of confusion need not be as great as where there is a recognizable disparity between the goods. Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012); Century 21 Real Estate Corp. v. Century Life of Am., 970 F.2d 874, 23 USPQ2d 1698, 1700 (Fed. Cir. 1992); Jansen Enters. Inc. v. Rind, 85 USPQ2d 1104, 1108 (TTAB 2007); Schering-Plough HealthCare Prod. Inc. v. Ing-Jing Huang, 84 USPQ2d 1323, 1325 (TTAB 2007). “The proper test is not a side-by-side comparison of the marks, but instead ‘whether the marks are sufficiently similar in terms of their commercial impression’ such that persons who encounter the marks would be likely to assume a connection between the parties.” Coach Servs. Inc. v. Triumph Learning LLC, 101 USPQ2d at 1721; see also Midwestern Pet Foods, Inc. v. Societe des Produits Nestle S.A., 685 F.3d 1046, 103 USPQ2d 1435, 1440 (Fed. Cir. 2012). The proper focus is on the recollection of the average customer, who retains a general rather than specific impression of the marks. Geigy Chem. Corp. v. Atlas Chem. Indus., Inc., 438 F.2d 1005, 169 USPQ 39, 40 (CCPA 1971); L’Oreal S.A. v. Marcon, 102 USPQ2d 1434, 1438 (TTAB 2012); Winnebago Indus., Inc. v. Oliver & Winston, Inc., 207 USPQ 335, 344 (TTAB 1980); Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106, 108 (TTAB 1975). Because the goods at issue are mobile phones without any restrictions or limitations as to channels of trade, classes of consumers, or price points, and considering the ubiquity of mobile phones, the average customer is an ordinary consumer. Serial No. 86515915 - 7 - The marks are reproduced below: Applicant’s Mark Registrant’s Marks G’FIVE (standard characters) The marks are similar because they begin with the letter “G” followed by, in Applicant’s case, the numeral “5” and, in Registrant’s case, the word “five.” The word “five” is the spelling for the numeral “5” and, therefore, Applicant’s mark G5 (stylized) and Registrant’s marks G’FIVE (standard characters or stylized) have the same meaning and engender the same commercial impression especially when used in connection with identical products. Moreover, based on standard English pronunciation, the marks are phonetically identical. Neither Applicant’s mark G5 (stylized), nor Registrant’s G’FIVE (stylized), are so highly stylized as to distinguish the marks in terms of their appearance or commercial impression. In any event, Registrant’s G’FIVE registration in standard character form may be presented in a stylized font similar to Applicant’s stylized font. See In re Viterra Inc., 101 USPQ2d at 1909; Citigroup Inc. v. Capital City Bank Grp., Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1259 (Fed. Cir. 2011). We find that the marks are similar in their entireties in terms of appearance, sound, connotation and commercial impression. Serial No. 86515915 - 8 - III. Applicant claims priority based on its ownership of a prior registration. In its March 3, 2017 Response to an Office Action, Applicant asserts that it has priority over the cited registrations based on its ownership of Registration No. 4857432 for the mark G5 (standard characters) for the goods listed below: Wireless handheld telecommunications devices, namely, wireless telecommunications devices that combine wireless voice and data telecommunications functions, digital imaging functions, computing functions, permit the two- way wireless transmission of e-mail and text, permit wireless access to a global computer network, gaming and multimedia functionality, in Class 9.7 The cited registrations have later filing dates: Registration No. 4495380 is based on an application filed April 26, 2012 and Registration No. 4564482 is based on an application filed March 31, 2011. However, the question of priority is not germane in an ex parte appeal to determine an applicant’s right to registration because Section 2(d) of the Trademark Act proscribes the registration of a mark that so resembles a mark previously registered as to be likely to cause confusion. See In re Calgon Corp., 435 F.2d 596, 168 USPQ 278, 280 (CCPA 1971); In re Ginc UK Ltd., 90 USPQ2d 1472, 1480 n.9 (TTAB 2007). Applicant also argues that the facts in this appeal are analogous to those in In re Strategic Partners, Inc., 102 USPQ2d 1397 (TTAB 2012). Strategic Partners involved co-existing registrations each more than five years old and immune to attack on likelihood of confusion grounds. See Section 14 of Trademark Act, 15 US.C. § 1064. 7 Registered November 24, 2015, based on an application filed January 24, 2011. Serial No. 86515915 - 9 - In finding no likelihood of confusion in Strategic Partners, the Board provided the following explanation: [T]he present case involves the unique situation presented by the coexistence of applicant’s existing registration with the cited registration for over five years, when applicant's applied-for mark is substantially similar to its existing registered mark, both for identical goods. When we consider these facts under the thirteenth du Pont factor, we find in this case that this factor outweighs the others and leads us to conclude that confusion is unlikely. Strategic Partners, 102 USPQ2d at 1400. In the case before us, Applicant’s existing registration has coexisted with the cited