Lake Cable, Llc.v.Windy City Wire Cable and Technology Products, Llc.Download PDFPatent Trial and Appeal BoardFeb 19, 201413206053 (P.T.A.B. Feb. 19, 2014) Copy Citation Trials@uspto.gov Paper 11 571-272-7822 Entered: February 19, 2014 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ LAKE CABLE, LLC Petitioner v. WINDY CITY WIRE CABLE AND TECHNOLOGY PRODUCTS, LLC Patent Owner ____________ Case IPR2013-00528 Patent 8,424,795 ____________ Before JAMESON LEE, JOSIAH C. COCKS, and RICHARD E. RICE, Administrative Patent Judges. RICE, Administrative Patent Judge. DECISION Denying Institution of Inter Partes Review 37 C.F.R. § 42.108 Case IPR2013-00528 Patent 8,424,795 2 I. INTRODUCTION Lake Cable, LLC (“Lake Cable”) filed a petition (Paper 1, “Pet.”) requesting an inter partes review of claims 1-7 of U.S. Patent No. 8,424,795 B2 (Ex. 1001, “the ’795 patent”). In response, Windy City Wire Cable and Technology Products, LLC (“Windy City”), Patent Owner, filed a preliminary response (Paper 10, “Prelim. Resp.”). We have jurisdiction under 35 U.S.C. § 314. The standard for instituting an inter partes review is set forth in 35 U.S.C. § 314(a), which provides as follows: THRESHOLD -- The Director may not authorize an inter partes review to be instituted unless the Director determines that the information presented in the petition filed under section 311 and any response filed under section 313 shows that there is a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition. We determine that the information presented in the petition does not establish that there is a reasonable likelihood that Lake Cable would prevail in challenging the unpatentability of any one of claims 1-7 of the ’795 patent. Accordingly, we do not institute an inter partes review of any one of claims 1-7 of the ’795 patent. The petition is denied. A. Related Proceedings Lake Cable represents that it is unaware of any pending judicial or administrative matter that would affect, or be affected by, a decision in this proceeding. Pet. 1. Case IP Patent 8 T issued o A electrica spindle support rotatabl patent d A c p st a Id. at 1: F R2013-00 ,424,795 he ’795 pa n April 23 n aspect o l or comm of a cable s, respectiv y, the left iscloses th continuou arton, the anel of the ructure by xial passag 60-65. igure 1 of Fig 528 tent, titled , 2013. f the inven unication reel and d ely, exten and right e at: s axial pa left suppo carton, su means of eway. the ’795 p ure 1 is a p B. Th “Wire an tion of the s cable. E isposed in d from the nds of the ssageway rt, the sp ch that th inserting a atent is rep erspective 3 e ’795 Pat d Cable D ’795 pate x. 1001, 1 the carton bottom p cable spin is formed indle, the e containe n elongat roduced b view of a ent ispensing nt is a car :45-50. Th . Id. at 1:5 anel of the dle. Id. at through th right supp r may be e connecti elow: cable reel Container ton for dis e cable is 1-53. Lef carton for 1:56-60. e left pan ort and t affixed to ng rod thro container and System pensing wound on t and righ supportin The ’795 el of the he right another ugh the s,” the t g, Case IP Patent 8 A includes and righ shown i F A rotatabl substant R2013-00 ,424,795 s illustrate front pan t panel 31 n Figures igures 2 an Figure 2 i Figu s illustrate y support c ially cylin 528 d in Figur el 12, left . Ex. 100 2 and 2A. d 2A of th s an explod re 2A is a d in Figur able reel 2 drical bus e 1, cable panel 24, t 1, 2:48-3:2 e ’795 pa ed view o detail view es 1 and 2 02. Id. at hing, such 4 reel contai op panel 2 . Interior tent are rep f a cable r of the su , left caddy 3:25-33, 4 as bushing ner 11 com 6, bottom componen roduced b eel and su pport cadd 200 and :3-5. Eac 206 show prises ca panel 27, ts of conta elow: pport cadd y bushing right cadd h caddy h n in Figu rton 10, w rear panel iner 11 ar y, and y 204 as a re 2A, that hich 29, e fits Case IPR2013-00528 Patent 8,424,795 5 in central hole 208 of cable reel 202. Id. at 3:34-50. The ’795 patent discloses that, preferably, the panels of carton 10, the caddies, the cable reel, and the bushings are sized such that the carton interior prevents the cable reel from coming off of the bushings. Id. at 4:25-28. The caddies are capable of supporting “a columnar load” imposed by the weight of other reel containers placed on top of container 11. Id. at 4:15-18. As illustrated in Figure 1, container 11 has a free passageway all the way along axis X, from one side of carton 10 to the other, including left arbor hole 28 in the left carton panel, central hole 216 in caddy 200, central hole 208 in left cable reel flange 222, a central passageway between left cable reel flange 222 and right cable reel flange 224, central hole 216 in right caddy 204, and right arbor hole 28 in the right carton panel. Id. at 4:56-64. The ’795 patent discloses that container 11 may be affixed to another structure by inserting a rod through the axial passageway. E.g., id. at 5:2-50; Fig. 3. C. Exemplary Claim Claim 1, which is the sole independent claim, is reproduced below. 