Kyung Bo NAM et al.Download PDFPatent Trials and Appeals BoardFeb 1, 20212020002406 (P.T.A.B. Feb. 1, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/217,588 08/25/2011 Kyung Bo NAM 16634-000079/US 6281 30593 7590 02/01/2021 HARNESS, DICKEY & PIERCE, P.L.C. P.O. BOX 8910 RESTON, VA 20195 EXAMINER OSMAN BILAL AHME, AFAF ART UNIT PAPER NUMBER 3682 NOTIFICATION DATE DELIVERY MODE 02/01/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): dcmailroom@hdp.com jcastellano@hdp.com jhill@hdp.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte KYUNG BO NAM and CHOONG HEE LEE Appeal 2020-002406 Application 13/217,588 Technology Center 3600 Before LARRY J. HUME, MELISSA A. HAAPALA, and JOYCE CRAIG, Administrative Patent Judges. PER CURIAM Opinion Dissenting filed by Administrative Patent Judge HUME. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision rejecting claims 1–2, 4–9, and 11–14, which are all claims pending in the application. Appellant has canceled claims 3 and 10. See Appeal Br. 30 et seq. (Claims App.). We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as NHN Corporation. Appeal Br. 2. Appeal 2020-002406 Application 13/217,588 2 STATEMENT OF THE CASE2 The claims are directed to an internet telematics service providing system and method for providing personalized and social information. See Spec. (Title). In particular, Appellant’s disclosed embodiments and claimed invention “relate to an Internet telematics service providing system and method that may provide personalized point of interest (POI) information using various types of Web information.” Spec. ¶ 3. Exemplary Claim Claim 1, reproduced below, is representative of the subject matter on Appeal (emphases added to dispositive limitations): 1. A server configured to provide various information to a telematics system installed in a vehicle, the server comprising: a memory having computer readable instructions stored thereon; and at least one processor configured to execute the computer readable instructions to, obtain interest information indicating interests of a driver of the vehicle, the interest information being obtained by, extracting a plurality of keywords from at least one of online communities and social media accounts associated with the driver, a bookmarked website associated with the driver, a website associated with the driver, interest information of an operator of the website 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed Mar. 15, 2019); Reply Brief (“Reply Br.,” filed Feb. 6, 2020); Examiner’s Answer (“Ans.,” mailed Dec. 12, 2019); Final Office Action (“Final Act.,” mailed Oct. 19, 2018); and the original Specification (“Spec.,” filed Aug. 25, 2011). Appeal 2020-002406 Application 13/217,588 3 associated with the driver, a search history of a search engine, and a history in the telematics system, and determining interests of the driver based on an extraction frequency for each of the plurality of keywords, receive, in real-time, at least one of a location and a travel route from the telematics system installed in the vehicle, extract, in real-time, points of interest (POI) information corresponding to the interest information and the at least one of the location and the travel route from the telematics system, the POI information including POIs proximate to at least one of the location of the telematics system installed in the vehicle and the travel route of the vehicle, provide, in real-time, the POI information to the telematics system, and instruct, in real-time, the telematics system installed in the vehicle to display the POI information on a map screen with a marker on the map screen, the POI information including at least one of a location information of at least one of the POIs, a telephone number of at least one of the POIs, and an address of at least one of the POIs. REFERENCES The prior art relied upon by the Examiner as evidence is: Name Reference Date Steele et al. (“Steele”) US 2002/0046084 A1 Apr. 18, 2002 Zilka US 2012/0046864 A1 Feb. 23, 2012 Appeal 2020-002406 Application 13/217,588 4 REJECTIONS R1. Claims 1, 2, 4–9, and 11–14 stand rejected under 35 U.S.C. § 101 because the claimed invention is directed to patent-ineligible subject matter. Final Act. 11. R2. Claims 1, 2, 4–9, and 11–14 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Steele and Zilka. Final Act. 13. ISSUES AND ANALYSIS In reaching this decision, we consider all evidence presented and all arguments actually made by Appellant. To the extent Appellant has not advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv). Based upon our review of the record, we find a preponderance of the evidence supports particular arguments advanced by Appellants with respect to obviousness Rejection R2 of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 103(a) for the specific reasons discussed below. However, we disagree with Appellant’s arguments with respect to Rejection R1 of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 101 and, unless otherwise noted, we