Kendick Engineering, Inc.Download PDFNational Labor Relations Board - Board DecisionsSep 12, 1979244 N.L.R.B. 989 (N.L.R.B. 1979) Copy Citation KENDICK ENGINEERING. INC. Kendick Engineering, Inc. and General Teamsters, Chauffeurs, Warehousemen & Helpers Local No. 982, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America. Cases 31-CA-7732 and 31-CA-7948 September 12, 1979 DECISION AND ORDER BY CHAIRMAN FANNING AND MEMBFRS PENELI.O AND TRUESDALE On March 29, 1979, Administrative Law Judge Richard J. Boyce issued the attached Decision in this proceeding. Thereafter, the General Counsel and Re- spondent filed exceptions and supporting briefs, and the General Counsel filed a motion to strike portions of Respondent's brief in support of its exceptions and an answering brief to those exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs' and has decided to affirm the rulings, findings,'2 and ' We deny the General Counsel's motion to strike portions of Respon- dent's brief in support of its exceptions as we find, contrary to the General Counsel's contention, that those portions do not raise scandalous or scurri- lous argument. 2 Respondent contends that the Administrative Law Judge's conduct at the hearing, his discrediting of all Respondent's witnesses, and his Decision in general evidence his bias and constitute grounds for dismissing the com- plaint with prejudice or, at the very least, the granting of a trial de nova In support of its contention Respondent specifically asserts that the Administra- tive Law Judge engaged in improper conduct during the hearing by conduct- ing an ex parne off-the-record conversation with counsel for the General Counsel in a closed room adjacent to the courtroom. We reject Respondent's claim that this incident demonstrated the Administrative Law Judge's bias. We note at the outset that the conversation complained of by Respondent occurred with its assent. See NLRB Rules and Regulations, as amended, Sec. 102.130(c). Furthermore, while we do not condone any conduct which might create the impression of impropriety, we reject Respondent's conclusions that the Administrative Law Judge's conduct evidences bias on his part. Moreover, we have carefully reviewed the entire record in this case and conclude that the Administrative Law Judge's findings of fact and conclu- sions of law are based on the preponderance of the evidence presented herein. Accordingly, we find no showing of prejudice to Respondent in this proceeding. We have also considered Respondent's argument that the Administrative Law Judge's findings are tainted because he "totally discredited every em- ployer witness." We reject that argument since it is well settled that the total rejection of one view, including significant credibility resolutions. does not alone impugn the trier of fact. See, e.g., N.L.R.B. v. Pittsburgh Steamship Company. 337 U.S. 656 (1949). Respondent, in essence, has excepted to cer- tain credibility findings made by the Administrative Law Judge. It is the Board's established policy not to overrule an administrative law judge's reso- lutions with respect to credibility unless the clear preponderance of all of the relevant evidence convinces us that the resolutions are incorrect. Standard Dry Wall Products, Inc., 91 NLRB 544 (1950). enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and find no basis for reversing his findings. Respondent also objects to the delay in connection with the Administra- tive Law Judge's reopening the record to take evidence on the alleged super- conclusions 3 of the Administrative Law Judge and to adopt his recommended Order. as modified herein. 4 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Rela- tions Board adopts as its Order the recommended Or- der of the Administrative Law Judge, as modified herein, and hereby orders that the Respondent, Ken- dick Engineering, Inc., Canoga Park, California, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order, as so modified: 1. Substitute the following for paragraph l(c): "(c) In any like or related manner interfering with, restraining, or coercing employees in their exercise of rights under the Act." 2. Substitute the attached notice for that of the Administrative Law Judge. visory status of certain of the dischargees. We find no merit in Respondent's argument that backpay should by tolled between the time the original hear- ing was closed and the time when it was reopened in January 1979 to take evidence on the employees' alleged supervisory status, as the conduct of the hearing was within the informed discretion of the Administrative aw Judge. See NLRB Rules and Regulations. as amended, Sec. 102.35. 3 Member Penello notes that in affirming the Administrative Law Judge's finding of violations in this proceeding he puts no reliance on Abilities and Goodwill, Inc., 241 NLRB 27 (1979), cited by the Administrative Law Judge. in which he dissented. Accordingly, in line with his dissent there and con- trary to the Administrative Law Judge's recommended Order, Member Penello would order backpay from February 6. 1978. the date on which the striking employees made their offer to return to work. 4 Consistent with our recent decision in Hickmott Foods, Inc., 242 NLRB 1357 (1979), we have decided to issue a narrow cease-and-desist order here General Counsel has excepted to the Administrative Law Judge's failure to recommend that interest on backpay should be computed at 9 percent per annum. We find no merit in this contention Florida Steel (porution. 231 NLRB 651 (1977j. APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a hearing at which we participated and had a chance to give evidence, the National Labor Rela- tions Board found that we violated the National La- bor Relations Act and has ordered us to post this notice. WE WILL NOT discharge, refuse to reinstate, or otherwise discriminate against employees be- cause they have engaged in a protected strike or other concerted activity for their mutual aid or protection. WE WILL NOT interrogate employees concern- ing their union activities. 244 NLRB No. 114 9X9 DI).