1. A container for dispensing electrical or communications cable comprising: a carton having a bottom panel with left and right sides, an upstanding left panel of the carton joined to the left side of the bottom panel, an upstanding right panel joined to the right side of the panel, and a top panel spaced from and parallel to the bottom panel, the top panel joined to the left and right panels; a cable reel including an elongate spindle on which electrical or communications cable is wound, the spindle having opposed left and right ends, the spindle adapted to rotate around a horizontal axis spaced from and parallel to the bottom panel of the carton; Case IPR2013-00528 Patent 8,424,795 6 a left support extending from the bottom panel to the top panel for rotatably supporting the left end of the cable spindle off of the bottom panel of the carton and for transmitting a columnar load from the top panel to the bottom panel, a right support extending from the bottom panel to the top panel for rotatably supporting the right end of the cable spindle and for transmitting a columnar load from the top panel to the bottom panel; and a continuous axial passageway formed through the left panel of the carton, the left support, the spindle, the right support and the right panel of the carton, such that the container may be affixed to another structure by means of inserting an elongate connecting rod through the axial passageway. D. Prior Art Relied Upon Lake Cable relies on the following prior art references: Bauer US 4,771,889 Sept. 20, 1988 Ex. 1002 Bass US 5,529,186 June 25, 1996 Ex. 1003 Barnett US 6,003,667 Dec. 21, 1999 Ex. 1004 Hultberg US 3,587,840 June 28, 1971 Ex. 1006 Hale US 5,642,812 July 1, 1997 Ex. 1007 Johnsen WO 00/44661 Aug. 3, 2000 Ex. 1008 Arnaiz EP 1 564 175 B1 Aug. 17, 2005 Ex. 1009 Carris Reels, Inc., Reel-In-A-Box (2006) (hereinafter “Carris”) (Ex. 1005), Internet Archive Wayback Machine, http://web.archive.org/web/20061020154116/http://www.carris.com/pro. The Quickspooler (hereinafter “Quickspooler”) (Ex. 1010), Internet Archive Wayback Machine, http://web.archive.org/web/200610202140224/http://www.quickspooler.com/ Case IPR2013-00528 Patent 8,424,795 7 E. The Alleged Grounds of Unpatentability Lake Cable challenges claims 1-7 of the ’795 patent based on the alleged grounds of unpatentability set forth in the table below: Reference(s) Basis Challenged Claims Bass, Johnsen, and Quickspooler § 103(a) 1-5 and 7 Barnett and Hultberg § 103(a) 1-5 and 7 Bauer and Arnaiz § 103(a) 1-7 Hale § 103(a) 1-7 Carris and Hale § 103(a) 1-7 II. ANALYSIS Lake Cable argues that at least claim 1 of the ’795 patent is unpatentable over any combination of a “Group A” reference and a “Group B” reference. Pet. 5. Lake Cable asserts that the “Group A” references, i.e., Bass, Barnett, Bauer, and Carris, “disclose every limitation in claim 1 other than holes in the outer panels of the container.” Id. at 5-9. Lake Cable asserts that the “Group B” references, i.e., Johnsen, Quickspooler, Hultberg, Arnaiz, and Hale, disclose holes in the outer panels of the container, but lack some other limitation of claim 1. Id. at 5-6, 9-13. Lake Cable classes Hale as a Group B reference, but asserts that Hale discloses or suggests all of the limitations of claim 1. Id. at 6 n.1. Lake Cable contends that “[i]t would have been obvious to have placed holes in the Group A references as a means to mount them on a rack or other dispensing system, as suggested by each Group B reference.” Id. at 6. Case IPR2013-00528 Patent 8,424,795 8 A. Claim Construction In an inter partes review, claim terms in an unexpired patent are interpreted according to their broadest reasonable construction in light of the specification of the patent in which they appear. 37 C.F.R. § 42.100(b); Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,766 (Aug. 14, 2012). Also, claim terms are given their ordinary and customary meaning, as would be understood by one of ordinary skill in the art in the context of the entire disclosure. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). Any special definition for a claim term must be set forth with reasonable clarity, deliberateness, and precision. In re Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994). 1. “Spindle” The specification uses the term “spindle” in accordance with its ordinary meaning as a horizontal axle that revolves on pin or pivot ends. See, e.g., MERRIAM WEBSTER’S COLLEGIATE DICTIONARY 1132-33 (10th ed. 1993). For example, the specification states: A cable reel is disposed in the carton and includes an elongate spindle on which electrical or communications cable is wound. The spindle has opposed left and right ends and is adapted to rotate around a horizontal axis that is spaced from and parallel to the bottom panel of the carton. Ex. 1001, 1:50-55. The broadest reasonable construction of the term “spindle,” in light of the specification, is a member with a horizontal rotational axis around which cable may be wound. Case IPR2013-00528 Patent 8,424,795 9 2. “A continuous axial passageway formed through . . . the spindle . . . ” In light of the specification, the claim term “a continuous axial passageway formed through . . . the spindle . . . ,” requires a free passageway all the way along the axis of the spindle. See id., 1:60-65; 2:56; 4:56-64; Fig. 1. 