incorporate by reference herein and adopt as our own: (1) the findings and reasons set forth by the Examiner in the action from which this appeal is taken, and (2) the reasons and rebuttals set forth in the Examiner’s Answer in response to Appellant’s arguments. We highlight and address specific findings and arguments regarding claim 1 for emphasis as follows. Appeal 2020-002406 Application 13/217,588 5 1. § 101 Rejection R1 of Claims 1, 2, 4–9, and 11–14 Issue 1 Appellant argues (Appeal Br. 9–20; Reply Br. 2–6) the Examiner’s rejection of claim 1 under 35 U.S.C. § 101 as being directed to patent- ineligible subject matter is in error. These contentions present us with the following issue: Under the USPTO’s Revised Guidance, informed by our governing case law concerning 35 U.S.C. § 101, has Appellant persuasively argued that claim 1 is patent eligible under § 101? Principles of Law A. 35 U.S.C. § 101 An invention is patent-eligible if it is a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101.3 However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 70 (2012) (brackets in original) (citing Diamond v. Diehr, 450 U.S. 175, 185 (1981)). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 217–18 (2014) 3 This threshold analysis of whether a claim is directed to one of the four statutory categories of invention, i.e., a process, machine, manufacture, or composition of matter, is referred to as “Step 1” in the USPTO’s patent- eligibility analysis under § 101. MPEP § 2106. Appeal 2020-002406 Application 13/217,588 6 (citing Mayo, 566 U.S. at 75–77). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk . . . .”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diehr, 450 U.S. at 191); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1853))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). Abstract ideas may include, but are not limited to, fundamental economic practices, methods of organizing human activities, and mathematical formulas or relationships. Alice, 573 U.S. at 217–21. Under this guidance, we must therefore ensure at step one that we articulate what the claims are directed to with enough specificity to ensure the step one inquiry is meaningful. Id. at 217 (“[W]e tread carefully in construing this exclusionary principle lest it swallow all of patent law.”). Appeal 2020-002406 Application 13/217,588 7 Examples of claims that do not recite mental processes because they cannot be practically performed in the human mind include: (a) a claim to a method for calculating an absolute position of a GPS receiver and an absolute time of reception of satellite signals, where the claimed GPS receiver calculated pseudoranges that estimated the distance from the GPS receiver to a plurality of satellites, SiRF Technology, Inc. v. International Trade Commission, 601 F.3d 1319, 1331–33 (Fed. Cir. 2010); (b) a claim to detecting suspicious activity by using network monitors and analyzing network packets, SRI Int’l, Inc. v. Cisco Systems, Inc., 930 F.3d 1295, 1304 (Fed. Cir. 2019); and (c) a claim to a specific data encryption method for computer communication involving a several-step manipulation of data, Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1149 (Fed. Cir. 2016) (distinguishing TQP Development, LLC v. Intuit Inc., 2014 WL 651935 (E.D. Tex. Feb. 19, 2014)) (the specific data encryption method “could not conceivably be performed in the human mind or with pencil and paper”). Whereas a claim limitation to a process that “can be performed in the human mind, or by a human using a pen and paper” qualifies as a mental process, a claim limitation that “could not, as a practical matter, be performed entirely in a human’s mind” (even if aided with pen and paper) would not qualify as a mental process.4 If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the 4 CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372, 1375- 76 (Fed. Cir. 2011) (distinguishing Research Corp. Techs. v. Microsoft Corp., 627 F.3d 859 (Fed. Cir. 2010), and SiRF Tech., Inc. v. Int’l Trade Comm’n, 601 F.3d 1319 (Fed. Cir. 2010)). Appeal 2020-002406 Application 13/217,588 8 elements of the claim to determine whether it contains an ‘“inventive concept”’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. B. USPTO Revised Guidance In January 2019, the U.S. Patent and Trademark Office (USPTO) published revised guidance on the application of § 101.5 The Manual of Patent Examining Procedure (“MPEP”) now incorporates this revised guidance and subsequent updates at Section 2106 (9th ed. Rev. 10.2019, rev. June 2020).6 Under MPEP § 2106, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic 5 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (hereinafter “Revised Guidance”) (https://www.govinfo.gov/ content/pkg/FR-2019-01-07/pdf/2018-28282.pdf). In response to formal public comments, the Office issued further guidance on October 17, 2019, clarifying the Revised Guidance. USPTO, October 2019 Update: Subject Matter Eligibility (the “October 2019 Update”). “All USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” 84 Fed. Reg. at 51; see also October 2019 Update at 1. 