(ISIONS OF NATIONAL I.ABOR RELATIONS BOARD WE Will.. NOI in any like or related manner interfere with, restrain, or coerce employees in the exercise of their rights as guaranteed by Sec- tion 7 of the Act. WE Wil.T, to the extent that we have not al- ready done so, offer each of those named below immediate and full reinstatement to the job he or she held on February 3, 1978. or, if the job no longer exists, to a substantially equivalent job, without prejudice to his or her seniority and other rights and privileges previously enjoyed. and WE WIt.l. make each whole, with interest, for any loss of earnings and benefits suffered as a result of unlawfully being discharged on Febru- ary 3 and denied reinstatement at the start of the day shift on February 6, 1978: Alatorre, Aurelio Alatorre, Fernando Alatorre, Francisco Arellano, Juan Avalos, Javier Ayala, Gerardo Betancourt, Juan Castaneda, Daniel Castaneda, German Castillo, Arturo Doyle, Tom Fernandez, Yolanda Gomez, Francisco Harold, Bill Harris, Kirk Kellegrew, Scott Lagunas, Frank Lopez, Sigfrido Luna, Samuel McCreadie, Michael Martinez, Bertha Miller, Jack Mora, Ramon Najera, Denise (Jose Layon) Payne, Stephen Reynoso, Moises Sanchez, Cabrera Sanchez, Felicito Sifuentes, Jose Slone, Dru Taylor, Ernie Thut, Don Torres, Jose KENDICK ENGINEERING, IN(C. DECISION STATEMENT OF THE CASE RICHARD J. BOYCE, Administrative Law Judge: This matter was heard before me in Los Angeles, California, on August 29-31 and October 3-4, 1978, and January 16-17, 1979. The charge in Case 31-CA-7732 was filed on Febru- ary 15, 1978, and amended on April 10 by General Team- sters, Chauffeurs, Warehousemen & Helpers Local No. 982. International Brotherhood of Teamsters, Chauffeurs, Ware- housemen & Helpers of America (herein called Union). That in Case 31-CA 7948 was filed by the Union on May 1, 1978. A consolidated amended complaint issued on June 21, 1978, was amended during the hearing and alleges that Kendick Engineering, Inc. (herein called Respondent) had violated Section 8(a)(1) of the National Labor Relations Act (herein called the Act), as amended.' I The consolidated amended complaint superseded a complaint hat had issued in Case 31 CA-7732 on April 24, 1978. During the hearing the parties were permitted to intro- duce relevant evidence, examine and cross-examine wit- nesses, and argue orally. Post-trial briefs were filed for the General Counsel and for Respondent. 1. J RISI)I( IION Respondent is a California corporation with a plant in Canoga Park where it manuflctures motorcycle exhaust systems, among other things. It annually obtains goods and materials of value exceeding $50.000 from suppliers within C(alifornia who obtained said items directly from outside the State. Respondent is an employer engaged in commerce and in activities aftecting commerce within the meaning of Section 2(2), (6), and (7) of the Act. II. t.ABOR ORANIZA'I)ON The Union is a labor organization within Section 2(5) of the Act. It was trying to organize the employees in question at relevant times. ll. ISSUES The consolidated amended complaint alleges that Re- spondent violated Section 8(a)(l) by discharging over 30 employers who had struck on February 3, 1978, by refusing the strikers' unconditional offers to return to work on Feb- ruary 6, and by two instances of interrogation concerning the Union on February 6 and 7. The answer denies any wrongdoing. IV. IHE AI.I.EiED UNFAIR ABOR PRACTICES A. Facts During the morning of' February 3. 1978, Respondent informed its day-shift production complement that some of them were to receive raises in varying amounts. Word was passed by the leadmen of the several departments, who had been given sheets containing the particulars by James Groogan, Respondent's general manager. Many of the workers were disappointed, both with the sizes of the raises and with the fact that some workers had been bypassed altogether. They had been restive over their wage levels for several weeks; indeed, a wage-related work stoppage had been averted only I month or so before on the assurances of Richard Raczuk, Respondent's president, that raises were forthcoming. Upon learning of the raises on February 3 Gary Morin, a leadman in the machine shop, declared to Fernando Alatorre, the tube-shop leadman, that they "were very low," and that the employees "had to protest." Those in the tube shop and the polishing depart- ment likewise complained to Fernando, terming the raises unfair and urging that he do something about it.2 Fernando presently confronted Groogan with some of the specific complaints, including his own. A machine-shop 2 To avoid being confused with his brothers Aurelio and Francisco, also employed by Respondent. Fernando Alatorre will be called by his first name. 990 KENDICK ENGINEERING. INC leadman, Russ Olson, also complained to Groogan. Groo- gan testified that as a result some adjustments were made on the spot. an that he advised Fernando and Olson to take their personal griev'nces directly to Raczuk. Fernando tes- tified, on the other hand, that no adjustments were made; rather, he said that Groogan responded initially that further raises were precluded by a lack of funds. later relenting that he would speak with Raczuk. Fernando is credited. His de- meanor and recall were excellent, while Groogan's credibil- ity suffered from evasiveness and a susceptibility to sugges- tion when examined by Respondent's counsel.' Further, the fact of the ensuing walkout comports more with Fernando's than with Groogan's story. Later on the morning of February 3 Morin told Fer- nando that the machine-shop employees had "determined to make a stoppage" in protest and asked if he would join in. Fernando replied that he had not made up his mind. Fernando later reported Morin's disclosure to those in the tube shop and the polishing department, ascertaining from them, after a period of discussion and deliberation. that they were prepared to support a stoppage. Fernando con- veyed this to Morin shortly before the lunchbreak. which was to run from 11:15 a.m. to noon. Thirty-four workers left at or soon after 11:15, all or al- most all clocking out: they remained absent without autho- rization for the balance of the day.4 Raczuk, Groogan. Charles Park (Respondent's financial manager), and per- haps another management official had lunch together that day, not learning of the walkout until they returned to a nearly empty plant between 12:30 p.m. and 1:00 p.m. No one had told them of the impending stoppage, much less of the reason for it, and they professed total surprise and puz- zlement.' The next scheduled workday for the day shift was Mon- day, February 6, starting at 7 a.m. All 34 who had walked out appeared at the plant at about that time. The gate through which they normally passed to reach the produc- tion area was padlocked and bore a sign directing them to the office lobby, where management planned to give them letters of termination and severance checks. They did not heed the sign nor Raczuk's hand signal that they enter the lobby instead remaining outside. Raczuk's eventually emerged from the building, Groogan and Park at his side, and, summoning each of the 34 to him by name, handed out the letters and checks. None of the 34 indicated at the time if he/she was or was not desirous of returning to work. Seven testified, however, that it was their intention to return A demonstrable instance of Groogan's testimonial unreliability was his testimony in response to leading questions from Respondent's counsel and contrary to a pnor stipulation that the absences of Yolanda Fernandez and Don Thut on the afternoon of February 3 had been authorized. He even ventured that Thut had a medical or dental appointment. Reminded of the discrepancy between his testimony and the stipulation at that point, Groo- gan admitted that he did not know if Thut had a medical excuse, adding with reference to both Fernandez and Thut: "It just seems to me ... those two other names came up for some reason." 4 Ironically, Gary Morin was not among the 34. having been authorized to absent himself that afternoon because of a medical appointment 'That so many clocked out at lunchtime did not necessarily imply that something was amiss. Large numbers typically clock out over the Friday lunch penod to cash paychecks received Fnday morning Of course they are expected to clock back in and finish the shift to work that morning, and Raczuk testified that his "under- standing at the time was that most of the people that left ... were just coming back to go to work ... ." There is no convincing evidence that anyone was there for a different purpose. The terminating letters, identical except fbr the handwrit- ten contents of the blanks, were in this form: Feb. 3, 1978 1:00 P.M. Kendick Engineering 7900 Deering Avenue Canoga Park, California 91304 To: Your inexcused failure to return to our job after the lunch break on Feb. 3, 1978. constitutes cause for the termination of your employment as of that time. At- tached is your check covering your wages through the last hour you worked as shown on your time card. If you wish to be considered for re-employment, I will be available to discuss that possibility with you in my office at the time and date shown below. Sincerely. Richard Raczuk President, Kendick Engineering Re-Employment Interview: Date Time The re-employment interviews mentioned in the letters were conducted over several days, the first being later the morning of February 6. About one-half of those terminated were rehired during these interviews, with more being re- 'That all 34 appeared at the plant at about 7:00 a.m. and received the letters and checks as descnbed is inferable from the testimonies of Raczuk and Groogan Raczuk testified that all of the letters and checks passed through his hands that morning. that the materials were distributed at "7:00 o'clock in the morning"--"the normal starting time," that, "to the best of my knowledge," everyone showed up. that "I think all of the paychecks and notes were distributed" at that time, and that "I can't recall mailing any." the plan being to mail any unclaimed letters and checks. Similarly. Groogan testified "I believe so" when asked if all the letters and checks were handed out that morning and "I don't believe so" when asked if any were later mailed. Park, testifying after Raczuk and Groogan, controverted them, asserting that 10 to IS letters and checks went unclaimed on February 6 and conse- quently were given to him by Raczuk to be mailed. that "quite a few" were claimed in person the next day, and that others were mailed. Park's testi- mony is rejected as a belated contrivance to cast doubt on the protesters' February 6 back-to-work sentiments-and issue that Respndent seemed to become aware of only on the day Park testified after the above testimonies of Raczuk and Groogan. Not only was Park's testimony in this area vague and disjointed, but it defies belief that had upwards of 10 to 15 letters and checks gone unclaimed Raczuk and Groogan would not have remembered it As if to serve the same purpose, and again unpersuasively. Park testified that on February 6 he noticed that one of the protesters Ernie Taylor. was wearing a brown leather sport jacket instead of "dirty clothes"; and Raczuk testified, when recalled to testify on October 4. that despite the "turmoil and tension" as he handed out the letters and checks, "I recall them not carrying lunches" the implication being that they had no intention of going to work. 991 DECISIONS OF NATIONAL. LABOR RELATIONS BOARD hired later. The dischargees were required to submit fresh application forms, and Raczuk told at least one of them. German Castenada, that he would be "like a new hired employee" should he return. The decision to terminate was solely Raczuk's. He testi- fied, consistent with the time indicated on the termination letters, that it was made in the early afternoon of February 3. He assertedly had no idea of what had prompted the walkout either then or on February 6 when the letters were distributed, insisting that dissatisfaction with the raises was "one of the last thoughts on our mind." On the afternoon of February 3, after the discharge decision was made, he di- rected Park to telephone some who had walked out. Park tried but was unable to reach anyone. There was no com- munication between management and any of the protesters from the onset