3. “Carton” Lake Cable contends that “carton” should be construed as “[t]he panel components of the container.” Pet. 17 (italics omitted). Windy City’s position is that Lake Cable’s proposed construction is confusing and that “carton” simply should be given its ordinary meaning. Prelim. Resp. 6. We agree with Windy City that “carton” should be given its ordinary meaning. Lake Cable’s proposed construction does not accord with the ordinary meaning of “carton,” because of its reference to “the container.” See Pet. 17 (original italics omitted) (emphasis added). The ordinary meaning of “carton,” in light of the specification, is a box- like container. E.g., Ex. 1001, 1:24-27, 47-50; 2:48-53; Fig. 1. 4. “Panel” Claim 1 requires a carton having “an upstanding left panel” and “an upstanding right panel.” Lake Cable contends that the term “panel” should be construed as “a face of the carton.” Pet. 18. Windy City’s position is that Lake Cable’s proposed construction is confusing and that “panel” should be given its ordinary meaning. Prelim. Resp. 6. We agree with Windy City that “panel” should be given its ordinary meaning. The ordinary meaning of “panel,” in light of the specification, is a separate or distinct part of a surface (see, e.g., MERRIAM WEBSTER’S COLLEGIATE DICTIONARY 839 (10th ed. 1993)), for example, a side, Case IPR2013-00528 Patent 8,424,795 10 top, or bottom wall of a box-like container (see, e.g., Ex. 1001, 1:24-27, 47-50; 2:48-53; 8:40-44; Figs. 1 & 9). 5. “Support” Claim 1 recites: [A] left support extending from the bottom panel to the top panel for rotatably supporting the left end of the cable spindle off of the bottom panel of the carton and for transmitting a columnar load from the top panel to the bottom panel, a right support extending from the bottom panel to the top panel for rotatably supporting the right end of the cable spindle and for transmitting a columnar load from the top panel to the bottom panel . . . . (Emphasis added). Lake Cable contends that the term “support” means “a rigid structure for rotatably supporting the cable spindle inside the carton.” Pet. 22 (emphasis omitted). Windy City states that it does not dispute Lake Cable’s proposed construction of “support” (Prelim. Resp. 7), and argues that, as construed by Lake Cable, “the ‘supports’ in [claim 1] of the ’795 Patent are not the side walls themselves but must be inside of and adjacent to the side walls” (id. at 29). We do not agree with Lake Cable’s proposed construction because it imports extraneous limitations into the claim, i.e., the term “support,” by itself, does not require capability to support the cable spindle inside the carton, as Lake Cable contends. Nor do we agree with Windy City that the term “support” requires a location inside of and adjacent to a side wall. To the extent that Wind City argues that the left and right supports in claim 1 are distinct from the left and right carton panels, respectively, we agree. As used in claim 1 and the specification, a “support” is a rigid structure that is capable of bearing a vertical load without buckling. See, e.g., Ex. 1001, 3:24-29; Case IPR2013-00528 Patent 8,424,795 11 3:64-4:5; Figs. 1 & 2. The “left support” and the “right support” are distinct from the separately-recited “left panel” of the carton and the “right panel” of the carton. See Becton, Dickinson & Co. v. Tyco Healthcare Group, LP, 616 F.3d 1249, 1254 (Fed. Cir. 2010) (“Where a claim lists elements separately, the clear implication of the claim language is that those elements are distinct components of the patented invention.”) (internal citations and quotations omitted)). 6. “Transmitting a columnar load from the top panel to the bottom panel” Lake Cable contends that “transmitting a columnar load from the top panel to the bottom panel” should be construed as “transmitting through the carton at least a portion of a vertical load placed on the carton.” Pet. 22 (emphasis omitted). Windy City disputes this construction because Lake Cable “offers no reason why ‘transmitting’ should be limited to transmitting a load ‘th[r]ough the carton.’” Prelim. Resp. 8. We agree with Windy City that Lake Cable’s proposed construction imports an extraneous limitation into the claim language, i.e., nothing in the claim language requires transmitting the load “through the carton,” as Lake Cable contends. The specification describes caddies or cable reel support structures 200, 204, which generally conform to the shape and dimensions of the left and right side panels of the carton. See Ex. 1001, 3:64‒4:2. As described in the specification, the caddies or cable reel support structures rest on an upper surface of the bottom panel of a carton and accept a columnar load imposed by other reel containers placed on top of the carton. See Ex. 1001, 4:5-18. According to this description, a columnar load imposed on the top panel of a carton is carried from the top panel to the bottom panel through the caddies or cable reel support Case IPR2013-00528 Patent 8,424,795 12 structures, rather than through the carton, contrary to Lake Cable’s proposed claim construction. For purposes of this decision, we construe “transmitting a columnar load from the top panel to the bottom panel,” in light of the specification, to mean bearing a vertical load placed on the top panel and carrying it to the bottom panel. 