6 All references to the MPEP are to the Ninth Edition, Revision 10.2019 (Last Revised June 2020), unless otherwise indicated. Appeal 2020-002406 Application 13/217,588 9 practice, or mental processes) (“Step 2A, Prong One,” referred to herein as “Step 2A(i)”); and (2) additional elements that integrate the judicial exception into a practical application (“Step 2A, Prong Two,” referred to herein as “Step 2A(ii)”).7 MPEP § 2106.04(a)) and § 2106.04(d). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application,8 do we then look, under Step 2B (referred to herein as “Step 2B”), to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional activity” in the field; or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception.9 MPEP § 2106.05(d). 7 “Examiners evaluate integration into a practical application by: (1) identifying whether there are any additional elements recited in the claim beyond the judicial exception, and (2) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application, using one or more of the considerations introduced in subsection I supra, and discussed in more detail in MPEP §§ 2106.04(d)(1), 2106.04(d)(2), 2106.05(a) through (c) and 2106.05(e) through (h).” MPEP § 2106.04(d)II. 8 This corresponds to Alice part one where it is determined whether the claim is “directed to” an abstract idea. See Alice, 573 U.S. at 219. If a claim is “not directed to an abstract idea under part one of the Alice framework, we do not need to proceed to step two.” Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1339 (Fed. Cir. 2016). 9 This corresponds to Alice part two where it is determined whether the claim “contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221. Appeal 2020-002406 Application 13/217,588 10 Analysis Under Step 2A(i) of the Revised Guidance, we determine the claims recite a judicial exception—namely, a mental process. Consistent with Appellant’s description of the claims (Spec. ¶¶ 10, 37), the “extract” step, as recited in claim 1, describes processing collected data to extract points of interest (“POI”) information that is provided to a telematics system for display. The recited “extract” and “determining interests” steps fall into the “mental processes” category of abstract ideas because they can be performed by the human mind or with pen and paper. “Mental processes” include acts that people can perform in their minds or using pen and paper, even if the claim recites that a generic computer component performs the acts. See MPEP 2106.04(a)(2)(III); see also Intellectual Ventures I LLC v. Symantec Corp., 838 F.3d 1307, 1318 (Fed. Cir. 2016) (“[W]ith the exception of generic computer-implemented steps, there is nothing in the claims themselves that foreclose them from being performed by a human, mentally or with pen and paper.”), quoted in MPEP 2106.04(a)(2)(III). Here, for example, claim 1 requires extracting at least two keywords from a “website associated with the driver.” Nothing in the claim precludes the keywords from being extracted by the human mind. In the event the keywords or website were lengthy, such extraction could occur using pen and paper. Further, the “determining interests” step is also a mental process step because a person can mentally, or with the aid of pen or paper, determine interests based on the extraction frequency of the plurality of keywords. A count of the frequency of keywords would be particularly simple to do in the human mind in the case of a short website with only a few keywords chosen for “extraction.” Appeal 2020-002406 Application 13/217,588 11 Appellant argues that claim 1 does not recite a mental process because “it would not be possible for a person to provide this information in real time given the speed at which vehicles travel.” Appeal Br. 11. Not only is Appellant’s argument conclusory, it does not explicitly address the “extract” or “determine interests” limitations, as recited in claim 1. In other words, Appellant has not persuasively explained how extracting POI information or “determining interests” is impossible for the human mind. Furthermore, Appellant’s argument is not commensurate with the scope of claim 1 as claim 1 does not require the “extract” and “determining interests” steps to be performed in “real time.” Even if the claim were to have such a requirement, we note that the human mind makes determinations in real time. Even considering “real-time” in a computer sense, this feature in electronic computing amounts to no more than using well-known computer technology for its intended purpose. With the exception of generic computer implemented functions or steps, then, there is nothing in claim 1 that forecloses the “extract” or “determining interests” step from being performed by a human, mentally or with pen and paper. Turning to Step 2A(ii) of the Revised Guidance, we determine the abstract mental process recited in claim 1 is