of the walkout until the morning of Febru- ary 6.) The record contains vague intimations that some of those participating in the walkout either did not understand its purpose or were influenced to do so by fear of physical injury. Regarding the former, Raczuk testified that some stated to him, during their re-employment interviews, that Fernando had told them that they had the afternoon off. Raczuk was unable to identify anyone so stating, and no one testified of being told this by Fernando, leaving this evidence in a hearsay and nonprobative posture. In addition, Juan Arellano testified that he heard Fer- nando say that the employees should walk out "so that the Union could come in," and Bertha Martinez testified that Fernando told her that everyone was "going to leave be- cause Monday the Union was going to come in, or some- thing like that." Martinez later elaborated that Fernando had said that there was going to be a walkout because "a union was going to come in to better the situation on what was happening here." Arellano and Martinez both partici- pated in the walkout, both were rehired after initially being discharged, and both were called to testify by Respondent. Fernando denied making any union references in the con- text of the walkout and is credited. Arellano's and Marti- nez' versions do not integrate with the surrounding circum- stances sufficiently to carry credence, beyond which Martinez was able to recite hers only after repeated and extreme leading, leaving the irresistible suspicion that both versions were of after-the-fact assembly in support of Re- spondent's theory s that the walkout was a "hoax" perpe- trated by the Union "to precipitate false charges." Concerning the intimations that fear of injury was a fac- tor, Fernando's brother, Aurelio, credibly testified that both I It must be doubted that Respondent was as much "in the dark" as Raczuk would have us believe. Apart from the temporal proximity of the raises to the walkout and the unresolved status of Fernando's and Olson's complaints to Groogan about the raises, Aurelio Alatorre testified credibly and without refutation that Jim Perkins, Respondent's head of research and development, noticed him cleaning his machine shortly before the walkout and asked what was "going on," to which Aurelio replied, "Low wages." Additionally, German Castenada testified credibly without refutation that he saw Perkins 20 or so feet away as a group of employees discussed whether to walk out. Raczuk admittedly spoke with Perkins about the walkout upon returning from lunch on February 3. Perkins had authority to hire and fire and thus was a statutory supervisor. s Propounded during an opening statement. Morin and Ernie Taylor, a welder, had declared that those refusing to do so would be "forced to leave":9 and Gerardo Ayala credibly testified that when he told Fernando that those in the polishing department had decided to walk out Fernando commented that "the Americans"-seemingly an allusion to Morin and Taylor-had said there would be "a brawl" unless everyone left.' Beyond that, Groogan testified that during the re-em- ployment interviews, in answer to the question why they had walked out, Juan Arellano explained that Fernando and "El Gordo"-the nickname for Morin-had said that they would "beat the shit out of" him if he did not join in; and that one of the Sanchez brothers, Felicito or Cabrera, had given a like explanation. This testimony, coming from Groogan, is nonprobative hearsay. Moreover, both Arel- lano and Felicito denied in their testimonies that they had been threatened; and Felicito further denied that either he or his brother, during their joint re-employment interviews, told Groogan of such threats." Raczuk testified that vandalism incidental to the walkout caused damage to Respondent "in the thousands of dol- lars." He continued that after the walkout it was discovered that blueprint and set-up books had disappeared, that bending dies and jigs required major readjustment, and that there was "a giant gouge" on the side of his car. These discoveries admittedly came after the decision to terminate and so did not affect it. Raczuk did not identify anyone who might have been responsible. German Castenada testified that during his re-employ- ment interview on February 6 Raczuk asked if he had at- tended a union meeting, that he denied that he had, and that Raczuk then insisted that he tell the truth. Daniel Cas- tenada testified that during his interview on February 6 Raczuk mentioned that Daniel had been seen with a group of employees in front of a liquor store the morning of Feb- ruary 6 and asked if they had been talking about the Union. German and Daniel both testified that Groogan and a night-shift leadman, who served as an interpreter, were pre- sent during the interviews. Raczuk testified that he did not "at any time during any interview . . . ask any employee about his union activity" but otherwise did not address these assertions of the Caste- nadas. Groogan's testimony did not deal with these inci- dents, either generally or specifically, and the night-shift leadman was not called. The Castenadas are credited. Their recitals and demeanor generally carried conviction, whereas Raczuk's denial was of so broad and pro forma a nature as to lack persuasive thrust, particularly absent some sem- blance of corroboration from the others present. 9 Taylor was "the angriest" of all. according to Aurelio. 'o Respondent's production complement was predominantly Mexican. many of whom have little or no understanding of English. Of the 34 to walk out. 23 have Spanish surnames. 1 Groogan also testified that Frank Lagunas explained during his re-em- ployment interview that there "would be trouble" if he had not walked out, and that Stephen Payne said that he had decided to "take off" because "it was getting pretty heavy back there." Raczuk testified that some of the inter- viewees, none of whom he could name, had explained to him that they would have been "beat up" had they not walked out., and that one. likewise un- named, explained that he had been told that the Union would fire those not leaving when it became the employees' representative. All of this, of course, is nonprobative hearsay. 