Leyendecker Paving, Inc.Download PDFNational Labor Relations Board - Board DecisionsJan 2, 1980247 N.L.R.B. 28 (N.L.R.B. 1980) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD Leyendecker Paving, Inc. and Brewery, Soft Drink, Grain, Flour, Candy, Industrial and Allied Work- ers, Local Union No. 1110, affiliated with Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America. Case 23- CA-6963 January 2, 1980 DECISION AND ORDER By CHAIRMAN FANNING AND MEMBERS PENELLO AND TRUESDALE On August 16, 1979, Administrative Law Judge Benjamin Schlesinger issued the attached Decision in this proceeding. Thereafter, the General Counsel filed exceptions and a supporting brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its authority in this proceeding to a three-member panel. The Board has considered the record and the attached Decision in light of the exceptions and brief and has decided to affirm the rulings,' findings,2 and conclusions of the Administrative Law Judge and to adopt his recommended Order. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that the complaint be, and it hereby is, dismissed in its entirety. ' The Administrative Law Judge granted Respondent's motion to strike employee Rosendo Galvan's testimony on the ground that the General Counsel improperly refused to be sworn and to testify concerning the possible existence of an affidavit given by Galvan to the Board and not made available to Respondent at the close of Galvan's testimony. However, the Administra- tive Law Judge in the alternative discredited Galvan's testimony on its merits and dismissed the allegation concerning unlawful statements made by Respondent's president in a preelection speech. Since we agree with the Administrative Law Judge that Respondent did not unlawfully threaten its employees in that speech, we do not rely on and disavow the Administrative Law Judge's further comments involving Respondent's motion to strike Galvan's testimony. Moreover, we specifically disavow the Administrative Law Judge's comments concerning the alleged partisan advocacy of the General Counsel, and the supposed "inescapable conclusion" that the Administrative Law Judge drew from the General Counsel's failure to testify. In addition, the Administrative Law Judge denied the General Counsel's motion during the hearing to amend the complaint to allege an additional 8(a)I) violation arising out of a conversation between employee Apolonio Trevino and Supervisor Jorge Ramon. He further found that, in any event, the alleged conversation did not take place. Although we agree with the General Counsel that the motion to amend should have been granted as the issue was fully litigated, the Administrative Law Judge's erroneous ruling was not prejudicial since we agree with his finding that the incident did not occur. I The General Counsel has excepted to certain credibility findings made by the Administrative Law Judge. It is the Board's established policy not to overrule an administrative law judge's resolutions with respect to credibility 247 NLRB No. 10 unless the clear preponderance of all of the relevant evidence convinces us that the resolutions are incorrect. Standard Dry Wall Products Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and find no basis for reversing his findings. However, there are certain inadvertent errors in the Administrative Law Judge's Decision which we hereby correct. Although he found that employee Guillermo Guerrero helped pay the expenses for the "illness" of Supervisor Baldomar Ortiz' daughter, the testimony in this regard does not specifically refer to any illness. However, it appears that Guerrero did render financial assistance vis-a-vis Ortiz' daughter for some unspecified reason. In addition, the Administrative Law Judge found that employee Adan Coronado's prehearing affidavit stated that he was threatened by "union sympathizer" Ruiz rather than Supervisor Ortiz as claimed at the hearing. However, the record testimony indicates that the affidavit does not contain the word "union," referring only to "sympathizer Ruiz." Neither of these corrections affects our decision herein. Since we adopt the Administrative Law Judge's finding that Supervisor Ortiz did not interrogate employee Guerrero, we find it unnecessary to pass on his further comment that, assuming an interrogation took place, it was not coercive in view of the relationship between the two employees. DECISION STATEMENT OF THE CASE BENJAMIN SCHLESINGER, Administrative Law Judge: This case was heard before me in Laredo, Texas, on November 15-17, 1978.' The unfair labor practice charge in this proceeding was filed on March 9, and a complaint thereon issued on June 2, later amended at the hearing, alleging that Leyendecker Paving, Inc. (herein called Re- spondent or the Company), engaged in various unfair labor practices within the meaning of Section 8(a)(3) and (1) of the National Labor Relations Act, as amended (herein called the Act), by numerous threats and interrogations, the transfer of 2 employees to more onerous and less desirable positions, 14 discriminatory layoffs, and I constructive discharge. I have considered the entire record of the proceeding before me, including my observation of the demeanor of the witnesses, and the briefs filed by General Counsel and Respondent. Accordingly, I make the following findings of fact and conclusions of law: FINDINGS OF FACT I. JURISDICTION I find, as Respondent admits, that Respondent is a Texas corporation engaged in the business of highway and road construction and maintains its principal office and place of business in Laredo, Texas. During the 12 months preceding the issuance of the complaint herein, a representative period, Respondent purchased goods valued in excess of $50,000 directly from firms located outside the State of Texas, which goods were shipped directly from points located outside the State of Texas to Respondent at its Laredo, Texas, facility. I therefore conclude, as Respondent admits, that Respondent is now and has been at all times material herein an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. I further find, as Respondent admits, that Brewery, Soft Drink, Grain, Flour, Candy, Industrial and Allied Workers, Local Union No. 1110, affiliated with International Brother- ' Unless otherwise indicated, all dates herein refer to the year 1978. 28 LEYENDECKER PAVING, INC. hood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (herein called the Union), is and has been at all times material herein a labor organization within the meaning of Section 2(5) of the Act. II. THE ALLEGED UNFAIR I.ABOR PRACTICES A. Credibility There are serious conflicts between the testimonies of the witnesses called on behalf of the General Counsel and those called on behalf of Respondent. The 8(a)(1) allegations, many of which involve isolated conversations between a supervisor and an employee, are virtually dependent upon which of the witnesses presented the most accurate narration of the incidents relied upon, and the resolution of them is made more difficult by the fact that Respondent's witnesses merely denied, with a naked "No," that various threats and interrogations took place. Thus, in many respects, the determination of credibility herein is based solely upon my observation of the demeanor of the witnesses. However, more often the determination herein is also based upon the weight of the respective evidence provided by the parties, established or admitted facts, inherent probabilities, and reasonable inferences which may be drawn from the record as a whole. N.L.R.B. v. Walton Manufacturing Co. & Loganville Pants Co.. 369 U.S. 404 (1962). I found many of the General Counsel's witnesses to indicate their utter confusion in directly answering the questions posed by counsel in this matter. I have taken into account the fact that many of the witnesses testified in Spanish and had to answer questions put to them through an interpreter. I have no cause to believe, however, that the questions asked of the witnesses in English and then translated by the interpreter became less clear and more obscure in the process of translation. Some witnesses, such as employees Adan Coronado, Paulino Fernandez, and Guillermo Guerrero, testified directly contrary to certain of the facts which were given by them in their investigatory affidavits. I have also taken that into account. There was little documentary evidence introduced in this proceeding, but what little there was supports the conten- tions made by Respondent's president, John S. Leyendecker Jr., of the contents of his preelection speech of February 16 and the contentions of Douglas Howland, Respondent's executive vice president, of the reason for the layoff of certain members of the curb gangs in late February. Conversely, such documents belie the violations alleged in oral testimony of various of General Counsel's witnesses as well as the theory alleged by General Counsel to support the discriminatory nature of the February layoff. Before wending my way through the 21 separate allega- tions of statements which General Counsel complains are in violation of Section 8(a)(l) of the Act, which are discussed in no particular order, it may be helpful to focus on the key fact in this proceeding, that is, that a representation election was conducted on February 17, which the Union won. Out of 103 eligible voters, 57 voted for the Union, and 33 voted against it; there were 8 challenges, not enough to affect the results of the election. A Certification of Representative issued on March 8 and, at some point in time thereafter, Respondent and the Union agreed upon the terms of a collective-bargaining agreement. This proceeding involves alleged threats and interroga- tions made from the time the Union's organizing campaign began, about December 24, 1977, through January 18, 1978, when the Union filed its petition for an election, and after that to the date of the election and shortly afterward. It also involves certain allegations of reprisals for the organizing activities prior to the election and the later effectuation of certain threats to lay off employees for their support of the Union. B. The Alleged Threats by Esparza Employee Leandro Gutierrez testified that a week before the election he heard Supervisor Augustin Esparza state at the Vista Hermosa to employees Genaro Martinez, Julian Villa, Hilberto Montoya, Jose Guadalupe Reyna, and Paulino Fernandez that all employees who had signed a card had committed a "stupidity," that the Company was not going to tolerate "this Union business," that the Company was going to be hard with the signers, and that if the Union won, Respondent would fire the employees one by one, two by two, three by three, until Respondent was finished with all of them. The only participant in this conversation who, according to General Counsel's brief, corroborated Gutierrez' testimo- ny was Fernandez, who testified that Esparza threatened to fire, one by one, the employees who had signed cards. Fernandez testified, however, that this incident took place not at Vista Hermosa, but at Mall del Norte. Further, Fernandez was utterly confused when he attempted to pinpoint the date of the alleged threat, first testifying that it was before the election, then, a week before the election, and then, during the week of