not integrated into a practical application by any additional elements recited in the claim beyond the judicial exception. In claim 1, the additional elements include the “obtain,” “receive,” “provide,” and “instruct” steps, as well as the “telematics system,” “server,” “memory,” “processor,” limitations, as recited in claim 1. To integrate the exception into a practical application, the additional claim elements must, for example, improve the functioning of a computer or any other technology or technical field (see MPEP § 2106.05(a)), apply the Appeal 2020-002406 Application 13/217,588 12 judicial exception with a particular machine (see MPEP § 2106.05(b)), affect a transformation or reduction of a particular article to a different state or thing (see MPEP § 2106.05(c)), or apply or use the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment (see MPEP § 2106.05(e)). Here, the “obtain” and “receive” limitations amount to insignificant extra-solution activity that is insufficient to integrate the judicial exception into a practical application. MPEP § 2106.05(g). More specifically, the “obtain” limitation, which includes the steps of “extracting” and “determining,” and the “receive” limitation amount to data gathering steps because they merely provide input for the recited data processing steps. Tying a claimed mental process to specific data cannot turn an abstract idea into patent-eligible subject matter because “mere ‘[data-gathering] step[s] cannot make an otherwise nonstatutory claim statutory.” CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1370 (Fed. Cir. 2011) (internal citations omitted); OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015) (collecting and analyzing data amounted to mere data gathering); In re Bilski, 545 F.3d 943, 963 (Fed. Cir. 2008) (en banc), aff’d sub nom Bilski v. Kappos, 561 U.S. 593 (2010) (characterizing data gathering steps as insignificant extra-solution activity). Similarly, the “provide” and “instruct” limitations, as recited in claim 1, which in real-time send the POI information to the telematics system and render the information on a display, amount to insignificant extra-solution activity. MPEP § 2106.05(g); Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1355 (Fed. Cir. 2016) (explaining that “selecting information, by Appeal 2020-002406 Application 13/217,588 13 content or source, for collection, analysis, and display does nothing significant to differentiate a process from ordinary mental processes”); id. at 1354 (recognizing “that merely presenting the results of abstract processes of collecting and analyzing information, without more (such as identifying a particular tool for presentation), is abstract as an ancillary part of such collection and analysis.”); Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can., 771 F.Supp.2d 1054, 1066 (E.D. Mo. 2011) aff’d, 687 F.3d 1266 (Fed. Cir. 2012) (explaining that “storing, retrieving, and providing data . . . are inconsequential data gathering and insignificant post solution activity”). Moreover, the generic computer limitations “telematics system,” “server,” “memory,” and “processor” do not impose any meaningful limit on the computer implementation of the abstract idea. See, e.g., Spec. ¶ 28 (“The telematics system 120 may be any electronic device that can communicate with the Internet telematics service providing system 110 and/or the communication terminal 130 in any suitable manner.”). Appellant argues that claim 1 recites features “directed to the improvement over prior art systems” by linking the in-vehicle telematics system to a server that automatically determines and instructs the in-vehicle telematics system to display potential POIs to the driver in real-time. Reply Br. 4. Appellant, however, confuses the standards of novelty and patent eligibility. The novelty of any element or steps in a process, or even of the process itself, is of no relevance in determining whether the subject matter of a claim falls within the § 101 categories of possibly patentable subject matter. Diehr, 450 U.S. at 188–89; Two-Way Media Ltd. v. Comcast Cable Commc’ns, LLC, 874 F.3d 1329, 1340 (Fed. Cir. 2017); see also Affinity Labs of Tex., LLC v. DIRECTV, LLC, 838 F.3d 1253, 1263 (Fed. Cir. 2016) Appeal 2020-002406 Application 13/217,588 14 (holding that “[e]ven assuming” that a particular claimed feature was novel does not “avoid the problem of abstractness”). Thus, the Examiner correctly determines that none of the additional limitations integrates the judicial exception into a practical application because any claimed improvements are to the underlying business method, not to a computer, technology, or technical field. See Ans. 7. Turning now to Step 2B of the Revised Guidance, we determine, that the additional elements also do not add a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional activity” in the field, and Appellant does not direct our attention to anything in the Specification that indicates they do. See buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014) (“That a computer receives and sends the information over a network—with no further specification—is not even arguably inventive”); Alice, 573 U.S. at 225–26 (receiving, storing, sending information over networks insufficient to add an inventive concept). Moreover, claim 1 can be distinguished from patent-eligible claims such as those in Amdocs (Israel) Ltd. v. Openet Telecom, Inc., 841 F.3d 1288 (Fed. Cir. 2016), that require the generic components operate in an unconventional manner. See Reply Br. 8. Appellant argues that “the claims are directed to a novel system that provides a real-time display of useful information, beyond the conventional information provided by a telematics system, to the user based on the interest information of the user.” Reply Br. 5. Appellant’s reliance on the novelty of the invention is once again unavailing. Moreover, merely making the practice of an abstract idea more effective by implementing the idea on a Appeal 2020-002406 Application 13/217,588 15 computer does not suffice to meet the inventive concept requirement of Alice. See OIP Techs., 788 F.3d at 1363 (“[R]elying on a computer to perform routine tasks more quickly or more accurately is insufficient to render a claim patent eligible.”). And performing the claimed functions in real-time is also insufficient to provide an inventive concept where, like here, only conventional, generic technology is involved. Electric Power, 830 F.3d at 1356; In re TLI Communications LLC Patent Litigation, 823 F.3d 607 (Fed. Cir. 2016) (collecting and organizing data in the form of digital images is abstract and patent ineligible, and using computer systems in their generic ways do not add an inventive concept). Thus, we conclude the limitations, considered individually and in combination, do not provide an inventive concept. Therefore, we sustain the Examiner’s eligibility rejection of claim 1, and dependent claims 2, 4–9, and 11–14, which are not argued separately. 2. § 103(a) Rejection R2 of Claims 1, 2, 4–9, and 11–14 Issue 2 Appellant argues (Appeal Br. 20–28; Reply Br. 6–9) the Examiner’s rejection of claim 1 under 35 U.S.C. § 103(a) as being obvious over the combination of Steele and Zilka is in error. These contentions present us with the following issue: Did the Examiner err in finding the cited prior art combination teaches or suggests “[a] server configured to provide various information to a telematics system installed in a vehicle,” including “at least one processor configured to execute [ ] computer readable instructions to,” inter alia, “obtain interest information indicating interests of a driver of the vehicle,” Appeal 2020-002406 Application 13/217,588 16 and “determining interests of the driver based on an extraction frequency for each of the plurality of keywords,” as recited in claim 1?10 Principles of Law The test for obviousness is what the combined teachings of the prior art would have suggested to the hypothetical person of ordinary skill in the art. In re Keller, 642 F.2d 413, 425 (CCPA 1981). Analysis The Examiner finds Zilka in paragraphs 347 and 348 teaches parsing words in a document and identifying repeated words, and further finds, based upon Zilka’s purported teachings, “identifying the repeated words may include implementing a statistical analysis on the repeated words to determine a frequency of use and/or a relevance analysis (i.e. the likelihood the word is relevant in the context used).” Final Act. 14–15. Appellant responds by contending: Claim 1 requires the point of interest information corresponds to “interest information” obtained by “extracting a plurality of keywords from at least one of online communities and social media accounts associated with the driver [. . . ] and a history in the telematics system, and determining interests of the driver based on an extraction frequency for each of the plurality of keywords.” Appeal Br. 21 (emphasis added). Appellant further argues: 10 Because we agree with at least one of the dispositive arguments advanced by Appellant, we need not reach the merits of Appellant’s other arguments. See Beloit Corp. v. Valmet Oy, 742 F.2d 1421, 1423 (Fed. Cir. 1984) (finding an administrative agency is at liberty to reach a decision based on “a single dispositive issue”). Appeal 2020-002406 Application 13/217,588 17 Zilka discloses extracting keywords and using the frequency of the keywords to establish tags. . . . [that] can be used for oral commands. However, this teaching of Zilka does not relate to interest information for determining ‘points of interest’ of a user . . . [and Zilka] does not even mention the ‘tags’ or how the information corresponds to the tags. Id. at 22. We are persuaded by Appellant’s arguments. Claim 1 requires determining interests of the driver based on an extraction frequency for each of a plurality of keywords. Although Zilka discloses determining a frequency of use of repeated words, the Examiner does not explain how the cited