Kohr Brothers, Inc.Download PDFTrademark Trial and Appeal BoardApr 20, 2009No. 78955000 (T.T.A.B. Apr. 20, 2009) Copy Citation Mailed: April 20, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Kohr Brothers, Inc. ________ Serial No. 78955000 _______ James C. Wray, Esq. for Kohr Brothers, Inc. Christina M. Sobral, Trademark Examining Attorney, Law Office 109 (Dan Vavonese, Managing Attorney)1 _______ Before Seeherman, Holtzman and Cataldo, Administrative Trademark Judges. Opinion by Seeherman, Administrative Trademark Judge: Kohr Brothers, Inc. has appealed from the final refusal of the trademark examining attorney to register JAVA-CREAM SMOOTHIES in standard character format as a trademark for “frozen custard shakes.”2 Registration has been refused on the following bases: 1) on the ground that applicant’s mark is likely to cause confusion with the mark JAVA SMOOTHIE, with JAVA 1 Another examining attorney examined the application; the present examining attorney wrote the appeal brief. 2 Application Serial No. 78955000, filed August 18, 2006, based on Section 1(b) of the Trademark Act, 15 U.S.C. §1051(b) (intent- to-use). THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser No. 78955000 2 disclaimed, registered for “frozen confections, not including frozen or semi-frozen beverages”3 (Section 2(d) of the Trademark Act); 2) on the ground that applicant’s mark is merely descriptive of its goods (Section 2(e)(1) of the Trademark Act); and 3) because applicant failed to provide responses to the examining attorney’s request for information (Trademark Rule 2.61(b)).4 We turn first to some procedural matters. Applicant has objected to “attachments of seven pages of ‘evidence’ for the first time to the Examining Attorney’s Appeal Brief,” asking that such “evidence be disregarded. Reply brief. p. 1. The seven pages consist of five pages from Bartleby.com showing definitions of “shake” and “confection” taken from The American Heritage Dictionary of the English Language, 4th edition, and two pages from YourDictionary.com showing the definition of “confection,” taken from Webster’s New World College Dictionary. The Board may take judicial notice of dictionary definitions, University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., Inc., 213 USPQ 594 (TTAB 1982), aff’d, 703 3 Registration No. 2257280, issued June 29, 1999; Section 8 & 15 affidavits accepted and acknowledged. 4 Registration was also finally refused pursuant to Section 2(d) on the basis of Registration No. 0919051 for CREAM SMOOTHIE for soft drinks. However, the Examining Attorney withdrew this refusal in her brief. Ser No. 78955000 3 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983), and we therefore overrule applicant’s objection. The examining attorney also submitted with her brief a copy of Registration No. 2257280, which forms the basis for the citation under Section 2(d), requesting that the Board make the registration of record. Apparently the examining attorney who originally examined the application inadvertently failed to include a copy of the registration. Applicant was clearly on notice of the registration and its particulars throughout the examination, including three Office actions, and treated the registration as being of record. Further, applicant did not object to the examining attorney’s submission of the registration with her brief, although, as noted, applicant did object to our consideration of the dictionary definitions that the examining attorney submitted. Accordingly, we have treated the registration as being of record. We turn first to the examining attorney’s requirement for information about applicant’s goods. In the September 5, 2007 Office action, in which the examining attorney initially requested such information, she asked that applicant submit “a complete menu from a location that will produce the applicant’s ‘frozen custard shakes’” and answers to the following questions: Ser No. 78955000 4 1) Do the goods consist in whole or in part of coffee, cream and fruit? 2) What are the specific ingredients of the java-creme [sic] smoothies? In its response filed March 6, 2008, applicant submitted a page from applicant’s website referring to applicant’s “original frozen custard,” which states, inter alia, that it is “made from grade A milk, cream, sugar, eggs and other premium quality ingredients” and also submitted the “Nutrition Facts and Allergen Information” which is similar to the nutrition labels for applicant’s vanilla and chocolate frozen custard and its orange sherbet, and lists such information as calories and percentages of fat, cholesterol and sodium in a serving size. Applicant also stated that the specific ingredients are trade secrets. The examining attorney then made final the request for information on April 