7. Other Terms1 All other terms in claims 1-7 are given their ordinary and customary meaning as would be understood by one with ordinary skill in the art and need not be construed explicitly at this time. B. Claims 1-5 and 7—Obviousness over Bass, Johnsen, and Quickspooler Lake Cable contends that claims 1-5 and 7 of the ’795 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Bass, Johnsen, and Quickspooler. 1. Bass Bass discloses a “boxed spool assembly” that “includes a spool assembly, a pair of end plates for supporting the spool assembly for rotation, and a box in which the spool assembly and end plates are placed.” Ex. 1003, Abstr. 1-4. As a part of the spool assembly, annular-shaped flanges 45 are mounted to the ends of 1 Lake Cable proposes constructions for the terms “caddy,” “bushing,” “payout slot,” and “elongate pass-through slot.” Pet. 18-23. However, these terms do not need to be construed explicitly at this time because they are not material to our decision. Cf. Vivid Techs., Inc. v. Am. Sci. & Eng'g, Inc., 200 F.3d 795, 803 (Fed.Cir.1999) (“[O]nly those terms need be construed that are in controversy, and only to the extent necessary to resolve the controversy.”). Case IP Patent 8 tubular- reprodu L not pres extend t referenc hole thr persuad R2013-00 ,424,795 shaped sp ced below Figure at both ake Cable ent in Bas hrough the e to “the h ough each ed that Ba 528 ool 44. Id : 4 is a pers ends by e the sp contends s is that th box pane oles in the of the end ss disclose . at 7:39-4 pective vi ndplates. ool assemb that “[t]he e holes in ls (Fig. 5) end plate plates. H s such a c 13 2, 59-67. F ew of a sp Figure 5 i ly placed only limit the end pla .” Pet. 7 ( s” suggest owever, a ontinuous igures 4 a ool assemb s a perspe inside a bo ation in cl tes (Fig. 4 emphasis a s that Bass s discussed hole. See nd 5 of B ly suppor ctive view x. aim 1 of th ) are not s dded). La discloses below, w Ex. 1003, ass are ted of e ’795 Pa hown to ke Cable’ a continu e are not Fig. 2B. tent s ous Case IP Patent 8 F Fig is a A centered of the p Id. at 5: the prot of polyc W the z-ax separate T end plug R2013-00 ,424,795 igures 2B ure 2B is a side view s depicted thereon; late and in 40-41, 55- rusion 34 arbonate m e are not is shown i s, and clo he spool a s, which c 528 and 3A of side view of the spo in Figure the arbor p cludes pro 67. Bass d and the cy aterial in persuaded n Figure 2 ses off, ho ssembly c onnect th Bass are r in partial ol assemb 2B, end p rotrudes p trusion 34 iscloses th lindrical si hollow ar that Bass B. Rather llow area 3 omprises e e flanges t 14 eproduced cross-sect ly showin late 30 inc erpendicu , on which at “[t]he a de 36 are h ea 38.” Id discloses a , Figure 2B 8. nd plugs 4 o the spoo below: ion of end g end plug ludes plate larly away the spool rea inside ollow to . at 6:42-4 hole thro appears 6, flanges l, each hav plate 30. 46 and cy 31 with a from the assembly of the inn avoid unne 5. ugh end p to show a 45, and sp e a centra Figure 3A linder 50. rbor 32 major surf can rotate er surface cessary us late 30 alo wall that ool 44; th l cylinder ace . s of e ng e 50, Case IPR2013-00528 Patent 8,424,795 15 as depicted in Figure 3A. Id. at 7:50-67. Protrusions 34 of end plates 30 are aligned with, and inserted in, cylinders 50 of end plugs 46, such that the spool assembly is supported at its ends by the end plates. Id. at 8:6-10. The spool assembly is loaded with wire or cable and placed in box 1 along with supporting end plates 30, before the top side of the box is closed. Id. at 8:1- 29. The size of the box is such that “the spool assembly cannot slip off of the respective protrusions 34 of the end plates 30.” Id. at 8:21-23. A user can break perforations marking a slot in a panel of the box to extract wire or cable from the box. Id. at 8:32-42. 2. Johnsen Johnsen discloses a box-like electrical-cord dispenser that uses opposite walls of the box itself, rather than separate end plates, to support the spool assembly off the bottom panel of the box. In particular, Johnsen discloses dispenser box 10 having opposite box walls 10a with respective through openings 32, 32a. Ex. 1008, 7:25-29. End pieces 34, 34a are inserted through the openings in the box and into the ends of tubular axle 24, which rotatably supports the spool assembly. Id. at 8:1-2. The spool assembly or “drum-shaped reel” comprises tubular core 12, laterally-limiting walls 14, 14a, and end plugs 22, 22a. Id. at 6:14- 25. Johnsen also discloses that, if tubular axle 24 is omitted from the dispenser box, the two end pieces 34, 34a take the place of the support axle. Id. at 8:15-18. Case IP Patent 8 F A passes c A compris caddies other.” R2013-00 ,424,795 igure 1 of Fig dis s Lake Ca ompletely s characte ing “a ree , suspende Id. at 13. 