992 KENDICK ENGINEERING. INC. B. Conclusions The discharges. The walkout was of a concerted charac- ter, triggered by displeasure with the raises, and thus was an activity protected by the Act. The resultant discharges, to the extent that they victimized nonsupervisors. therefore violated Section 8(a)(1) as alleged. See F. a. Homes, Inc., 235 NLRB 648 (1978); Long Beach Youth Center, Inc., a/k/ a Long Beach Youth Home (formerlv Trailback, Inc.) 230 NLRB 648 (1977); Sihilios Golden Grill, Inc., 227 NLRB 1688 (1977); Crenlo, Division of GF Business Equipment, Inc., 215 NLRB 872 (1974); Bagley' Produce, Inc., 208 NLRB 20 (1973).12 It does not detract from this conclusion that the protest- ers did not give management warning of the impending walkout and a chance to redress their grievances before its occurrence. See N. L.R.B. v. Washington Aluminum Co., 370 U.S. 9, 14 (1962): Howard Manufacturing Company, Inc., 227 NLRB 1858. 1865 (1977); Roemer Industries, Inc., 205 NLRB 63, 65 (1973); Allen Hayosh Industries, Inc., and its Subsidiary AlHI Machine Tool & Die, Inc., 176 NLRB 439. 444-445 (1969); Tomar Products, Inc., 151 NLRB 57, 62 63 (1965). Nor was the walkout unprotected because of the prior intimations that those refusing to participate would be "forced to leave" and that "the Americans" has said there would be "a brawl" unless everyone left. Cf.. Eagle Interna- tional, Inc., 221 NLRB 1291 (1975). Finally, it is of no mo- ment that some of those joining in the walkout might have preferred not to, had no complaints about the raises, or did so for reasons unrelated to the raises. See Du-Tri Displayvs. Inc., 231 NLRB 1261, 1269 (1977). New England Fish Company, 212 NLRB 306 (1974), cited by Respondent, is fundamentally distinguishable from the present case. In that case the employer had no way of knowing that the dischargee had been acting in aid of a concerted concern, while the present walkout was palpably concerted, the only possible-but extremely unlikely-un- certainty being the reason for the collective irritation. Thefailure to reinstate on February 6 at 7 a.m. It is infer- able that all of the strikers intended to return to work at the start of the day shift on February 6. All were at the plant at that time; seven testified that it was their intention to go to work, and there is no convincing evidence that anyone was there for a different reason. It scarcely can be doubted, moreover, that Respondent perceived them as being there to go to work; Raczuk himself having admitted that in his view "most of the people that left ... were just coming back to go to work." Finally, it is evident that by then handing out the termination letters to each of the strikers, which assigned a date and time certain for a re-employment inter- view "if you wish to be considered for re-employment." Respondent imparted to them in unmistakable terms the futility of their requesting reinstatement at 7 a.m. on Febru- ary 6, or at any time before the re-employment interviews. 12 The parties are in agreement that one of those discharged, Russ Olson. was a statutory supervisor, and they are in disagreement over the status of Fernando, Gerardo Ayala, and Michael McCreadie. It is concluded in the circumstances of this case that the discharge of supervisors was permissible. F M. Homes, Inc., supra, Long Beach Youth Center, supra, Sibilio's Golden Grill, supra. Determination of the status of the three in dispute is made later in this Decision. It is concluded in these circumstances that the nonsuper- visory strikers were entitled to reinstatement as of the start of the day shift on February 6. even though none then or previously had verbalized a desire to be reinstated; and that Respondent's failure to do so was an additional violation of Section 8(a)(1). Weather Tee Corporation, 238 NLRB 1535 (1978); F M. Ilomes, nc.. supra, Eagle International, Inc(., supra. I'allei Oil Co., Inc., 210 NLRB 370 (1974): A.stro Electronics. In., 188 NLRB 572 (1971)." The allegedlv unlaiful interrogations. It is concluded. without need for extended discussion or analysis, that Raczuk violated Section 8(a)( 1) during the re-employment interviews of German and Daniel Castenada on February 6 by asking German if he had attended a union meeting and by asking Daniel if the group of employees he had been seen with that morning had been talking about the Union. V. rite QUiESIIONS OF SL PERVISORY SAI'US A. Positions of the Parties As earlier mentioned.' the General Counsel and Respon- dent are in agreement that one of those terminated, Russ Olson, machine-shop leadman. was a statutory supervisor at the time. Respondent contends that the other three Fernando. Gerardo Ayala, and Michael McCreadie were supervisors as well. The General Counsel disagrees. B. The Evidence Fernando had been the leadman in the tube shop for 7 or 8 months prior to the walkout. There were 11 employees under him. The tube shop had six distinct types of ma- chines, four of which were within the operating competence of everyone in the department. Fernando's wage as of the walkout was $5 per hour, which was about 50 cents above any other employee's in the department. Fernando testified that his primary duties as leadman were to check work in process to see "that everything was done correctly"; to do "set-ups"; and to maintain a running log of production in his department, which was picked up weekly by his superiors. He elaborated that he checked work in process three times each day, and that he brought poor work to the attention of the errant employee but made no record of it nor reported it to higher ups. He estimated that this took about 30 minutes each day. Doing setups consisted of adjusting the machines for new production 3 There is no evidence that any of the strikers had been replaced by the morning of February 6. Moreover, the discharges became a jural realit in the early afternoon of February 3. when Raczuk made the decision. as shown by the time affixed to the termination letters See BM Aurozentrunm, 219 NLRB 86, 99-100 (1975); MAorris Weiss db/a Mook (Weiss eat rPac ing Comparu and Ter On Weiss dbhia Crowsn Meat Companym 160 NI.RB 546h. 550-51 (1966). Thus, it being clear that no replacements were hired befiore the unlawful discharges became operative on February 3. the non-supersi- sory strikers were entitled to reinstatement even at cost of displacing oslensi- ble permanent replacements. NL.R.B v. International Van .ines. 409 US. 48 (1972) BMW Autozenrrum, supra; H. S. Knitting Milt., Inc.. 211 N.RB 355 (1974); Graneo-Datrsun, 203 NLRB 550. 