Jerome H. Newell, Complainant,v.Thomas E. White, Secretary, Department of the Army, Agency.

Equal Employment Opportunity CommissionMay 21, 2002
01A14604_r (E.E.O.C. May. 21, 2002)

01A14604_r

05-21-2002

Jerome H. Newell, Complainant, v. Thomas E. White, Secretary, Department of the Army, Agency.


Jerome H. Newell v. Department of the Army

01A14604

May 21, 2002

.

Jerome H. Newell,

Complainant,

v.

Thomas E. White,

Secretary,

Department of the Army,

Agency.

Appeal No. 01A14604

Agency No. BEBGFO0010A0470

DECISION

Complainant filed the instant appeal from an agency decision dismissing

his complaint filed June 1, 2001. For the reasons set forth below,

we vacate the agency's final decision. In his complaint, complainant

alleged that he was subjected to discrimination on the bases of race,

sex, and reprisal for prior EEO activity as follows:

The former Deputy Garrison Commander and the FGGM DOC Director

(complainant's former supervisor) asked complainant to return to

work from his vacation on August 2, 1999, because they believed it was

mission-essential for him to be on the job;

The Garrison Commander (now Installation Commander), and the Acting Deputy

Garrison Commander, negated a signed Negotiated Settlement Agreement,

dated October 19, 1999, addressing complainant's EEO discrimination

complaints (#BGBF9512FO530 and #BGBF9612G0500);

After the former Deputy Garrison Commander, and the FGGM DOC Director

assured complainant that his leave would not be lost in his returning

from vacation, the agency denied the restoration of 80 hours of annual

leave in a memorandum, dated January 7, 2000;

The FGGM DOC Director issued complainant a Letter of Warning concerning

his work performance, dated December 8, 1999;

The Acting Deputy Garrison Commander refused to sign complainant's

performance appraisal for the period from July 1, 1999 to June 30, 2000;

Management officials allowed a fellow contract specialist to issue

erroneous and negative statements about complainant within the Military

District of Washington (MDW) and the FGGM DOC;

Management officials then ignored the recommendation of the MDW Principal

Assistant Responsible for Contracting, who, after investigating charges

made by the contract specialist, issued a written directive, dated July

18, 2000, to the FGGM DOC Director, that he review the matter and take

appropriate action against the co-worker; and

The agency developed a flawed Army Regulation 156 investigative report,

which produced a negative opinion of complainant's actions concerning

a roofing contract (#DADW36-98-D-0009) with NAPA Development Corporation.

After returning to work October 25, 1999, Acting Deputy Garrison Commander

required complainant to perform his normal full-time supervisory workload

and continued to assign him additional projects, although his doctor

did not release complainant to return to work full-time until November

29, 1999.

The agency dismissed claims 1 and 3 - 9 on the grounds that the most

recent alleged discriminatory event occurred on July 18, 2000, but

complainant did not initiate contact with an EEO Counselor until October

13, 2000, which is beyond the forty-five (45) day limitation period.

Timeliness

On appeal, complainant argues that he contacted an EEO Counselor on

December 9, 1999, the day he received the Letter of Warning (claim 4).

The record reveals initial EEO counseling documents bearing this

date, including a memorandum entitled, "Aggrieved Person's Rights

and Responsibilities." We cannot however, determine which claims

complainant presented (nor their disposition) at the time of complainant's

December 1999 EEO contact. Furthermore, the agency has not addressed

complainant's claim that he initiated EEO Counselor contact on December

9, 1999. Under these circumstances, we must vacate the agency's decision

to dismiss claims 1 and 3 - 9 and we shall remand claims 1 and 3 - 9 to

the agency so that the agency may supplement the record with information

to clarify the nature of complainant's claimed December 1999 EEO contact

and redetermine the timeliness of complainant's claims in light thereof.

Settlement Agreement

The agency dismissed claim 2 on the grounds that this claim alleges

breach of a negotiated settlement agreement dated October 19, 1999.

The agency stated that complainant should have raised the breach claim

with the agency's office in Arlington, Virginia, rather than with the

local EEO Office. The Commission finds that the agency was on notice

of the breach claim and should have processed the matter pursuant

to 29 C.F.R. � 1614.504(b). It is unclear from the record, however,

how complainant is specifically claiming the agreement was breached.

Furthermore, it is unclear from the record whether the agency has fully

complied with the agreement. Therefore, we shall remand the matter so

that the agency may contact complainant to clarify the breach claim and

then issue a decision on the matter pursuant to � 1614.504(b).

CONCLUSION

Accordingly, the agency's dismissal of complainant's complaint and

the settlement breach claim is hereby VACATED. The complaint and the

settlement breach claim are REMANDED to the agency for further processing

in accordance with this decision and the Order herein.

ORDER

The agency is ORDERED to take the following actions:

1 The agency shall conduct a supplemental investigation and place evidence

in the record establishing the date(s) on which complainant sought EEO

counseling and the specific claims presented in each instance.

Within 30 calendar days of the date this decision becomes final,

the agency shall issue a notice of acceptance of the complaint for

investigation or shall issue a new decision dismissing the complaint.

The agency shall request information from complainant to clarify the

specific breach of settlement claim(s).

Within 30 calendar days of the date this decision becomes final, the

agency shall issue a decision addressing whether the agency has breached

the October 19, 1999 settlement agreement.

A copy of the agency's notice accepting the complaint or new decision

dismissing the complaint must be sent to the Compliance Officer as

referenced herein. A copy of the agency's decision on the breach of

settlement claim(s) must be sent to the Compliance Officer as referenced

herein.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

May 21, 2002

__________________

Date