combination teaches using the extraction frequency to determine interests. Thus, on this record, we do not see where the Examiner provides a clear mapping of the dispositive limitation to Zilka’s teaching of determining a frequency of use of a word in a document in connection with generating a tag, and how any such determined frequency of use reasonably teaches or suggests the recited “interest information indicating interests of a driver of the vehicle,” as recited in claim 1. Based upon the findings above, on this record, we are persuaded of at least one error in the Examiner’s reliance on the cited prior art combination to teach or suggest the dispositive limitations of claim 1, such that we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we do not sustain the Examiner’s obviousness rejection of independent claim 1, and dependent claims 2 and 4–7, which depend from claim 1. For similar reasons, we do not sustain Rejection R2 of independent claim 8, which recites the dispositive limitations in commensurate form. We also do not sustain the rejection of dependent claims 9 and 11–14 which depend from claim 8. Appeal 2020-002406 Application 13/217,588 18 CONCLUSIONS (1) Appellant has not persuasively argued under our Revised Guidance, governed by relevant case law, that claims 1, 2, 4–9, and 11–14 are patent-eligible under 35 U.S.C. § 101, and we sustain the rejection. (2) Appellant has persuasively argued that the Examiner erred with respect to obviousness Rejection R2 of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 103(a) over the cited prior art combination of record, and we do not sustain the rejection. Because we have affirmed at least one ground of rejection with respect to each claim on appeal, we affirm the Examiner’s decision. See 37 C.F.R. § 41.50(a)(1). DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Basis / References Affirmed Reversed 1, 2, 4–9, 11–14 101 Eligibility 1, 2, 4–9, 11–14 1, 2, 4–9, 11–14 103(a) Obviousness Steele, Zilka 1, 2, 4–9, 11–14 Overall Outcome 1, 2, 4–9, 11–14 AFFIRMED UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte KYUNG BO NAM and CHOONG HEE LEE Appeal 2020-002406 Application 13/217,588 Technology Center 3600 HUME, Administrative Patent Judge, dissenting. I respectfully dissent from the majority’s opinion affirming the Examiner’s rejection of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 101. The majority determines that representative claim 1 recites an abstract idea and, more particularly, recites a mental process. Dec. 10. Accordingly, the majority concludes that claim 1 is not directed to patent-eligible subject matter. Id. at 14. I respectfully disagree with the majority’s conclusion. In the Answer, the Examiner relies upon the Revised Guidance in formulating the rejection, and concludes claim 1 “appears to be directed toward a judicial exception, namely the abstract idea of providing various information to a telematics system installed in a vehicle. . . [and] the limitations . . . are considered to be abstract because the limitations are directed towards ‘obtaining and/ or collecting information, analyzing it, and displaying certain results[’].” Ans. 4. The above limitations are considered to be abstract because the limitations are “an example of organizing human activity such as managing personal behavior or relationships or interactions Appeal 2020-002406 Application 13/217,588 2 between people (including social activities, teaching, and following rues [sic] or instructions).” Ans. 4–5 (emphasis omitted).The Examiner further states the analysis of these limitations as an abstract idea fits into certain methods of organizing human activity under the newer guidelines. Ans. 5. Appellant argues: However, according to the 2019 PEG, “managing personal behavior or relationships or interactions between people” includes social activities, teaching, and following rules or instructions. Examples of these sub-groupings include subject matter such as a set of rules for playing a dice game, voting, verifying the vote, and submitting the vote for tabulation, assigning hair designs to balance head shape, and a series of instructions of how to hedge risk. Further, the October 2019 update to the 2019 PEG warns that “the term “certain” qualifies the “certain methods of organizing human activity” grouping as a reminder [that] this grouping is limited to activity that falls within the enumerated sub-groupings of fundamental economic principles or practices, commercial or legal interactions, managing personal behavior, and relationships or interactions between people, and is not to be expanded beyond these enumerated sub-groupings except in rare circumstances.” Reply Br. 3; see also MPEP § 2106.04(a)(2)(II). [T]he fact that the claim requires obtaining interest information of the driver by extracting key words from social media accounts associated with the driver, does not result in the claim reciting or being directed to managing the personal behavior or social activity of the