the election. In his investigatory affidavit, Fernandez averred that the conversation took place after the election. Indeed, the word "before" was crossed out in his affidavit, and the word "after" was inserted in its place. Fernandez attempted to limit the impact of the difference between the averments of his affidavit and his oral testimony by confessing to his difficulty in discerning the distinction between the words "before" and "after." General Counsel's brief, however, is barren of any suggestion as to how I should resolve the difference between the testimonies of Gutierrez and Fernandez of the location where Esparza is alleged to have made the threats attributed to him. Esparza denied making any threats to any of the employ- ees and testified that Respondent's president, John S. Leyendecker, Jr., did not want any trouble and had instructed his supervisors not to make deals with any employee and what they should or should not say. Leyen- decker credibly testified that he had instructed his supervi- sors not to make threats. Other than the "one by one" threat of discharge, there is no corroboration of Gutierrez' testimo- ny and no facts which would cogently explain why Esparza should have, on this lone occasion, a week before the election, expressed his displeasure with the union card signers. At that point in time Respondent's interest, if it was as opposed to the Union as General Counsel argues and willing to violate the Act in order to seek its goals, would 29 DECISIONS OF NATIONAL LA1()R REI.ATIONS BO)ARI) has e been to threaten employees with discharge if they voted for the Ullnion. The signing of cards no longer made any diffterence with an election only a week away. I find that Esparza was a credible witness. I recognize that as a supervisor of Respondent, he had an interest in protecting Respondent by denying that he violated the Act. However, Esparza was candid and forthright and, in fact, took a position at odds with that of Howland when Esparza stated that he had no complaints about the work performed by certain of the employees laid off from the curb gang, discussed infra. and that as to the knowledge of the jobs to be done on the gangs. "[t]hey do the samejob." As a result. I credit Esparza, finding him much more reliable than General Counsel's witnesses, whose testimony failed to be mutually corroborative and whose testimony was otherwise lacking in support. C. The Alleged Coercive Statement Marie to Coronado Adan Coronado testified that on March 23. on the Highway 59 job, Field Superintendent Baldomar Ortiz asked him for water. Coronado then asked him for a raise or if he could get a raise for Coronado. Ortiz said that he could not, because Coronado was with the Union and because "the cards were supposed to arrive, the cards that we had signed." On direct examination. Coronado said that he made no reply, and that ended the conversation: but on cross- examination, after he initially reaffirmed that he made no reply, his attention was called to his inlestigatory affidavit. in which he stated in reply to Ortiz that he was not in the Union. However. during his oral testimony. Coronado insisted that Ortiz had told him that he was in the Union. although Coronado confessed that he had never talked about the Union or wore any insignia which indicated that he was a union adherent. Further, there was some question that Ortiz came up to ask for water in the first place. Coronado's affidavit names the person as "union sympathizer" Ruiz. but Coronado insisted that the affidavit %,as incorrect and that Supervisor Ortiz was intended. Ortiz denied that he ever told employees that they could not get pay raises because they were in the Union, He admitted that he was at the Highway 59 job in March. but he denied that Coronado ever went to work on that job. Later in his testimony, Ortiz did not recall Coronado asking about a raise (for, if he had. Ortiz would have sent him to the office, because he had nothing to do with granting raises, but did recommend them). nor did Ortiz think that he had talked to Coronado about the Union, because, he stated, he did not care whether an employee was in the Union or not. Thus. the tenor of his later responses seemed to imply that Ortiz had conversations with Corondo even though he was not at the Highway 59 job. Despite my reservations of believing Ortiz fully, I have more difficulty believing, and do not believe. Coronado because of the discrepancies between his testimony and his I am only assuming that the "cards" referred to authorization cards employees signed designating the Union as their represenative. I know of no other cards which Coronado might he referring to. ad General Counsel's brief gives me no guidance at all. Guerrero originally was asked to tell about his conversations with supervisors starting with the fir. conversation. This one. allegedly held ion February 10. was the First related by him. According t his lestimonl). however. there was no chronological order of presenlation. affidavit. Further I am unable to understand Coronado's testimony, in the face of the timing of the alleged 8X(a)(l) violation. HBy March 23 the election had beenl held and the results wcrc long since known; el Coronado speaks of cards' that the employees signecd as ot el arris ig. The cards, at that point, were no longer ain issue fir tlie election h;ld been held. Bsed on the inprobahiliti Itl ())rtiz w suld have made atny mention ofl'cards and based o)t the denicaniIor of the witnesses, Ihe General Counsel has not met his bulden of proving this allegation of the complaint hb a prcponider- ance of the evidence. D. (he 41/c / edl Coercirc .SI(1tcet rl Ma .i t'o G (i'rrcr Guillermo Guerrero testified to five collncersations ithl Baldomar Ortiz which General Coulnisel alleges to be violaliols of Section 8(a)( ) of the Act. Malln o' these conversations were not pinpointed as t their datle,. or Guerrero was confused about their dates. so it is impossible to list them in any order ()n IFebrua ry 10, at the Paul Y ouung Chevrolet job, ()rti/ statced that if te Union)l camIe i Leyendecker wotuld sell out tihe Companly or close it up. if he did not do bolth of those things., and Ihai t h Comlpain wo tld only work Ithe lig hiway 59 allnd Pal Young johs anld thel close up. (uettrcro replied that if tles closed. t I he closed. After the election. ad again atl tle Paul Y'oulig job. Ortiz told him that there was no work for his mnachinie and that he would he laid off because the Highway 59 job had not started. Ortiz fuirther stated that if here were no vork available which required the use of Respondetil's machinery, the employees ho h;ad not oi ld tlie ULnionl ould constalntly be orkilg at sonmetling else. w-hereas those employees who belonged to the Unlion vould he laid off. There are yet three other conversations for which Guerre- ro failed to clearl) defline (or perhaps General Counsel Iailed to elicit) when they took place. The first vas at the Paul Young job, when ()rtiz asked Guerrero if lie knew ansthling about the Union, to which Glerrero said thlat he did not. Guerrero first testified that this conersatlion took place on January 23; later, he testified it took place after the election. The second conversation look place the day after Ortiz' son- in-law took Guerrero to the yard to pick up his car. That day, at the Mall del Norte, Ortiz told Guerrero that he had learned that Guerrero had asked his son-inl-law to joill the Union and that as a result Ortiz kew that Guerrero was a member of the Union. Guerrero first testified that ()rtiz had stated that this occurred on December 23. 1977. Then he testified that the conversation with Ortiz took place after the election. To compound the confusionl Guerrero qualified the contents of the conversation when, after statiig that Ortiz openly stated that Guerrero was a member of the Union. he testified, somewhilt ilconsistently, that Ortiz asked him if lie knew anything about the Union, to which Guerrero said. "No."' h' tie (General Couillsel lales in hl, brieF "(ilerrerl furlher testified thal he had anot her conlversaillon ill Orti, w lile tic wils sorkmilg at the Paul Young Chterolet obhsile. ()rliz told him that he kine he ((;iuerrero) belonget tO the Unison. because Guerrero had asked Ortiz' snll-inl-lals Iol joill lhe Union." lootlnliting that; "'hc presllou, da) ()rill' iln-i-lata had taken Guerrero to thIe ard rom the jiobhilc where (icrrero 'as s orklnig" It i pssible. with 3( LEYENDECKER PAVING. INC. The third conversation which is marked by Guerrero's inconsistent testimony took place, according to his initial testimony, on or about December 24, 1977, or at least in December 1977, at the Miller pit, where Ortiz stated that the reason employee Rosendo Galvan was taken off his truck was, so he had been told by Howland, that the Respondent knew he had been passing out cards for the Union. Guerrero was sure that Galvan was not working on the truck at that time, because he saw him working as a laborer. His testimony about this conversation was marked by a number of fatal contradictions. In Guerrero's investigatory affidavit he stated that when Ortiz told him of the reason for Galvan's no longer working as a driver, Ortiz told him that he in turn had been informed of this by Duarte, a welder. Guerrero insisted, however, on cross-examination, that the name of Duarte had been inserted in his affidavit by mistake; rather, he intended it to be Douglas, as he testified during his direct examination. This "mistake" hardly makes sense, because Douglas Howland is not a welder, and Guerrero's original recollection, as recorded in his affidavit, was clearly intended to be of a welder, whether named Durante or, because of a mistake, someone else, but certainly not Howland.' Further, the timing of the conversation was contradicted by Galvan's testimony, corroborated by other witnesses, that Galvan was taken off his truck in early February. Yet Guerrero stated first, on cross-examination, that Galvan was taken off his truck in January and then, "something like that." Finally, he was shown his affidavit in which he stated that the conversation took place in March, three months removed from the date that Guerrero originally identified as the correct date. Guerrero then further amended his testimo- ny by stating that he knew that Galvan wrecked the truck, but he did not know that that was the reason he was taken off the truck. Guerrero further testified that it was not around the time of the wreck that the conversation took place, which was after the election. Finally. he did not know whether the conversation took place before or after the wreck.' Ortiz denied each of these conversations, each of which, Guerrero testified, took place in Ortiz' pickup truck outside the presence of anyone else. Indeed, in almost all the alleged 8(a)(l) conduct, these incidents are marked by the absence of corroboration. They are also marked by an absence of clear, direct testimony of the alleged violations of law, which General Counsel has the burden of proving by a preponder- ance of the evidence. In any event, it is interesting to note the contrasting perspectives in which Ortiz and Guerrero viewed each other-Guerrero stating that he did not get along with Ortiz some corrections of the official transcript. that the testimony could he