L. F. Strassheim Co.Download PDFNational Labor Relations Board - Board DecisionsJun 3, 1968171 N.L.R.B. 916 (N.L.R.B. 1968) Copy Citation 916 DECISIONS OF NATIONAL LABOR RELATIONS BOARD L. F. Strassheim Company and International As- sociation of Machinists and Aerospace Workers, AFL-CIO. Case 9-CA-4476 June 3, 1968 DECISION AND ORDER BY CHAIRMAN MCCULLOCH AND MEMBERS FANNING AND ZAGORIA On March 8, 1968, Trial Examiner Lloyd Buchanan issued his Decision in the above-entitled proceeding, finding that the Respondent had en- gaged in and was engaging in certain unfair labor practices within the meaning of the National Labor Relations Act, as amended, and recommending that it cease and desist therefrom and take certain affirm- ative action, as set forth in the attached Trial Ex- aminer 's Decision . The Trial Examiner refused to consider allegations of certain other unfair labor practices covered by the complaint or by the amendments thereto, recommended dismissal without prejudice as to some of them, and made no specific recommendation for the disposition of others. Thereafter, the General Counsel and Respondent filed exceptions to the Trial Examiner's Decision and supporting briefs. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its powers in connection with this case to a three- member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and briefs, and the entire record in the case, and hereby adopts the findings, conclusions, and recommenda- tions of the Trial Examiner only to the extent con- sistent herewith: 1. We agree with the Trial Examiner that Respondent violated Section 8(a)(5) and (1) of the Act by refusing to bargain collectively with :ie cer- tified Union as the exclusive representative of the employees in the appropriate unit. 2. The Respondent admitted at the hearing that on October 3, 1967, it refused to furnish the Union with certain requested information,' and on Oc- tober 4, 1967, without notice to or consultation with the Union, it announced and initiated wage in- creases. In addition, Respondent and the General Counsel stipulated that on December 15, 1967, Respondent unilaterally initiated, announced, and granted a Christmas bonus to its employees.' While finding that Respondent had refused to supply the Union with the requested information, the Trial Ex- aminer failed to provide a remedy for this unlawful conduct or to pass upon the additional 8(a)(5) al- legations in the complaint, either by dismissal or by finding violations based upon Respondent's admis- sions. The fact that an employer contests the validi- ty of the Board's certification of a labor organiza- tion as the exclusive collective-bargaining represent- ative of its employees does not preclude a finding that any subsequent conduct in derogation of the duty to bargain is violative of Section 8(a)(5). As Respondent's refusal to supply the Union with rele- vant information and its unilateral grant of a wage increase and Christmas bonus tend to undermine and disparage the Union in the eyes of employees in the bargaining unit, we find that issuance of an order to offset the effects of these unlawful actions will effectuate the purposes of the Act.' 3. At the hearing the General Counsel and Respondent stipulated that on September 29, 1967, after the certification of the Union as statutory bar- gaining representative, Respondent's vice president, McLean, told a group of assembled employees that Respondent would not bargain with the Union. Although the Trial Examiner stated that the Board may, on the facts stipulated at the hearing, make findings of an independent violation of Section 8(a)(1), he dismissed this allegation, without preju- dice, along with three other allegations of indepen- dent 8(a)(1) violations denied by Respondent, without permitting litigation thereof. The Trial Examiner gave as his reason for dismissing the independent 8(a)(1) allegations that the former raised "relatively insignificant minutiae" and that the latter raised issues which would neces- sitate a hearing, thus precluding disposition by sum- mary judgment of the 8(a)(5) allegation that I The requested information included the name , classification , and wage rate of each bargaining unit employee , dates of his hire, last increase, and any transfer , a weekly list of new hires and separations , and copies of all employee benefit programs , job evaluation systems, production standards systems, and employee plant rules 2 At the hearing , the Trial Examiner allowed the General Counsel to amend the complaint by adding, as paragraph 9(f), the allegation that Respondent unilaterally initiated, announced , and granted the Christmas bonus on December 15, 1967 3 See, for example , Indianapolis Glove Company, Inc, 167 NLRB 479, where the Trial Examiner found 8 ( a)(5) violations in both the respondent's technical refusal