21, 2008, repeating the request for a menu and repeating the questions listed above. The examining attorney stated that the request for whether the identified goods contain coffee, cream and fruit and what the ingredients of the goods are did not require any trade secret information, pointing out that customers should have access to what the ingredients are before consuming the product. Ser No. 78955000 5 Applicant did not address the request for information in its brief, but in its reply brief stated that applicant supplied the requested information with its March 6, 2008 response, and that the specific ingredients are trade secrets. Applicant also stated that the examining attorney never asked for a complete menu in the September 5, 2007 Office action. First, applicant is incorrect that the examining attorney did not request, in both the September 5, 2007 and April 21, 2008 Office actions, a complete copy of its menu. Applicant clearly did not comply with this request. Second, applicant did not adequately comply with the examining attorney’s request for information. The examining attorney asked specifically whether applicant’s goods contained coffee, cream and fruit, information that is relevant to the question of whether the mark is merely descriptive of the goods. This information cannot be considered a trade secret which need not be provided. As the examining attorney has pointed, out, such information would be accessible to consumers who are concerned about health or allergy issues. Trademark Rule 2.61(b) provides that the examining attorney may require the applicant to furnish such information and exhibits as may be reasonably necessary to Ser No. 78955000 6 the proper examination of the application. Because the Examining attorney's request for information, and in particular the question as to whether applicant’s goods contain coffee, cream or fruit, was reasonable, we affirm the refusal based on applicant's failure to comply adequately with the requirement for information concerning its goods. In re SPX Corp, 63 USPQ2d 1592 (TTAB 2002); In re Babies Beat, Inc., 13 USPQ2d 1729 (TTAB 1990). We next turn to the refusal on the ground that applicant’s mark JAVA-CREAM SMOOTHIES is merely descriptive of its frozen custard shakes. Applicant’s failure to provide information about the ingredients of its goods, and specifically to respond to the examining attorney’s question about whether its goods contain coffee, cream and fruit, have an impact on this determination. Specifically, in determining the Section 2(e)(1) refusal, we presume, unfavorably to applicant, that its goods contain these ingredients. See In re Cheezwhse.com Inc., 85 USPQ2d 1917 (TTAB 2008). Moreover, and as noted above, the information supplied by applicant from its website confirms that its goods contain, inter alia, cream. A term is deemed to be merely descriptive of goods or services, within the meaning of Section 2(e)(1) of the Trademark Act, 15 U.S.C. §1052(e)(1), if it forthwith Ser No. 78955000 7 conveys an immediate idea of an ingredient, quality, characteristic, feature, function, purpose or use of the goods or services. In re Abcor Development Corp., 588 F.2d 811, 200 USPQ 215, 217-18 (CCPA 1978). A term need not immediately convey an idea of each and every specific feature of the applicant’s goods or services in order to be considered to be merely descriptive; rather, it is sufficient that the term describes one significant attribute, function or property of the goods or services. In re H.U.D.D.L.E., 216 USPQ 358 (TTAB 1982); In re MBAssociates, 180 USPQ 338 (TTAB 1973). Whether a term is merely descriptive is determined not in the abstract, but in relation to the goods or services for which registration is sought, the context in which it is being used on or in connection with the goods or services, and the possible significance that the term would have to the average purchaser of the goods or services because of the manner of its use; that a term may have other meanings in different contexts is not controlling. In re Bright-Crest, Ltd., 204 USPQ 591, 593 (TTAB 1979). Here, because of applicant’s failure to provide the information requested by the examining attorney, we must assume that the information would be unfavorable to applicant. Therefore, we find that the terms JAVA and Ser No. 78955000 8 CREAM in applicant’s mark describe the ingredients of applicant’s goods. In this connection, we note the dictionary definition of “java” as an informal term meaning “brewed coffee.”5 Further, the term “smoothie,” which is defined as a “pureed fruit drink: a drink made from pureed fruit, sometimes with milk, yogurt, or ice cream,”6 is a generic term for applicant’s goods, which again, because applicant did not respond to the examining attorney’s request for