read this way. I did not understand that this was what Guerrero was saying, nor apparently did Respondent, which discusses the alleged conversation in its brief in much the same way as I have. Indeed, if I misunderstood the conversation, ad General Counsel is correct. there is nothing in the complaint which alleges that this conversation constituted a violation of the Act Conversely. if I am correct, it may be claimed that the mere mention of the "Union" is somehow violative of the Act. The confusion is compounded h5 the General Counsel's utter failure to state, under any version of the facts. what it is that he is complaining about. I refuse to engage in conljecture;: having found the facts as set forth in the bidy of the decision I find no violatio. General Counsel states ill his brief "Guerrero testified that Ortiz told him ("he called [Guerrero] bad") and Ortiz, more conciliatory, describing Guerrero as his "compadre" saying that Guerrero helped him pay for the expenses of Ortiz' daughter's illness and that, at least as of the time of the hearing, Guerrero was going to be the godfather of Ortiz' child. I found both of them to be sincere in their descriptions of their feelings for each other, and, although at a loss to explain how two men could view each other so disparately, I find it somewhat helpful in resolving the credibility issues presented by their testimony, resulting in a finding that Ortiz' testimony was more reliable. First, as noted above, I found Guerrero's testimony as to certain incidents confused and inconsistent as to particular events. This is not to say that by discrediting his narration of certain conversations, I must perforce discredit all of his testimony. The rule is often stated that "[niothing is more common in all kinds of judicial decisions than to believe some and not all" of a witness' testimony. N.L.R.B. v. Universal Camera Corp., 179 F.2d 749, 754 (2d Cir. 1950), vacated and remanded on other grounds 340 U.S. 474 (1951). However, Guerrero obviously bore a grudge against Ortiz, which I find caused him to tailor his testimony to statements made in his nvestigatory affidavit (including his stubborn admission that the date of the affidavit, a year before the events at issue, was correct) and expand upon his testimony to embarass Ortiz. In fact, as Guerrero continued to testify, the number of alleged incidents increased, adding the threats that if Guerrero's machine broke down, Guerrero would be fired, and another similar one, but with the threat that Guerrero would be laid off. To the contrary, Ortiz' sincere fondness for and friendship with Guerrero causes me to doubt that he would have threatened Guerrero in any way.' Admittedly, the reasons for making my credibility resolutions are less than precise, but such conclusions are never subject to verification by a litmus test; and demeanor, which I rely upon heavily, causes me to have no doubt that Ortiz was truthful. E. The Alleged Threats by Salazar Apolonio Parra, a former backhoe operator, testified on his direct examination that approximately 2-3 weeks before the election, alleged Supervisor Arturo Salazar stated at Mall del Norte that "he wasn't going to take me on the tractor if I voted for the Union" and later that "Douglas [Howland] told Salazar that if I voted for the Union, he was going to lay me off the tractor." On cross-examination, the alleged threat was further refined to "Howland told him to tell me that if I voted for the Union, he was going to get me off the tractor." Parra stated that he had not been talking to Salazar for a half-hour before Salazar made the alleged that Douglas Howland had given him the information about Galvan. A welder named Durante had told Leyendecker that Galvan had started the Union. ' This does not accurately reflect Guerrero's testimony. ' Par. 8(a) I) of the complaint states that this conversation toolk place on December 24, 1977. an indication of the overall confusion involving this allegation. ' Under this analysis I find it very possible that Ortiz mentioned to Guerrero the fact that his son-in-law had told him that Guerrero had attemptcd to solicit a union card and that Ortiz expressed his knowledge that Guerrero was a member of the Union. In the context of the relationship between the two employees, I find that, assuming this to be interrogation. which I do not find, there was in ally event nothing coercive about it to constitute a violation of the Act. 31 DECISIONS OF NATIONAL LABOR RELATIONS BOARD threat, nor did the conversation consist of anything other than the threat. Salazar denied that any threat was made because of Parra's union activities, but admitted relaying a message for Howland in February that Howland was changing Parra's job to another job, but was not sure whether Parra could handle it, and if Parra were not able to perform the job, then he would have to be taken off the tractor. Howland amplified Salazar's testimony by stating that Parra had twice broken utility cables in the operation of the backhoe, and Salazar had complained to Howland that the past accidents caused Parra to slow down in his work, to which Howland replied that he would try to get another backhoe operator (of which the Respondent had several) on Salazar's job and reassign Parra to another location. I find both Salazar's and Howland's explanations of this incident credible, and I was particularly impressed with the lack of clarity of Parra's testimony, with the shift of emphasis from Salazar's statement alone, to one which Salazar attributed to Howland, to one which Salazar was relaying to Parra on behalf of Howland. I was further impressed with Parra's failure to deny that he had indeed twice broken utility lines. I further find it unusual at best that Salazar would threaten Parra's future employment because of the upcoming election, without any background which might explain why and how the threat came about. General Counsel argues in its brief that "Salazar admitted he had asked Parra about the Union"; however, I do not find that such interrogation occurred during the conversation at issue, and the record is devoid of any facts indicating when Salazar asked Parra about the Union, whether before or after the incident alleged or even shortly before the hearing herein. Although I find that no violation of the Act was committed by Salazar, I do not do so for the alternate reason urged by Respondent, that Salazar was not a supervisor. There is no doubt that Arturo Salazar was classified by Respondent as a foreman and that Superintendent Luis Moncevais referred to him as a supervisor; but nomenclature is often deceiving, and it is necessary to examine his duties to determine whether he meets the statutory definition of a supervisor within the meaning of Section 2(11) of the Act. Salazar was in charge of a crew of three employees fixing or making small bridges and in February made and built forms and prepared, laid, and finished cement. Paulino Fernandez testified that Salazar worked with his hands, that is, he hammered and sawed (as did the other employees) and planed and used a level. Sometimes he helped pour concrete, which the other employees did, too. Salazar initially denied on cross-examination by General Counsel, however, that he did any work with his hands at all; later, on redirect, he admitted that he did indeed work with his hands every day, often using a hammer and electric saw or handsaw. Salazar earned at least $4.25 per hour, much more than the other members of his crew, and was given a company truck for his own daily (and weekend) use. There is no evidence that he had the authority to hire,' fire, grant pay · Salazar did recommend to Leyendecker the hiring of his son. I do not find this to be the result of Salazar's authority as a supervisor, but merely the act of a parent who wished to obtain employment for his child. 'Other testimony indicates that this employee was Lozano. raises, or recommend the same. However, Salazar conceded that his principal duties involved giving assignments to his crew and that he was responsible for reviewing and checking their work. In doing so, he conceded, he could discipline an employee who refused to carry out Salazar's assignments and that he had authority to direct employees to work overtime. He also had the authority to permit a sick employee to go home early and to transfer an employee to another assignment, although he insisted that he needed the approval or the direction of Moncevais before doing so. Because of his authority to discipline and to grant overtime, I find that Salazar was a supervisor within the meaning of Section 2(1 1) of the Act. F. The Alleged Threats by Ramon During the direct examination of Apolonio Trevino, he testified that during work on one day before the election, alleged Supervisor Jorge Ramon had a conversation with him and employees Victor Ramirez, Pedro Martinez, Juan Ochoa, another person, and Delores (last name unknown),9 or that he heard a conversation, in which Ramon said "not to join the Union because the Company would fire us, that the Company did not want the Union." Based on this statement, General Counsel moved to amend the complaint. I reserved decision on the motion,'" awaiting further identifi- cation of the time and place the incident was alleged to take place, in order to afford the Respondent the right to intelligently investigate the allegation. In addition, I request- ed that General Counsel draft the specific language of the proposed amendment, which General Counsel never did. Later in his testimony Trevino stated that Ramon made his comments about 2 weeks before the election, at a location across from the Laredo Packing slaughterhouse. However, Trevino denied that he had a conversation with Ramon, who merely said "not to go to the Union because we were going to be fired." It is difficult to assess from Trevino's testimony exactly what it was that he claims Ramon said, and it is impossible, because of General Counsel's failure to propose the language of the amendment, to know what it is that is alleged to be a violation of the Act. The situation is complicated by General Counsel's withdrawal, at the end of General Counsel's direct case, of paragraph 9 of the complaint, which contained the allegations of unfair labor practices alleged to have been committed by Ramon, which Respondent argues was also a withdrawal of the amendment, which was never formally proposed. In these circumstances, I find that General Counsel never finalized its amendment in proper form and that the matter never was placed in issue, and in the interests of justice I deny the motion to amend the complaint in the manner proposed by General Counsel. I must admit being somewhat mystified by General Counsel's proof of this allegation, which-as are almost all of the other allegations-was wholly uncorroborated by the other five alleged participants. On the basis of the proof, a group of six employees are working, and Ramon announces "' The record inaccurately reflects, at p. 125, . 18, that I granted the motion. I did not, and the line is hereby corrected to read "I will not grant the amendment ." 