to bargain and its subsequent increase in wage rates and incentive benefits In that case , as here, the parties stipulated that respon- dent granted the increase without notifying the union, and refused to recognize the certified union, the Trial Examiner granted summary judgment based on these stipulations 171 NLRB No. 132 L. F. STRASSHEIM COMPANY Respondent refused to recognize and bargain after certification. He espoused the view that the ad- vantages of the prompt determination of em- ployees' rights to representation outweighed any disadvantages inherent in his dismissing the allega- tions of independent violations of Section 8(a)(1). While summary judgment is an expedient and ef- fective procedure for testing the Board's certifica- tion in court, the existence of such a procedure does not free a respondent to engage in conduct hostile to the union and to the Section 7 rights of employees while such litigation is pending, and thereby undermine the very purpose of the certifi- cation. Accordingly, we reject the Trial Examiner's proposed disposition of these allegations. On the basis of Respondent 's admission at the hearing that it informed assembled employees that it would not bargain with the certified Union, we find that Respondent violated Section 8(a)(1) of the Act. As Respondent denied commission of additional acts alleged to be violative of Section 8(a)(1), we shall order such allegations be severed from those deter- mined herein, and that the proceeding be remanded to the Regional Director for Region 9 to expedi- tiously arrange for the reopening of the record in the above-entitled proceeding for a further hearing before a Trial Examiner for the purpose of taking evidence bearing upon such allegations. ADDITIONAL CONCLUSIONS OF LAW Delete paragraphs 5 and 6 from the Trial Ex- aminer's Conclusions of Law and substitute the fol- lowing: 5. By refusing to furnish certain relevant data to the Union and by unilaterally announcing and im- plementing the wage increases and a Christmas bonus , Respondent has engaged in and is engaging in unfair labor practices within the meaning of Sec- tion 8(a)(5) and (1) of the Act. 6. By the conduct of its vice president on Sep- tember 29, 1967, in telling a group of assembled employees that Respondent would not bargain with the Union, Respondent has engaged in and is en- gaging in unfair labor practices within the meaning of Section 8(a)(1) of the Act. 7. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the meaning of Section 2(6) and (7) of the Act. THE REMEDY Having found that Respondent has engaged in various unfair labor practices affecting commerce, we shall order that it cease and desist therefrom and take certain affirmative action designed to ef- 917 fectuate the policies of the Act. Nothing herein contained shall be construed as requiring the Respondent to revoke any wage increase or Christ- mas bonus heretofore granted. Having found that the Respondent failed to bar- gain with the Union in good faith, among other things, by refusing to furnish certain data to the Union and by unilaterally granting wage increases and a Christmas bonus, we shall order that, upon request, Respondent furnish relevant requested data to the Union, and that Respondent, upon request, bargain collectively in good faith with the Union, regarding rates of pay, wages, hours of em- ployment, and other terms and conditions of em- ployment, and, if an understanding is reached, em- body such understanding in a signed agreement. Because of Respondent's failure to bargain in good faith, its unilateral actions, its refusal to furnish relevant information regarding wages and other terms and conditions of employment, and its official's statement to employees that it would not bargain with the Union, it is reasonable to consider that Respondent in the future, unless specifically enjoined, may deny its employees their statutory rights not only in these ways but in other ways as well. Therefore, we shall also order Respondent to cease and desist from in any other manner interfer- ing with, restraining, or coercing its employees in the exercise of their rights graranteed by Section 7 of the Act. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby orders that the Respon- dent, L. F. Strassheim Company, Bowling Green, Kentucky, its officers, agents, successors, and as- signs , shall: 1. Cease and desist from: (a) Refusing to bargain collectively with respect to rates of pay, wages, hours of employment, or other conditions of employment with International Association of Machinists and Aerospace Workers, AFL-CIO, as the exclusive representative of all its employees in the following appropriate unit: All production and maintenance employees of the Company at its Bowling Green, Kentucky, plant, excluding all office clerical employees, professional employees, guards, and super- visors as defined in the Act. (b) Unilaterally instituting a Christmas bonus and other changes in wages, rates of pay, or other terms and conditions of employment of its em- ployees in the above-described appropriate unit without first consulting and bargaining with the Union, except that nothing herein contained shall 918 DECISIONS OF NATIONAL LABOR RELATIONS BOARD be construed as requiring the Respondent to revoke the Christmas bonus or any wage increase it has heretofore granted. (c) Refusing to furnish to said labor organiza- tion , on request , the data described in paragraph 2(b) of this Order. (d) Telling employees that the Respondent will not bargain with the Union or otherwise interfering with the right of employees to bargain collectively through representatives of their own choosing. (e) In any other manner interfering with, restraining , or coercing employees in the exercise of their right to self-organization , to form , join, or assist any labor organization , to bargain collectively with representatives of their own choosing, to en- gage in concerted activities for the purpose of col- lective bargaining or other mutual aid or protec- tion , or to refrain from any or all such activities. 2. Take the following affirmative action, which the Board finds will effectuate the policies of the Act: (a) Upon request, bargain collectively with the above-named labor organization as the exclusive representative of the employees in the above- descrived appropriate unit with respect to rates of pay, wages , hours of employment , and other terms and conditions of employment , and, if an un- derstanding is reached , embody such understanding in a signed agreement. (b) Upon request, make available to the Union data concerning the name, classification , and wage rate of each employee in the bargaining unit; dates of his hire , last increase , and any transfer ; a weekly list of new hires and separations; and copies of or complete information concerning all employee benefit programs , job evaluation systems, produc- tion standards systems, and employee plant rules. (c) Post at its plant in Bowling Green , Kentucky, copies of the attached notice marked "Appendix."4 Copies of said notice, to be furnished by the Re- gional Director for Region 9, after being duly signed by the Respondent 's representative, shall be posted by Respondent immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereafter , in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by Respon- dent to insure that said notices are not altered, defaced , or covered by any other material. (d) Notify the Regional Director for Region 9, in writing, within 10 days from the date of this Order, what steps have been taken to comply herewith. ' In the event that this Order is enforced by a decree of a United States Court of Appeals , there shall be substituted for the words " a Decision and Order" the words "a Decree of the United States Court of Appeals Enforc- ing an Order." IT IS FURTHER ORDERED that the unresolved al- legations of 8(a)(1) violations be, and they hereby are, severed, that the record in the above-entitled proceeding be reopened, and that a further hearing be held before a Trial Examiner for the purpose of taking evidence on the allegations of the complaint, as amended, with respect to the Respondent's inde- pendent violations of Section 8(a)(1). IT IS FURTHER ORDERED that this proceeding be remanded to the Regional Director for Region 9 for the purpose of arranging such further hearing, and that the said Regional Director be, and he hereby is, authorized to issue notice thereof. IT IS FURTHER ORDERED that , upon conclusion of such supplemental hearing , the Trial Examiner shall prepare and serve on the parties a Supplemental Trial Examiner 's Decision containing findings of fact , conclusions of law , and recommendations based upon the evidence received pursuant to the provisions of this Order, and that, following the ser- vice of such Supplemental Decision upon the parties, the provisions of Section 102.46 of the Board 's Rules and Regulations shall be applicable. APPENDIX NOTICE TO ALL EMPLOYEES Pursuant to a Decision and Order of the National Labor Relations Board and in order to effectuate the policies of the National Labor Relations Act, as amended , we hereby notify our employees that: WE WILL NOT refuse to bargain collectively in good faith with International Association of Machinists and Aerospace Workers, AFL-CIO, as the exclusive bargaining representative of our employees, by refusing to provide it with information relevant to bargain- ing; nor will we unilaterally grant a Christmas bonus or wage increases without consulting with said Union ; except that nothing herein contained shall be construed as requiring us to revoke any Christmas bonus or wage increase