561. fn. 9 (1973) Moreover. the Board recently has established the pnnciple that discriminatorily discharged stnkers need not request reinstatement to activate the employer's reinstate- ment/backpay obligation. Abilities and Gooduil. Inc., 241 NLRB 27 (1979) 14 In fn. 12. 993 DECISIONS OF NATIONAL LABOR RELATIONS BOARD runs, consumed from I- 1/2 to 2 hours of Fernando's time on a daily average, and appears to have required certain technical know-how but little if any direction of others. Fernando also testified that he informed Jim Perkins, head of research and development and the ranking hourly paid person on the payroll, when machine parts needed replace- ment in the tube shop. Ayala became a leadman in the polishing department about 3 months before the walkout. There were eight em- ployees under him who operated six identical machines. Ayala's wage at the time of the walkout was $4.60 per hour, which was about 60 cents above anyone else's in the depart- ment. Ayala testified that his duties as leadman included checking the work of others once each day to be sure that the parts were "completely smooth," which took 15 to 20 minutes, seeing that defective work was redone, sometimes by himself, and maintaining a running log of production and number of employees working, which took another 15 to 20 minutes each day and which was picked up by his superiors once a week. McCreadie became a leadman in the welding department just 2 days before the walkout. There were six employees under him who operated two kinds of welders, mig and tig, both of which were within the competence of everyone. McCreadie received a raise to $4.50 per hour the day of the walkout, which placed his wage 25 cents above that of the next highest paid person in the department. McCreadie tes- tified that his new duties upon becoming a leadman were to convey to the crew at the start of the shift what was to be done that day, which took 10 to 15 minutes and had been previously determined by the shipping and receiving de- partment, to examine work quality "several times a day," which took 5 to 10 minutes in all,' and to maintain a daily inventory of parts welded by each employee, which con- sumed 10 to 15 minutes each day. The three in question attended weekly leadmen's meet- ings, wore blue smocks supplied to all the leadmen, and performed production tasks alongside the others when not discharging their responsibilities as leadmen. Apart from their higher wages and special duties as leadmen their terms and conditions of employment were the same as those who were undisputably rank-and-file employees.' 6 Raczuk testified that the duties of the three were "essen- tially the same." Their duties were never formally articu- lated to them, he continued, but rather were conveyed by a process "kind of like playing by ear" in the course of the weekly leadmen's meetings. Raczuk asserted that oversee- ing the work of others was "a day-long job" for the lead- men, that they "continually had to go around and inspect parts." He further asserted that the leadmen interviewed job applicants for their departments, that their hiring rec- ommendations were followed 80 to 90 percent of the time, 15 Explaining the little time devoted to this, McCreadie testified: "A trained eye knows whether it's good or bad." 16 Raczuk is not credited that an office in the center of the production area was solely for the leadmen and bore a sign so stating. He previously testified that the production employees had access to this enclosure to obtain work gloves, to store their lunches, and to hang their coats. His first reference to the sign occurred after 21 transcript pages and a lunchbreak after his testi- mony by stating that this room was off limits, suggesting contrivance. and that they set the starting wage of the newly hired about 90 percent of the time. Raczuk added that he was involved in only I out of every 25 to 30 hirings, and that Fernando participated in the hiring of all Spanish-speaking appli- cants. Raczuk continued that the three in question had "im- plied"-i.e., never exercised-authority to effect layoffs. that they meted out discipline as needed in their depart- ments and adjusted employee grievances, that they were responsible for seeing that timecards were properly filled in and initialed necessary changes, that they chose who was to work overtime, and that a few months before the walkout Respondent established the practice of having the leadmen distribute paychecks to those under them, one of the pur- poses being "to get the leadmen to act as leadmen." Raczuk also testified that each of the then-leadmen received an hourly raise of 50 cents or so in September 1977 "to segre- gate and make them feel that they were on a different level, that they were closer to management or middle manage- ment than production people." At this same time and in part for the same reason, according to Raczuk, the blue smocks were issued. Groogan's testimony largely paralleled Raczuk's. He tes- tified that Fernando, Ayala, and McCreadie had "about the same duties," including "total responsibility for hiring" in their departments. Groogan expanded that they inter- viewed applicants, that only they reviewed application forms "in normal circumstances", that they set the starting wage "in most cases"-i.e., unless a wage outside "normal parameters" was indicated, and that they made the actual hiring decision about 85 percent of the time.'