32 LEYENDECKER PAVING. INC. the threat that if they "join" or "go to" the Union, they will be fired. No conversation precedes or follows this state- ment-the only act which General Counsel apparently alleges that Ramon participated in that had something to do with the Union. This would mean that Respondent engaged in a concerted effort of hit-and-run threats to employees throughout the Union campaign. Although that is certainly a possibility, I do not believe it on the state of this record. Trevino, I admit, was sincere, but his memory about this particular allegation was anything but clear. I recognize that Ramon did not deny it, but I nonetheless conclude that it did not happen." G. The Preelection Speech of John Leyendecker 1. The investigatory affidavits of Rosendo Galvan Rosendo Galvan, one of the discriminatees herein and the instigator of the Union's efforts to organize Respondent's employees, was the sole witness to various alleged threats made by Respondent's president, Leyendecker, in a speech made on February 16. At the beginning of his cross-examination, Galvan testi- fied that he had given more than the two investigatory affidavits which General Counsel had produced upon demand of Respondent's counsel. Further examination of Galvan indicated precise areas about which, he stated, he gave written affidavits to the Region's attorneys; these areas, however, were not included in the affidavits produced by General Counsel. As a result, Respondent moved to strike all of Galvan's testimony pursuant to Section 102.118(b)(2) of the Board's Rules and Regulations, which reads, in part, as follows: If the General Counsel elects not to comply with an order of the Administrative Law Judge directing delivery to the Respondent of any such statement, or such portion thereof as the Administrative Law Judge may direct, the Administrative Law Judge shall strike from the record the testimony of the witness. I reserved decision on this motion at the hearing, but offered Respondent the right to proceed with its cross- examination of Galvan, without prejudice to its motion. Respondent rejected that offer and declined to cross-exam- ine Galvan.2 I have carefully reviewed the transcript of his testimony, as well as my notes of my personal observation of Galvan's demeanor, and am persuaded that Galvan was utterly confused during the course of his examination with regard to the number of the affidavits that he gave to the Regional Office. Despite the fact that later in his testimony Galvan admitted his confusion and corrected his testimony to the effect that he gave only two affidavits, the fact remains that he also clearly stated that he gave another affidavit to the Region prior to February 17, the date of the election. " In view of General Counsel's withdrawal of the two allegations set forth in the original complaint and Respondent's position concerning the attempted hut aborted amendment during the hearing, it is difficult to understand Respondent's purpose in calling Ramon as a witness. All the allegations had, by that time, been withdrawn. In any event. Ramon testified solely to his duties vi%-a-vis his alleged supervisory status and did not deal with the substantive allegations made against him. As to his status, I find that he is a supervisor. Although he worked with his hands. he also was paid substantially greater wages than the rest of his crew, drove a company truck, had the power Admittedly, the likelihood that he did so, when no unfair labor practice charge or objections were pending. is at best slim. However, on the basis of Galvan's testimony alone, there is still the possibility that there was a third affidavit, given at some point in time, which Galvan admitted encompassed his claim that he was reassigned to a different and more onerous job, the subject of paragraph 20 of the complaint, as amended and added at the hearing. As a result, I requested Ruiz, counsel for the General Counsel, to testify with regard to his search of his files and those of the Region for the third affidavit, if any. Ruiz refused to do so, relying upon Section 102.118(a) of the Board's Rules and Regulations, which reads, in part, as follows: No regional director, field examiner, administrative law judge, attorney, specially designated agent, general counsel, member of the Board, or other officer or employee of the Board shall . . . produce or present any files, documents, reports, memoranda, or records of the Board . . . or testify in behalf of any party to any cause pending in any court or before the Board, or any other board, commission, or other administrative agen- cy of the United States, or of any State, territory, or the District of Columbia, . . . with respect to any informa- tion, facts, or other matter coming to his knowledge in his official capacity or with respect to the contents of any files, documents, reports, memoranda, or records of the Board, . . . whether in answer to a subpoena.... subpoena duces tecum, . . . or otherwise, without the written consent of the Board or the chairman of the Board if the [official or document] . . . is subject to the supervision or control of the Board; or of the general counsel if the [official or document] is subject to the supervision or control of the general counsel.... Whenever any subpoena ad testificandum or subpoena duces tecum. the purpose of which is to adduce testimony or require the production of records as described hereinabove, shall have been served on any such person or other officer or employee of the Board, he will, unless otherwise expressly directed by the Board or the chairman of the Board or the general counsel, as the case may be, move pursuant to the applicable procedure, whether by petition to revoke, motion to quash, or otherwise, to have such subpoena invalidated on the ground that the evidence sought is privileged against disclosure by this rule. Ruiz advised that General Counsel refused to consent to his testifying under oath, without giving any reason therefor. Instead, Ruiz stated, as an attorney and an officer of the Board, that he had "examined the files and can find no other affidavit given by this witness, and that the only affidavits that [he] was able to find have been turned over to counsel for Respondent." In his brief General Counsel relies upon to authorize overtime work, recommended some wage increases. assigned jobs based on what he felt ought to be done. transferred employees to another curb crew, had the authority to discipline employees who failed to follow his orders, and conceded that his job was the same as that of Esparza, an admitted supervisor. ': Galvan was called by General Counsel as a rebuttal witness, without objection. At that point Respondent cross-examined him. I do not construe that to be a waiver of its previously maintained position regarding Galvan's testimony on General Counsel's case-in-chief. 33 DECISIONS OF NATIONAL LABOR RELATIONS BOARD this statement as proof that no other affidavits of Galvan "exist."" I cannot agree. In the posture of Galvan's testimony, it was necessary for me, if I were to rule intelligently on Respondent's motion, to ascertain whether, in fact, there was a third affidavit which was being withheld from Respondent. That could not be determined from Galvan's testimony, standing alone. It was he who created the question of fact by raising the possibility that another affidavit existed. As a result, I requested Mr. Ruiz to testify about the results of his review of his files and his search for other files maintained by the Region in order to insure that no third affidavit existed. In doing so, I merely followed the procedure utilized in Harvey Aluminum (Inc.). et al., d/b/a Wallace Detective and Security Agency v. N.L.R.B, 335 F.2d 749, 759 (9th Cir. 1964), wherein the Board took no exception to a trial examiner's direction to counsel for General Counsel to take the stand and testify to the results of his search of files.'4 I also took note of the fact that the basis of the Jencks rule is to permit fair play and to permit the respondent in a proceeding to have full knowl- edge of all the facts pertaining to a witness' testimony that the Agency is privy to. As the Fifth Circuit said in N.L.R.B. v. Borden Co., 392 F.2d 412, 417 (1968), the rule "means what it says;" and information is not to be withheld cavalierly. Yet that is what happened herein. Ruiz did not testify, because he was advised that he could not testify. In so doing, no reason or rhyme was given. When the Board's Rule permits testimony to be given, subject to consent, I read that inherent in that Rule is the dictate that "consent shall not unreasonably be withheld." Here, there was no justification offered, and no justification that I can imagine, for the refusal of counsel to testify about the results of his search of the files he had in his possession, as well as the result of his inquiries of the whereabouts and contents of other files, to affirmatively counter the prevailing doubts as to the exis- tence of a third Galvan affidavit. What Ruiz was able to state not under oath, and freely did, he should have stated by becoming a witness, in fairness to himself, to his witness, and, above all, to Respondent. I fully recognize that, because of the division in the structure of the National Labor Relations Board, the General Counsel is an advocate. Nonetheless, the position is a public one and should hardly be used solely as a means to win a case. What is disturbing is that, as a rule, General Counsel rarely has difficulty in authorizing one of its ' Respondent argues that because General Counsel refused to testify it cannot be determined that General Counsel acted in good faith in failing to produce the statement. N.L.R.B. v. Seine and Line Fisherman ' Union of San Pedro. aff/w Seafarer'. International Union of Nonh America. AFL-CIO [M V Liberator. et atl. 374 F.2d 974 ( 1967). 1 agree. " In the cited case the Board did not disagree with the trial examiner's refusal to permit crossxexamination of counsel. Cf. Paul Biazevitch. et al. d/b/a MV Liberator. 136 NLRB 13, 16, fn. 8 (1962), in which the Board accepted a seemingly unsworn statement of a counsel for General Counsel that no other statements were found. Since Mr. Ruiz refused to be examined, pursuant to the advice of his Region. I never had to reach the issue as to the right of Respondent to cross-examination, and I do not reach that issue herein. See. however, Bricklayers and Masons Union No. 24. et. (Booth and Flinn Company). 