that we have heretofore granted. WE WILL NOT tell employees that we will not bargain with the International Association of Machinists and Aerospace Workers, AFL-CIO, or in any other manner interfere with , restrain , or coerce our employees in the exercise of their right to self-organization, to form , join, or assist any labor organization, to bargain collectively through representatives of their own choosing , to engage in concerted ac- tivities for the purpose of collective bargaining or other mutual aid or protection , or to refrain from any or all such activities. L. F. STRASSHEIM COMPANY WE WILL bargain , upon request , with Inter- national Association of Machinists and Aerospace Workers , AFL-CIO, as the exclu- sive bargaining representative of all employees in the bargaining unit described herein with respect to rates of pay, hours of employment, or other conditions of employment , and em- body in a signed agreement any understanding reached . The bargaining unit is: All production and maintenance em- ployees of the Company at its Bowling Green , Kentucky , plant , excluding all of- fice clerical employees , professional em- ployees, guards, and supervisors as defined in the Act. WE WILL, upon request, make availabe to the Union data concerning the name, classifi- cation , and wage rate of each employee in the bargaining unit ; dates of his hire, last increase, and any transfer ; a weekly list of new hires and separations ; and copies of or complete infor- mation concerning all employee benefit pro- grams, job evaluation systems, production stan- dards systems , and employee plant rules. L. F. STRASSHEIM COMPANY (Employer) Dated By (Representative ) (Title) This notice must remain posted for 60 consecu- tive days from the date of posting and must not be altered , defaced , or covered by any other material. If employees have any question concerning this notice or compliance with its provisions, they may communicate directly with the Board 's Regional Office, Room 2407 , Federal Office Building, 550 Main Street , Cincinnati , Ohio 45202, Telephone 684-3686. TRIAL EXAMINER'S DECISION LLOYD BUCHANAN, Trial Examiner: Admitting its refusal to bargain, the Company here would test the Board's procedure and certification of the Union on September 19, 1967, as the exclusive collective- bargaining representative of all of the employees in the unit. The facts of appropriate unit, certification, and request and refusal to bargain are admitted. The charge was filed herein on October 13, 1967; the complaint , as amended , issued on December 1, 1967. The case was tried before me at Bowling Green, Kentucky, on February 1, 1967. Pursuant to leave granted to all parties , a brief has 919 been filed by the Company. The Company's motion to correct record is denied. While the items covered by subpenas were sought in the instant case , 9-CA-4476, they relate to the representation proceeding and are thus "materials in Case Number 9-RC-6968." In addition to violation thereby of Section 8(a)(5) and (1) of the National Labor Relations Act, as amended, 73 Stat. 519, the complaint, as amended, alleges that at the time of or since the request or refusal to bargain the Company has further violated Section 8(a)(1) by telling em- ployees that the Company would not bargain with the Union and thereafter threatening two em- ployees with discharge because of their union ac- tivities. The facts concerning the Company's status as a Wisconsin corporation, the nature and extent of its business, and its engagement in commerce within the meaning of the Act are admitted; I find and conclude accordingly. I also find and conclude that, as admitted, the Union is a labor organization within the meaning of the Act. On or about September 25, 1967, the Union requested the Company to recognize and bargain with it as collective-bargaining representative for the employees in an admittedly appropriate unit, and that it submit certain described information to it. The Company thereafter refused, claiming that the Board's certification of the Union was void for various reasons as stated and that the Company was under no legal obligation to bargain or to submit the requested information. The Company's position is based on the conten- tion that the Union's conduct during the election campaign was improper and that the Board's procedure was invalid; and that a hearing was required in the instant proceeding. The Company's contention, and arguments in support thereof, was considered in the representation case and was there rejected; no matters in connection therewith have here been offered for consideration which were not or could not have been presented in the representa- tion proceeding. It is neither my function nor my right to review the Board's determinations. Accepting its certifica- tion, and the request and refusal