driver, rather the claim is directed to utilizing social media to determine the driver[’]s interests and then extracting POIs based on the obtained interests, a current location and a travel route of the user. Reply Br. 3. Appeal 2020-002406 Application 13/217,588 3 For purposes of the analysis in this dissent, I accept the Examiner’s determination that the claim is directed to “providing various information to a telematics system installed in a vehicle,” and apply the Revised Guidance to this construction. However, I conclude the idea identified by the Examiner does not implicate a mathematical concept and, in contrast to the majority’s Decision (10), I conclude claim 1 does not involve mental processes that can be practically performed in the human mind. See MPEP §§ 2106.04(a)(2)(I), 2106.04(a)(2)(III). See also MPEP § 2106.04(a)(2)(III)(A) (“Claims do not recite a mental process when they do not contain limitations that can practically be performed in the human mind, for instance when the human mind is not equipped to perform the claim limitations.”).11 Thus, my analysis focuses on whether the claim invokes the abstract idea category of “Certain Method of Organizing Human Activity” (see MPEP § 2106.04(a)(2)(II)) and its various sub-categories (“A. Fundamental Economic Practices or Principles,” “B. Commercial or Legal Interactions,” and “C. Managing Personal Behavior or Relationships or Interactions Between People”). Claim 1 recites, in pertinent part: A server configured to provide various information to a telematics system installed in a vehicle, the server comprising: 11 Citing SRI Int’l, Inc. v. Cisco Systems, Inc., 930 F.3d 1295, 1304 (Fed. Cir. 2019) (declining to identify the claimed collection and analysis of network data as abstract because “the human mind is not equipped to detect suspicious activity by using network monitors and analyzing network packets as recited by the claims”). Appeal 2020-002406 Application 13/217,588 4 a memory having computer readable instructions stored thereon; and at least one processor configured to execute the computer readable instructions to, obtain interest information indicating interests of a driver of the vehicle, the interest information being obtained by, extracting a plurality of keywords from at least one of online communities and social media accounts associated with the driver, a bookmarked website associated with the driver, a website associated with the driver, interest information of an operator of the website associated with the driver, a search history of a search engine, and a history in the telematics system, and determining interests of the driver based on an extraction frequency for each of the plurality of keywords. . . . Claim 1 (emphasis added). On this record, in light of the claim recitations, I conclude claim 1 does not recite either a fundamental economic activity or a commercial or legal interaction because I find that “providing various information to a telematics system” does not, by its plain language, necessarily implicate these types of abstract ideas. As for the sub-category apparently relied upon by the Examiner, i.e., “organizing human activity such as managing personal behavior or relationships or interactions between people (including social activities, teaching, and following [rules] or instructions),” when the claim is viewed as a whole, I see no limitation in independent claim 1 (or independent claim 8) that fits in this category, particularly in light of Appellant’s argument quoted above and USPTO eligibility guidance found in MPEP § 2106.04(a)(2)(II). Appeal 2020-002406 Application 13/217,588 5 Based upon the claim language, in light of the Specification and Appellant’s arguments, I conclude claim 1, as a whole, is directed to the non-abstract idea of providing various information to a telematics system, where the information includes information regarding the interests of the driver based on a frequency of occurrence of keywords obtained from one or more web-based information sources, as set forth in the claim. Because the claim does not recite a judicial exception (a law of nature, natural phenomenon, or subject matter within the enumerated groupings of abstract ideas above), in accordance with my interpretation of the Revised Guidance, I conclude the claim is patent-eligible at Step 2A(i). This determination concludes the eligibility analysis. Thus, I do not agree with the Examiner’s rejection of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 101, or with the Majority’s decision to affirm this rejection. For these reasons, I conclude the claims as written constitute patent eligible subject matter. Accordingly, I respectfully dissent from the majority’s opinion affirming the Examiner’s rejection of claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 101. I concur, however, with the majority’s decision reversing the Examiner’s decision rejecting claims 1, 2, 4–9, and 11–14 under 35 U.S.C. § 103(a). Copy with citationCopy as parenthetical citation