129 NLRB 867 (1960). I make this finding based on two proceedings that I have heard within the past year. In Young Movers. Inc.. JD-458-79,. an office clerk testified to demonstrate proper and timely service of a document. In Custom COred Products. Inc.. 245 NLRB 33 (1979), an attorney testified to authenticate the affidavit of a deceased charging party. attorneys to testify in a proceeding where relevant evidence is required to support General Counsel's case." Yet there has been difficulty in this proceeding in testifying to the result of a search of files, which became vital as a result of Galvan's testimony. In other words, it appears that partisan advocacy now dictates whether permission to testify shall be granted. Instead of viewing the issue as whether the public would be served, it appears that the decision is based on whether General Counsel, in that particular proceeding, will be served. I recognize that at one point of his testimony Galvan flatly denied that he had given any more than the two affidavits which General Counsel produced and exhibited to counsel for Respondent. Nonetheless, his testimony is filled with such confusion and contradiction that I cannot believe il, standing alone and without corroboration. The testimony of General Counsel in these circumstances was particularly appropriate and absolutely necessary to insure that the clear mandate of Rule 102.118 was complied with. That requires General Counsel to deliver any statement to Respondent for its examination and use fo- the purpose of cross-examina- tion. To determine whether General Counsel has complied with the Rule, especially in view of Galvan's testimony, and to cogently rule on Respondent's motion. I must determine whether there are any other affidavits. A statement of position does not satisfy my search for the truth.'" The failure of General Counsel to testify under oath leads me to the inescapable conclusion that there were certain facts which someone did not desire to share with Respondent and this tribunal. International Union. United Automobile, Aero- space and Agricultural Imnplement Workers of America (UAW) [Gyrodyne Co. of America] v. N.L.R.B.. 459 F.2d 329 (D.C. Cir. 1972). By reason of the lingering doubt which has been caused by General Counsel, I am not satisfied that General Counsel had complied with its obligation to produce all of Galvan's affidavits, and accordingly I grant Respondent's motion to strike Galvan's testimony pursuant to Rule 102.118. However, recognizing that I may be mistaken in my application of this Rule, particularly in the circumstances of this proceeding and in view of the novelty of the issue, and in order to fully dispose of the issues raised herein, I have discussed Galvan's testimony as if I did not grant the motion and have discredited it, based upon Galvan's confusion, unreliability, and demeanor. " The responsibility rests on the Government in a court-martial to prove that an unavailable statement was destroyed or misplaced in good faith. once the accused has made a showing that there is a sufficient basis for inquiry. Richard G. .ugenblick v. United Stoust, 377 F.2d 586. 598 (1967). reversed on other grounds 393 U.S. 348 (1969). There, the witnesses to the statement.. except otne. testified under oath. The Court of Claims held that it was an error for the law officer to refuse to call the remaining witness. who had previously hbeen examined and cross-examined under oath during the pretrial investiga- tion and whose testimony the law officer reviewed. reasoning that he "h;a a special responsibility. and is not merely a passive arbiter f the parties' contentions . . . The ainm is t), insure that the judicial officer is able to ibtain sufficient information to determine whether the coiditions of the Jencks Act have been fulfilled." 377 F.2d at 60t.-M)l. The Supreme Court. in reversing the dccision of the Court orf Claims, found that the question or whether the remaining witness should have been called is "a matter of debate and perhaps doubt'" hut that qluestilon did not rise t a constitutional level. 34 LEYENDECKER PAVING. INC. 2. The alleged threats made by Leyendecker Galvan testified that at 7 a.m. on February 16 Leyendeck- er addressed approximately 65 to 70 percent of Respondent's employees and stated during the course of his speech (a) that if the Union would come in, it would break the Company; (b) that the Union did not need employees from the across the border; (c) that the Company did not need the 100 employees; and (d) that those employees who favored the Union could be let off, and the Company could operate with those employees who favored the Company. As noted above. Respondent refused to cross-examine Galvan; and his testimony stands as he gave it on General Counsel's direct case. Leyendecker flatly denied that he had made any of those statements. His testimony was supported by Howland and Parras, the Spanish interpreter who was at the time of the speech employed by Respondent. Leyendecker testified most credibly that he was advised by his attorneys of exactly what he could say, and the attorneys prepared a speech for him, which was offered in evidence and which Leyendecker followed verbatim. This testimony was also corroborated by Howland and Parras. Numbers are not always sufficient to decide an issue. Here. it is Galvan's story against three of the Employer's witnesses. I am impressed, however, with the fact that of 103 employees employed by Respondent. of whom Galvan admitted that 65 to 70 percent attended the preelection speech, General Counsel could muster no more proof of these alleged statements than the sole testimony of Galvan. The complaint alleges (paragraph 12(a)) that Leyendecker made these statements through an employee acting ias an interpreter; however. Galvan testified that these statements came directly from Leyendecker.' I note that Galvan testified in English and for the most part clearly understood the questions that were being asked of him in English. He did not testify that the statements were made by the interpreter, but testified that Leyendecker himself made them. I reject Galvan's testimony. H. The Alleged Discriminatory Lavojfl 1. Preliminary statement re: Respondent's motion to dismiss Paragraph 13 of the complaint alleges that 14 employees had been laid off, commencing on or about February 24. for periods ranging from a half to I or more days because of their membership in or activities on behalf of the Union. During the course of General Counsel's direct case, there was no evidence adduced that employees Sergio Ortiz, Eduardo Ramon, Pedro Garza, Ruben Mendoza, and " General Counlel's brief (p II. fn. 10} concedes that the threats relied upon were made by eyendecker. noting: "Galsan :as reflected by his testimony. is fluent in the English language and thus able to understand Leyendecker without the aid of the intrpreter" Although Parras admitted that he added to L.eyendecker's speech in certain respcts. the additions are not relied upon by General Counsel, and I find that he d not support the complaint in any event. " Gutierrez testified that an employee named Eduro was laid off. but could not remember his last name. ()n redirect. Geineral Cioiisel asked whether his last name might be Lozanlo. to which Gutierrez replied that he beliheed it wasl I do not consider this to he credible prolof wilhil more. Iiat Eduro I o;ano Everado Rodriguez were laid off at any time for any reason. Respondent moved to dismiss the complaint as to these employees and Heleandro Lozano; and I reserved decision on the motion, except as to Rodriguez. with respect to whom I denied the motion. I hereby grant Respondent's motion as to Ortiz and Mendoza. There was no showing on General Counsel's direct case that either of these employees was, in fact, laid off.' However, I also dismiss the allegations concerning Ramon. Garza, and Rodriguez, because General Counsel did not prove that these employees were active in the Union or members thereof or that Respondent laid them off for reasons which violated the Act.'' As to the remaining employees, the layoffs consisted of some members of curb crews who were laid off for substantial periods of time as a result. Respondent argues. of a reduction of work, requiring the maintenance of only one curb crew rather than the two curb crews which had been employed by Respondent since early 1977."' Other layoffs were only for brief periods, typically. when an employee was sent home before normal quitting time because there were no other jobs to do. 2. The February 24 layoffs It is undisputed that onl February 24 employees Fernan- dez, Gutierrez. Reyna. Trevino. Lozano. Victor Ramirez. and Pedro Martinez were laid off. The motivation for their layoffs anid the failure of Respondent to recall most of them: constitutes the principal issue in determining whether Respondent violated Section 8(a)(3) of the Act. I find that there is no credible proof that Respondent had any knov il- edge of these employees' union activities or membership in the Ulnionl and that its layoff of them did not violate the Act. In fact. the record does not sustain General Counsel's contenltion that Revna and Lozano were members of the Union or engaoged i aniv union activities. General Counsel argues that knowledge of union activities should be found fromn (I) Leyendecker's conversations with mainy of them. individualls: (2) the "stonewalling" of Respondent's witnesses, who uniformly maintained that they neither knew of nor cared about their employees' union activities: and (3) various acts of interrogation and threats. I reject those arguments. It is true that Leyendecker spoke individually with most of the persons laid off on February 24 in an attempt to persuade them not to vote for the Union. General Counsel does not allege that Respondent was not entitled to do so or that Leyendecker violated the Act during the course of the conversations. General Counsel's submis- sion that "through these 'conversations' Leyendecker surely obtained knowledge of his employees' Union activities" is wholly unsubstantiated and admittedly conjectural. Surmise is no substitution for proof. which is wholly lacking. is the same persiiil as Heleanldro .allno Hoveser. I take note of Rerspidelt' .ilnlser, w hich ;adnmitted that telc;aledrol .laln wahs laid AT. aind fitnd RespolidentlI hullltd herohb In addillti. Ra:ltno and Hol.lald admitted that oano vas laid IoffTon Fchbruary 24 In his brief. the (Genlral Counsul cnicedes "Apparenill the layofflTs of these enlplol% ecs erc f hrief duuratllln Prior to early 177 Respiondent had ransacted bullness tinder Its present nlile antid owniership Nstice at least l172 w ittll in11 onie curb crew Reyn;a was recalled (to the curb rew in late Mai or Julle .oza:no as, recalled i, a conllcrete finisher helper anid lcarpelnter, helper on a; concrete cre at or about lie sai te 35 DECISIONS OF NATIONAL LABOR RELATIONS BOARD General Counsel argues that a finding of Respondent's knowledge of union activities should be grounded upon the contrary testimony of Respondent's witnesses. This is based on the assumption that if I find a witness' testimony wholly unreliable and unbelievable, I may find that the opposite is true. However, I find neither that their testimony was unreliable nor that there was any hint that the laid-off employees gave Respondent any indication that they, as opposed to other employees, were union adherents or activists. Instead, the testimony of these employees uniform- ly disclosed that they kept their union activities secret; that the union meetings they attended were far removed from the Respondent's premises and jobsites; that solicitation of union cards and support took place out of the sight and hearing of Respondent's supervisors; and that there was no occasion which I have credited where any of the employees was less than secretive about his union activities. Finally, General Counsel relies upon the interrogation by Ortiz of Guerrero on January 23, the statement of Ortiz that he knew that Guerrero and Galvan belonged to the Union, and the conversation prior to the election wherein Esparza allegedly ridiculed his employees for signing union cards. I have previously concluded that, with the exception of Ortiz' statement that he knew Guerrero was a member of the Union (which was never pinpointed as to