registrations for less than five years. This is significant not only because it is less time, but because the five-year milestone carries added weight because of its legal significance under the Lanham Act: it means that Applicant’s registration, issued November 24, 2015, is still subject to a cancellation action by Registrant based on likelihood of confusion. This represents a key factual distinction from Strategic Partners. See Section 14 of the Trademark Act, 15 U.S.C. § 1064. We therefore find that, while the 2½ year co-existence of Applicant’s prior registration and the cited registrations is a relevant consideration, it does not outweigh the other du Pont factors in this case. See In re USA Warriors Ice Hockey Program, Inc., 122 USPQ2d 1790, 1793 (TTAB 2017). As we stated in USA Warriors Ice Hockey Program, [T]o hold otherwise would essentially give binding effect to the decision of a Trademark Examining Attorney in granting Applicant’s prior registration. Neither the Board nor any Trademark Examining Attorney is bound by decisions of Examining Attorneys to register prior marks. To the contrary, “the [US]PTO must decide each Serial No. 86515915 - 10 - application on its own merits, and decisions regarding other registrations do not bind either the [USPTO] or [the reviewing] court.” See In re Boulevard Entm’t, 334 F.3d 1336, 67 USPQ2d 1475, 1480 (Fed. Cir. 2003). The issuance of Applicant’s first registration does not require the approval of a second registration if, on the facts of the case, it would be improper to do so under the governing legal standard. See, e.g., In re Cordua Rests., Inc., 823 F.3d 594, 118 USPQ2d 1632, 1635 (Fed. Cir. 2016) (“The PTO is required to examine all trademark applications for compliance with each and every eligibility requirement, including non-genericness, even if the PTO earlier mistakenly registered a similar or identical mark suffering the same defect.”) Id. at 1793 n.10. Accordingly, we are not persuaded by Applicant’s argument that since a likelihood of confusion was not found between its G5 mark in standard characters and Registrant’s G’FIVE marks, then no likelihood of confusion exists between Applicant’s G5 stylized mark sought to be registered in the application before us and Registrant’s G’FIVE marks.8 Also, we are not persuaded by Applicant’s argument that the risk of Registrant seeking to cancel Applicant’s prior registration “is not present here.” Applicant’s argument assumes that priority is based solely on the filing dates and claimed dates of use in Applicant’s and Registrant’s registrations.9 This assumption is incorrect. In a cancellation proceeding, priority must be proven. See Brewski Beer Co. v. Brewski Bros., Inc., 47 USPQ2d 1281, 1284 (TTAB 1998) (when both parties in a cancellation proceeding own registrations, the petitioner must prove its priority). A party in a cancellation proceeding may rely on its application filing date for priority, or 8 Applicant’s Brief, p. 6 (4 TTABVUE 10). 9 Applicant’s Brief, p. 6 (4 TTABVUE 10). Serial No. 86515915 - 11 - introduce evidence of its actual date of first use. Media Online Inc. v. El Classificado Inc., 88 USPQ2d 1285, 1288 (TTAB 2008); Brewski Beer Co. v. Brewski Bros., Inc., 47 USPQ2d at 84. In this regard, a party is not restricted to the dates of use claimed in the registration. See Hydro-Dynamics, Inc. v. George Putnam & Co., 811 F.2d 1470, 1 USPQ2d 1772, 1773-74 (Fed. Cir. 1987); Brooks v. Creative Arts By Calloway LLC, 93 USPQ2d 1823, 1832-33 (TTAB 2009). Accordingly, if Registrant believes that it may be damaged by the registration of Applicant’s G5 mark in standard characters, it may file a petition for cancellation and prove its priority. Applicant points out that Registrant has had knowledge of Applicant’s G5 mark in standard characters since July 2011 and has taken no steps to oppose or otherwise object to Applicant’s registration or use of the mark.10 First, at the Board, we are concerned only with the registration of marks and not whether Registrant objects to Applicant’s use of the G5 mark. Second, because this is an ex parte proceeding, we have not had an opportunity to hear from Registrant and confirm that it has had knowledge of Applicant’s G5 mark since July 2011. Finally, because we have not had an opportunity to hear from Registrant, we can only speculate as to why Registrant has not sought to cancel Applicant’s G5 mark in standard characters―or for that matter, why Applicant has not sought to cancel Registrant’s registrations or to obtain a consent to use and register. 10 Id. Serial No. 86515915 - 12 - IV. Analyzing the factors. Because the marks are identical in sound, meaning and commercial impression, and otherwise very similar, because all of Applicant’s goods are within registrant’s identification and because we must presume that they are offered in the same channels of trade to the same classes of consumers, we find that Applicant’s stylized G5 mark for “smart phones; mobile phones” is likely to cause confusion with the registered marks G’FIVE in standard characters and a stylized format for, inter alia, mobile phones. Decision: The refusal to register Applicant’s mark G5 in a stylized format is affirmed. Copy with citationCopy as parenthetical citation