? Groogan averred that he talked to less than 10 percent of the appli- cants, and that he was the only one above leadman level ever to become involved in hiring. He explained that since the leadmen "had no supervision experience whatsoever," he was at their disposal "if they got crossed up" in the hiring process. Groogan also testified that Fernando, Ayala. and McCreadie were empowered to discharge those under them without clearance from above, that their discharge recom- mendations were regularly followed, that they effected the interdepartmental transfer of employees on their own "all the time," not to mention assignments from task to task within their departments, that they adjusted employee grievances and requested counseling for problem employ- ees, that they determined when raises were in order, and that they checked timecards for accuracy and initialed nec- essary changes. The clear and uniform purport of the testimonies of Fer- nando, Ayala, and McCreadie is that they exercised or pos- sessed little if any of the authority attributed to them by Raczuk and Groogan. Regarding hiring, Fernando conced- edly assisted in the interview of Spanish-speaking appli- cants, sometimes even speaking with them alone. He added, however, that he did this both before and after becoming a leadman, and that it was because of his ability to communi- cate in both English and Spanish. He denied taking part in hiring decisions. Groogan lent credence to this by testifying 17 Groogan testified elsewhere that the leadman made the hiring decisions "a majority of the time." 994 KENDICK ENGINEERING, INC. that Fernando's brother, Francisco, also helped interview on occasion because of his bilingualism. There is no conten- tion that Francisco was a supervisor. The record suggests numerous instances, moreover, in which either Fernando or Francisco served as go-betweens for the English-speaking management and Spanish-speaking rank-and-file employ- ees because of their language skills. Ayala likewise denied any role in hiring, credibly recall- ing that two were hired for his department during his tenure as leadman without his being consulted. No one was hired as a welder during McCreadie's brief time as leadman. His predecessor, Justin Cole, did administer welding tests to ap- plicants, however, the results of which formed the primary if not sole basis for the hiring of welders. It is doubtful that the evaluation of test results entailed any significant range of discretion, as opposed to a technically trained eye. As Raczuk testified, the hiring of welders was "pretty well cut and dried," based on the test-"you either can weld or you can't weld." McCreadie testified that he believed himself to have the authority to make hiring recommendations be- cause he believed that Cole had that authority, but there is no evidence that such authority was ever communicated to or exercised by McCreadie or that its exercise by Cole went beyond the administration of welding tests. As concerns firing, there is no evidence that Fernando. Ayala, or McCreadie ever exercised such authority or were told that they had it. Whether they were empowered to make meaningful discharge recommendations is less clear. Once when an employee in the polishing department began throwing rocks at other employees Ayala, in anger, asked that Fernando speak to Raczuk about having the employee fired." Fernando did so, and Raczuk ordered the employee fired forthwith. Considering the aggravated nature of the incident, it would seem likely that this result would have obtained regardless of Ayala's viewpoint. Fernando cred- ibly testified that he once suggested to Raczuk that a certain employee be reassigned instead of discharged, and that the employee was discharged just the same. McCreadie testified that he supposed he had authority to make firing recom- mendations, again because he thought that Cole had that authority, but there is no evidence that this authority was ever communicated to or acted upon by either Cole or McCreadie. 15 Regarding timecards, Fernando admittedly did initial changes on occasion, credibly asserting that it was done in each instance at the direction of Jim Perkins.' 0 Ayala and McCreadie denied having anything to do with timecards. Respondent introduced cards bearing Fernando's initials but none with theirs. Fernando, Ayala, and McCreadie generally denied that they understood themselves to have the power to or in fact did discipline employees, adjust employee grievances, as- sign overtime, participate in raise decisions, effect interde- partmental transfers, or distribute paychecks. And, apart l' Ayala went through Fernando because of the language barrier. He speaks only Spanish. Ayala testified that he did not expressly ask for the offending employee's discharge. Fernando is credited that he did. 19 The record contains hearsay testimony that Cole twice tried to discharge employees, only to be overruled. 20 Perkins did not testify. from the bald assertions of Raczuk and Groogan, there is no evidence that the contrary was so. As previously indi- cated, Fernando, Ayala, and McCreadie did direct the work in their departments by monitoring quality, seeing that faulty work was redone, and keeping production rec- ords. They also trained new employees. It does not follow, however, that any of this involved notable measures of dis- cretion. While not a high volume assembly line operation, Respondent nevertheless processes about 100 parts per shift per department, all parts on a given production run being identical. McCreadie testified, as this might suggest. that who did what and when "was pretty well established," and Ayala testified that the employees did "the same thing all the time." C. Conclusion It is concluded that Respondent has not met its burden of proving that Fernando, Ayala, and McCreadie were super- visors at the time of the walkout.2 The authority of which Raczuk and Groogan testified was so absurdly inflated and so devoid of verification by specific illustration that this testimony must be radically discounted. It is altogether implausible that such total control over hiring, wages, and other facets of the operation would have been vested in people who, in Groogan's words, "had no supervision experience whatsoever." It is equally unlikely, had Raczuk's and Groogan's depictions been even remotely accurate, that there would have been need in late 1977 to grant the leadmen a raise and outfit