date), none of these incidents took place. It follows that none of them may be the basis for proving knowledge of union activities or member- ship. Similarly, the basis for General Counsel's contentions that Respondent exhibited union animus is not supported by the evidence, because I have discredited the various threats against employees for their union activities and support. General Counsel's reliance upon the fact that certain of the alleged threats were carried out is misplaced; others of the alleged threats resulted in no action. Finally, the General Counsel also refers to his Exhibit 2(a)-(d), campaign literature distributed by Respondent, which he claims establishes the antiunion motivation herein and shows that "Respondent utilized threats of layoffs in order to dissipate Union support." General Counsel did not specifically identify what he was referring to; I find that the only reference contained in that exhibit is the following: Can the union guarantee me that I won't be "layed off"? By asking for outrageous salaries or benefits, our employer will have to increase his prices to stay in business which will in turn cause business to slow down. Can the union prevent some of usfrom being "layed-off ' due to decline in business? The leaflet ended with: BE SURE AND VOTE AND VOTE AS IF YOUR JOB DEPENDED UPON IT, General Counsel relies upon this leaflet solely to support his claim of union animus. The leaflet is not alleged to constitute an illegal threat of layoff, and no case has been cited to support such a violation. Rather, I find that the :: For similar reasons I find Leyendecker's conversations with individual employees "free speech" within the meaning of Sec. 8(c). ' Guerrero also testified that there were two occasions when there was no work for his machine, and he was sent home. At first he stated that they happened before the election; then he stated that they took place after the election. statement is protected by Section 8(c) of the Act. In a similar factual setting, the Board found no violation of Section 8(a)(l) where an employer stated that there might be layoffs due to increased costs and changing of operations if the union won the election. Bostitch Division of Textron, Inc.. 176 NLRB 377 (1969). Similarly, where an employer predicted that a union would possibly mean higher wages, resulting in a higher sale price of its products, resulting in decreased sales, reduced production, and possible layoffs, the Board held that there was no threat of reprisal, but merely the expression of opinion privileged by Section 8(c) of the Act. Bayliner Marine Corporation, 215 NLRB 12 (1974).22 In sum, Respondent, although opposed to the attempts of the Union to organize its employees, attempted through Leyendecker, one of its principal officers, to legally persuade the employees to vote against the Union, while leaving to the supervisors the effective construction of roads. For this reason, contrary to the General Counsel, I do not find "surprising" the testimony of Ortiz and Luis Moncevais, Respondent's general superintendent, in expressing their failure to care whether the Union was successful. Their job, and that of Howland, was production; and the union election campaign was not to interfere with their job. Leyendecker, in contrast, was apparently assigned the task of persuading the employees not to vote for the Union; that was his bailiwick, and not that of his production supervisors, who were cautioned by him not to threaten or to make promises to employees because of their union activities. General Counsel further argues that Respondent's past practice had never supported a layoff of "so many employees due to lack of work" and that, instead, Respondent would assign its employees to other jobs. There is some record support for this proposition. Fernandez testified that the only time there was no work was when it rained hard and that, generally, he was never sent home early, not even when he finished a job close to the end of the day. Gutierrez testified that there were occasions when there was no work for the curb crew. Then the employees would be given other jobs to do, such as cleaning curbs and running stakes. Guerrero testified that when the equipment he drove broke down, he would be assigned to other duties, such as setting levels."' Galvan stated that there had never been an occasion when there had been no work; he was always kept around, doing little odd jobs.?' Moncevais testified, however, that if work ran out near the end of a day, he would give another job to an employee if other work were available; otherwise, if no work were available, the employee would be sent home. Similarly, Ortiz testified that if there were something else to do, he would always "make" employees do something else. This, of course, makes great sense; if there is no work available to do, including little odd jobs, it cannot be contended that Respondent was required by the Act to create a meaningless task for an employee, merely to keep him on the payroll. The underlying difficulty with General Counsel's case is that ' I note that Galvan, in his affidavit of April 13, stated: "Before the Union came in to Leyendecker layoffs were not very common." Because the affidavit was introduced for no purpose other than to support Respondent's motion to strike, I have not considered this apparent inconsistency. 36 LEYENDECKER PAVING, INC. there is a complete void of proof showing that there was some work for the laid-off employees."' In so holding, I credit the testimony of Howland that there was a genuine lack of work for two curb crews and that a decision had been made, in good faith and without any consideration of the union activities or membership of the employees, to consolidate the two curb crews into one. In February it appeared obvious to Howland that there was going to be a slackening in curb work, which is mostly performed on city street jobs and housing subdivisions, and rarely on highway jobs. The Vista Hermosa subdivision was in its completion stage, and Respondent had no other subdivisions to work on in the foreseeable future, having lost a bid on a subdivision for the City of Laredo in January and there being no other city jobs to bid on. The charts and figures produced by Respondent satisfy me that the linear feet of curb laid decreased from a high point in December 1977 of 19,082 to 10,351 in January; 8,345 in February; 4,054 in March; and 6,247 in April. When Respondent obtained some small curb jobs in May or June, Reyna was recalled. General Counsel argues with some appeal that although only eight employees were retained in March and April, the past history of Respondent shows that it employed 21 curb gang employees in September 1977, when it laid 6,279 feet; 18 employees in October 1977, when it laid 4,334 feet; and 16 employees in November 1977, when it laid 5,695 feet. Respondent counters by noting that the months with very heavy work followed this slack and that Howland chose not to lay off employees when there was a known expectancy of a work increase. I find that explanation reasonable in the circumstances herein and note that the expectancy came to fruition. Similarly, after the layoff of February 24 there has been the renewal of little of the curb work formerly performed by the curb crew; once there was additional work, Reyna was recalled; and the overall complement of Respon- dent's employees has decreased from 103 employees who were eligible to vote in the Board-conducted election to 62 employees at the time of the hearing, a decrease of 40 percent. Only six to eight persons were employed in the remaining curb crew. General Counsel makes two additional arguments which merit attention. One is that the steady decline of curb work started before the election; nonetheless, Respondent waited until after the election to lay its employees off. Howland's answer was, in my estimation, rather weak, stating that he thought that once employees' names had been placed on the voters' eligibility list, the employees had to continue work- ing, and that this understanding was obtained without the advice of Respondent's counsel, whom he never consulted. I find this somewhat astonishing, especially in light of Leyendecker's care in consulting with and following the preelection speech prepared for him by Respondent's law firm. Nonetheless, if Respondent's real motivation were to rid itself of union adherents and activists, its purpose would have been equally served by laying off the employees prior to ' For this reason alone Orman O. McKinley Co.. Inc.. 235 NLRB 1069 (1978). relied upon by General Counsel, is distinguishable. '" General Counsel impliedly argues that the employees were not picked in accordance with their seniority, but fails to cite any legal authority to show that seniority had to be followed. The facts demonstrate that Respondent had never used seniority for the granting or denial of wages or any other condition the election, with the possible added advantage of divesting them of their voting rights. The earlier layoff, it may well be predicted, would have resulted in the same allegations as are leveled in this proceeding, and perhaps with more force. In other words, once the curb work decreased, by happenstance near the date of the election, it made little difference that the layoff became effective after the election, because Respon- dent would have been subjected to the same questioning of its motivation. Despite my suspicions about Howland's explanation, I find that the timing of the February 24 layoff is not determinative of the issues herein. General Counsel also argues that the selection of the particular employees who were laid off on February 24 is subject to question." Although I am disturbed with How- land's explanation, that is still not enough to carry the day for the General Counsel. My concern arises from the fact that Howland spewed forth a litany of problems with the work of the alleged discriminatees which in oto amounted almost to a case of overkill, especially when balanced against Moncevais' frank admission that all the employees were good workers and the employees' testimony that their work had never been complained about, although some had worked for Respondent and its predecessor for many years. It is unnecessary to detail the nature of Howland's complaints;' it is enough to state that it was Howland's decision to lay off members of the two curb crews and to consolidate them into one crew. It was also his decision to select certain of the employees for layoff. He credibly testified that he was aware of the relative capabilities of the employees and that the performances of some of the employees left much to be desired. In view of that testimony, it mattered not that he did not consult with the supervisors to obtain their comments and thoughts. Just as the Board is not empowered to substitute its own business judgments for those of employers (FPC Advertising, Inc., 231 NLRB 1135, 1136 (1977)), so the Board may not substitute its own method of reaching those judgments. In any event, General Counsel offers no reasonable alternative for the actions taken and does not dispute the underlying reasons for Howland's decision, save for the comment that no complaints had been made against the employees who were laid off. That there were no complaints made is possibly helpful in certain circumstances, but that fact does not lead to the inescapable conclusion that the employees in question were wholly satisfactory. With their faults, they still might have been the best employees Respondent was able to employ. However, when a decision was made to lay off employees, it may well have been that, on a relative basis, the employees selected for layoff were not as capable or dedicated as those who were not laid off. Because General Counsel has not proved that Respondent laid off the particular employees for reasons of employment. In any event. I note that Trevino had been employed for only 3 months. Ceasar Contu, who was not laid off, had been employed for 8-10 years. Sig Cox. Inc.. 227 NLRB 1270, 1272 (1977). " Parra, for example, broke some utility lines, which reflected on his work by slowing down in an exercise of caution Gutierrez was primarily a laborer and a pinsetter, but not a concrete finisher. 