528 Johnsen is ure 1 show penser an ble conten through b rized by L l of wire su d by an ax reproduce s a persp d a drum-l ds, Johnse oth the ree 3. ake Cable spended b le that pas 16 d below: ective spli ike reel fo n disclose l and the b Quickspoo , Quickspo etween, a se[s] entire t view of a r an electr s a “centra ox.” Pet. ler oler disclo nd rotatab ly through box-like ical cord. lly-aligne 11. . ses a cabl le about, le from one d hole [tha e reel stan ft and righ side to th t] d t e Case IP Patent 8 A Th L O te E ’7 p n th Pet. 24- motivat a wire c G th h ‘a o R2013-00 ,424,795 Quickspo is figure, is a figure ake Cable ne skilled achings o xaminer [ 95 patent rior art b amely, “fo rough the 25 (citing ion is furth able reel.” iven that at Bass su ave been rbors’ at n an elong 528 oler figure which is r from page argues tha in the a f Bass and during pro ] when h elieved a r the purp passagew Ex. 1011, er shown Id. at 25. Bass and ggests ho obvious to ‘hollow ar ate connec is reprod eproduced 1 of Quic 4. Obv t: rt would h Johns[e]n secution o e issued r t the tim ose of pro ay if desir 49) (emph by Quicks Lake Cab Johns[e]n les by plac have inc ea’ 38, se ting rod. 17 uced below from page kspooler d iousness A ave been for the sa f an earli ejections e to show viding acc ed.” asis added pooler, wh le additio are directe ing perfor luded actu e Bass, Fig : 13 of Lak epicting a nalysis motivate me reason er applica combining continu ess for a ). Lake C ich teache nally argu d to the s ations in i al holes i . 2B) to a e Cable’s cable reel d to comb s expresse tion relate Bass wi ous passa shaft to be able asser s using su es that: ame purp ts panels, n the pan llow for m petition, stand. ine the d by the d to the th other geways, passed ts that “[t]h ch a shaft ose, and it would els (and ounting e on Case IPR2013-00528 Patent 8,424,795 18 Pet. 26 (emphasis added).2 A patent claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the claimed subject matter and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which the subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). Lake Cable’s arguments do not persuade us that the subject matter of claim 1 would have been obvious over Bass, Johnsen, and Quickspooler. In particular, the argued combination of those references does not disclose or suggest “a continuous axial passageway formed through the left panel of the carton, the left support, the spindle, the right support and the right panel of the carton,” as recited in claim 1. Johnsen, on which Lake Cable appears to rely for this limitation (Pet. 24-25), does not disclose or suggest a left support or a right support, much less a continuous axial passageway formed through such structures. Further, the function of the holes in the opposing carton panels of Johnsen is to support the spool assembly; in Bass, however, the end plates support the spool assembly. The panel holes in Johnsen, therefore, would not have suggested adding panel holes to Bass. Lake Cable’s obviousness analysis is not supported by “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006). While arguing that 2 The emphasized words in this quotation appear to acknowledge that arbors 32 of end plates 30 of Bass do not have holes at hollow area 38 and, therefore, that Bass does not disclose holes in the end plates, contrary to the argument on page 7 of the petition. Case IPR2013-00528 Patent 8,424,795 19 a reason for modifying Bass in the manner claimed would have been to provide access for a shaft to be passed through the recited passageway, if desired (Pet. 24- 26), Lake Cable does not explain clearly why a person of ordinary skill in the art at the time of the invention would have wanted to pass a shaft through the boxed spool assembly of Bass (or Johnsen). Quickspooler, furthermore, does not appear to add any relevant teaching to the combination of Bass and Johnsen, contrary to Lake Cable’s conclusory assertion. See Pet. 26-27. For example, we do not discern how Quickspooler’s teaching that a shaft or rod can be used to mount a reel of wire on a stand (see id. at 13), would have motivated any change to the dispenser box disclosed in Bass, wherein the spool assembly is mounted on end plates for support. For this same reason, Lake Cable’s general rationale of placing axial holes in the Group “A” references, as a means of mounting them on a rack or other dispensing system (id. at 6), would not appear to apply reasonably to Bass. In summary, Lake Cable has not articulated an adequate reason why one of ordinary skill in the art at the time of the invention would have modified Bass to include the recited passageway. Accordingly, with respect to Lake Cable’s contention that claim 1, and its dependent claims 2-5 and 7, are unpatentable under 35 U.S.C. § 103(a) as obvious over Bass, Johnsen, and Quickspooler, we are not persuaded that the information presented in the petition shows a reasonable likelihood that Lake Cable would prevail with respect to at least one of the challenged claims. See 35 U.S.C. § 314(a). Case IPR2013-00528 Patent 8,424,795 20 C. Claims 1-5 and 7—Obviousness over Barnett and Hultberg Lake Cable contends that claims 1-5 and 7 of the ’795 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Barnett and Hultberg. 1. Barnett Lake Cable contends that “a single embodiment of Barnett meets every limitation of claims 1-5 and 7 except that it lacks holes in the outer side panels” and that “even this missing limitation is taught by Barnett in a separate embodiment.” Pet. 29. As illustrated in Figure 1, Barnett discloses a first embodiment of a boxed spool assembly comprising spool 22, insert 28, tube (axle) 26, and container 30. Ex. 1004, 3:7-11. Spool 22 is placed over tube 26. Id. at 4:10-11. Insert 28 rests on the bottom of the container and functions to receive and support tube 26 in notches 48. Id. at 4:10-13. The container 30 includes trapezoidal-shaped retaining flaps 64, 66, with notches 72, 74, which extend downward from the top of the container to engage tube 26 and to hold insert 28 in place. Id. at 3:52, 4:19-21. Case IP Patent 8 F Fi L Barnett. 