them in distinctive costume "to segregate them and make them feel that they were on a different level, that they were closer to manage- ment or middle management than production people" or to have them distribute paychecks to get them "to act as lead- men."" Finally, it is beyond comprehension that Raczuk and Groogan would have seen fit to dissemble to transpar- ently had they any confidence that an undistorted picture would have proven Fernando, Ayala, and McCreadie to be supervisors. While the three in question plainly bore greater responsi- bility than the others in their departments, the weight of credible evidence, including their generally convincing testi- mony, compels the conclusion that the handling of this re- sponsibility took relatively little of their time and was done in a routine repetitive manner, seldom if ever requiring in- dependent judgment. The smocks, higher wages, and meet- ings did not alter this basic state of affairs. CONCLUSIONS OF LAW I. By discharging the nonsupervisors who walked out in protest on February 3, 1978, and by failing to reinstate them upon their appearance at the plant on February 6. 1978, as found herein, Respondent in each instance violated Section 8(a)(1) of the Act. 21 "[Tlhe burden is on the party alleging supervisory status to prove that it. in fact. exists." Commercial Mover., Inc. 240 NLRB 288 (1979). 21 This is not to credit Raczuk that the leadmen in fact received a raise in 1977. or that they began to hand out paychecks. Far more significant than whether they did is Respondent's purported rationale for undertaking these alleged actions. 995 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 2. By interrogating an employee on February 6, 1978, whether he had attended a union meeting and by interro- gating another employee on the same date whether a group of employees of which he was a part had been talking about the Union, as found herein, Respondent in each instance further violated Section 8(a)(l). 3. These unfair labor practices affect commerce within Section 2(6) and (7) of the Act. 4. The discharge and subsequent failure to reinstate Russ Olson did not violate the Act. Upon the foregoing findings of fact, conclusions of law, and the entire record and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: ORDER2 4 The Respondent, Kendick Engineering, Inc., Canoga Park, California its officers, agents, successors, and assigns, shall: I. Cease and desist from: (a) Discharging, refusing to reinstate, or otherwise dis- criminating against employees because they have engaged in a protected strike or other concerted activity for their mutual aid or protection. (b) Interrogating employees concerning their union ac- tivities. (c) In any other manner interfering with, restraining, or coercing employees in their exercise of rights under the Act. 2. Take this affirmative action: (a) To the extent that it has not already done so, offer each of those named below immediate and full reinstate- ment to the job he or she held on February 3, 1978, or, if the job no longer exists, to a substantially equivalent job, without prejudice to his or her seniority and other rights and privileges, and make each whole, with interest, for any loss of earnings and benefits suffered as a result of being unlawfully discharged on February 3 and denied reinstate- ment at the start of the day shift on February 6, 1978: Alatorre, Aurelio Alatorre, Fernando Alatorre, Francisco Arellano, Juan Avalos, Javier Ayala, Gerardo Lagunas, Frank Lopez, Sigfrido Luna, Samuel McCreadie, Michael Martinez, Bertha u Certain errors in the transcript are hereby noted and corrected. 2U All outstanding motions inconsistent with this recommended Order hereby are denied. In the event no exceptions are filed as provided by Sec. 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions and recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions and Order, and all objections thereto shall be deemed waived for all purposes. Betancourt, Juan Castaneda, Daniel Castaneda, German Castillo, Arturo Doyle, Tom Fernandez, Yolanda Gomez, Francisco Harold, Bill Harris, Kirk Kellegrew, Scott Miller, Jack Mora, Ramon Najera, Denise (Jose Layon) Payne, Stephen Reynoso, Moises Sanchez, Cabrera Sanchez, Felicito Sifuentes, Jose Slone, Dru Taylor, Ernie Thut, Don Torres, Jose Backpay shall be computed in accordance with F. W. Wool- worth Company, 90 NLRB 289 (1950). with interest figured in accordance with Florida Steel Corporation, 231 NLRB 651 (1977). See, generally, Isis Plumbing & Heating Co., 138 NLRB 716 (1962). Inasmuch as the discharges became op- erative at 1 p.m. on February 3, as revealed by the letters of termination, Respondent's backpay obligation shall run from that time. Abilities and Goodwill. Inc., 241 NLRB 27 (1979). (b) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all pay- roll records, social security payment records, timecards, personnel records and reports, and all other records neces- sary to analyze the amounts owing under the terms of this Order. (c) Post at its plant in Canoga Park, California, English- language copies and Spanish-language copies of the at- tached notice marked "Appendix." Copies of said notice, on forms provided by the Regional Director for Region 31, after being duly signed by Respondent's authorized repre- sentative, shall be posted by Respondent immediately upon receipt thereof, and shall be maintained by it for 69 con- secutive days thereafter, in conspicuous places, including all places where notices to employees customarily are posted. Reasonable steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (d) Notify the Regional Director for Region 31, in writ- ing, within 20 days from the date of this Order, what steps Respondent has taken to comply herewith. The allegation that Respondent violated the Act as con- cerns Russ Olson is dismissed. 25 In the event that this Order is enforced by a Judgment of a United States court of appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judg- ment of the United States Court of Appeals Enforcing an Order of the Na- tional Labor Relations Board." 996 Copy with citationCopy as parenthetical citation