37 DECISIONS OF) NATIONA. I.AB()R RELATIONS B(OARI) prohibited by the Act. Respondent-barring some legal obligation -- had the right to lay off its emp'., ,ees for any reason or for none at all. Respondent contends that its good intentions and lack of antiunion motivation are demonstrated by the fact that a number of the employees who were not laid off from the curb gangs were, in fact, union adherents. Among these were Julio Ambios. Buentayo, Martin (last name unknown), Ochoa, Mike Weis, Hilberto Montoya. and Villa. Only Ceasar Contu, who was not laid off, was not identified as being an activist in the union campaign. Thus, of 15 employees in the curb gangs. 12 were union adherents, and only 3 were not. It is difficult to imagine how the actual selection for layoff of five union adherents and two non- adherents supports General Counsel's theory of discrimina- tion, in view of the fact that 80 percent of the curb gangs were supporters of the Union. However, the selection for recall of Reyna and Lozano, the only 2 nonunion employees, gives me pause-because all of the remaining employees on layoff were active union supporters. Despite my reservations about the method of recall, the General Counsel has not specifically raised an issue about that method, nor has he indicated that these two employees should not have been recalled before any of the other five employees. Further, General Counsel had not demonstrated that jobs were available for the other five employees, even outside the remaining single curb crew, and that new employees were hired to fill those positions rather than the laid-off employ- ees. As a consequence of all of the foregoing, I find that General Counsel has failed to prove a violation of the Act by a preponderance of the evidence. 3. The other layoffs The General Counsel also complains that the brief layoffs of Victorinio R. Ruiz and Galvan violated Section 8(a)(3) of the Act. a. The layoff of' Ruiz Ruiz testified that on Monday, February 20," 3 days after the election, Moncevais told him that his roller needed repairs, that he was to go home until it was fixed, and that he would then be called back. After 2 days of not working, Ruiz went to see Leyendecker, who said that the roller had not yet been fixed and that Ruiz was to work as a laborer. Ruiz then worked for approximately 6 weeks as a laborer, despite the fact that the roller was fixed, which he knew because he saw Moncevais' cousin, Herwainio, driving it."' Respondent did not contradict Ruiz' testimony. Nonetheless, although Ruiz testified that he signed a union card, talked with employees about the Union outside Respondent's yard, and attended two or three union meet- ings held from January through March, there was no testimony that Respondent had any knowledge of his union activities or membership. Without a showing of that knowl- edge, the 8(a)(3) allegation must be dismissed. Furthermore, No claim had been made that Respondent violated Sec. 8ta)(5) of the Act. Wc'lhnan Idutrwms. Inc.. 222 NLRB 204 ( 1976). ' There is some question whether the layoff rof Rui took place on that dale. Rene Anaya indicated that, February 2) being the Washilgto's irthday holiday. Responldenl did not operate that day. and equally important, the record is absolutely barren of any showing that there was work for Ruiz to do. My understand- ing of Moncevais' testimony was that if there was no work for an employee to do, the employee would be sent home, but if there were jobs to which the employee could be assigned, he would be given those jobs. Without proof that there were jobs for Ruiz to do while his roller was being fixed, the "layoff of Ruiz did not violate the Act. b. The layoff of Galvan There is proof that Galvan was identified as a union supporter, at least as of the date of the election, when he acted as the Union's observer, and I discredit the testimony of Respondent's witnesses who denied such knowledge. In April, while Galvan was cleaning curbs at a jobsite near an air force base, Moncevais told him at about 11:30 a.m. to work until noon and to go home, because there was no more work for him to do, and to report the following day at 8 a.m. to see if there was any work available. The foregoing constituted the full extent of Galvan's testimony. I assume that Galvan was put to work the following day. I have previously concluded that there must be some rule of reason regarding Respondent's layoff policy, which, as I have found, was that Respondent reassigned its employees whenever there was work to send them to. Here, there is no proof that there was anything for Galvan to do on that day in April, and I cannot conclude, from these most barren facts, that there was anything invidious about Galvan's being sent home for a half day. I. Anaya's Alleged More Onerous Working Conditions and Le.ss Desirable Job and His Constructive Discharge Rene Anaya was employed by Respondent in April 1977 and worked until a few weeks after the election, when he quit as a result of his dissatisfaction with the work to which he was being assigned-what General Counsel alleges to be a constructive discharge. Anaya testified on direct examination that he was active in obtaining support for the Union, passing out cards and talking with employees, but not in the presence of any supervisors. In addition, on one day before the election, he wore a button with the legend "Vote Teamsters," which, Anaya testified, Ortiz saw at the Paul Young job, when he came close and then shook his head. Ortiz denied that he saw the button. In February Anaya reported that there was a leak in the 815 compactor he was driving: as a result, he was initially assigned to work as a laborer for the couple of days that the roller was being fixed. Instead, he worked as a laborer for a month, doing all kinds of "dirty work" while other employ- ees drove the roller. Among his tasks were digging 200 holes with Galvan for anywhere from 2 to 4 days" and planting oleanders and running stakes to insure that the streets being graded were level. " General Counsel doe.s not complain, as he did about Anaya and Galvan, ifia, that this reassignment constituted more onerous working conditions. ()On direct examinalioll, Anaya testified that he worked all entire week on tI his job. LEYENDECKER PAVING. INC Dissatisfied with his assignment, Anaya went to see Leyendecker to get his job back or, failing that, to quit. When Leyendecker heard all of Anaya's complaint, he told Anaya that he was doing a good job and that he awanted Anaya to stay there. When Anaya pressed for a change of duties.': Leyendecker accused Anaya of being lazy and told him to draw unemployment. sit on his front porch. and drink beer. Anaya then quit. On cross-examination. Anaya's story changed in some essential details. Rather than being a roller operator for all of his employment, as he represented on his direct examina- tion," Anaya had been assigned as a mechanic in the yard for a week or more in December 1977. but apparently Anaya did not have the skills he said he had, and he was reassigned to the roller at the Paul Young job. Even before the leak developed in the compactor, Anaya was doing engineering work on the Highway 59 job." When the leak developed, he was still operating a compactor (although apparently not the same one), as well as running stakes in the first week of February. On February 7 he spent a half day at the Paul Young job rolling and the rest of the day and the following 2 days operating a roller at the Highway 59 job. Onl February 10 he was a flagman at that job, and part of the day he spent setting stakes and operating a compactor. Anaya believed that during the week of the election he was working at the Highway 59 job, doing engineering work with the surveyors, and spent some time running stakes. The day before the election, he operated a roller at the Vista Hermosa job. Anaya was, at best, not a candid witness. The information to which he testified on cross-examination had to be pulled from him and contrasts sharply with his liberal generaliza- tions on his direct testimony that all that he was given after the leak developed in the 815 compactor was laborer's work. Obviously, Respondent was assigning Anaya to jobs in accordance with its needs and Anaya's abilities." making him a laborer, a flagman, a helper of the surveyors, and an operator of different rollers. ' " These duties, which were assigned to him weeks before Anaya allegedly wore his union button.' create a grave question whether Respondent was motivated in its assignment of Anaya because of his union activities. In this regard, I credit Ortiz' denial that he saw Anaya wearing the button, for I am at best wary of Anaya's credibility in this respect. Anaya testified that he was careful not to talk about the Union when one of Respondent's supervisors was nearby. Because Anaya was so wary, conceding that he discussed the Union with other employees only away from work, it seems improbable that he would openly express his union preference by wearing a button shortly before the election. I find that he did not, and I do not credit his testimony. I would be remiss if I did not note that all of the employees attempted to keep their union activities secret from Respondent's supervisors and that only ': Anaya stated. however, that he did not ask Leyendecker to go hack to his former position. Despite this clear testimony, it is equally clear that he wanted to return to driving Respondent's equipment In rebuttal, Anaya testified that he had operated a roller. off and on. fir 6 months. lie was initially employed in April 1977 The record. unfortunately. is unclear concerning what he did during his first 4 months of employment and what he meant by "iTff and on." It is clear hoevcer, that he did tasks other than operating a roller and was not assigllcned o hat particular jlob. ' The engineering work apparently consisted of ,eting stakes fr the widths of roads and their elev ations. Anaya, of sonimec 1()3 enplovyees (anld 57 potenltial voters fior the Ution). had tile nerie to opcnly express his preference. Further. I ntolc that Ana;la as replaced on the X815 compactotr hb tlo emploccs (ne of wholll subsequlh centil' quit). hoth of wilom % ere memniers f tile Unionll. 