28’ that Figs. 1 & F containe are form axle 26’ R2013-00 ,424,795 igures 1 an gure 1 is a is a pers ake Cable Pet. 8; se is similar 5. igures 10, r 30 is mo ed in opp can pass 528 d 2 of Ba perspectiv pective vi also relies e Ex. 1004 to insert 2 11, and 12 dified to i osing side through th rnett are re e explode ew of the s on a seco , 2:44-45 8 in the fir of Barnet nclude a p walls 54, e punched 21 produced d view of ame embo nd embod . The seco st embodi t depict a air of perf 56, and siz -out holes. below: a first emb diment fu iment depi nd embod ment. Ex. fifth embo orated pun ed such th Id. at 5:1 odiment. lly assemb cted in Fig iment utili 1004, 4:3 diment, in ch-outs 11 at shaft po 5-45. Axl Figure 2 led. ure 5 of zes an ins 0-40, which 8, 120, wh rtion 110 e 26’ is ert ich of Case IP Patent 8 support extendin flaps 64 extendin F A portion fits over punched Unlike a L ‘hubs pr spool to Pet. 10 S walls of R2013-00 ,424,795 ed by trape g upward , 66 (whic g downw igure 10 o F s illustrate 112, and r reduced d -out holes xle 26 in ake Cable oject[ing] hold the s (quoting E imilar to J rectangul 528 zoidal-sha from the b h are the s ard from th f Barnett i igure 10 de d in Figur educed dia iameter p of the con Figure 1, a contends through a pool withi x. 1006, A ohnsen, di ar-shaped ped suppo ottom of t ame as the e top of th s reproduc picts the a e 10, solid meter por ortion 114 tainer by xle 26’ is 2 that “Hultb pertures in n the cont bstract). scussed ab container 22 rt flaps 12 he box, an retaining e box. Id ed below. xle of the axle 26’ i tion 114. I , such that flange por not a tube . Hultberg erg disclo the sides ainer in ro ove, Hultb 18 to supp 2, 124, wi d trapezoi flaps of th . at 5:31-3 fifth embo ncludes sh d. at 5:20 axle 26’ c tion 112 a . See id., F ses a ‘holl [and] into tatable rel erg’s disp ort spool 1 th notches dal-shape e first emb 6; Fig. 11 diment. aft portion -21. Lock an be held nd the lock ig. 10. ow contai an axial p ationship t enser 10 u 2. 126, 128, d retaining odiment), . 110, flan washer 11 between t washer 1 ner’ with assage in [ hereto.” tilizes the ge 6 he 16. a] Case IP Patent 8 F petition W passage spindle, that Bar would h Hultber outer sid obvious fifth em 1-4) “by Lake Ca R2013-00 ,424,795 igures 1 an , are repro Figure 1 phantom. ith respec way forme the right s nett and H ave consid g to the pr e panels.” for one of bodiment placing ‘ ble adds t 528 d 2 of Hu duced belo is a perspe Figure 2 t to the lim d through upport an ultberg “r ered it rea imary emb Pet. 29-3 ordinary (Figures 1 punchouts hat, “[t]o t ltberg, as r w: ctive view is a section 3. Obv itation of the left pa d the right elate to on sonable to odiment o 0. Lake C skill to com 0, 11, and 118 and 1 he extent a 23 eproduced of a dispe al view of iousness A claim 1 re nel of the panel of th e another, apply the f Barnett, able also bine the 12) with B 20’ in ‘sid ny further on page 9 nser show the dispe nalysis quiring “a carton, the e carton,” and that o continuou e.g., by po argues tha perforated arnett’s fi ewalls 54, motivatio of Lake C ing the sp nser of Fig continuou left supp Lake Cab ne skilled s passage king holes t it would punch-ou rst embod and 56.’” n is neede able’s ool in ure 1. s axial ort, the le contend in the art way of in Barnet have been ts of Barne iment (Fig Id. at 31. d, Hultbe s t’s tt’s s. rg Case IPR2013-00528 Patent 8,424,795 24 discloses ‘axial passage 24,’ which goes through the centerline of the entire dispenser assembly.” Id. (citing Ex. 1006, 1:67, Figs. 1 & 2). Lake Cable’s obviousness analysis is not supported by adequate reasoning with rational underpinning. First, Lake Cable has not stated explicitly how Barnett and Hultberg “relate to each other.” Pet. 29. While the two references have some common features, the spool support structures of the two references are significantly different. Instead of using opposing sidewalls of the container to support the spool assembly, as Hultberg does, Barnett’s first embodiment utilizes insert 28 and trapezoidal-shaped retaining flaps 64 and 66 to support the spool assembly. Lake Cable has not directed us to any teaching or suggestion stemming from the references themselves that would have led a skilled person to place axial holes in the sidewalls of Barnett’s first and second embodiments, or otherwise explained adequately why “one skilled in the art would have considered it reasonable to apply the continuous passageway of Hultberg to the primary embodiment of Barnett, e.g., by poking holes in Barnett’s outer side panels” (id. at 29-30). Lake Cable’s argument that Barnett discloses every limitation of claim 1 except holes in the outer side panels and that Hultberg discloses such holes, demonstrates little more than that each of the elements of the claimed subject matter was, independently, known in the prior art. Yet, the independent existence of the elements in various prior art references does not, itself, demonstrate that the combination of