to bargain, as well as the refusal of the requested information being admitted, I would find a refusal to bargain in viola- tion of Section 8(a)(5) and (1).' Although these facts had previously been declared and the Com- pany's rights under earlier exceptions were fully preserved, the Company was again given full oppor- tunity to state its position and to detail alleged er- rors by the Regional Director and the Board in the representation proceeding. But what is normally made the subject of a mo- tion for summary judgment without a trial was here ' Realist, Inc , 142 NLRB 573, enfd 328 F 2d 840, cert denied 377 U S 994 920 DECISIONS OF NATIONAL LABOR RELATIONS BOARD complicated by the General Counsel's inclusion of two items of so-called independent violation of Sec- tion 8(a)(1): that the Company told employees of the refusal to bargain charged to it, declaring that it would not bargain, and that it thereafter threatened two employees, as noted. The answer declares as an additional reason for hearing on the representation issues the fact that a hearing must be held on the issues of independent interference. As I pointed out at the hearing, my concern is not with the wisdom or advisability of the General Counsel's procedure. But employees' rights to representation are involved as is the Com- pany's right to a prompt decision on the questions which it has raised in the representation case and here with respect to the alleged refusal to bargain. My concern is with prompt determination of those rights without delay on account of relatively insig- nificant minutiae. I further noted at the trial that the delay and'expense involved in a trial might have been avoided if the bargaining issue were suscepti- ble to a motion for summary judgment. My sug- gestion that the General Counsel move to withdraw his allegations of independent violation of Section 8(a)(1) having been rejected, I dismissed those al- legations without prejudice.' This is a procedural matter. I need not say that I would discourage such practice by the General Counsel. But to the extent that I (or the Board) may control our trial procedure, I would not reward the practice by an attitude of let's-take-it-as-long- as-we're-here. We should not be "here"; and the rights of those most intimately involved are still to be considered. Were I to wait for the Board to de- cide the procedure to be followed, it would be too late for decision on the question as it here arose: Board action would necessarily be subsequent to the trial and consequent delay. Nor has there been an interim appeal from my ruling at the trial to forestall issuance of the instant decision. I am mindful of the fact that the General Coun- sel, and not a party, determines what issues are to be presented to the Board.' But whether an issue once presented must be passed upon by the Board is another matter. Witness, for example, the Board's right to dismiss and defer to arbitration, or otherwise leave the parties to a remedy under con- tract without itself passing on the issues presented to it.' In the instant case the dismissal has been without prejudice; a hearing, if held, can cover items which the General Counsel proposed to add and still other violations which he told us are occur- ring: the implication being that, given time, there would be an unfolding panorama of violations. The desideratum of speedy determination of respective Should the Board decide to encourage or permit the procedure fol- lowed by the General Counsel, it may on the facts stipulated at the trial make findings of independent violation of Section 8(a)(1)-"as the Trial Examiner has indicated " rights where bargaining is sought and awareness in procedure point to the practice here followed. The General Counsel may, himself, without exception, accept the ruling when it is presented to him. My reasons for dismissal were modified, but only slightly so, by the Company's admission of the facts alleged concerning independent interference. The objection remains to holding a hearing on other facts (denied and placed in issue by the Company) alleged and hopefully to be included in amend- ments offered by the General Counsel at the hear- ing; and basically to scheduling a hearing under the circumstances. With no reflection on the General Counsel, I do not believe that he or anyone should play ducks and drakes with the Board's processes. As to the new matter urged by the General Coun- sel in proposed amendments to the complaint, we could reasonably anticipate claims of surprise with respect to each new item and consequent postpone- ment or other delay especially since the General Counsel promised that he would take very little time with proof of such items; the Company would have correspondingly little time to hear and prepare to meet those items. The General Counsel, if not always his