1 e olh ious ql estion is If A1tlya's assignmlenCt t1 jos otther thiIan the comnpac;or was so ollcrots anld diflicillt as to ca;llsc hin to quit alld was made because lie as a rietiber of the Ulnion. why II ould Rcspoidc tit assign two irlio adihereilts to tle job frouti hich Anaa;; wits renmoved? Therle would he more logic to Gieneral Counscl's case if Anaya were selected because he was a member of the Unlion or active oil its behalf and if others witholt tile same predliecationll vwere not assigned to Anaya;'s iOrnler joh. That. however. is not tle case. I am a Iare f Moncevais' adnission thllt A:la as a good worker atld a; good perator of rollers. MoliceCais wias free with his praise -evervone, to him. as a good orker. This is i stark conlr;ast to lo iland's desclription of Ani;a: in particular. that lie was not doinig is joh otn the nmachies It was obhvious also that hal particula;lrly annoyed Anal;ta. said I1o) land, as that sltake running was dri iing himi crazy, anld that 11; as the job he s;as trying to avoid. lowex er. it was Respondent's function to assign Anaya work, a d I see nothing ill the record which indicates that Anlaya's job assignment was solely to operate rollers. Rather. he was supposed to do the job assigned to hinm--whcther it hbe operating equipment. helping engineers. settig stakes. running stakes, or digging holes its a laborer. That lie did not like one job to ashich he aas assigned. and that he quit because of th;lt ;assignill nt. Is iot protected hi the Act and does not add up to a coll ructli vc discharge under Section 8(a)(3) of the Act. and his assigncniet to different duties was not calused h his union activities. oif which Responldent knew nothing J. Galin' A fllegd forc Oncrou lWorkitg Conditiont cnd I.cL's Disiratle Jo/h I. The Ibh) question Respondent argues that the amerndmentl to the complaint at the hearing alleging that Galvanl was gisen more onlerous work because of his unlion acti itics should not have been permitted. because it was barred by Section I(b) of the Act and "cannot he said to relate back" to the complaint's original allegationls. In R. J. Causev Coilstruction Co.. 241 NLRB 104() (1979). the Board adopted the following rule articulated by the United States Court of Appeals for the Second Circuit i N.:L.R.. v. Dinion Coil C(ompany. Ic.. 201 F.2d 484. 491 (1952): A nl)a adlll(It thaill hi, ahilllite a; aI operaitor oif sOlle equlipnltl. such as a. scraper. %%ere Ilitted. li t e allo .ilnlilted iope·r;itillg a hackhie and ia loader i' I making this ftildinig. I .im a are of konca us' tieollsleti testimiont Ihat the reason for Aal;la's ranster as Iil ha he had a dispute with his sr.uper.ir tio er. he tailli if tie eildence indlcarts no predisposition o keep Anllaia prl;laicnll ;; ) froml operatinlg roller. ratiher. the eriphasi of thie telinllony ai thllt AIna. ,is ilssigned 1o a lh lwhich apparentlt fll satisfied Repolndenl's leeds In Mlncalls' solrds. sonlmebxd had to dii it l.ceyldecker stalled Ihil sunic cploices perfirm the wlork of hoth operalors of eqtUilpitll 111d laborers 3( DECISIONS OF NATIONAL LABOR RELATIONS BOARD (a) A complaint, as distinguished from a charge, need not be filed and served within the six months, and may therefore be amended after the six months. (2) If a charge was filed and served within six months after the violations alleged in the charge, the complaint (or amended complaint), although filed after the six months, may allege violations not alleged in the charge if (a) they are closely related to the violations named in the charge, and (b) [they] occurred within six months before the filing of the charge. The charge herein, to be sure, says nothing about "more onerous" work. Indeed, it relates solely to Respondent's alleged discrimination against "and/or" termination of 13 named employees, "among others," because of their union activities. The 8(a)(1) violations are not detailed, but are instead included under the blanket printed portion of the charge, to wit: "By the above and other acts, the above- named employer has interfered with, restrained, and coerced employees in the exercise of the rights guaranteed in Section 7 of the Act." Respondent has not questioned the propriety of the allegations of the complaint concerning Anaya's being assigned to more onerous work and the statement made to an employee (Guerrero) that the reason Galvan was taken off the water truck was because he started the Union and was passing out union cards. The result of the statement (which I have not credited) was that Galvan was assigned to plant 200 oleanders, and he was subsequently joined on that job by Anaya. Because the two foregoing allegations proper- ly flowed from the charges, albeit in a most general way, clearly the Galvan incident is closely related to those "violations." Accordingly, I reject Respondent's contention that the amendment adding paragraph 20 to the complaint is barred by Section 10(b) of the Act. 2. The substance of the allegation For reasons similar to those expressed in my discussion of Anaya's claim, General Counsel has not made out his case charging Respondent with assigning to Galvan more oner- ous working conditions and a less desirable job. The incidents alleged to be unfair labor practices occurred several weeks before the election, and I am satisfied that Respondent did not know of Galvan's union activities at that time. Galvan testified that in the last week of January or the first week of February, Moncevais told Galvan to take his truck to the yard, park it, and, if he wanted to continue to work for Respondent, grab a shovel. Galvan reported to the dispatcher, who showed him where to get a pick, insisted that Galvan return his long-handled shovel in return for a short-handled shovel, and assigned him and employee Samuel Almanza to load oleander bushes in a pickup, take them to a site where Respondent was building a new yard, and plant them. Galvan worked there all week with Almanza and one of his sons; one of the sons was later taken off the job and was replaced by Anaya. After Galvan and his fellow employees had planted 200 bushes (and dug 200 holes), Galvan was assigned to clean out curbs, level the street that was being cut out, pick out rocks off of the street, and clean off the dirt and gravel that was left on the curb. Galvan also had to use his shovel to make sure that the gravel base of the street would be level with the curb after the asphalt was put on the street. In sum, Galvan was a laborer and not a truckdriver, his previous position. Because of Respondent's refusal to cross-examine Galvan, his testimony is unfortunately less than defined. It is unclear, for example, how long Galvan continued as a laborer and if he ever returned to driving a truck. Be that as it may, the more onerous working conditions about which General Counsel complains are directed to two facts: first, that Galvan had to use a short-handled shovel, which he stated created "bad strain," and, second, that he was assigned to laborer's work. It is difficult to assess the relative discomfort of using a shovel with a 3-foot handle as opposed to one with the longer, 4-5-foot handle. For those of us who are home gardeners, the shorter shovel may be a staple. Whether, when putting one's foot on the blade of a shovel, a body must bend more or less than with a longer shovel is subject to doubt. When lifting dirt, one does not hold on to the end of a 5-foot handle, but grabs the handle much closer to the blade. On the state of the record, it is impossible to hold, as a matter of law, that Respondent's insistence that Galvan use the shorter shovel constituted the imposition of a more onerous working condition. General Counsel offered no proof that Anaya and the Almanzas were using different shovels, and I find it likely that they were also using the short-handled shovels in light of Moncevais' testimony that Respondent's supply of shovels consisted almost exclusively of short-handled shovels. Finally, the General Counsel's case is fatally flawed by his failure to prove that the dispatcher who allegedly required Galvan to use a short-handled shovel was a supervisor or agent of Respondent or acting pursuant to the directives or desires of Respondent. In this posture, Respondent is not responsible for the dispatcher's actions. As to Galvan's being assigned to dig holes and to do laborer's jobs, there is no doubt that Galvan was involved in an accident involving his truck and that the front bumper was damaged; there is a dispute as to whether the hitch was also damaged. But there is no question that the blame for the accident was fixed by the police upon Galvan, although he seemed to argue at the hearing that he was not at fault. In any event, subsequently, the truck needed repairs, or at least it was laid up in the yard, and it was around that time that Galvan was reassigned to work as a laborer. Howland justified his transfer of Galvan by stating that he no longer trusted Galvan's ability to drive. In addition, he testified that Galvan was assigned primarily as a caliche or base truck checker, which required him to check loads as they came in on the Highway 59 job and to sign receipts, not a physically demanding job. Galvan did not deny this, and I find that Galvan attempted to maximize the difficulty of his job and its less desirable aspects by emphasizing the digging of holes, while omitting mention of some of the easier tasks he was assigned to, which may have made the job more desirable. ' I conclude that Galvan was assigned not to a more onerous and difficult job, but to a different job, as a result of '" In this respect. there is a similarity between the testimonies of Galvan and Anaya, the latter emphasizing that he was no longer assigned to work on a 40 LEYENDECKER PAVING, INC. his traffic accident, and not because of his union activities. There is a total lack of proof that Galvan was permanently assigned to the duties of a truckdriver,. and I am satisfied, on the basis of my credibility findings, based in part upon the demeanor of the witnesses, that Howland had ample reason, not based in any way upon Galvan's union membership or activities, for assigning Galvan to different duties. CONCLUSIONS OF LAW I. Leyendecker Paving, Inc., is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. roller, the job he obviously preferred. However, on cross.examination, Anaya conceded that after he was taken off the compactor, which required repairs, he still was assigned to numerous driving jobs. " His truck was subsequently driven by De Leon, a union member, and by Moreno, who was not a union sympathizer. '" In the event no exceptions are filed as provided by Sec. 102.46 of the 2. Brewery, Soft Drink, Grain, Flour, Candy, Industrial and Allied Workers, Local Union No. 1110, affiliated with International Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America, is a labor organization within the meaning of Section 2(5) of the Act. 3. Respondent did not engage in any of the unfair labor practices alleged in the complaint. Upon the entire record and upon the above Conclusions of Law and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: ORDER' The complaint is dismissed in its entirety. Rules and Regulations of the National Labor Relations Board, the findings, conclusions., and recommended Order herein shall, as provided in Sec 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes. 41 Copy with citationCopy as parenthetical citation