such elements is obvious. See KSR, 550 U.S. at 418 (stating “a patent composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art”). Case IPR2013-00528 Patent 8,424,795 25 Similarly, Lake Cable has not advanced an adequate reason for placing the punch-outs of Barnett’s fifth embodiment in the opposing sidewalls of Barnett’s first or second embodiment. See Pet 31. Lake Cable’s general argument that a reason to place holes in the first or second embodiment of Barnett (a Group “A” reference; see Pet. 7-8) would have been to mount it on a rack or other dispensing system (id. at 6), does not explain clearly or adequately why a person of ordinary skill in the art at the time of the invention would have wanted to mount Barnett’s boxed spool assembly on a rack or other dispensing system. Indeed, Barnett teaches that boxed spool assemblies that permit the spool to spin inside the box negate the need for external dispensing systems. Ex. 1004, 1:34-44. Accordingly, with respect to Lake Cable’s contention that claim 1, and its dependent claims 2-5 and 7, are unpatentable under 35 U.S.C. § 103(a) as obvious over Barnett and Hultberg, we are not persuaded that the information presented in the petition and the preliminary response shows a reasonable likelihood that Lake Cable would prevail with respect to at least one of the challenged claims. See 35 U.S.C. § 314(a). D. Claims 1-7—Obviousness over Bauer and Arnaiz Lake Cable contends that claims 1-7 of the ’795 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Bauer and Arnaiz. Lake Cable characterizes Bauer as a Group “A” reference (Pet. 6-7) and Arnaiz as a Group “B” reference (id. at 12). Lake Cable argues that “Bauer’s axial passageway goes through the spindle and end plates, but not through the box (panels).” Id. at 36. Lake Cable contends that “[o]ne of ordinary skill would have Case IP Patent 8 had the so as to F asserted obvious not supp not artic mountin W passage F A plates 1 spider 1 at 31-33 R2013-00 ,424,795 motivation allow for or essentia combinat ness analy orted by a ulate how g or ease e are not way that g igures 1 an Figure 1 d the rol s illustrate 5, which f 6 which su . 528 to place t mounting lly the sam ion of Bar sis, based dequate re the asserte of transpor persuaded oes throug d 2 of Ba epicts a ro l of casing d in Figur orm a fram pports a c he holes s or ease of e reasons nett and H on the ass asoning w d passage tation.” S , furthermo h the spin uer are rep ll of casing and the su es 1 and 2 e. Ex. 10 entral hub 26 hown in A transportat as discuss ultberg, w erted comb ith rationa way in Ba ee Pet. at re, that B dle. See id roduced b and a sup pport reel , roll 12 is 02, 4:29-3 18 on wh rnaiz into ion.” Id. ed above e determin ination of l underpin uer would 35. auer disclo . at 36. elow. port reel. in a dispe supported 1. “Each ich the rol the contai at 35. with respe e that Lak Bauer an ning. Lak have “allo ses an axi Figure 2 nsing cart at its two end plate 1 l 12 . . . is ner of Bau ct to the e Cable’s d Arnaiz, i e Cable d wed for al depicts on. ends by e 5 includes mounted.” er s oes nd a Id. Case IPR2013-00528 Patent 8,424,795 27 Lake Cable has not informed us, and we have not found, where Bauer discloses an axial passageway that goes through the spindle. As illustrated in Figures 1 and 2, the ends of the spindle extend beyond the sides of roll 12 and fit into the central hubs (cylindrical openings) of the two end plates. Bauer’s figures do not disclose an axial passageway. Accordingly, with respect to Lake Cable’s contention that claim 1, and its dependent claims 2-7, are unpatentable under 35 U.S.C. § 103(a) as obvious over Bauer and Arnaiz, we are not persuaded that the information presented in the petition shows a reasonable likelihood that Lake Cable would prevail with respect to at least one of the challenged claims. See 35 U.S.C. § 314(a). E. Claims 1-7—Obviousness over Hale Lake Cable contends that claims 1-7 of the ’795 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Hale. Lake Cable argues that Hale discloses a container for mounting a cable reel that “features ‘holes designated as 24, 44, 134 and 154 [that] fall into alignment [so that] a rod may be inserted through these four holes to enable the container to be hung.’” Pet. 10 (quoting Ex. 1007, 6:11-15) (citing Ex. 1007, Fig. 6). Case IP Patent 8 F A compris 2:46-48 respecti into con into the & 7B. T see id. a W passage passage 134 is v disclose argues t center o R2013-00 ,424,795 igures 1 an Figure in phant s illustrate es first tra . At the n vely, whic tainer 10 f page of Fi he oppos t 5:46-6:8 ith respec way forme way forme isible in F d as aligne hat “one o f the side p 528 d 7 of Ha 1 depicts a om. Figur d in Figur pezoidal a arrow base h are illus rom the tw gure 7), w ite side of ; Figs. 7, 7 t to the lim d through d by holes igure 1). W d with the f ordinary anels suc le are repr cardboard e 7 is a cr e 1, Hale’ rm 123 an of trapezo trated in F o folds ar hich hold the contain A, & 7B. itation of . . . the sp 24, 44, 1 hile ackn spindle a skill could h that the r 28 oduced be container oss-section s cardboar d second t idal arms igure 1. Id e two spin cable reel er is conf claim 1 re indle . . . , 34, and 15 owledgin nd does no simply re od would