represent- atives, certainly considers the public relations as well as the technical aspect of his moves. Where the immediate necessity for action does not clearly appear, I would not, since the conduct and effect of a trial are my own concern and responsibility, ex- acerbate the outraged feelings of the Company as they were apparent to me, whatever the basis or lack of basis for such feelings. That time was spent in discussing in detail the independent interference alleged and the additional items offered by amend- ment is to be regretted. But if the greater waste is to be avoided in the future, a complete record in that respect was necessary in view of the novelty of the procedure and the dismissal. I would not intrude on functions which are not mine . Indeed, I may not and do not offer gratuitous advice to the Board, or to my colleagues. But to the extent that the General Counsel's policies affect my own and the Board's functions, I do presume to offer the suggestion that cases which apparently lend themselves to disposition by a motion for sum- mary judgment for refusal to bargain after certifica- tion be not, without sufficient reason, cluttered up with other issues which demand a hearing. It may even be that my procedure at the hearing con- stituted one of the "decisive actions to improve ... internal case-handling procedures" shortly thereafter called for by Chairman McCulloch.5 Cer- tainly if "the harmful consequences of delay may be especially harsh" in 8(a)(5) cases, I have at- ' ! U E v N L R.B. [Neco Electrical Products Corporation], 289 F 2d 757, 762 (C.A.D C ) Spielberg Manufacturing Company, 112 NLRB 1080, 1082 ` Federal Bar Association and the George Washington University Na- tional Law Center Labor Relations Institute, February 15, 1968 L. F. STRASSHEIM COMPANY 921 tempted to avoid delay while preserving the rights of all concerned. It is clear that the question of company subpenas was covered by the Regional Director and the Board 's Decision in the representation proceeding. These were now new in form only and to the extent that they were referred to me. I granted the mo- tions to quash the subpenas. Also, as noted, the Company has maintained that a hearing on the General Counsel's allegations of more recent interference in violation of Section 8(a)(1) could readily and should be expanded to take testimony on the refusal-to-bargain issue. A hearing, if held, on independent interference would not warrant what, as indicated above, is not other- wise warranted; but in any event we received no testimony. The Company further objected that the dismissal of the 8(a)(1) allegations was without prejudice. The possibility of renewal of these allegations is not sufficient reason for postponing determination of the main issue, especially since the General Coun- sel was already seeking to add allegations by amendment and if, as he told us, the independent violations have continued so that further allegations might later be added. Lest what is clear on the record be misun- derstood, misconstrued, or overlooked, I also point out that counsel for the Company voluntarily limited his offer of proof as he realized that the facts which he cited were covered in the Regional Director 's Decision and the Board 's Decision, to which he had taken exception. Upon the basis of the entire record in the case, I make the following: FINDINGS OF FACT AND CONCLUSIONS OF LAW 1. International Association of Machinists and Aerospace Workers, AFL-CIO, is a labor organiza- tion within the meaning of the Act. 2. All production and maintenance employees of the Company at its Bowling Green, Kentucky, plant, excluding all office clerical employees, professional employees, guards, and supervisors as defined in the Act, constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act. 3. The Union was, on September 19, 1967, and at all times since has been, the exclusive bargaining representative within the meaning of Section 9(a) of the Act of all employees in the aforesaid unit for the purposes of collective bargaining. 4. By refusing, since October 3, 1967, to bargain collectively with the Union as the exclusive representative of the employees in the appropriate unit, the Company has engaged in and is engaging in unfair labor practices within the meaning of Sec- tion 8(a)(5) of the Act. 5. By such refusal to bargain, thereby interfering with , restraining , and coercing its employees in the exercise of rights guaranteed in Section 7 of the Act, the Company has engaged in and is engaging in unfair labor practices within the meaning of Sec- tion 8(a)(1) of the Act. 6. The aforesaid unfair labor practices are unfair labor practices affecting commerce, within the meaning of Section 2(6) and (7) of the Act. [Recommended Order omitted from publica- tion. ] Copy with citationCopy as parenthetical citation