information about whether fruit is an ingredient in its shakes, we must assume that it is. Moreover, applicant’s website states that its custard can contain fruit: “We offer single flavors or twist combinations—from traditional vanilla and distinctive chocolate to our wide variety of real fruit and other delicious flavors. Kohr Bros Frozen Custard is the foundation for our shakes and malts….” www.kohrbros.com. We further note that the examining attorney has submitted evidence that ice cream and coffee can be added to smoothies: Fruit & Coffee Smoothie Drink Mix All you need to make delicious real fruit smoothies is right here! 5 The American Heritage Dictionary of the English Language, 4th ed., © 2000, reported at Bartleby.com, and made of record by the examining attorney in the first Office action. 6 Encarta World English Dictionary, http://encarta.msn.com, made of record by the examining attorney in the first Office action. Ser No. 78955000 9 You can also add ice cream, milk, juice or flavored syrups for a custom drink that is yours alone. These delicious smoothies are a huge hit with adults and kids. The fruit smoothies contain a high percentage of real fruit juice and non-dairy creamer. Mocha smoothies contain real Columbian [sic] coffee. All products are shelf stable and taste delicious. www.cafedorocappuccino.com In addition, because frozen custard is a type of ice cream, the word CREAM in applicant’s mark may be viewed as referencing not merely that cream is an ingredient in the shakes, but that it is an iced cream or ice cream. See applicant’s website, describing the genesis of its frozen custard business, when applicant’s founders added eggs to their ice cream recipe to prevent the frozen dessert from melting too fast. See also the description on the website for the frozen custard: “The taste of premium ice cream with the calories of yogurt.” When the individual terms JAVA, CREAM and SMOOTHIES are used together in the mark JAVA-CREAM SMOOTHIES, the mark immediately tells consumers that the goods are a smoothie containing coffee and cream or iced cream. Accordingly, we find that JAVA-CREAM SMOOTHIES is merely descriptive of applicant’s identified frozen custard shakes, and affirm the refusal based on Section 2(e)(1) of the Act. Ser No. 78955000 10 The final ground of refusal is based on Section 2(d), that applicant’s mark for frozen custard shakes is likely to cause confusion with JAVA SMOOTHIES for frozen confections not including frozen or semi-frozen beverages. Although we have found that applicant’s mark is merely descriptive, in considering this refusal we must assume, arguendo, that JAVA-CREAM SMOOTHIES will be viewed as a mark. Our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See also, In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). We therefore turn first to the factor of the similarities between the goods. Because the registrant’s identification of goods specifically excludes beverages, Ser No. 78955000 11 applicant’s goods and those of the registrant cannot be considered to be the same. However, it is not necessary that the goods or services of the applicant and the registrant be similar or competitive, or even that they move in the same channels of trade to support a holding of likelihood of confusion. It is sufficient that the respective goods or services are such that they would or could be encountered by the same persons under circumstances that could, because of the similarity of the marks, give rise to the mistaken belief that they originate from the same producer. See In re International Telephone & Telegraph Corp., 197 USPQ 910, 911 (TTAB 1978). The registrant’s frozen confections, as identified, would include frozen custard, which is obviously a primary ingredient of applicant’s identified frozen custard shakes. As a result, the goods are intrinsically related. Further, the examining attorney has submitted third-party registrations that show entities have adopted a single mark for both shakes and frozen confections. See, for example, Registration No. 2795754 for, inter alia, milkshakes, malted shakes, frozen confections and coffee based smoothies; Registration No. 2649515 for, inter alia, frozen custard, frozen confections and milk shakes; Registration No. 3169293 for, inter alia, frozen confections and shakes; Ser No. 78955000 12 and Registration No. 2899559 for, inter alia, frozen custard products namely shakes, and frozen confections. Third-party registrations which individually cover a number of different items and which are based on use in commerce serve to suggest that the listed goods and/or services are of a type which may emanate from a single source. See In re Albert Trostel & Sons Co., 29 USPQ2d 1783 (TTAB 1993). The du Pont factor of the similarity of the goods favors a