low. with a cab al view of d cable-an rapezoidal 123, 143 . at 2:48-5 dle portio 170. Id. a igured sim quiring “a ” Lake Cab 4. Pet. 40 g that “this t pass thro locate the pass throu le reel sh the conta d-parts co arm 143. are two fol 0. Extend ns 122, 14 t 2:51-53; ilarly. Id. continuou le relies o (pointing passagew ugh it,” L passagew gh the spi own iner. ntainer 10 Ex. 1007, ds 124, 14 ing inwar 2 (extendi see Figs. 7 at 3:36-67 s axial n the out that ho ay is not ake Cable ay toward ndle of the 4, dly ng A ; le the Case IP Patent 8 reel 170 of the p L W had suff panels s Cable c without signific through through holes 24 F Figure 7 formed R2013-00 ,424,795 .” Id. at 4 etition). ake Cable Lake Ca e are not icient reas uch that th ontends. I factual su ant differe a passage the spindl , 44, 134, urther, Lak above, do through . . 528 0-41 (refe ’s modifie ble’s mod persuaded on to “relo e rod wou d. at 41. L pport or te nce betwee way locate e”), as sho and 154, a e Cable’s es not sat . the spind rencing mo d Figure 7 ified Figur that a pers cate the p ld pass thr ake Cable chnical arg n hanging d toward t wn in mod s disclose proposed isfy the lim le . . .” (e 29 dified Fig of Hale is e 7 of Hal on of ordi assageway ough the s ’s argume ument, th cardboard he center ified Figu d in Hale. modificati itation “a mphasis ad . 7 of Hal reproduce e with hol nary skill toward th pindle of nt appears at there w containe of the side re 7 above on, as sho continuou ded), bec e as set for d below: e 134 reloc in the art w e center o the reel 17 merely to ould have r 10 by a r panels (so , and a ro wn in mod s axial pa ause the re th on page ated ould hav f the side 0,” as Lak assume, been no od inserted as to “pa d inserted ified ssageway located ho 41 e e ss in les Case IPR2013-00528 Patent 8,424,795 30 do not form a free passageway all the way along the axis of the spindle. See section II.A above. Lake Cable’s relocated hole 134, as shown in modified Figure 7 above, is offset from the rotational axis of the spindle of reel 170 (which is shown in phantom and identified as “170” in Figure 7 of Hale). We do not understand Lake Cable to contend that one of ordinary skill in the art would have relocated holes 24, 44, 134, and 154 to the very center of the side panels. See Pet. 41. In any event, Lake Cable has not explained why one of ordinary skill in the art would have had reason to do so. In particular, Lake Cable has not explained why one of ordinary skill in the art would have chosen to make an axial passageway through the center of Hale’s inwardly-extending, spindle mounting assemblies 32, 52, 122, 142. See Pet. 41; Ex. 1007, 2:51-53; 3:36-67; 5:46-6:8; Figs. 7, 7A, & 7B. Accordingly, with respect to Lake Cable’s contention that claim 1, and its dependent claims 2-7, are unpatentable under 35 U.S.C. § 103(a) as obvious over Hale, we are not persuaded that the information presented in the petition shows a reasonable likelihood that Lake Cable would prevail with respect to at least one of the challenged claims. See 35 U.S.C. § 314(a). F. Claims 1-7—Obviousness over Carris and Hale Lake Cable contends that claims 1-7 of the ’795 patent are unpatentable under 35 U.S.C. § 103(a) as obvious over Carris and Hale. Lake Cable acknowledges that the “reel-in-a-box” product of Carris “does not provide holes in the outer side panels of the box,” but argues that Hale remedies that deficiency, because “Hale teaches a continuous axial passageway for insertion of a bar or rod, Case IPR2013-00528 Patent 8,424,795 31 such as to suspend the container.” Pet. 43-44. For the reasons discussed in section E above, we are not persuaded that Hale teaches a continuous axial passageway for insertion of a bar or rod. Further, Lake Cable has not advanced sufficient reason to explain why a person of ordinary skill in the art would have wanted to suspend the Carris product from a bar or rod passing through an axial passageway, rather than through holes placed at a corner edge of the box, as taught by Hale. Accordingly, with respect to Lake Cable’s contention that claim 1, and its dependent claims 2-7, are unpatentable under 35 U.S.C. § 103(a) as obvious over Carris and Hale, we are not persuaded that the information presented in the petition shows a reasonable likelihood that Lake Cable would prevail with respect to at least one of the challenged claims. See 35 U.S.C. § 314(a). III. CONCLUSION For the forgoing reasons, we determine that the information presented in the petition and the preliminary response does not establish a reasonable likelihood that Lake Cable would prevail in showing the unpatentability of any one of claims 1-7 of the ’795 patent. IV. ORDER Accordingly, it is ORDERED that Lake Cable’s petition for inter partes review is denied, and no inter partes review will be instituted pursuant to 35 U.S.C. § 314(a) as to any Case IPR2013-00528 Patent 8,424,795 32 claim of the ’795 patent on any of the grounds of unpatentability alleged by Lake Cable in the petition. Case IPR2013-00528 Patent 8,424,795 33 For the PETITIONER: Robert E. Browne Mike R. Turner rbrowne@ngelaw.com mturner@ngelaw.com For the PATENT OWNER: Brian M. Berliner Brian M. Cook bberliner@omm.com bcook@omm.com Copy with citationCopy as parenthetical citation