finding of likelihood of confusion. With respect to the channels of trade, applicant asserts that its frozen custard shakes are prepared in front of customers, while the registrant’s frozen confections are “something that is prepackaged and available in grocery stores, like Popsicles.” Brief, p. 2. However, where the goods in a cited registration are broadly described and there are no limitations in the identification of goods as to their nature, type, channels of trade or classes of purchasers, it is presumed that the scope of the registration encompasses all goods of the nature and type described, that the identified goods move in all channels of trade that would be normal for such goods, and that the goods would be purchased by all potential customers. In re Elbaum, 211 USPQ 639, 640 (TTAB 1981). Because “frozen confections” include frozen Ser No. 78955000 13 custard, the registrant’s goods as identified can be dispensed in the same stands, stores and restaurants in which applicant’s frozen custard shakes are prepared. Further, the goods can be sold to the same classes of customers. This du Pont factor favors a finding of likelihood of confusion. With respect to the du Pont factor of the conditions of purchase, applicant’s and the registrant’s goods are sold to the general public, who will not have any particular sophistication or expertise about these consumer goods. Further, because the goods, by their very nature, are inexpensive and may be purchased on impulse, consumers will not exercise care in examining the trademarks. This factor, too, favors a finding of likelihood of confusion. This brings us to a consideration of the marks. The marks are very similar in appearance and pronunciation. Both begin with the word JAVA and end with the word SMOOTHIE/SMOOTHIES. The fact that applicant’s mark uses the plural form of SMOOTHIES does not distinguish them. In re Vroman Foods, Inc., 187 USPQ 126 (TTAB 1975) (CHILLY SNOWMEN and design and SNOW-MAN, both for frozen confections, create substantially the same commercial impression). Nor does the additional word CREAM in applicant’s mark serve to distinguish this mark from the Ser No. 78955000 14 registrant’s. Applicant has essentially appropriated the registrant’s mark and has added to it the descriptive term CREAM. However, because this term identifies an ingredient of the shakes, it will not be regarded as a source- identifying element. Further, because CREAM appears between the two elements that are identical to the registrant’s mark, it has less visual prominence. To the extent that consumers even note the difference between the marks (and under actual marketing conditions, consumers do not necessarily have the luxury of making side-by-side comparisons between marks, and must rely upon their imperfect recollections, Dassler KG v. Roller Derby Skate Corporation, 206 USPQ 255 (TTAB 1980)), they are likely to view the mark JAVA-CREAM SMOOTHIES as a variation of registrant’s mark JAVA SMOOTHIES, perhaps indicating that this product has a cream content or a higher cream content. When considered in their entireties, the marks JAVA- CREAM SMOOTHIES and JAVA SMOOTHIE are similar in appearance, pronunciation, connotation and commercial impression. Although not discussed by applicant or the examining attorney, we must acknowledge that the registrant’s mark is somewhat weak, and that the word JAVA, which is both the first word of its mark and the beginning element of Ser No. 78955000 15 applicant’s mark, has been disclaimed. However, even weak marks are entitled to protection. Given the overwhelming similarity of the marks, with the only real difference the addition of a descriptive element in applicant’s mark, as well as the highly similar nature of the goods, with registrant’s identification encompassing frozen custard, which is a primary component of applicant’s “frozen custard shakes,” the protection to be accorded the registered mark extends to prevent the registration of applicant’s mark. The du Pont factor of the similarity of the marks favors a finding of likelihood of confusion. Neither applicant nor the examining attorney discussed any of the other du Pont factors, nor have they submitted evidence with respect to them. To the extent that any are applicable, we treat them as neutral. In view of the factors discussed above, we find that applicant’s mark JAVA-CREAM SMOOTHIES for frozen custard shakes is likely to cause confusion with JAVA SMOOTHIE for “frozen confections, not including frozen or semi-frozen beverages.” Decision: The refusals on the basis of likelihood of confusion, mere descriptiveness and that applicant has failed to provide acceptable responses to the examining attorney’s request for information are all affirmed. Copy with citationCopy as parenthetical citation